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The Aegis Group, Ltd.
© 2012/All Rights Reserved
e-Politick
Lobbying the U.S. Congress
a
First Amendment Right
The First Amendment!
›  Congress shall make no law respecting an
establishment of religion, or prohibiting the
free exercise thereof; or abridging the
freedom of speech, or of the press; or the
right of the people peaceably to
assemble, and to petition the
Government for a redress of grievances.
Congressional Myths
You are one of many!
›  Myth: My Congressman will take care of my issue!
›  Fact: Your Congressman has numerous issues and constituencies to deal
with every day. You are competing against hundreds of unknown
individuals. And, there may be constituents within the Congressional
district that have contrary interests or are competing for the same
benefits.
›  Myth: I am an important constituent, thus, my needs will be addressed.
›  Fact: You still have to compete for his attention and that of his staff. Your
issue is one of many that will get lost in the day’s business unless you
know how to cut the head of the “constituent waiting line.”
›  Myth: All Congressmen are equal.
›  Fact: No! Some have a tremendous amount of influence and power, while
others are relatively weak or lazy! There are also wide discrepancies
of power within issues. For example, a Congressman may have
enormous power in banking issues, but may be powerless in
influencing educational or appropriations policy.
The House of Representatives
Overview
›  A congress lasts for 2 years and has two sessions. Each congressman
has a term of two years. The total number of congressmen is 435,
one for every 30,000 of population.
›  Sources of ideas for legislation are numerous, i.e., the Administration,
constituents, organizations, etc.. And, only the House may initiate
revenue bills.
›  There are more than 20 committees in the House. Many of which
share jurisdiction over legislation that is introduced and federal
departments.
›  The House may impeach (or indict) federal official but not try them, a
right reserved for the Senate.
The House of Representatives
Legislative Process Synopsis
›  A legislative proposal is introduced by a member of congress in one of four
principal forms: the bill, the joint resolution, the concurrent resolution, and the
simple resolution. The most common form is, “the bill.”
›  The president may not introduce legislation. He has to rely on friendly
members of congress to introduce his legislative initiatives.
›  Congressional committees are “legislative laboratories” where proposals are
examined, acted upon, and – if approved by the committee(s) of jurisdiction
– are sent to the full House for a vote of approval or denial.
›  If a bill is approved by the House, it is “referred” to the Senate for its
concurrence or rejection. If approved as passed by the House, it is send to
the President for signature and becomes law. If amended by the Senate, the
bill goes to a conference (between House/Senate members) where it
undergoes changes suitable to assure its eventual Congressional approval
and then on to the President for final approval.
The U.S. Senate
Overview
›  The Senate is composed of 100 Members, 2 from each state
each with a term of 6 years. One-third of the total Senate is
elected every second year.
›  The Senate has several unique powers not held by the
House of Representatives, i.e., ratification of treaties,
confirming Cabinet secretaries, federal judges, upper
echelon federal executive officials, military officers,
regulatory officials, and ambassadors.
›  The Senate may serve as the “court” of justice of federal
officials impeached by the House of Representatives.
›  The Senate has more than 20 committees many of whom
share jurisdiction over legislation and federal departments.
The U.S. Senate
Legislative Process Synopsis
›  The office of the Secretary of the Senate receives the House “bill” which
becomes an “act” signifying that it is the act of one body of the Congress. It
officially becomes an “engrossed bill.”
›  The bill is then referred to the appropriate standing Senate committee of
jurisdiction for consideration as in the House or it may report it with or without
amendments or “table” it. Other committees may claim jurisdiction.
›  When a committee reports a bill for full Senate consideration, it is reprinted
with the committee amendments and the committee report language
including the name of the Senator making the report.
›  The rules of procedure, for legislative approval, in the Senate differ from those
in the House. The Senate relies heavily on the practice of obtaining
unanimous consent for actions to be taken.
›  The path for Senate approval can be long and confusing because of the
numerous requirements for limit on debate, “lay-over” periods (anywhere
from a day, to weeks and months). The aforementioned is a highly
abbreviated version of a very long process.
How A Bill Becomes A Law
›  Draft H.R. → Put in Hopper →Assign to Committee
→assign to Subcommittee →Hearings
→Markup→Back to Committee
→Hearings→Passage→Rules
Committee→Hearings→Issue Rule→Floor
Debate→Passage→Senate→Senate
Committee→Senate
Subcomitee→Hearings→Markup→Full
Committee→Senate
Calendar→Debate→Passage→Conference
Commitee→Back to House→Back to Senate→Signed
by President
The Budget Process
On or Before Action to Be Completed
15th day after Congress meets President submits his budget
March 15 Committees and joint committees
Submit reports to Budget
Committees
April 1 Congressional Budget Office
submits report to Budget
Committees
April 15 Budget Committees report first
concurrent resolutions on the
Budget to their Houses
May 15 Committees report bills and
resolutions authorizing new budget
authority
May 15 Congress completes action on first
concurrent resolution on the Budget
The Budget Process
(continued)
7th Day after Labor Day Congress completes action on bills
and resolutions providing new
budget authority and new spending
authority
September 15 Congress completes action on
second required concurrent
resolution on the budget
September 25 Congress completes action on
reconciliation bill or resolution, or
both, implementing second required
concurrent resolution
October 1 Fiscal year begins
Grassroots Lobbying
Access is Everything
Do
›  Volunteer in campaigns
›  Know the staff
›  Attend town hall meetings hosted by your representative
›  Stay in contact via email, telephone or mail
›  Share information on your issues – become a familiar and reliable source of
information
›  Be the first to tell the truth of your issue and tell it often!
Don’t
›  Don’t nag, threaten, demand, badmouth the opposition or lie!
The Big Day
Lobbying in Washington
›  Know the pertinent bill numbers and contents of the House/Senate versions
›  Know all the arguments on all side of your issue
›  Know your allies, your opponents
›  Prepare a one-page memo outlining your issues relevant to the bill – stick to one
page
›  Make advance appointments – three weeks or more in advance – with key staff.
›  Staff are the gatekeepers to the representative or senator – unless you are on a first-
name basis with the elected official
›  If you belong to an organization that is making the “Washington Fly-In” trip, try to
arrange an informal reception for your represented (s) and key staff but be mindful
of hospitality rules
›  Once home, follow up with thank you emails, cards, letters or telephone calls and
follow up on your issue(s)
Who to bring?
Bring
›  An articulate spokesperson – speak with one voice on the same
issue. Present all sides of the issue and do so fairly
›  Constituent s of key members that are dealing with your issue
›  People who are directly affected by the proposed bill or legislation
›  Good team players
Do Not Bring
›  A heavy-handed browbeater or low mouthed individual – they’ll kill
your chances of success
Capitol Hill Terms
›  Member Either a U.S. Representative or Senator, male or female
›  The Hill Term includes all House and Senate office buildings
›  A.A. Administrative Assistant, top staffer. Also known as C.O.S., chief
of staff
›  L.D. Legislative Director, oversight/direction over all legislative issues
›  L.A. Legislative Assistant, congressional staff person, mid rank
individual
›  L.C. Legislative Correspondent, entry level staff, correspondence,
email, etc..
›  Scheduler Person in charge of a Member’s calendar
›  Staff memo Sheet of paper used by a Member to decide how to vote on
an issue
›  The Floor As in floor of the House or Senate. When a bill is on the floor, it is
being debated. When a member is on the floor he/she could
be anywhere including the floor debating, voting, etc.
›  Bells A legislative call system consisting of electric lights and bells or
buzzers located in various parts of the Capitol Building alerting
Members to votes
The Legislative Maze
Experience is the best GPS!
The	
  Aegis	
  Group,	
  Ltd.	
  
	
  
The	
  Legislative	
  Maze	
  and	
  Its	
  Various	
  Players	
  
Who/What	
  Influences	
  Legislation?	
  
The	
  French	
  journalist	
  and	
  writer,	
  Honoré	
  de	
  Balzac	
  (1799-­‐1850),	
  said	
  “bureaucracy	
  is	
  a	
  giant	
  mechanism	
  
operated	
  by	
  pygmies.”	
  His	
  observation	
  could	
  easily	
  apply	
  to	
  the	
  American	
  legislative	
  process.	
  	
  	
  
	
  
An	
  Aegis	
  client,	
  Tom	
  May,	
  once	
  remarked,	
  “politics	
  or	
  the	
  legislative	
  process	
  doesn’t	
  have	
  a	
  damn	
  thing	
  to	
  do	
  
with	
  rational	
  thinking	
  –	
  it’s	
  all	
  smoke	
  and	
  mirrors.”	
  The	
  following	
  chart	
  illustrates	
  the	
  complexity	
  of	
  the	
  modern	
  
U.S.	
  agricultural	
  policy	
  process.	
  	
  
	
  
The	
  same	
  process,	
  with	
  different	
  players,	
  is	
  applicable	
  in	
  other	
  areas	
  not	
  related	
  to	
  agriculture.	
  
The Origins of Public Policy
›  Public policy starts at home!
	
  
Policy	
  Development	
  Chart	
  
2472	
  Belmont	
  Road,	
  NW	
  	
  	
  Washington,	
  D.C.	
  20008	
  	
  	
  p:	
  202.518.9590	
  	
  	
  e:	
  mariocas@aegisdc.com	
  	
  	
  web:	
  www.aegisdc.com	
  
	
  
	
  
*	
  Media	
  elements	
  (i.e.	
  online	
  social/new	
  media,	
  reporters,	
  broadcast	
  news,	
  etc.)	
  are	
  omnipresent	
  across	
  all	
  levels.	
  	
  
	
  
	
  
Copyright.	
  The	
  Aegis	
  Group,	
  Ltd.	
  2010	
  
	
  
City/Municipal	
  Government*	
  
Chambers	
  of	
  Commerce/	
  
Small	
  Businesses/	
  
Associations	
  
Universities	
   Mayor	
  and	
  Other	
  City	
  
Officials	
  
	
  
State	
  Government*	
  
State	
  Legislature	
   Governor	
  
U.S.	
  Congress*	
  
The	
  
Administration*	
  

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e-Politick

  • 1. The Aegis Group, Ltd. © 2012/All Rights Reserved e-Politick Lobbying the U.S. Congress a First Amendment Right
  • 2. The First Amendment! ›  Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances.
  • 3. Congressional Myths You are one of many! ›  Myth: My Congressman will take care of my issue! ›  Fact: Your Congressman has numerous issues and constituencies to deal with every day. You are competing against hundreds of unknown individuals. And, there may be constituents within the Congressional district that have contrary interests or are competing for the same benefits. ›  Myth: I am an important constituent, thus, my needs will be addressed. ›  Fact: You still have to compete for his attention and that of his staff. Your issue is one of many that will get lost in the day’s business unless you know how to cut the head of the “constituent waiting line.” ›  Myth: All Congressmen are equal. ›  Fact: No! Some have a tremendous amount of influence and power, while others are relatively weak or lazy! There are also wide discrepancies of power within issues. For example, a Congressman may have enormous power in banking issues, but may be powerless in influencing educational or appropriations policy.
  • 4. The House of Representatives Overview ›  A congress lasts for 2 years and has two sessions. Each congressman has a term of two years. The total number of congressmen is 435, one for every 30,000 of population. ›  Sources of ideas for legislation are numerous, i.e., the Administration, constituents, organizations, etc.. And, only the House may initiate revenue bills. ›  There are more than 20 committees in the House. Many of which share jurisdiction over legislation that is introduced and federal departments. ›  The House may impeach (or indict) federal official but not try them, a right reserved for the Senate.
  • 5. The House of Representatives Legislative Process Synopsis ›  A legislative proposal is introduced by a member of congress in one of four principal forms: the bill, the joint resolution, the concurrent resolution, and the simple resolution. The most common form is, “the bill.” ›  The president may not introduce legislation. He has to rely on friendly members of congress to introduce his legislative initiatives. ›  Congressional committees are “legislative laboratories” where proposals are examined, acted upon, and – if approved by the committee(s) of jurisdiction – are sent to the full House for a vote of approval or denial. ›  If a bill is approved by the House, it is “referred” to the Senate for its concurrence or rejection. If approved as passed by the House, it is send to the President for signature and becomes law. If amended by the Senate, the bill goes to a conference (between House/Senate members) where it undergoes changes suitable to assure its eventual Congressional approval and then on to the President for final approval.
  • 6. The U.S. Senate Overview ›  The Senate is composed of 100 Members, 2 from each state each with a term of 6 years. One-third of the total Senate is elected every second year. ›  The Senate has several unique powers not held by the House of Representatives, i.e., ratification of treaties, confirming Cabinet secretaries, federal judges, upper echelon federal executive officials, military officers, regulatory officials, and ambassadors. ›  The Senate may serve as the “court” of justice of federal officials impeached by the House of Representatives. ›  The Senate has more than 20 committees many of whom share jurisdiction over legislation and federal departments.
  • 7. The U.S. Senate Legislative Process Synopsis ›  The office of the Secretary of the Senate receives the House “bill” which becomes an “act” signifying that it is the act of one body of the Congress. It officially becomes an “engrossed bill.” ›  The bill is then referred to the appropriate standing Senate committee of jurisdiction for consideration as in the House or it may report it with or without amendments or “table” it. Other committees may claim jurisdiction. ›  When a committee reports a bill for full Senate consideration, it is reprinted with the committee amendments and the committee report language including the name of the Senator making the report. ›  The rules of procedure, for legislative approval, in the Senate differ from those in the House. The Senate relies heavily on the practice of obtaining unanimous consent for actions to be taken. ›  The path for Senate approval can be long and confusing because of the numerous requirements for limit on debate, “lay-over” periods (anywhere from a day, to weeks and months). The aforementioned is a highly abbreviated version of a very long process.
  • 8. How A Bill Becomes A Law ›  Draft H.R. → Put in Hopper →Assign to Committee →assign to Subcommittee →Hearings →Markup→Back to Committee →Hearings→Passage→Rules Committee→Hearings→Issue Rule→Floor Debate→Passage→Senate→Senate Committee→Senate Subcomitee→Hearings→Markup→Full Committee→Senate Calendar→Debate→Passage→Conference Commitee→Back to House→Back to Senate→Signed by President
  • 9. The Budget Process On or Before Action to Be Completed 15th day after Congress meets President submits his budget March 15 Committees and joint committees Submit reports to Budget Committees April 1 Congressional Budget Office submits report to Budget Committees April 15 Budget Committees report first concurrent resolutions on the Budget to their Houses May 15 Committees report bills and resolutions authorizing new budget authority May 15 Congress completes action on first concurrent resolution on the Budget
  • 10. The Budget Process (continued) 7th Day after Labor Day Congress completes action on bills and resolutions providing new budget authority and new spending authority September 15 Congress completes action on second required concurrent resolution on the budget September 25 Congress completes action on reconciliation bill or resolution, or both, implementing second required concurrent resolution October 1 Fiscal year begins
  • 11. Grassroots Lobbying Access is Everything Do ›  Volunteer in campaigns ›  Know the staff ›  Attend town hall meetings hosted by your representative ›  Stay in contact via email, telephone or mail ›  Share information on your issues – become a familiar and reliable source of information ›  Be the first to tell the truth of your issue and tell it often! Don’t ›  Don’t nag, threaten, demand, badmouth the opposition or lie!
  • 12. The Big Day Lobbying in Washington ›  Know the pertinent bill numbers and contents of the House/Senate versions ›  Know all the arguments on all side of your issue ›  Know your allies, your opponents ›  Prepare a one-page memo outlining your issues relevant to the bill – stick to one page ›  Make advance appointments – three weeks or more in advance – with key staff. ›  Staff are the gatekeepers to the representative or senator – unless you are on a first- name basis with the elected official ›  If you belong to an organization that is making the “Washington Fly-In” trip, try to arrange an informal reception for your represented (s) and key staff but be mindful of hospitality rules ›  Once home, follow up with thank you emails, cards, letters or telephone calls and follow up on your issue(s)
  • 13. Who to bring? Bring ›  An articulate spokesperson – speak with one voice on the same issue. Present all sides of the issue and do so fairly ›  Constituent s of key members that are dealing with your issue ›  People who are directly affected by the proposed bill or legislation ›  Good team players Do Not Bring ›  A heavy-handed browbeater or low mouthed individual – they’ll kill your chances of success
  • 14. Capitol Hill Terms ›  Member Either a U.S. Representative or Senator, male or female ›  The Hill Term includes all House and Senate office buildings ›  A.A. Administrative Assistant, top staffer. Also known as C.O.S., chief of staff ›  L.D. Legislative Director, oversight/direction over all legislative issues ›  L.A. Legislative Assistant, congressional staff person, mid rank individual ›  L.C. Legislative Correspondent, entry level staff, correspondence, email, etc.. ›  Scheduler Person in charge of a Member’s calendar ›  Staff memo Sheet of paper used by a Member to decide how to vote on an issue ›  The Floor As in floor of the House or Senate. When a bill is on the floor, it is being debated. When a member is on the floor he/she could be anywhere including the floor debating, voting, etc. ›  Bells A legislative call system consisting of electric lights and bells or buzzers located in various parts of the Capitol Building alerting Members to votes
  • 15. The Legislative Maze Experience is the best GPS! The  Aegis  Group,  Ltd.     The  Legislative  Maze  and  Its  Various  Players   Who/What  Influences  Legislation?   The  French  journalist  and  writer,  Honoré  de  Balzac  (1799-­‐1850),  said  “bureaucracy  is  a  giant  mechanism   operated  by  pygmies.”  His  observation  could  easily  apply  to  the  American  legislative  process.         An  Aegis  client,  Tom  May,  once  remarked,  “politics  or  the  legislative  process  doesn’t  have  a  damn  thing  to  do   with  rational  thinking  –  it’s  all  smoke  and  mirrors.”  The  following  chart  illustrates  the  complexity  of  the  modern   U.S.  agricultural  policy  process.       The  same  process,  with  different  players,  is  applicable  in  other  areas  not  related  to  agriculture.  
  • 16. The Origins of Public Policy ›  Public policy starts at home!   Policy  Development  Chart   2472  Belmont  Road,  NW      Washington,  D.C.  20008      p:  202.518.9590      e:  mariocas@aegisdc.com      web:  www.aegisdc.com       *  Media  elements  (i.e.  online  social/new  media,  reporters,  broadcast  news,  etc.)  are  omnipresent  across  all  levels.         Copyright.  The  Aegis  Group,  Ltd.  2010     City/Municipal  Government*   Chambers  of  Commerce/   Small  Businesses/   Associations   Universities   Mayor  and  Other  City   Officials     State  Government*   State  Legislature   Governor   U.S.  Congress*   The   Administration*