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1
Managing Catastrophe
Observations Of
A Canadian Peacekeeper In Haiti On 12 January 2010
And Potential Application Towards Project Management
Chris Haché, MSM, CD, PMP
Lieutenant Commander
Canadian Forces Maritime Warfare Centre
2
Learning Objectives
• Creating a risk matrix that is
truly reflective of your risk
environment
• Adapting to immediate
changes in the triple
constraints
• Managing increases to
project complexity
3
Disclaimer
• The views and opinions
expressed herein are my own
based on my personal
observations and perspectives
• My views are not necessarily
reflective of or are endorsed by
the Royal Canadian Navy, the
Canadian Forces, the
Government of Canada, the
United Nations or my spouse
4
Online Resources
• Public Safety Canada
• A guide to business
continuity planning
• Nova Scotia Emergency
Management Office
• Business Continuity
Management
55
Creating A Risk Matrix That
Is Truly Reflective Of Your
Risk Environment
6
Risk Environment
• Understanding your
physical environment
• Team impacts
• Security / emergency
services
• Infrastructure
7
Understand Your Environment
• Emergency services
• Much applicable across
industry
• How it can affect you
• Personally
• Entering an affected
area
8
Team Impact
• Loss of critical members
• Loss of critical mass
• Effect on team efficiency
• Family loss, disabilities, injuries,
trauma, etc.
• Environmental effects
• Breathing, drinking, eating,
sanitation
• Acclimatization for new
members
9
Security / Emergency Services
• Requirements
• Police, fire, medical,
military
• Damage to prisons & jails
• Impact on security levels
• Civil disobedience
• Civil unrest
• Internal conflict
• External conflict
10
Infrastructure
• Requirements
• Power, water, fuel, heat,
etc.
• New products, repairs,
spares, etc.
• Effects to transportation
• Vehicles, roads, rail, air,
seaports, etc.
• Debris
11
Risk Matrix
• UN knew of risk
• Hotel (HQ) was a known risk
entity
• Executives concentrated in
one location
• Earthquake caused by
undiscovered fault
• How detailed is your matrix?
• Interrelationships of risk
matrices
1212
Adapting To Immediate
Changes In The Triple
Constraints
13
Adapting The Triple Constraints
• (Integration / Communications)
• Scope
• Time
• Cost
14
Project Charter
• Originally UNSC Resolution 1529 (2004)
• Originally 8,322 military and police
• UNSC Resolution 1908 (2010)
• Military – from 6,940 to 8,940 (+2,000)
• UNPOL – from 2,211 to 3,711 (+1,500)
• Ensure safe and secure environment
• Implied task – provide relief
15
Stakeholder Analysis
• Citizens!
• UN Organizations
• OCHA, UNICEF, WFP,
UNHCR, etc.
• International Military
• Over 20
• Integrated / arms length
• International NGOs / Charities
• Dozens / Hundreds
16
Requirements
• Maintain secure environment
• Integration with foreign security
partners
• Integration with NGOs - security
and distribution
• Responding to debris concerns
• Responding to sanitation
concerns - IDP camps, mass
burials
• Responding to stakeholder
concerns (e.g., UNESCO)
17
Time
• ASAP!
• Three main period identified
• Emergency/Rescue
• Recovery
• Improvement
• Determining activity
resources/durations
18
Cost
• Initially not a significant
concern
• Opportunity
• Land owners
• Trades industries
• Employment Programs
• Cash For Work
• Cash For Food And
Work
1919
Managing Increases To
Project Complexity
20
Managing Increased Complexity
• Quality
• HR
• Communications
• Risk
• Procurement
• DATA!!!
21
Quality
• Measuring effects
• Rioting levels
• Security incidents
• Personnel
migration
22
Human Resources
• 2000 troops / 1500 police
• Composition / requirements
matrix
• Security? Engineering?
Specialists? Optimal ratio?
• Rapid indoctrination
• Modifications to other
documents
23
Communications
• Communications matrix
is key
• Appropriate method for
each stakeholder
• Radio
• Cell phone (SMS)
• Television
• Web
• Manage expectations
24
Risk
• Re-evaluate risk matrix
• New items may be present
• Severity / impact may have
changed
• Not all risk events are bad
• Extra attention / assistance
• More health projects
(water, medical)
• Economic development
• Innovative business
opportunities
25
Procurement
• Land
• Extra footprint of
incoming troops
• IDP
• Debris
• Logistical Issues
• Ready-use stores
• Ramp-up of
suppliers
• Landing areas
26
Data!!!
• Significant Impact
• Loss of computer
servers on same site
• Infrequent backups
• Even offsite
susceptible
• Could be equally
affected)
2727
Criteria For Success
28
Criteria for Success (1)
• Robust risk analysis /
detailed planning
• Identification of reliance
& interdependency
• Potential partnerships
• Haiti had the world
• Measures to assess
catastrophe impact
• Adequate response
• Exercise the plan
29
Criteria for Success (2)
• Empowerment
• Provide strategic
direction & let teams
work
• Lessens personal
impact (keeping people
busy)
• Capture identified lessons
• Generate lessons learned
3030
Summary
31
Learning Objectives
• Creating a risk
matrix that is truly
reflective of your risk
environment
• Adapting to
immediate changes
in the triple
constraints
• Managing increases
to project complexity
32
Take-Away Tool
33
Contact Information
Chris Haché, MSM, CD, PMP
Lieutenant Commander
Canadian Forces Maritime
Warfare Centre
(902) 721-8482 (w)
chris.hache@forces.gc.ca
chrishache@hotmail.com
3434
Take-Away Tool
Bonus Material
35
Calculating Risk
• Risk is the estimate of injury or gain/loss, defined
as a measure of the probability and severity of an
event
• Risk has two components
• Probability – the probability or frequency of the
event occurring
• Severity – the impact if the event occurs
36
Risk Can Be Good!
Probability
Severity
Highest Risk
Lowest
Risk
Exploitation
Remainder
of
presentation
will focus
on negative
risk…
37
“Traditional” Risk Matrix
Probability
Severity
Highest Risk
Lowest
Risk
Mitigation
38
Risk Indices
• Probability
1. Improbable
2. Remote
3. Occasional
4. Probable
5. Frequent
• Consequences
1. Negligible
2. Marginal
3. Significant
4. Critical
5. Catastrophic
39
Probability
Improbable So unlikely it may not be
experienced
Remote Unlikely, but could possibly
occur in the life of the project
Occasional Unlikely, but can be
reasonably expected to occur
in the life of the project
Probable Will occur several times in the
life of the project
Frequent Likely to occur regularly
40
Consequences - Negligible
• Personnel
• Minor impact / minor first aid, no appreciable
change in productivity
• Infrastructure
• Minor damage, limited & temporary loss of
some non-critical resources
• Project
• Minor degradation / project continues as
scheduled
41
Consequences - Marginal
• Personnel
• Single minor injury or temporary disability, emergency
medical treatment
• Infrastructure
• Moderate damage, moderate &/or longer loss of some
non-critical resources, possible minor/temporary
impact on critical resources
• Project
• Certain aspects of the project will be notably over on
time/scope/cost, project continues
42
Consequences - Significant
• Personnel
• Single severe or permanent injury, multiple
minor injuries or disabilities
• Infrastructure
• Major damage, temporary loss of critical
resources, requires specialized repair teams
• Project
• Single significant project element failure but
with workarounds - may be unsuitable to
continue
43
Consequences - Critical
• Personnel
• Single death / multiple severe injuries /
multiple permanent disabilities
• Infrastructure
• Severe damage, extended loss of critical
resources, requires specialized repair teams
• Project
• Multiple significant project element failures but
with workarounds, likely unsuitable to continue
44
Consequences - Catastrophic
• Personnel
• Multiple deaths
• Infrastructure
• Damaged beyond repair
• Project
• Irrecoverable project failure and inability to
continue
45
Risk Levels
•Acceptable (without review)
•No further action required
A
•Acceptable With Review
•Tolerable but must be reviewed by the
project team on a periodic basis
R
•Undesirable
•Should only be tolerated if risk
reduction is impractical
U
•Intolerable
•Intolerable – risk is to be reduced /
I
46
Risk Matrix
5
4
3
2
1
Negligible Marginal Significant Critical Catastrophic
R U I I I
R R U I I
A R U U I
A A R U U
A A A R R
Probability
Consequences
1 2 4 5
Frequent
Probable
Occasional
Remote
Improbable
3
47
Risk Mitigation / Controls
• To reduce risk levels, you must:
• Reduce the frequency and/or
• Reduce the severity
• Eliminate, reduce, transfer, share, etc.
• If risk level has not dropped, then inappropriate /
inadequate controls being used
48
Example
• Risk – Documentation on the plan no longer
exists (server room collapsed)
• Probability: Remote
• Severity: Critical (Project)
• Risk Assessment ⇒ Undesirable
49
Example (continued)
• Risk Mitigation/Controls:
• Off-site server backup, cloud
computing, DVD backups
• Probability: Remote
• Severity: Negligible (Project)
• Residual Risk Assessment
• ⇒ Acceptable
50
Risk Posture After Controls
Frequent
Probable
Occasional
Remote
Improbable
Catastrophic
Critical
Marginal
Negligible
0
5
10
15
20
25
30
35
40
45
Before Controls
Frequent
Probable
Occasional
Remote
Improbable
Catastrophic
Critical
Marginal
Negligible
0
10
20
30
40
50
60
70
After Controls
The number of risks have not changed,
but the risk levels have!

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Chris hache -_managing_catastrophe_observations_final

  • 1. 1 Managing Catastrophe Observations Of A Canadian Peacekeeper In Haiti On 12 January 2010 And Potential Application Towards Project Management Chris Haché, MSM, CD, PMP Lieutenant Commander Canadian Forces Maritime Warfare Centre
  • 2. 2 Learning Objectives • Creating a risk matrix that is truly reflective of your risk environment • Adapting to immediate changes in the triple constraints • Managing increases to project complexity
  • 3. 3 Disclaimer • The views and opinions expressed herein are my own based on my personal observations and perspectives • My views are not necessarily reflective of or are endorsed by the Royal Canadian Navy, the Canadian Forces, the Government of Canada, the United Nations or my spouse
  • 4. 4 Online Resources • Public Safety Canada • A guide to business continuity planning • Nova Scotia Emergency Management Office • Business Continuity Management
  • 5. 55 Creating A Risk Matrix That Is Truly Reflective Of Your Risk Environment
  • 6. 6 Risk Environment • Understanding your physical environment • Team impacts • Security / emergency services • Infrastructure
  • 7. 7 Understand Your Environment • Emergency services • Much applicable across industry • How it can affect you • Personally • Entering an affected area
  • 8. 8 Team Impact • Loss of critical members • Loss of critical mass • Effect on team efficiency • Family loss, disabilities, injuries, trauma, etc. • Environmental effects • Breathing, drinking, eating, sanitation • Acclimatization for new members
  • 9. 9 Security / Emergency Services • Requirements • Police, fire, medical, military • Damage to prisons & jails • Impact on security levels • Civil disobedience • Civil unrest • Internal conflict • External conflict
  • 10. 10 Infrastructure • Requirements • Power, water, fuel, heat, etc. • New products, repairs, spares, etc. • Effects to transportation • Vehicles, roads, rail, air, seaports, etc. • Debris
  • 11. 11 Risk Matrix • UN knew of risk • Hotel (HQ) was a known risk entity • Executives concentrated in one location • Earthquake caused by undiscovered fault • How detailed is your matrix? • Interrelationships of risk matrices
  • 12. 1212 Adapting To Immediate Changes In The Triple Constraints
  • 13. 13 Adapting The Triple Constraints • (Integration / Communications) • Scope • Time • Cost
  • 14. 14 Project Charter • Originally UNSC Resolution 1529 (2004) • Originally 8,322 military and police • UNSC Resolution 1908 (2010) • Military – from 6,940 to 8,940 (+2,000) • UNPOL – from 2,211 to 3,711 (+1,500) • Ensure safe and secure environment • Implied task – provide relief
  • 15. 15 Stakeholder Analysis • Citizens! • UN Organizations • OCHA, UNICEF, WFP, UNHCR, etc. • International Military • Over 20 • Integrated / arms length • International NGOs / Charities • Dozens / Hundreds
  • 16. 16 Requirements • Maintain secure environment • Integration with foreign security partners • Integration with NGOs - security and distribution • Responding to debris concerns • Responding to sanitation concerns - IDP camps, mass burials • Responding to stakeholder concerns (e.g., UNESCO)
  • 17. 17 Time • ASAP! • Three main period identified • Emergency/Rescue • Recovery • Improvement • Determining activity resources/durations
  • 18. 18 Cost • Initially not a significant concern • Opportunity • Land owners • Trades industries • Employment Programs • Cash For Work • Cash For Food And Work
  • 20. 20 Managing Increased Complexity • Quality • HR • Communications • Risk • Procurement • DATA!!!
  • 21. 21 Quality • Measuring effects • Rioting levels • Security incidents • Personnel migration
  • 22. 22 Human Resources • 2000 troops / 1500 police • Composition / requirements matrix • Security? Engineering? Specialists? Optimal ratio? • Rapid indoctrination • Modifications to other documents
  • 23. 23 Communications • Communications matrix is key • Appropriate method for each stakeholder • Radio • Cell phone (SMS) • Television • Web • Manage expectations
  • 24. 24 Risk • Re-evaluate risk matrix • New items may be present • Severity / impact may have changed • Not all risk events are bad • Extra attention / assistance • More health projects (water, medical) • Economic development • Innovative business opportunities
  • 25. 25 Procurement • Land • Extra footprint of incoming troops • IDP • Debris • Logistical Issues • Ready-use stores • Ramp-up of suppliers • Landing areas
  • 26. 26 Data!!! • Significant Impact • Loss of computer servers on same site • Infrequent backups • Even offsite susceptible • Could be equally affected)
  • 28. 28 Criteria for Success (1) • Robust risk analysis / detailed planning • Identification of reliance & interdependency • Potential partnerships • Haiti had the world • Measures to assess catastrophe impact • Adequate response • Exercise the plan
  • 29. 29 Criteria for Success (2) • Empowerment • Provide strategic direction & let teams work • Lessens personal impact (keeping people busy) • Capture identified lessons • Generate lessons learned
  • 31. 31 Learning Objectives • Creating a risk matrix that is truly reflective of your risk environment • Adapting to immediate changes in the triple constraints • Managing increases to project complexity
  • 33. 33 Contact Information Chris Haché, MSM, CD, PMP Lieutenant Commander Canadian Forces Maritime Warfare Centre (902) 721-8482 (w) chris.hache@forces.gc.ca chrishache@hotmail.com
  • 35. 35 Calculating Risk • Risk is the estimate of injury or gain/loss, defined as a measure of the probability and severity of an event • Risk has two components • Probability – the probability or frequency of the event occurring • Severity – the impact if the event occurs
  • 36. 36 Risk Can Be Good! Probability Severity Highest Risk Lowest Risk Exploitation Remainder of presentation will focus on negative risk…
  • 38. 38 Risk Indices • Probability 1. Improbable 2. Remote 3. Occasional 4. Probable 5. Frequent • Consequences 1. Negligible 2. Marginal 3. Significant 4. Critical 5. Catastrophic
  • 39. 39 Probability Improbable So unlikely it may not be experienced Remote Unlikely, but could possibly occur in the life of the project Occasional Unlikely, but can be reasonably expected to occur in the life of the project Probable Will occur several times in the life of the project Frequent Likely to occur regularly
  • 40. 40 Consequences - Negligible • Personnel • Minor impact / minor first aid, no appreciable change in productivity • Infrastructure • Minor damage, limited & temporary loss of some non-critical resources • Project • Minor degradation / project continues as scheduled
  • 41. 41 Consequences - Marginal • Personnel • Single minor injury or temporary disability, emergency medical treatment • Infrastructure • Moderate damage, moderate &/or longer loss of some non-critical resources, possible minor/temporary impact on critical resources • Project • Certain aspects of the project will be notably over on time/scope/cost, project continues
  • 42. 42 Consequences - Significant • Personnel • Single severe or permanent injury, multiple minor injuries or disabilities • Infrastructure • Major damage, temporary loss of critical resources, requires specialized repair teams • Project • Single significant project element failure but with workarounds - may be unsuitable to continue
  • 43. 43 Consequences - Critical • Personnel • Single death / multiple severe injuries / multiple permanent disabilities • Infrastructure • Severe damage, extended loss of critical resources, requires specialized repair teams • Project • Multiple significant project element failures but with workarounds, likely unsuitable to continue
  • 44. 44 Consequences - Catastrophic • Personnel • Multiple deaths • Infrastructure • Damaged beyond repair • Project • Irrecoverable project failure and inability to continue
  • 45. 45 Risk Levels •Acceptable (without review) •No further action required A •Acceptable With Review •Tolerable but must be reviewed by the project team on a periodic basis R •Undesirable •Should only be tolerated if risk reduction is impractical U •Intolerable •Intolerable – risk is to be reduced / I
  • 46. 46 Risk Matrix 5 4 3 2 1 Negligible Marginal Significant Critical Catastrophic R U I I I R R U I I A R U U I A A R U U A A A R R Probability Consequences 1 2 4 5 Frequent Probable Occasional Remote Improbable 3
  • 47. 47 Risk Mitigation / Controls • To reduce risk levels, you must: • Reduce the frequency and/or • Reduce the severity • Eliminate, reduce, transfer, share, etc. • If risk level has not dropped, then inappropriate / inadequate controls being used
  • 48. 48 Example • Risk – Documentation on the plan no longer exists (server room collapsed) • Probability: Remote • Severity: Critical (Project) • Risk Assessment ⇒ Undesirable
  • 49. 49 Example (continued) • Risk Mitigation/Controls: • Off-site server backup, cloud computing, DVD backups • Probability: Remote • Severity: Negligible (Project) • Residual Risk Assessment • ⇒ Acceptable
  • 50. 50 Risk Posture After Controls Frequent Probable Occasional Remote Improbable Catastrophic Critical Marginal Negligible 0 5 10 15 20 25 30 35 40 45 Before Controls Frequent Probable Occasional Remote Improbable Catastrophic Critical Marginal Negligible 0 10 20 30 40 50 60 70 After Controls The number of risks have not changed, but the risk levels have!

Notas del editor

  1. <number> This graph depicts the distribution of the 194 risks after risk controls were added. This overlay gives you a comparative view of the pre and post control graphs. The specifics are: Intolerable44 -> 3 (-41) Undesirable55 -> 26 (-29) Tolerable With Review78 -> 132 (+54) Tolerable17 -> 33 (+16)