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Public Sector Digital Preservation
           Implementing a Digital Preservation Strategy
                         A Case Study

                            Allegra Huxtable
                   Manager Information Support Services
                        Department of Education
                                Tasmania




Department of Education
Overview
     •   Departmental Context
     •   Business Drivers
     •   Goals and Priorities
     •   Digital Preservation Strategy
     •   Information Management Strategy
     •   Change Management Model

Department of Education
Department Of Education
        One of the largest departments in
        Tasmanian State Government - 8,000
        employees
          •Community Knowledge Network
          •Skills Tasmania
          •Learning Services
          •Corporate Services

Department of Education
Government Context
     Whole of Government Initiatives:
     • IT Strategy
     • Information Security and Classification
       Guidelines
     • Project Management



Department of Education
Information Management Context
     • Implemented document management
       system
     • Formed central records and document
       management business unit
     • Completed disposal schedule
     • Undertaking digitisation projects



Department of Education
Digital Preservation Strategy
             Origins/ Business Drivers
     • Process simplification
     • Compliance
     • Info glut




Department of Education
Digital Preservation Strategy
             Origins/ Business Drivers
     • manage document retention from the
       source that is to be able to classify, both
       records retention and business significance,
       sentence and destroy from the source
     • manage data across the organisation
       regardless of its location


Department of Education
Data Sources DoE
     •   RDMS
     •   Email
     •   Network drives
     •   Web content
     •   Business systems
     •   Data warehouse


Department of Education
Project Plan
     • Initial Research
     • Enterprise Information Management Plan
       includes digital preservation strategy (tie
       into WoG IT Strategy)
     • Environmental scan of other states and
       jurisdictions
     • Identify best practices, and tools



Department of Education
Project Plan
     • Identify application and infrastructure
       requirements
     • Tie to applications and infrastructure plans
     • Introduce data custodian roles in Business
       Units



Department of Education
Information Management Strategy
                     Elements
     •   Vision
     •   Strategy
     •   Governance and organisation
     •   Process
     •   Information infrastructure
     •   metrics


Department of Education
Information Management Strategy
                     Elements

     • Vision: valuing information as a shared
       resource
     • Strategy: identifying how it is currently
       managed
     • Governance: defining roles and
       responsibilities for managing information


Department of Education
Information Management Strategy
                     Elements
 • Organisation: identify information centric roles
 • Process: what practices exist across the
   lifecycle?
 • Information Infrastructure: how well do the
   technologies support current and future needs
 • metrics


Department of Education
Building the framework
     • Digital Preservation strategy or digital
       management plan




Department of Education
Digital Management Plan

      • 1 manage the born digital
      • 2 convert to digital
      • 3 Access management digital glut
        information e.g. email, network drives
      • 4 Digital Archive



Department of Education
Critical Building Blocks
     • Change management and business
       process change
     • Developing new Procedures and
       business practices
     • Policy framework
     • Information Asset Register


Department of Education
Setting Goals and Priorities
     • 1 Born digital
     • 2 convert to digital
     • Research for establishing 4 digital archive




Department of Education
Migration schedule 2011
     • Born digital focused on the area of School
       records, particularly assessment data
     • corporate network drives - especially
       where business unit had been using the
       EDRMS – RIMS so it was all legacy data



Department of Education
Obtaining Stakeholder buy-in
     • Key player support ITS, business units
     • Change Management plan




Department of Education
Change Management Model
     •   Communications
     •   Training
     •   Support and coaching
     •   Resistance management
     •   Sponsorship, management support




Department of Education
Change Management
     • Communications
          –   keep it simple
          –   Often
          –   Address negatives to manage resistance
          –   Information sessions/demonstrations for
              senior management, whole divisions, specific
              groups e.g. all exec officers, work groups,
              business units

Department of Education
Change Management
     • Training
          – Flexible, just in time
          – Pitched at the business unit level
     • Support and Coaching
          – Retraining when needed
          – Help desk support
          – Coaching and advanced training for key staff



Department of Education
Change Management

    • Resistance Management
         – Problem solving and communication at each
           step
    • Management Support/ Sponsorship
         – Leaders need to demonstrate a personal
           commitment to change



Department of Education
Critical success factors
 • Management support
 • Business ownership at the business unit level
 • Enterprise electronic documents and records
   management
 • Centralised electronic and records
   management
 • Management of paper records through the
   entire lifecycle


Department of Education
Accountability Mechanisms
     • Departmental Governance Structure
     • Information Security Committee




Department of Education
Last word
     • Change is hard
     • Continual reinforcement is crucial
     • Reinforcement and continual support of the
       change is often necessary- when this is
       driven by the business is when you know
       you have succeeded


Department of Education
Questions
                              &
                          References


     • Tasmanian Government Project Management
       Guidelines www.egovernment.tas.gov.au




Department of Education

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Implementing a Digital Preservation Strategy

  • 1. Public Sector Digital Preservation Implementing a Digital Preservation Strategy A Case Study Allegra Huxtable Manager Information Support Services Department of Education Tasmania Department of Education
  • 2. Overview • Departmental Context • Business Drivers • Goals and Priorities • Digital Preservation Strategy • Information Management Strategy • Change Management Model Department of Education
  • 3. Department Of Education One of the largest departments in Tasmanian State Government - 8,000 employees •Community Knowledge Network •Skills Tasmania •Learning Services •Corporate Services Department of Education
  • 4. Government Context Whole of Government Initiatives: • IT Strategy • Information Security and Classification Guidelines • Project Management Department of Education
  • 5. Information Management Context • Implemented document management system • Formed central records and document management business unit • Completed disposal schedule • Undertaking digitisation projects Department of Education
  • 6. Digital Preservation Strategy Origins/ Business Drivers • Process simplification • Compliance • Info glut Department of Education
  • 7. Digital Preservation Strategy Origins/ Business Drivers • manage document retention from the source that is to be able to classify, both records retention and business significance, sentence and destroy from the source • manage data across the organisation regardless of its location Department of Education
  • 8. Data Sources DoE • RDMS • Email • Network drives • Web content • Business systems • Data warehouse Department of Education
  • 9. Project Plan • Initial Research • Enterprise Information Management Plan includes digital preservation strategy (tie into WoG IT Strategy) • Environmental scan of other states and jurisdictions • Identify best practices, and tools Department of Education
  • 10. Project Plan • Identify application and infrastructure requirements • Tie to applications and infrastructure plans • Introduce data custodian roles in Business Units Department of Education
  • 11. Information Management Strategy Elements • Vision • Strategy • Governance and organisation • Process • Information infrastructure • metrics Department of Education
  • 12. Information Management Strategy Elements • Vision: valuing information as a shared resource • Strategy: identifying how it is currently managed • Governance: defining roles and responsibilities for managing information Department of Education
  • 13. Information Management Strategy Elements • Organisation: identify information centric roles • Process: what practices exist across the lifecycle? • Information Infrastructure: how well do the technologies support current and future needs • metrics Department of Education
  • 14. Building the framework • Digital Preservation strategy or digital management plan Department of Education
  • 15. Digital Management Plan • 1 manage the born digital • 2 convert to digital • 3 Access management digital glut information e.g. email, network drives • 4 Digital Archive Department of Education
  • 16. Critical Building Blocks • Change management and business process change • Developing new Procedures and business practices • Policy framework • Information Asset Register Department of Education
  • 17. Setting Goals and Priorities • 1 Born digital • 2 convert to digital • Research for establishing 4 digital archive Department of Education
  • 18. Migration schedule 2011 • Born digital focused on the area of School records, particularly assessment data • corporate network drives - especially where business unit had been using the EDRMS – RIMS so it was all legacy data Department of Education
  • 19. Obtaining Stakeholder buy-in • Key player support ITS, business units • Change Management plan Department of Education
  • 20. Change Management Model • Communications • Training • Support and coaching • Resistance management • Sponsorship, management support Department of Education
  • 21. Change Management • Communications – keep it simple – Often – Address negatives to manage resistance – Information sessions/demonstrations for senior management, whole divisions, specific groups e.g. all exec officers, work groups, business units Department of Education
  • 22. Change Management • Training – Flexible, just in time – Pitched at the business unit level • Support and Coaching – Retraining when needed – Help desk support – Coaching and advanced training for key staff Department of Education
  • 23. Change Management • Resistance Management – Problem solving and communication at each step • Management Support/ Sponsorship – Leaders need to demonstrate a personal commitment to change Department of Education
  • 24. Critical success factors • Management support • Business ownership at the business unit level • Enterprise electronic documents and records management • Centralised electronic and records management • Management of paper records through the entire lifecycle Department of Education
  • 25. Accountability Mechanisms • Departmental Governance Structure • Information Security Committee Department of Education
  • 26. Last word • Change is hard • Continual reinforcement is crucial • Reinforcement and continual support of the change is often necessary- when this is driven by the business is when you know you have succeeded Department of Education
  • 27. Questions & References • Tasmanian Government Project Management Guidelines www.egovernment.tas.gov.au Department of Education