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Usability evaluation in exclusive
                              domains: How to access domain
                              knowledge.

Asbjørn Følstad                                                 Abstract
SINTEF                                                          The concept of domain exclusiveness is introduced to
Pb 124, Blindern                                                differentiate between domains with respect to ease of
0314 Oslo, Norway                                               domain knowledge access. Whereas traditional usability
asf@sintef.no                                                   evaluations are the method of choice for non-exclusive
                                                                domains, exclusive domains may require evaluation
                                                                methods that draw on the domain knowledge held by
                                                                domain experts, such as users experienced in the
                                                                domain. Group-based expert walkthrough and
                                                                Cooperative usability testing are reviewed as examples
                                                                of evaluation methods that facilitate access to such
                                                                domain knowledge.

                                                                Keywords
                                                                Usability evaluation, domain exclusiveness, domain
                                                                knowledge, group-based expert walkthrough,
                                                                cooperative usability testing.

                                                                ACM Classification Keywords
                                                                H5.m. Information interfaces and presentation (e.g.,
                                                                HCI): Miscellaneous.
Copyright is held by the author/owner(s).
1st European Workshop on HCI Design and Evaluation, Limassol,
Cyprus, April 8, 2011.
2




Introduction                                               of which domain knowledge is exclusive, that is, not
Usability evaluation has been established as an            easily available to the outsider. To argue for this
indispensible part of interactive systems development.     position, the concept of domain exclusiveness is
Methods for usability testing and usability inspections    proposed. This concept is then used to demarcate the
are being used across an ever growing spread of            domains which may not be adequately treated with
domains, that is, types of contexts in which the           traditional usability evaluation methods. Finally, two
interactive systems are to be implemented. The             evaluation methods are reviewed that may enable us to
application of usability evaluation methods across         overcome the challenges associated with traditional
domains has sensitized the HCI community to the need       usability evaluation methods in exclusive domains.
to match the evaluation methods with the domain in         Please note that the presented argument is work in
which they are used, as is seen from the theme of the      progress; it is the hope of the author that this paper
current workshop [1].                                      can generate the discussion needed to develop it
                                                           further.
Adequate application of usability evaluation methods
depends on in-depth knowledge of the domain of the         Domain exclusiveness as a function of
interactive system. In an evaluation, usability is         specialization and required training
examined relative to defined users and goals, as well as   Domain exclusiveness refers to the unavailability of
the social, environmental and organizational context       domain knowledge to the outsiders of a specific domain
[7]. Domain knowledge is needed to verify the              and is a function of the domain’s (a) level of
relevance of scenarios and tasks for usability testing     specialization and (b) level of required training. In the
and walkthroughs, identify breaches in usability           highly exclusive domains of medical care at hospital
through inspections, and analyze data from usability       wards and medical emergency response domain
testing. Without sufficient domain knowledge, the          knowledge depends on a particular professional and
quality of the usability evaluation will suffer.           occupational status (high level of specialization), and
                                                           several years of education (high level of training). Such
However, the availability of domain knowledge varies       domains may be called specialist domains.
greatly between domains. For some domains, such as
eCommerce and eGovernment, domain knowledge is             Domains that are highly specialized but require only
abundantly available. For other domains, as for            limited training, as for example professional sales and
example medical care at hospital wards and medical         parking enforcement, may be called limited training
emergency response, easily accessible domain               domains.
knowledge is scarce.
                                                           Domains that require extensive training but are
The availability of domain knowledge within a given        encountered in a wide spread of contexts, such as
domain may be a critical for the adequacy of a given       general office work and project leadership, may be
usability evaluation method; in particular for domains     called generalist domains.
3




Finally, domains that are general and require little                                  similar to that under evaluation. In consequence,
training, such as eCommerce and eGovernment                                           traditional usability evaluation methods are adequate.
customership, may be called popular domains. The four                                 Usability testing can be conducted in line with
domain categories are mapped out in figure 1.                                         renowned textbooks [2;10], where the usability expert
                                                                                      is the main interpreter of the evaluation results and the
                   Level of specialization                                            user is the object of observation. Usability inspections
                                                                                      can be conducted with method such as heuristic
                               High
                                                                                      evaluation [9] or cognitive walkthrough [12] where the
  Limited training                    Specialist                                      usability expert is the main judge of usability on basis
  (Professional sales;                (Medical care at                                of general usability knowledge and knowledge of
  parking enforcemenet)               hospital wards;
                                      medical emergency                               relevant user groups.
                                      response)
                                                                                      Similarly, generalist domains may be argued to
                                                              Level of training       represent no great challenge in usability evaluations,
 Low                                                  High
                                                                                      even though these domains require high levels of
                                                                                      training and therefore are more exclusive than popular
  Popular                             Generalist
  (eCommerce and                      (General office work;                           domains. Usability experts are likely to be skilled in
  eGovernment                         project leadership)                             generalist domains, as for example general office work
  customership)
                                                                                      and project leadership, through their education and
                                                                                      work experience. Also, since general purpose systems
                                Low                                                   for office work support have been an important
                                                                                      category of interactive systems for more than 20 years,
                                                                                      a fair amount of the existing HCI literature, implicitly or
figure 1. Domain exclusiveness mapped as a function of the
levels of specialization and training in the domain.                                  explicitly, target generalist domains 1. In consequence,
                                                                                      it may be held that usability evaluations in generalist
Usability evaluation in domains with low                                              domains also may be adequately conducted with
levels of specialization                                                              traditional evaluation methods.
Popular domains represent little challenge to usability
evaluation methods. The usability experts conducting                                  Usability evaluation in domains with high
the evaluations are likely to have access to sufficient                               levels of specialization
domain knowledge on basis of existing literature,                                     In domains with high levels of specialization, domain
including elaborate usability guidelines, as well as                                  knowledge is typically not easily accessible to usability
detailed market research. Also, as the potential user
groups for these domains include any person with an                               1
                                                                                      The prevalence of office work support systems in the literature
internet access, the usability experts will most likely                               on usability evaluation is for example seen in the title of the
                                                                                      ISO standard on usability [7].
have hands-on experience as user of range of systems
4




experts. To acquire adequate domain knowledge,              domain experts to participate as evaluators, in spite of
usability experts may have to engage in extensive           their lack of training in usability. The inspection is lead
context research or training, which may represent a         by a usability expert, taking the evaluators step by step
prohibitive overhead due to resource limitations in the     through scenarios of use to identify breaches in
development project. Further, the elusiveness of            usability. The inspection procedure is rather rigid to
specialized domain knowledge may make its elicitation       provide the necessary scaffolding for meaningful
and description fundamentally difficult [11].               domain expert participation.

In consequence, the use of traditional usability            In an empirical study investigating the performance of
evaluation methods in domains with high levels of           domain experts as usability inspectors [3], groups of
specialization is problematic. The validity of the          domain experts evaluated domain-specific solutions for
evaluation result depends on access to adequate             (a) medical personnel at hospital wards, (b) parking
domain knowledge, and the domain knowledge is               wardens, and (c) politicians and political advisors. The
elusive. For limited training domains it may be held that   three domains all hold fairly high levels of
this does not represent a fundamental problem as            specialization. Parking enforcement may be seen as a
usability experts may be trained in the domain with         limited training domain, political work and medical care
moderate effort. For specialist domains the problem         at hospital wards may be seen as specialist domains.
remains since providing usability experts with domain
training is typically not an option.                        The inspection method was group-based expert
                                                            walkthrough. For each group of domain experts a
Accessing domain knowledge: Usability                       similar inspection was conducted by a group of usability
evaluations with domain experts                             experts. The performance metric of the study was
A key resource to domain knowledge in exclusive             impact on subsequent development.
domains is domain experts. Users experienced in an
exclusive domain will typically hold domain expertise,      Three interesting findings were made: First, the overlap
as for example skilled workers [8]. Traditional usability   in findings between the evaluator groups was small;
evaluation methods do not include mechanisms to draw        only 12 percent of the 229 identified usability issues
on the domain knowledge of domain experts, but the          were identified by both domain experts and usability
HCI literature do include usability evaluation methods      experts. Second, most of the usability issues identified
adapted to draw on this resource. Two of these are          by the domain experts (59 %) were specific to the
Cooperative usability testing and the inspection method     domain (as opposed to domain-independent), whereas
Group-based expert walkthrough.                             the comparable proportion for the usability experts was
                                                            only 15 percent. Third, the impact of the domain
Group-based expert walkthrough                              experts’ findings was substantial; 54 percent of the
Group-based expert walkthrough [4] is a usability           usability issues identified by domain experts had led to
inspection method particularly designed to allow            changes in the interactive systems three months after
5




the evaluation, as opposed to 27 percent for the             static design (characteristics of visual layout or
usability experts [3].                                       wording), the interpretation phases generated a wider
                                                             spread of usability issues including needed information,
Cooperative usability testing                                needed functionality, and requirements for use and
Cooperative usability testing [5] is a usability testing     content [6].
method involving the participating users in
interpretation and analysis, thereby providing access to     Conclusion and future work
the domain knowledge of the participants. The method         Exclusive domains represent a challenge to traditional
is structured in interchanging interaction and               usability evaluation methods, in particular domains with
interpretation phases, where the test leader and the         high levels of specialization. However, evaluation
participating user in the interpretation phase walk          methods drawing on the domain knowledge of domain
through the user’s task completion in the preceding          experts, such as experienced workers, may alleviate
interaction phase, discussing and interpreting their         this challenge.
observations and experiences. Thus, the interpretation
phases may be seen as cooperative augmentations of           Empirical studies of group-based expert walkthrough
the traditional usability test.                              and cooperative usability inspection indicate two
                                                             potential benefits of drawing on domain experts’
In an empirical study of cooperative usability testing       knowledge: First, improved identification of certain
[6], medical emergency personnel and mobile sales            categories of usability issue, as for example domain-
personnel participated in evaluations of specialized         specific issues. Second, improved impact on the
interactive systems to support their respective work         subsequent development process; possibly caused by
contexts. Both domains are high in specialization.           the perceived relevance of the usability issues identified
Medical emergency response may be seen as a                  by the domain experts.
specialist domain whereas mobile professional sales
may be seen as a limited training domain. As in the          Existing studies on usability evaluation methods
study on group-based expert walkthrough, the                 drawing on the domain knowledge of domain experts
performance metric was impact in the subsequent              only provide early evidence on the potential benefits of
development process. Three interesting findings were         these methods. Even so, it seems reasonable to
made: First, the interpretation phases generated a           suggest the possibility that such usability methods, as
substantial proportion of usability issues not previously    for example group-based expert walkthrough and
identified in the interaction phases. Second, the            cooperative usability testing, may help us to overcome
usability issues of the interpretation phases had the        the challenges related to usability evaluation in
same impact on the subsequent development process            exclusive domains.
as the usability issues of the interaction phases. Third,
whereas the usability issues identified in the interaction   Whereas traditional usability evaluation methods should
phases typically were related to interaction design or       be the methods of choice for non-exclusive domains,
6




usability experts may be well advised to consider         [5] Frøkjær, E. and Hornbæk, K. Cooperative usability
alternative evaluation methods for exclusive domains in   testing: complementing usability tests with user-
                                                          supported interpretation sessions. Proc. CHI 2005,
order to benefit from the domain knowledge of domain
                                                          ACM Press (2005), 1383–1386.
experts.
                                                          [6] Følstad, A. and Hornbæk, K. Work-domain
                                                          knowledge in usability evaluation: Experiences with
Acknowledgements                                          Cooperative Usability Testing, The Journal of Systems
This paper was written with the support of the research   and Software, 83 (2010), 2019-2030.
projects R2D2 networks and RECORD, both supported
                                                          [7] ISO, 9241-11. Ergonomic requirements for office
by the VERDIKT programme of the Norwegian research        work with visual display terminals (VDT)s—part 11
council.                                                  guidance on usability, ISO/IEC 9241-11, 1998 (E).
                                                          [8] Kensing, F. and Munk-Madsen, A. PD: structure in
Citations                                                 the toolbox. Communications of the ACM 36, 4 (1993),
[1] Christou, G., Zaphiris, P., Law, E.L-C. 1st           78–85.
European Workshop on HCI Design and Evaluation: The
influence of domains.                                     [9] Nielsen, J. Finding usability problems through
http://sites.google.com/site/ehcide/call-for-papers.      heuristic evaluation. Proc. CHI 1992. ACM Press (1992),
                                                          373–380.
[2] Dumas, J.S., Redish, J.C. A Practical Guide to
Usability Testing. Intellect Books, Bristol, UK, 1999.    [10] Rubin, J. and Chisnell, D. Handbook of Usability
                                                          Testing: How to Plan, Design, and Conduct Effective
[3] Følstad, A. Work-domain experts as evaluators:        Tests, second ed. Wiley Publishing, Indianapolis, 2008.
usability inspection of domain-specific work support
systems. International Journal of Human–Computer          [11] Suchman, L.A. Making work visible.
Interaction 22, 3 (2007), 217–245.                        Communications of the ACM 38, 9 (1995), 56–64.

[4] Følstad, A. Group-based expert walkthrough. Proc.     [12] Wharton, C., Rieman, J., Lewis, C., and Polson, P.
3rd. COST294-MAUSE International Workshop (2007),         The Cognitive Walkthrough: A Practitioners Guide. In
58–60. http://141.115.28.2/cost294/upload/522.pdf.        Nielsen, J., Mack., R.L. (Eds.) Usability Inspection
                                                          Methods, p. 105-140. John Wiley, 1994.

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Usability evaluation in exclusive domains

  • 1. Usability evaluation in exclusive domains: How to access domain knowledge. Asbjørn Følstad Abstract SINTEF The concept of domain exclusiveness is introduced to Pb 124, Blindern differentiate between domains with respect to ease of 0314 Oslo, Norway domain knowledge access. Whereas traditional usability asf@sintef.no evaluations are the method of choice for non-exclusive domains, exclusive domains may require evaluation methods that draw on the domain knowledge held by domain experts, such as users experienced in the domain. Group-based expert walkthrough and Cooperative usability testing are reviewed as examples of evaluation methods that facilitate access to such domain knowledge. Keywords Usability evaluation, domain exclusiveness, domain knowledge, group-based expert walkthrough, cooperative usability testing. ACM Classification Keywords H5.m. Information interfaces and presentation (e.g., HCI): Miscellaneous. Copyright is held by the author/owner(s). 1st European Workshop on HCI Design and Evaluation, Limassol, Cyprus, April 8, 2011.
  • 2. 2 Introduction of which domain knowledge is exclusive, that is, not Usability evaluation has been established as an easily available to the outsider. To argue for this indispensible part of interactive systems development. position, the concept of domain exclusiveness is Methods for usability testing and usability inspections proposed. This concept is then used to demarcate the are being used across an ever growing spread of domains which may not be adequately treated with domains, that is, types of contexts in which the traditional usability evaluation methods. Finally, two interactive systems are to be implemented. The evaluation methods are reviewed that may enable us to application of usability evaluation methods across overcome the challenges associated with traditional domains has sensitized the HCI community to the need usability evaluation methods in exclusive domains. to match the evaluation methods with the domain in Please note that the presented argument is work in which they are used, as is seen from the theme of the progress; it is the hope of the author that this paper current workshop [1]. can generate the discussion needed to develop it further. Adequate application of usability evaluation methods depends on in-depth knowledge of the domain of the Domain exclusiveness as a function of interactive system. In an evaluation, usability is specialization and required training examined relative to defined users and goals, as well as Domain exclusiveness refers to the unavailability of the social, environmental and organizational context domain knowledge to the outsiders of a specific domain [7]. Domain knowledge is needed to verify the and is a function of the domain’s (a) level of relevance of scenarios and tasks for usability testing specialization and (b) level of required training. In the and walkthroughs, identify breaches in usability highly exclusive domains of medical care at hospital through inspections, and analyze data from usability wards and medical emergency response domain testing. Without sufficient domain knowledge, the knowledge depends on a particular professional and quality of the usability evaluation will suffer. occupational status (high level of specialization), and several years of education (high level of training). Such However, the availability of domain knowledge varies domains may be called specialist domains. greatly between domains. For some domains, such as eCommerce and eGovernment, domain knowledge is Domains that are highly specialized but require only abundantly available. For other domains, as for limited training, as for example professional sales and example medical care at hospital wards and medical parking enforcement, may be called limited training emergency response, easily accessible domain domains. knowledge is scarce. Domains that require extensive training but are The availability of domain knowledge within a given encountered in a wide spread of contexts, such as domain may be a critical for the adequacy of a given general office work and project leadership, may be usability evaluation method; in particular for domains called generalist domains.
  • 3. 3 Finally, domains that are general and require little similar to that under evaluation. In consequence, training, such as eCommerce and eGovernment traditional usability evaluation methods are adequate. customership, may be called popular domains. The four Usability testing can be conducted in line with domain categories are mapped out in figure 1. renowned textbooks [2;10], where the usability expert is the main interpreter of the evaluation results and the Level of specialization user is the object of observation. Usability inspections can be conducted with method such as heuristic High evaluation [9] or cognitive walkthrough [12] where the Limited training Specialist usability expert is the main judge of usability on basis (Professional sales; (Medical care at of general usability knowledge and knowledge of parking enforcemenet) hospital wards; medical emergency relevant user groups. response) Similarly, generalist domains may be argued to Level of training represent no great challenge in usability evaluations, Low High even though these domains require high levels of training and therefore are more exclusive than popular Popular Generalist (eCommerce and (General office work; domains. Usability experts are likely to be skilled in eGovernment project leadership) generalist domains, as for example general office work customership) and project leadership, through their education and work experience. Also, since general purpose systems Low for office work support have been an important category of interactive systems for more than 20 years, a fair amount of the existing HCI literature, implicitly or figure 1. Domain exclusiveness mapped as a function of the levels of specialization and training in the domain. explicitly, target generalist domains 1. In consequence, it may be held that usability evaluations in generalist Usability evaluation in domains with low domains also may be adequately conducted with levels of specialization traditional evaluation methods. Popular domains represent little challenge to usability evaluation methods. The usability experts conducting Usability evaluation in domains with high the evaluations are likely to have access to sufficient levels of specialization domain knowledge on basis of existing literature, In domains with high levels of specialization, domain including elaborate usability guidelines, as well as knowledge is typically not easily accessible to usability detailed market research. Also, as the potential user groups for these domains include any person with an 1 The prevalence of office work support systems in the literature internet access, the usability experts will most likely on usability evaluation is for example seen in the title of the ISO standard on usability [7]. have hands-on experience as user of range of systems
  • 4. 4 experts. To acquire adequate domain knowledge, domain experts to participate as evaluators, in spite of usability experts may have to engage in extensive their lack of training in usability. The inspection is lead context research or training, which may represent a by a usability expert, taking the evaluators step by step prohibitive overhead due to resource limitations in the through scenarios of use to identify breaches in development project. Further, the elusiveness of usability. The inspection procedure is rather rigid to specialized domain knowledge may make its elicitation provide the necessary scaffolding for meaningful and description fundamentally difficult [11]. domain expert participation. In consequence, the use of traditional usability In an empirical study investigating the performance of evaluation methods in domains with high levels of domain experts as usability inspectors [3], groups of specialization is problematic. The validity of the domain experts evaluated domain-specific solutions for evaluation result depends on access to adequate (a) medical personnel at hospital wards, (b) parking domain knowledge, and the domain knowledge is wardens, and (c) politicians and political advisors. The elusive. For limited training domains it may be held that three domains all hold fairly high levels of this does not represent a fundamental problem as specialization. Parking enforcement may be seen as a usability experts may be trained in the domain with limited training domain, political work and medical care moderate effort. For specialist domains the problem at hospital wards may be seen as specialist domains. remains since providing usability experts with domain training is typically not an option. The inspection method was group-based expert walkthrough. For each group of domain experts a Accessing domain knowledge: Usability similar inspection was conducted by a group of usability evaluations with domain experts experts. The performance metric of the study was A key resource to domain knowledge in exclusive impact on subsequent development. domains is domain experts. Users experienced in an exclusive domain will typically hold domain expertise, Three interesting findings were made: First, the overlap as for example skilled workers [8]. Traditional usability in findings between the evaluator groups was small; evaluation methods do not include mechanisms to draw only 12 percent of the 229 identified usability issues on the domain knowledge of domain experts, but the were identified by both domain experts and usability HCI literature do include usability evaluation methods experts. Second, most of the usability issues identified adapted to draw on this resource. Two of these are by the domain experts (59 %) were specific to the Cooperative usability testing and the inspection method domain (as opposed to domain-independent), whereas Group-based expert walkthrough. the comparable proportion for the usability experts was only 15 percent. Third, the impact of the domain Group-based expert walkthrough experts’ findings was substantial; 54 percent of the Group-based expert walkthrough [4] is a usability usability issues identified by domain experts had led to inspection method particularly designed to allow changes in the interactive systems three months after
  • 5. 5 the evaluation, as opposed to 27 percent for the static design (characteristics of visual layout or usability experts [3]. wording), the interpretation phases generated a wider spread of usability issues including needed information, Cooperative usability testing needed functionality, and requirements for use and Cooperative usability testing [5] is a usability testing content [6]. method involving the participating users in interpretation and analysis, thereby providing access to Conclusion and future work the domain knowledge of the participants. The method Exclusive domains represent a challenge to traditional is structured in interchanging interaction and usability evaluation methods, in particular domains with interpretation phases, where the test leader and the high levels of specialization. However, evaluation participating user in the interpretation phase walk methods drawing on the domain knowledge of domain through the user’s task completion in the preceding experts, such as experienced workers, may alleviate interaction phase, discussing and interpreting their this challenge. observations and experiences. Thus, the interpretation phases may be seen as cooperative augmentations of Empirical studies of group-based expert walkthrough the traditional usability test. and cooperative usability inspection indicate two potential benefits of drawing on domain experts’ In an empirical study of cooperative usability testing knowledge: First, improved identification of certain [6], medical emergency personnel and mobile sales categories of usability issue, as for example domain- personnel participated in evaluations of specialized specific issues. Second, improved impact on the interactive systems to support their respective work subsequent development process; possibly caused by contexts. Both domains are high in specialization. the perceived relevance of the usability issues identified Medical emergency response may be seen as a by the domain experts. specialist domain whereas mobile professional sales may be seen as a limited training domain. As in the Existing studies on usability evaluation methods study on group-based expert walkthrough, the drawing on the domain knowledge of domain experts performance metric was impact in the subsequent only provide early evidence on the potential benefits of development process. Three interesting findings were these methods. Even so, it seems reasonable to made: First, the interpretation phases generated a suggest the possibility that such usability methods, as substantial proportion of usability issues not previously for example group-based expert walkthrough and identified in the interaction phases. Second, the cooperative usability testing, may help us to overcome usability issues of the interpretation phases had the the challenges related to usability evaluation in same impact on the subsequent development process exclusive domains. as the usability issues of the interaction phases. Third, whereas the usability issues identified in the interaction Whereas traditional usability evaluation methods should phases typically were related to interaction design or be the methods of choice for non-exclusive domains,
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