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Senior/Graduate
                                   HMA Course




    Quality control/quality assurance

                 Acceptance




Construction   QC/QA Acceptance      1
What you will learn….
• The acceptance and compliance procedures
  used for hot mix asphalt




Construction   QC/QA Acceptance   2
ACCEPTANCE AND
           COMPLIANCE


         Did We Get What We Ordered?




Construction   QC/QA Acceptance   3
How do we set the spec limits

• They are set using typical industry standard
  deviations
• Then allowing three standard deviations from the
  target
• When setting the limits – the number of tests to be
  included in the lot are considered
• The more tests – the tighter the specification




Construction      QC/QA Acceptance         4
Typical Industry Standard
               Deviations
• Based on extraction
• Asphalt binder content: + 0.25 %
• % Passing 4.75 mm (No. 4) and larger
  sieves: + 3 %
• % Passing 2.36 (No 8) to .150 mm (No 100)
  sieves: + 2 %
• Passing the 0.075 mm (No 200) sieve: + 0.7
  %

Construction   QC/QA Acceptance   5
Typical Industry Standard
             Deviations (cont.)
• Compacted mix
• Air voids:+ 1.0 %
• Voids in Mineral Aggregate (VMA):        + 1.5 %
• Voids filled with asphalt (VFA): + 5 %




  Construction   QC/QA Acceptance      6
Equation

• The following equation is used to set limits.
•    S(n) = s / n ½
• Where
  – S(n) = standard deviation based on
    sample size n
  – S = standard deviation for material
  – n = sample size


Construction      QC/QA Acceptance          7
Example

• Thus for asphalt binder content where 4 samples will
  make up the lot size the spec limits would be:
• S = 0.25 and n = 4
• S(n) = 0.25 / square root (4)
• S(n) = 0.125
• For three standard deviations the spec limits would
  be plus/minus 0.375 %.




Construction     QC/QA Acceptance         8
Percent Within Limits




Construction   QC/QA Acceptance   9
PWL Concept
                PWL = (PU + PL) - 100
          In Terms of Area of the Distribution
                      PL




  LSL

                   PWL


                 % AC
                                        USL
Construction    PU
                 QC/QA Acceptance         10
Spec
                Percent Within Limits
                                                          Data
Target Value       5.0
                                    Lot   X     s        PWL
Limits             ± 0.4
                           target   1     5.0   0.20     96
                Lot 1               2     5.0   0.40     68
               Lot 2


                                                    Upper limit

Lower limit




4.2         4.6         5.0         5.4                5.8
             Asphalt Binder Content
Construction     QC/QA Acceptance       11
Percent Within Limits
Target Value    5.0              Lot    X      s         PWL
Limits          ± 0.4            1      5.0    0.20      96
                        target
                                 2      4.8    0.20      84
      Lot 2
                                       Lot 1

                                               Upper limits
Lower limit




4.2         4.6         5.0         5.4            5.8
             Asphalt Binder Content
Construction     QC/QA Acceptance       12
PWL Approach


To get 100 % pay you
need to pay attention to
  both accuracy and
        precision




Construction     QC/QA Acceptance   13
Steps

• Sample the material using an appropriate random
  number system
• Determine the average for the lot
• Determine the standard deviation “s” for each lot
• For Air voids, VMA and binder content calculate the
  upper and lower quality indices and the associated
  PWL
• For in-place density, calculate the lower quality index
  and associated PWL




Construction      QC/QA Acceptance          14
Percent Within Limits Using
         Standard Deviation




Construction   QC/QA Acceptance   15
EXERCISE

Calculation of
PWL and PD
Equations


                              -
                  USL - x
         Q(u)   =   s
                     -
                     x - LSL
         Q(L) =        s

Construction    QC/QA Acceptance   17
Acceptance Plan:
Percent Within Limits (PWL) Approach
1. Determine Random Sample Location Within Lot

2. Make Measurements at Locations or on
   Material Samples

3. Determine Average of Samples:
              n xi
          x =Σ n
                 i=1
4. Determine Standard Deviation of Samples:

                 (xi - x)2
           Σ
           n
     s=
           i=1
                   n-1
Acceptance Plan:
 Percent Within Limits (PWL) Approach
5. Determine Upper Quality Index, Qu:
           (U - x)
      QU =
              s

            (x - L)
       QL =
6. Determine sLower Quality Index, QL:




7. Estimate PU and PL From Table Using
   Calculated QU and QL
Example Problem

• Percent passing 0.075 sieve
  – Test 1 :     4.1
  – Test 2:      4.5
  – Test 3:      4.8
  – Test 4:      5.0
  – Test 5:      5.1
• Specification Target: 5.0 %
• Allowable tolerance: See next slide

Construction     QC/QA Acceptance   20
Set Spec Limits

• The typical standard deviation from industry
  is 0.7 %; therefore:
   – S = 0.7 and n = 5
   – S(n) = 0.7 / square root (5)
   – S(n) = 0.7/2.236 = 0.313
• For three standard deviations the spec limits
  would be + 0.94 %.
• Therefore:
   – Upper spec limit = 5.94 %
   – Lower spec limit = 4.06 %

Construction    QC/QA Acceptance     21
Compute values

• The average is:
   – 4.72 %
• Standard deviation for data is:
   – 0.43




Construction    QC/QA Acceptance    22
Compute QU
                                -
                   USL - x
         Q(u)    =   s
                   5.94 - 4.72
         Q(u)    =   0.43

               Q(u) = 2.83
               P(u) = > 1.00
Construction      QC/QA Acceptance   23
Compute QL
                    -
                  x - LSL
         Q(L)   =    s
                   4.72 - 4.06
        Q(L)    =
                     0.43
                Q(L) = 1.53
                P(L) = 0.97
Construction     QC/QA Acceptance   24
Percent Within Limits
              Using
         Conformal Index



Construction   QC/QA Acceptance   25
Equations
                              -
                  USL - x
         Q(u)   =
                     CI
                   -
                   x - LSL
         Q(L)   =
                     CI


Construction    QC/QA Acceptance   26
Acceptance Plan:
Percent Within Limits (PWL) Approach
1. Determine Random Sample Location Within Lot

2. Make Measurements at Locations or on
   Material Samples

3. Determine Average of Samples:
              n xi
          x =Σ n
                   i=1
4. Determine Standard Deviation of Samples:

                   (xi – spec requirement)2
             Σ
             n
     Sci =
             i=1          n-1
Acceptance Plan:
 Percent Within Limits (PWL) Approach
5. Determine Upper Quality Index, Qu:
           (U - x)
      QU =
              S ci

            (x - L)
       QL =
6. Determine S  Lower Quality Index, QL:
               ci




7. Estimate PU and PL From Table Using
   Calculated QU and QL
Example Problem

• Percent passing 0.075 sieve
  – Test 1 :     4.1
  – Test 2:      4.5
  – Test 3:      4.8
  – Test 4:      5.0
  – Test 5:      5.1
• Specification Target: 5.0 %
• Allowable tolerance: See next slide

Construction     QC/QA Acceptance   29
Set Spec Limits

• The typical standard deviation from industry is 0.7 %;
  therefore:
   – S = 0.7 and n = 5
   – S(n) = 0.7 / square root (5)
   – S(n) = 0.7/2.236 = 0.313
• For three standard deviations the spec limits would
  be + 0.94 %.
• Therefore:
   – Upper spec limit = 5.94 %
   – Lower spec limit = 4.06 %



Construction      QC/QA Acceptance         30
Compute values

• The average is:
   – 4.72 %
• Conformal Index for data is:
   – 0.533




Construction    QC/QA Acceptance   31
Compute QU
                                -
                   USL - x
         Q(u)    =   Sci
                   5.94 - 4.72
         Q(u)    =   0.53

               Q(u) = 2.30
               P(u) = > 1.00
Construction      QC/QA Acceptance   32
Compute QL
                    -
                  x - LSL
         Q(L)   =    s
                   4.72 - 4.06
        Q(L)    =
                     0.53
                Q(L) = 1.24
                P(L) = 0.90
Construction     QC/QA Acceptance   33
Questions?




Construction   QC/QA Acceptance   34

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Block 26 Acceptance 13

  • 1. Senior/Graduate HMA Course Quality control/quality assurance Acceptance Construction QC/QA Acceptance 1
  • 2. What you will learn…. • The acceptance and compliance procedures used for hot mix asphalt Construction QC/QA Acceptance 2
  • 3. ACCEPTANCE AND COMPLIANCE Did We Get What We Ordered? Construction QC/QA Acceptance 3
  • 4. How do we set the spec limits • They are set using typical industry standard deviations • Then allowing three standard deviations from the target • When setting the limits – the number of tests to be included in the lot are considered • The more tests – the tighter the specification Construction QC/QA Acceptance 4
  • 5. Typical Industry Standard Deviations • Based on extraction • Asphalt binder content: + 0.25 % • % Passing 4.75 mm (No. 4) and larger sieves: + 3 % • % Passing 2.36 (No 8) to .150 mm (No 100) sieves: + 2 % • Passing the 0.075 mm (No 200) sieve: + 0.7 % Construction QC/QA Acceptance 5
  • 6. Typical Industry Standard Deviations (cont.) • Compacted mix • Air voids:+ 1.0 % • Voids in Mineral Aggregate (VMA): + 1.5 % • Voids filled with asphalt (VFA): + 5 % Construction QC/QA Acceptance 6
  • 7. Equation • The following equation is used to set limits. • S(n) = s / n ½ • Where – S(n) = standard deviation based on sample size n – S = standard deviation for material – n = sample size Construction QC/QA Acceptance 7
  • 8. Example • Thus for asphalt binder content where 4 samples will make up the lot size the spec limits would be: • S = 0.25 and n = 4 • S(n) = 0.25 / square root (4) • S(n) = 0.125 • For three standard deviations the spec limits would be plus/minus 0.375 %. Construction QC/QA Acceptance 8
  • 10. PWL Concept PWL = (PU + PL) - 100 In Terms of Area of the Distribution PL LSL PWL % AC USL Construction PU QC/QA Acceptance 10
  • 11. Spec Percent Within Limits Data Target Value 5.0 Lot X s PWL Limits ± 0.4 target 1 5.0 0.20 96 Lot 1 2 5.0 0.40 68 Lot 2 Upper limit Lower limit 4.2 4.6 5.0 5.4 5.8 Asphalt Binder Content Construction QC/QA Acceptance 11
  • 12. Percent Within Limits Target Value 5.0 Lot X s PWL Limits ± 0.4 1 5.0 0.20 96 target 2 4.8 0.20 84 Lot 2 Lot 1 Upper limits Lower limit 4.2 4.6 5.0 5.4 5.8 Asphalt Binder Content Construction QC/QA Acceptance 12
  • 13. PWL Approach To get 100 % pay you need to pay attention to both accuracy and precision Construction QC/QA Acceptance 13
  • 14. Steps • Sample the material using an appropriate random number system • Determine the average for the lot • Determine the standard deviation “s” for each lot • For Air voids, VMA and binder content calculate the upper and lower quality indices and the associated PWL • For in-place density, calculate the lower quality index and associated PWL Construction QC/QA Acceptance 14
  • 15. Percent Within Limits Using Standard Deviation Construction QC/QA Acceptance 15
  • 17. Equations - USL - x Q(u) = s - x - LSL Q(L) = s Construction QC/QA Acceptance 17
  • 18. Acceptance Plan: Percent Within Limits (PWL) Approach 1. Determine Random Sample Location Within Lot 2. Make Measurements at Locations or on Material Samples 3. Determine Average of Samples: n xi x =Σ n i=1 4. Determine Standard Deviation of Samples: (xi - x)2 Σ n s= i=1 n-1
  • 19. Acceptance Plan: Percent Within Limits (PWL) Approach 5. Determine Upper Quality Index, Qu: (U - x) QU = s (x - L) QL = 6. Determine sLower Quality Index, QL: 7. Estimate PU and PL From Table Using Calculated QU and QL
  • 20. Example Problem • Percent passing 0.075 sieve – Test 1 : 4.1 – Test 2: 4.5 – Test 3: 4.8 – Test 4: 5.0 – Test 5: 5.1 • Specification Target: 5.0 % • Allowable tolerance: See next slide Construction QC/QA Acceptance 20
  • 21. Set Spec Limits • The typical standard deviation from industry is 0.7 %; therefore: – S = 0.7 and n = 5 – S(n) = 0.7 / square root (5) – S(n) = 0.7/2.236 = 0.313 • For three standard deviations the spec limits would be + 0.94 %. • Therefore: – Upper spec limit = 5.94 % – Lower spec limit = 4.06 % Construction QC/QA Acceptance 21
  • 22. Compute values • The average is: – 4.72 % • Standard deviation for data is: – 0.43 Construction QC/QA Acceptance 22
  • 23. Compute QU - USL - x Q(u) = s 5.94 - 4.72 Q(u) = 0.43 Q(u) = 2.83 P(u) = > 1.00 Construction QC/QA Acceptance 23
  • 24. Compute QL - x - LSL Q(L) = s 4.72 - 4.06 Q(L) = 0.43 Q(L) = 1.53 P(L) = 0.97 Construction QC/QA Acceptance 24
  • 25. Percent Within Limits Using Conformal Index Construction QC/QA Acceptance 25
  • 26. Equations - USL - x Q(u) = CI - x - LSL Q(L) = CI Construction QC/QA Acceptance 26
  • 27. Acceptance Plan: Percent Within Limits (PWL) Approach 1. Determine Random Sample Location Within Lot 2. Make Measurements at Locations or on Material Samples 3. Determine Average of Samples: n xi x =Σ n i=1 4. Determine Standard Deviation of Samples: (xi – spec requirement)2 Σ n Sci = i=1 n-1
  • 28. Acceptance Plan: Percent Within Limits (PWL) Approach 5. Determine Upper Quality Index, Qu: (U - x) QU = S ci (x - L) QL = 6. Determine S Lower Quality Index, QL: ci 7. Estimate PU and PL From Table Using Calculated QU and QL
  • 29. Example Problem • Percent passing 0.075 sieve – Test 1 : 4.1 – Test 2: 4.5 – Test 3: 4.8 – Test 4: 5.0 – Test 5: 5.1 • Specification Target: 5.0 % • Allowable tolerance: See next slide Construction QC/QA Acceptance 29
  • 30. Set Spec Limits • The typical standard deviation from industry is 0.7 %; therefore: – S = 0.7 and n = 5 – S(n) = 0.7 / square root (5) – S(n) = 0.7/2.236 = 0.313 • For three standard deviations the spec limits would be + 0.94 %. • Therefore: – Upper spec limit = 5.94 % – Lower spec limit = 4.06 % Construction QC/QA Acceptance 30
  • 31. Compute values • The average is: – 4.72 % • Conformal Index for data is: – 0.533 Construction QC/QA Acceptance 31
  • 32. Compute QU - USL - x Q(u) = Sci 5.94 - 4.72 Q(u) = 0.53 Q(u) = 2.30 P(u) = > 1.00 Construction QC/QA Acceptance 32
  • 33. Compute QL - x - LSL Q(L) = s 4.72 - 4.06 Q(L) = 0.53 Q(L) = 1.24 P(L) = 0.90 Construction QC/QA Acceptance 33
  • 34. Questions? Construction QC/QA Acceptance 34

Notas del editor

  1. This section is based on Appendix A-IV “Percent within limits (PWL) for HMA Calculated Using Standard Deviation” from the AASHTO Recommended Practice “To Develop A Quality Control/Quality Assurance Plan for Hot Mix Asphalt”.
  2. This module will cover procedures that are in common use for acceptance of HMA mixtures.
  3. This concept is used to calculate percent within limits. Percent within limits is a tool to tell us how much of the hot mix being provided to the project fully meets the specification limits.
  4. In this example – the average value is 5 % for both lots – but the variation as measured by the standard deviation is higher for lot 2. Therefore, the contractor will be paid less for lot two than for lot one.
  5. In this example the variability as measured by the standard deviation is the same. But the average is different. Lot 2 will receive a lower pay than lot 1. The goal is to hit the target and to reduce variability. The result is a higher pay check when the mix is paid for.
  6. The objective as we went through earlier – is to produce an HMA mix that exactly hits the center of the target and with every shot. The maximum pay comes from having accuracy and precision.
  7. This concept is used to calculate percent within limits. Percent within limits is a tool to tell us how much of the hot mix being provided to the project fully meets the specification limits.
  8. In the homework problems there are a couple of exercises for the students to work out. The following is a classroom exercise to work through with the students.
  9. Where 1. Q(u) = Upper Quality Index 2. Q(L) = Lower Quality Index 3. X = average 4. USL = the Upper specification limit 5. LSL = the Lower specification limit 6. S = standard deviation
  10. This is a listing of the steps associated with the computation of percent within limits.
  11. The steps continued. The homework problems are set up to follow these steps.
  12. Using the P u tables with the homework problems. The Price adjustment will be 0.97. Therefore, if the bid price is $40 per ton – the contractor will be paid $38.80 per ton for the HMA mix. This even though all of the test results were within the specification limits.
  13. The conformal index is similar to the the standard deviation except that the deviation is calculated relative to the target value, not the mean of the lot. It can be used to estimate the size and incidence of the deviations (variations) from the target in the same way that the standard deviation measures the deviation from the mean of a lot.
  14. Where 1. Q(u) = Upper Quality Index 2. Q(L) = Lower Quality Index 3. X = average 4. USL = the Upper specification limit 5. LSL = the Lower specification limit 6. CI = Conformal index
  15. This is a listing of the steps associated with the computation of percent within limits using the conformal index. The steps are the same – with the exception of how the standard deviation is calculated.
  16. The steps continued. The homework problems are set up to follow these steps.
  17. Using the P u tables with the homework problems. The Price adjustment will be 0.90. Therefore, if the bid price is $40 per ton – the contractor will be paid $36.00 per ton for the HMA mix. This even though all of the test results were within the specification limits. Notice that the use of CI results in a higher price adjustment and less pay for the contactor.