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Elimination of Perinatal HIV
Transmission in the United States
               Steven Nesheim, M.D.
     Centers for Disease Control and Prevention
        National HIV Prevention Conference
                    August, 2009
MCT Rate Estimates:
       Industrialized Countries
•   1985-7                       50%1
•   1988-9                       332-40%3
                                 24%4
•   1992                         145 -24%6
•   1994                         25%7
(1)Scott. JAMA1985;253:363. Semprini BMJ 1987;294:610. (2) Italian Multicentre Study Lancet
     1988;2:1043-1045. Blanche NEJM 1989;320:1643-1648.
(3) Johnson.AJDC 1989;143:1147-1153. (4) ECS Lancet 1988;2:1039-1042.
(5) ECS Lancet 1992;339:1007-1012. (6) Gabiano Ped 1992;90:369-374.
(7) Connor NEJM 1994;331:1173
ACTG 076 & USPHS
   ZDV Recs
            CDC HIV
             Testing
              Recs

                         ~95%
                       reduction
Estimated numbers of AIDS cases in children <13 years
                  of age, by year of diagnosis, 1992–2006—50 states and
                       the District of Columbia (Revised March 2008)
                  1000
                           896 881
                                           799
                  800
Number of cases




                                                   669
                  600
                                                            511

                  400                                               328
                                                                            241
                                                                                    195
                  200                                                                       127 123 106
                                                                                                                     70      53       53       38
                    0
                         1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006
                                                                       Year of diagnosis
                         Note. These numbers do not represent reported case counts. Rather, these numbers are point estimates, which result
                         from adjustments of reported case counts. The reported case counts are adjusted for reporting delays. The estimates
                         do not include adjustment for incomplete reporting.

                         Source: HIV/AIDS Surveillance Report, Volume 18, March 2008, Figure 1
Number of perinatally infected infants by year of birth
  & year reported, in 33 states with HIV infection
       reporting since 2001—United States.
                                                                                   Number infected
                                                                            Total
                         Year of Report                                            infants in birth
                                                                          Reported
                                                                                   cohort (95% CI)*
   Birth
                2001 2002              2003        2004 2005
   Year
     2001         39          74          31          8         10            162            277 (224-346)

     2002                     29          50         21          9            109            204 (161-276)

     2003                                 25         34         27            86             167 (127-224)

     2004                                            25         33            58             138 ( 96-186)
   *Data from 33 states with HIV infection reporting were extrapolated to the entire United States. Estimates
        include adjustments for delays in reporting, and underreporting of cases.

       McKenna, Hu. AJOG 2007, Sept. 197: S10-16
Estimated number of births to women living
  with HIV infection, 2000-2006, United States
        9000
        8500
        8000
        7500
        7000
        6500
        6000
        5500
                  2000     2001      2002     2003        2004     2005      2006
                                    High Estimate       Low Estimate

    2006 estimate (8,650 – 8900) is ~30% > 2000 estimate (6075 – 6422)
Office of Inspector General (Fleming), 2002         Whitmore, et al. CROI, 2009
Figure 1. Estimation of the number of HIV-infected infants, United States, 2005

                                                     Modeled estimate of HIV+                           Modeled estimate of HIV+
                                                   women aged 13-44 diagnosed                        women aged 13-44 undiagnosed
                                                  and living with HIV without AIDS                   and living with HIV without AIDS
                                                    (using Poisson Regression)                          (using back-calculation)
                                                              N=78,365                                           N=38,312



              Estimated number                                         Estimate of total number of HIV-infected
             of women aged 13-44                                          women aged 13-44 living with HIV
                living with AIDS                                       without AIDS (diagnosed+undiagnosed)
                    N=55,702                                                     N=107,859-116,677




                                                                               Estimated births to
  Estimated births to        Estimated births to
                             women living with                                women living with HIV
  women living with
                                                                                  without AIDS
  immunologic AIDS             clinical AIDS
                                                                                 N=7,017-7,089
       N=881                       N=715




                                                Estimated total births
                                                    N=8,613-8,685



                                    Est. 30% (2584-                       Est. 69% (5909-
                                   2605) receive < 3                      6078) receive all
                                     arms of ARV.                         3 arms of ARV.
                                     6.3% infected                         1.3% infected




                                                       Estimated total
                                                         infections
                                                         N=215-370
HIV infected infants in the United States:
                                          model estimates from 1978-2005

                          1800                                                                       PACTG 076, 1994
                          1600
                          1400
# in f e c t e d in f a n t s




                          1200
                          1000
                           800
                           600
                           400
                           200
                             0
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                                       80

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                                                                                                                    98

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                                19

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                                                                                                                          20

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                                                                                                                                            20

                                                                                                                                                     20
                                            Davis (1978-93)   Lindegren (1991, 1995-96)        OIG (2000)        McKenna (2001-04)        Taylor (2005)

      Davis et al., JAMA 1995;274:952-5.                                                   McKenna & Hu, AJOG 2007 Sep;197(3Suppl):S10-6.
      Lindegren et al., JAMA 1999;282:531-8.                                               Taylor et al., unpublished, 2008.
      Office of Inspector General (Fleming), 2002.
MCT Rates in Industrialized Countries in
               the HAART Era
                                                          Mother-child transmission rate
Country     Author              Years    Women Overall VL<50 with NVP w/o NVP w/mat. ARVs % C/S
USA-WITS    Cooper              1996-2000 1542 3.5%                          5.0% 1.1% (HAART)
USA,        Dorenbaum
Europe,
Brazil,
Bahamas                1997-2000                     1270                                   1.4%          1.6%
France      Warszawski 1997-2004                     5721 1.3% 0.4%
European    ECS        1997-2004                     1983 2.87%
Collab.
Study                           2001-2003                  0.99%
Sweden      Navér               1999-2003              184 0.6%                                                                            80.3%
                                2000-2003                   0.0%
Spain       Fernández-
            Ibieta     2000-2005                       632      1.4%
United      Townsend                                                                                               0.8%
Kingdom                2000-2006                     2100       1.2% 0.1%                                          (>2wks ARV)

        Cooper ER, et al. JAIDS. 2002 Apr 15;29(5):484-94. ; Dorenbaum A, et al. JAMA. 2002 Jul 10;288(2):189-98.;European
        Collaborative Study. Mother-to-child transmission of HIV infection in the era of highly active antiretroviral therapy. CID. 2005
        Feb;40:458-465.; Navér L, et al. JAIDS. 2006 Aug 1;42(4):484-9. Townsend CL, et al. AIDS. 2008, in press.; Warszawski J, et
        al. AIDS. 2008 Jan 11;22(2):289-99. Fernández-Ibieta M, et al. An Pediatr (Barc). 2007 Aug;67(2):109-15.
Perinatal Prevention Cascade
Missed Opportunities         Data Needs
                              Number of HIV-infected women of
   HIV-infected woman         childbearing age by state,
                              race/ethnicity

                            Number of HIV-infected women
    Become Pregnant         giving birth (or exposed infants)


                            % of all women (and HIV+) with
 Inadequate Prenatal Care   adequate prenatal care


                            % of all women (and HIV+)
   No (or late) HIV Test    tested in pregnancy


                            % of HIV+ women with ARV
   No ARV Prophylaxis
                            prophylaxis in pregnancy



      Child Infected
                            HIV transmission rate and
                            number of infected infants
Missed Opportunities—Enhanced
       Perinatal Surveillance (EPS),
     1999-2003, 24 sites, United States

8596 HIV-exposed singleton births with
  known HIV infection status
  – 7605 (88%) had prenatal care
       • 7151 (94%) had HIV testing
           –6553 (92%) had ARV during pregnancy
                » 4636 (70%) had ARV during Labor/Delivery

 Whitmore, S. Outcomes of Missed Opportunities for HIV Perinatal Prevention.
 National HIV Prevention Conference, 2007.
Prenatal HIV testing rates—
     national data, United States
• 69%             2002                   National Survey of
                                         Family Growth1

• 50-96%          2003                   DHAP/RTI chart review2

• 45-96%          2004-6                 Pregnancy Risk
                                         Assessment and
                                         Monitoring System
                                         (PRAMS)3

• 74%             2006                   National Hepatitis B
                                         Hospital Survey4



   1Anderson  J, Sansom S, Mat Chil Health J 2006;10:413; 2Taylor A, unpublished
   data; 3Taylor A, Prev Conf 2009; 4Fitz Harris L, Prev Conf 2009.
Elimination of Perinatal HIV
     in the Unites States—Why?
It is feasible
  We know how
  We have the tools

Missed opportunities account for most remaining
transmissions

Cost-savings potentially $25,000,000/yr
  Discounted lifetime medical care cost for an HIV-infected child= $250,000
  > 100 perinatal infections per year remaining


It’s the right thing to do.
Racial/ethnic distribution in total population, infants aged ≤ 1 year,
persons aged ≥13 years with diagnoses of HIV infection & children with
      diagnoses of perinatal HIV infection, 34 states, 2004-2007
                     5%             7%               2%              2%               4%

                                                                     17%             11%

                                                    34%
                                                                                     16%
                                                                     14%

                                    56%
  Other            70%
  White                                             19%

  Hispanic
  Black
                                                                     67%             69%

                                    22%
                                                    45%
                   12%


                   13%              15%


                 Total         Infants aged    Males aged     Females aged      Children aged
               Population         <1 year     >13 yrs with dx >13 yrs with dx   <13 years with
                                                  of HIV          of HIV        dx of perinatal
                                                infection       infection        HIV infection

      CDC. MMWR, Feb 5, 2010, Vol. 59 No. 4 (slide updated after publication)
Elimination of Perinatal HIV Transmission
          in the Unites States—
     Goal Proposed by Consultants

  Incidence < 1/100,000 live births

    < 40 cases annually among a 4 million birth cohort

  Transmission Rate < 1%

    e.g., < 87 cases in 2006 (8700 HIV-exposed births)

      Both goals represent a reduction of >100
                  cases per year.
Will the annual number of perinatal HIV
  infections in the United States continue to
decline without additional effort and expense?

      Annual number of HIV-exposed births is
      increasing (30% increase from 2000 to 2006)

      Hardest-to-reach HIV-infected women & their
      infants pose an ongoing, significant challenge

      Evidence suggests that the annual number of
      HIV-infected infants is stable or increasing
Proposed Strategy to Eliminate
      Perinatal HIV Transmission in the U.S.
        Family Planning, Preconception Care, Prenatal Care and
              Universal HIV Testing for Pregnant Women



                      Comprehensive, Real-time
                             Case Finding:
                  Perinatal HIV Services Coordinator
                                            g
                                       rtin
                                re   po
                          s ure
                        po
                   Ex                                          Case Review &
Data reporting/                                                 Community
 Surveillance                                                      Action
                                                                 (FIMR/HIV)

          Clinical and Psychosocial
                                                Long-term Follow-up
              Case Management
Brown’s Law
"…as a disease control program approaches the
  end point of eradication,
  it is the program, not the disease, which is more
  likely to be eradicated…
  due to the increase of the cost in skill, effort, and
  resources to trace the last remaining cases and
  treat them; and to the
  increase in the disinterest of society in bearing
  that cost."

  Brown WJ. The first step toward eradication. In: Proceedings of the World
  Forum on Syphilis and other Treponematoses (Washington, DC). Washington,
  DC; US Government Printing Office, 1964:21-5.
Elimination of perinatal HIV in the
      United States—key points

The target population, i.e., HIV-infected (pregnant)
  women is increasing:
    30% increase HIV-exposed births/year between
     2000-2006
    Further increase may occur due to effects of:
      Increasing number of HIV-infected women of
      childbearing age
      Longer survival and increased well-being of HIV-
      infected women
      Safer conception methods (PrEP, assisted
      reproductive technologies, etc.)
Elimination of perinatal HIV in the
    United States—key points


The stark racial/ethnic disparity in HIV
MCT deserves further attention &
action.
Not a one-time accomplishment, i.e., an
ongoing, annual effort

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Nesheim NHPC Elimination Slides

  • 1. Elimination of Perinatal HIV Transmission in the United States Steven Nesheim, M.D. Centers for Disease Control and Prevention National HIV Prevention Conference August, 2009
  • 2.
  • 3. MCT Rate Estimates: Industrialized Countries • 1985-7 50%1 • 1988-9 332-40%3 24%4 • 1992 145 -24%6 • 1994 25%7 (1)Scott. JAMA1985;253:363. Semprini BMJ 1987;294:610. (2) Italian Multicentre Study Lancet 1988;2:1043-1045. Blanche NEJM 1989;320:1643-1648. (3) Johnson.AJDC 1989;143:1147-1153. (4) ECS Lancet 1988;2:1039-1042. (5) ECS Lancet 1992;339:1007-1012. (6) Gabiano Ped 1992;90:369-374. (7) Connor NEJM 1994;331:1173
  • 4. ACTG 076 & USPHS ZDV Recs CDC HIV Testing Recs ~95% reduction
  • 5. Estimated numbers of AIDS cases in children <13 years of age, by year of diagnosis, 1992–2006—50 states and the District of Columbia (Revised March 2008) 1000 896 881 799 800 Number of cases 669 600 511 400 328 241 195 200 127 123 106 70 53 53 38 0 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 Year of diagnosis Note. These numbers do not represent reported case counts. Rather, these numbers are point estimates, which result from adjustments of reported case counts. The reported case counts are adjusted for reporting delays. The estimates do not include adjustment for incomplete reporting. Source: HIV/AIDS Surveillance Report, Volume 18, March 2008, Figure 1
  • 6. Number of perinatally infected infants by year of birth & year reported, in 33 states with HIV infection reporting since 2001—United States. Number infected Total Year of Report infants in birth Reported cohort (95% CI)* Birth 2001 2002 2003 2004 2005 Year 2001 39 74 31 8 10 162 277 (224-346) 2002 29 50 21 9 109 204 (161-276) 2003 25 34 27 86 167 (127-224) 2004 25 33 58 138 ( 96-186) *Data from 33 states with HIV infection reporting were extrapolated to the entire United States. Estimates include adjustments for delays in reporting, and underreporting of cases. McKenna, Hu. AJOG 2007, Sept. 197: S10-16
  • 7. Estimated number of births to women living with HIV infection, 2000-2006, United States 9000 8500 8000 7500 7000 6500 6000 5500 2000 2001 2002 2003 2004 2005 2006 High Estimate Low Estimate 2006 estimate (8,650 – 8900) is ~30% > 2000 estimate (6075 – 6422) Office of Inspector General (Fleming), 2002 Whitmore, et al. CROI, 2009
  • 8. Figure 1. Estimation of the number of HIV-infected infants, United States, 2005 Modeled estimate of HIV+ Modeled estimate of HIV+ women aged 13-44 diagnosed women aged 13-44 undiagnosed and living with HIV without AIDS and living with HIV without AIDS (using Poisson Regression) (using back-calculation) N=78,365 N=38,312 Estimated number Estimate of total number of HIV-infected of women aged 13-44 women aged 13-44 living with HIV living with AIDS without AIDS (diagnosed+undiagnosed) N=55,702 N=107,859-116,677 Estimated births to Estimated births to Estimated births to women living with women living with HIV women living with without AIDS immunologic AIDS clinical AIDS N=7,017-7,089 N=881 N=715 Estimated total births N=8,613-8,685 Est. 30% (2584- Est. 69% (5909- 2605) receive < 3 6078) receive all arms of ARV. 3 arms of ARV. 6.3% infected 1.3% infected Estimated total infections N=215-370
  • 9. HIV infected infants in the United States: model estimates from 1978-2005 1800 PACTG 076, 1994 1600 1400 # in f e c t e d in f a n t s 1200 1000 800 600 400 200 0 78 80 82 84 86 88 90 92 94 96 98 00 02 04 06 19 19 19 19 19 19 19 19 19 19 19 20 20 20 20 Davis (1978-93) Lindegren (1991, 1995-96) OIG (2000) McKenna (2001-04) Taylor (2005) Davis et al., JAMA 1995;274:952-5. McKenna & Hu, AJOG 2007 Sep;197(3Suppl):S10-6. Lindegren et al., JAMA 1999;282:531-8. Taylor et al., unpublished, 2008. Office of Inspector General (Fleming), 2002.
  • 10. MCT Rates in Industrialized Countries in the HAART Era Mother-child transmission rate Country Author Years Women Overall VL<50 with NVP w/o NVP w/mat. ARVs % C/S USA-WITS Cooper 1996-2000 1542 3.5% 5.0% 1.1% (HAART) USA, Dorenbaum Europe, Brazil, Bahamas 1997-2000 1270 1.4% 1.6% France Warszawski 1997-2004 5721 1.3% 0.4% European ECS 1997-2004 1983 2.87% Collab. Study 2001-2003 0.99% Sweden Navér 1999-2003 184 0.6% 80.3% 2000-2003 0.0% Spain Fernández- Ibieta 2000-2005 632 1.4% United Townsend 0.8% Kingdom 2000-2006 2100 1.2% 0.1% (>2wks ARV) Cooper ER, et al. JAIDS. 2002 Apr 15;29(5):484-94. ; Dorenbaum A, et al. JAMA. 2002 Jul 10;288(2):189-98.;European Collaborative Study. Mother-to-child transmission of HIV infection in the era of highly active antiretroviral therapy. CID. 2005 Feb;40:458-465.; Navér L, et al. JAIDS. 2006 Aug 1;42(4):484-9. Townsend CL, et al. AIDS. 2008, in press.; Warszawski J, et al. AIDS. 2008 Jan 11;22(2):289-99. Fernández-Ibieta M, et al. An Pediatr (Barc). 2007 Aug;67(2):109-15.
  • 11. Perinatal Prevention Cascade Missed Opportunities Data Needs Number of HIV-infected women of HIV-infected woman childbearing age by state, race/ethnicity Number of HIV-infected women Become Pregnant giving birth (or exposed infants) % of all women (and HIV+) with Inadequate Prenatal Care adequate prenatal care % of all women (and HIV+) No (or late) HIV Test tested in pregnancy % of HIV+ women with ARV No ARV Prophylaxis prophylaxis in pregnancy Child Infected HIV transmission rate and number of infected infants
  • 12. Missed Opportunities—Enhanced Perinatal Surveillance (EPS), 1999-2003, 24 sites, United States 8596 HIV-exposed singleton births with known HIV infection status – 7605 (88%) had prenatal care • 7151 (94%) had HIV testing –6553 (92%) had ARV during pregnancy » 4636 (70%) had ARV during Labor/Delivery Whitmore, S. Outcomes of Missed Opportunities for HIV Perinatal Prevention. National HIV Prevention Conference, 2007.
  • 13. Prenatal HIV testing rates— national data, United States • 69% 2002 National Survey of Family Growth1 • 50-96% 2003 DHAP/RTI chart review2 • 45-96% 2004-6 Pregnancy Risk Assessment and Monitoring System (PRAMS)3 • 74% 2006 National Hepatitis B Hospital Survey4 1Anderson J, Sansom S, Mat Chil Health J 2006;10:413; 2Taylor A, unpublished data; 3Taylor A, Prev Conf 2009; 4Fitz Harris L, Prev Conf 2009.
  • 14. Elimination of Perinatal HIV in the Unites States—Why? It is feasible We know how We have the tools Missed opportunities account for most remaining transmissions Cost-savings potentially $25,000,000/yr Discounted lifetime medical care cost for an HIV-infected child= $250,000 > 100 perinatal infections per year remaining It’s the right thing to do.
  • 15. Racial/ethnic distribution in total population, infants aged ≤ 1 year, persons aged ≥13 years with diagnoses of HIV infection & children with diagnoses of perinatal HIV infection, 34 states, 2004-2007 5% 7% 2% 2% 4% 17% 11% 34% 16% 14% 56% Other 70% White 19% Hispanic Black 67% 69% 22% 45% 12% 13% 15% Total Infants aged Males aged Females aged Children aged Population <1 year >13 yrs with dx >13 yrs with dx <13 years with of HIV of HIV dx of perinatal infection infection HIV infection CDC. MMWR, Feb 5, 2010, Vol. 59 No. 4 (slide updated after publication)
  • 16. Elimination of Perinatal HIV Transmission in the Unites States— Goal Proposed by Consultants Incidence < 1/100,000 live births < 40 cases annually among a 4 million birth cohort Transmission Rate < 1% e.g., < 87 cases in 2006 (8700 HIV-exposed births) Both goals represent a reduction of >100 cases per year.
  • 17. Will the annual number of perinatal HIV infections in the United States continue to decline without additional effort and expense? Annual number of HIV-exposed births is increasing (30% increase from 2000 to 2006) Hardest-to-reach HIV-infected women & their infants pose an ongoing, significant challenge Evidence suggests that the annual number of HIV-infected infants is stable or increasing
  • 18. Proposed Strategy to Eliminate Perinatal HIV Transmission in the U.S. Family Planning, Preconception Care, Prenatal Care and Universal HIV Testing for Pregnant Women Comprehensive, Real-time Case Finding: Perinatal HIV Services Coordinator g rtin re po s ure po Ex Case Review & Data reporting/ Community Surveillance Action (FIMR/HIV) Clinical and Psychosocial Long-term Follow-up Case Management
  • 19. Brown’s Law "…as a disease control program approaches the end point of eradication, it is the program, not the disease, which is more likely to be eradicated… due to the increase of the cost in skill, effort, and resources to trace the last remaining cases and treat them; and to the increase in the disinterest of society in bearing that cost." Brown WJ. The first step toward eradication. In: Proceedings of the World Forum on Syphilis and other Treponematoses (Washington, DC). Washington, DC; US Government Printing Office, 1964:21-5.
  • 20. Elimination of perinatal HIV in the United States—key points The target population, i.e., HIV-infected (pregnant) women is increasing: 30% increase HIV-exposed births/year between 2000-2006 Further increase may occur due to effects of: Increasing number of HIV-infected women of childbearing age Longer survival and increased well-being of HIV- infected women Safer conception methods (PrEP, assisted reproductive technologies, etc.)
  • 21. Elimination of perinatal HIV in the United States—key points The stark racial/ethnic disparity in HIV MCT deserves further attention & action. Not a one-time accomplishment, i.e., an ongoing, annual effort