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New opportunities for improved
livelihoods in a sustainable
environment
Humidtropics
3 billion hectares of land
2.9 billion people
High proportion of poor smallholder farmers
The humid tropics
High potential
High risk
ecological / human potential
GAP
productivity / livelihood standards
ecological / human potential
productivity / livelihood standards
Unlocking the potential
- Humidtropics as key
Integrated systems approach…
People
Partnerships
Production systems
Innovation
Policies
Markets
Crops & livestock
Livelihoods
Food system
Institutions…
West Africa
humid
lowlands
East and
Central
Africa humid
highlands
Central
Mekong
Central
America and
Caribbean
Cross-cutting
Themes
Provide opportunities for improved livelihoods in a sustainable
environment for smallholders in the humid tropics
Tier1
Sustainable
Intensification
Systems
Innovation
Women & Youth
Empowerment
Livelihoods
Improvement
ProductivityNutrition Environment Gender InnovationIncome
FlagshipProjectsIDOsSOs
Tier2
West Africa
Moist
Savanna
Southern
Africa Moist
Savanna
Northern
Andes
Transect
Indonesian
Humid
Lowlands
Programmatic Framework
West Africa
humid
lowlands
East and
Central
Africa humid
highlands
Central
Mekong
Central
America and
Caribbean
Cross-cutting
Themes
Provide opportunities for improved livelihoods in a sustainable
environment for smallholders in the humid tropics
Tier1
Sustainable
Intensification
Systems
Innovation
Women & Youth
Empowerment
Livelihoods
Improvement
ProductivityNutrition Environment Gender InnovationIncome
FlagshipProjectsIDOsSOs
Tier2
West Africa
Moist
Savanna
Southern
Africa Moist
Savanna
Northern
Andes
Transect
Indonesian
Humid
Lowlands
Programmatic Framework
West Africa
humid
lowlands
East and
Central
Africa humid
highlands
Central
Mekong
Central
America and
Caribbean
Cross-cutting
Themes
Provide opportunities for improved livelihoods in a sustainable
environment for smallholders in the humid tropics
Tier1
Sustainable
Intensification
Systems
Innovation
Women & Youth
Empowerment
Livelihoods
Improvement
ProductivityNutrition Environment Gender InnovationIncome
FlagshipProjectsIDOsSOs
Tier2
West Africa
Moist
Savanna
Southern
Africa Moist
Savanna
Northern
Andes
Transect
Indonesian
Humid
Lowlands
Programmatic Framework
By 2025 (12-year target), total farm income has increased 44%
17% of households (12-year target), total farm income has increased 44%
17% of households achieving income above the poverty line for at least 5.7 million
households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
poverty line for at least 5.7 million households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
IDO: Income  SLO 1, 2, 3
Number of poor households lifted above the poverty line
3 years – 400 000
6 years – 1.3 million
9 years – 3 million
West Africa
humid
lowlands
East and
Central
Africa humid
highlands
Central
Mekong
Central
America and
Caribbean
Cross-cutting
Themes
Provide opportunities for improved livelihoods in a sustainable
environment for smallholders in the humid tropics
Tier1
Sustainable
Intensification
Systems
Innovation
Women & Youth
Empowerment
Livelihoods
Improvement
ProductivityNutrition Environment Gender InnovationIncome
FlagshipProjectsIDOsSOs
Tier2
West Africa
Moist
Savanna
Southern
Africa Moist
Savanna
Northern
Andes
Transect
Indonesian
Humid
Lowlands
Programmatic Framework
By 2025 (12-year target), total farm income has increased 44%
17% of households (12-year target), total farm income has increased 44%
17% of households achieving income above the poverty line for at least 5.7 million
households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
poverty line for at least 5.7 million households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
IDO: Nutrition  SLO 2, 3
Number of household with increased dietary diversity
3 years – 22 000
6 years – 220 000
9 years – 2 million
West Africa
humid
lowlands
East and
Central
Africa humid
highlands
Central
Mekong
Central
America and
Caribbean
Cross-cutting
Themes
Provide opportunities for improved livelihoods in a sustainable
environment for smallholders in the humid tropics
Tier1
Sustainable
Intensification
Systems
Innovation
Women & Youth
Empowerment
Livelihoods
Improvement
ProductivityNutrition Environment Gender InnovationIncome
FlagshipProjectsIDOsSOs
Tier2
West Africa
Moist
Savanna
Southern
Africa Moist
Savanna
Northern
Andes
Transect
Indonesian
Humid
Lowlands
Programmatic Framework
By 2025 (12-year target), total farm income has increased 44%
17% of households (12-year target), total farm income has increased 44%
17% of households achieving income above the poverty line for at least 5.7 million
households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
poverty line for at least 5.7 million households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
IDO: Productivity  SLO 1, 2
60% increased total farm productivity in integrated systems (number
of households)
3 years – 400 000
6 years – 1.3 million
9 years – 3 million
West Africa
humid
lowlands
East and
Central
Africa humid
highlands
Central
Mekong
Central
America and
Caribbean
Cross-cutting
Themes
Provide opportunities for improved livelihoods in a sustainable
environment for smallholders in the humid tropics
Tier1
Sustainable
Intensification
Systems
Innovation
Women & Youth
Empowerment
Livelihoods
Improvement
ProductivityNutrition Environment Gender InnovationIncome
FlagshipProjectsIDOsSOs
Tier2
West Africa
Moist
Savanna
Southern
Africa Moist
Savanna
Northern
Andes
Transect
Indonesian
Humid
Lowlands
Programmatic Framework
By 2025 (12-year target), total farm income has increased 44%
17% of households (12-year target), total farm income has increased 44%
17% of households achieving income above the poverty line for at least 5.7 million
households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
poverty line for at least 5.7 million households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
IDO: Environment  SLO 4
Acreage (ha) restored to sustainable management
3 years – 200 000
6 years – 900 000
9 years – 3.5 million
West Africa
humid
lowlands
East and
Central
Africa humid
highlands
Central
Mekong
Central
America and
Caribbean
Cross-cutting
Themes
Provide opportunities for improved livelihoods in a sustainable
environment for smallholders in the humid tropics
Tier1
Sustainable
Intensification
Systems
Innovation
Women & Youth
Empowerment
Livelihoods
Improvement
ProductivityNutrition Environment Gender InnovationIncome
FlagshipProjectsIDOsSOs
Tier2
West Africa
Moist
Savanna
Southern
Africa Moist
Savanna
Northern
Andes
Transect
Indonesian
Humid
Lowlands
Programmatic Framework
By 2025 (12-year target), total farm income has increased 44%
17% of households (12-year target), total farm income has increased 44%
17% of households achieving income above the poverty line for at least 5.7 million
households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
poverty line for at least 5.7 million households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
IDO: Gender equity  SLO 1, 2, 3, 4 (9 years)
Number of women and youth in target households that perceive they have
better control over assets, input and benefits
3 years – 140 000
6 years – 450 000
9 years – 1 million
West Africa
humid
lowlands
East and
Central
Africa humid
highlands
Central
Mekong
Central
America and
Caribbean
Cross-cutting
Themes
Provide opportunities for improved livelihoods in a sustainable
environment for smallholders in the humid tropics
Tier1
Sustainable
Intensification
Systems
Innovation
Women & Youth
Empowerment
Livelihoods
Improvement
ProductivityNutrition Environment Gender InnovationIncome
FlagshipProjectsIDOsSOs
Tier2
West Africa
Moist
Savanna
Southern
Africa Moist
Savanna
Northern
Andes
Transect
Indonesian
Humid
Lowlands
Programmatic Framework
By 2025 (12-year target), total farm income has increased 44%
17% of households (12-year target), total farm income has increased 44%
17% of households achieving income above the poverty line for at least 5.7 million
households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
poverty line for at least 5.7 million households
400,000 households reaching these goals by 2016 (3-year target) ,
1.3 million households by 2019 (6-year target).
IDO: Systems innovation  SLO 1, 2, 3, 4 (9 years)
• Multiple socio-technical experiments ongoing in X number of platforms
• Coalitions for change growingand extending into other spheres of action
• Shifting discourses in policy networks
• Constraining conditions for technology uptake lifted
• New methods, processes and strategies tested, developed and
institutionalized in innovation systems
• Innovation networks and activities continuing autonomously
Systems Innovations
System innovation trajectories
Impact Pathway
IDOs “Productivity” and “Environment”
scaling
Mainstreaming Gender in R4D
Gender
Sensitive
Interventions
Female
Farmers
Activities
Gender
Disaggregated
Data
Gender in
Society
Management, Leadership and
Participation Equity
Weak current status of gender equity
Gender Equity Strategy Development
Gender Awareness Action
Improved status of gender equity
Better control over inputs (time, money, land) and benefits
Research Implementation Issues
Gender Impact Pathway
2: 2017
1: 2012
3: 2020
Action AreasAction Areas
• Representative and capture diversity
• Urgent need for large-scale impacts
• Advance earlier investments/projects
• CIALCA, SSA-CP, Africa Rising, STCP…
• Build on existing and potential partnerships
Central America and Caribbean West African humid lowlands
Central Mekong East and Central African humid highlands
Flagship Projects
A Flagship Project Example
East and Central African Highlands
• 78 million people, mainly smallholder
farmers
• 29 million hectares
• Population average 263 persons/km2
• Potential in terms of water, soils, and
human resources
• High poverty levels: 36% earning less
than US $1.25 / day
• Food insecurity
• High levels of child malnutrition
Agricultural components
East-DR CongoRwanda
Natural resource status
Food security and cash crops
Banana Beans Cassava Maize Coffee
Livestock
Diversity – crops, livestock, NRM status, etc
Market functions
Socio-technical regime
Policy environment
Prov. Min. of Agric.,
Sud-Kivu, DR Congo
Website of MoA Rwanda
Coffee-banana system
Service delivery
DR Congo Kenya
Diversity – services, policy, markets, etc
Entry points for system improvement
Action Area meeting, Bukavu, May 2013
Entry points for system improvement
Bukavu Action Site
- Integrated management of
soil and water
- Diversification of crops for
improved nutrition
- Multi-purpose agroforestry
- Crop-livestock integration
Action Area meeting, Bukavu, May 2013
Kenya Action Site
- Striga elimination
- Cassava intensification and
diversification
- Legume integration
- Animal enterprises
Is it possible for each farmer to produce sufficient fodder to keep cattle?
‘One family – one cow’ policy in Rwanda
 Situation: Farmers have variable access to resources
1. Currently, impossible for the poorest farmers to keep cattle
2. After changes some may be able to keep local cattle
3. Changing from B. taurus to B. indicus would increase program viability
4. A more viable option could be the distribution of goats
Lactating improved
Improved breed
Local breed
FeedDM(kgperfarmperday)
Resource
Group 1
Resource
Group 2
Resource
Group 3
Scenario 1
Scenario 2
Entry point: Niches for multi-purpose legumes
Calliandra hedgerowsBanana – bush bean
intercropping
Banana – climbing
bean
intercropping
Innovative maize-
soybean
intercropping
Calliandra hedgerows for fodder
and erosion control
Innovative cassava-bean
intercropping
Policy influence: From mono-cropped coffee
to banana-coffee intercropping
DR Congo
Kenya
Uganda
Rwanda
Burundi
SSA-CP
Existing partnerships
Partners: Farmer organizations, NARS, CGIAR, private sector,
agro-dealers, etc
Model: Development platforms on specific themes
Themes: Soybean value chains, striga elimination, maize
marketing
Partners: Farmer organizations, local NGOs, NARS, CGIAR,
policy, private sector, etc
Model: Innovation platforms on priority value chains
Themes: Various value chains (banana, beans, milk, potato..)
Partners: Farmer organizations, local and international NGOs,
NARS, CGIAR, policy, private sector, donors, etc
Model: R4D platforms on specific themes
Themes: Banana/legume systems, sustainable intensification,
market access, nutrition
SSA-CP
Existing partnerships
Program expansion through Humidtropics
1. Integration of system components beyond initial target crops
2. Greater emphasis on natural resource integrity
3. Modification of socio-technical conditions for further scaling
(e.g., land tenure issues, women empowerment)
4. Enhanced capacity to further innovate
5. Integration of sectors interacting with agriculture (e.g.,
micro-finance sector)
Flagship 5 –
Strategic Cross-cutting Theme
Key cross-cutting R4D
components
• Innovation systems research
• Methods and tools development
• Capacity development
• Gender and youth research and
development
• Communication and
partnerships
• Global synthesis and analysis
Collaboration with other CRPs
Collaborations and partnerships
– CGIAR Centers
– IITA, ICRAF, ILRI, CIAT, Bioversity, CIP, IWMI
– Non-CGIAR partners
– AVRDC, Wageningen University, icipe, FARA
– Advanced Research Institutes
– Cirad, CSIRO, SLU
– National research institutions
– Development organizations
– Farmer organizations
Funding from W1&2:
65% to CGIAR partners, 35% to non-CGIAR partners
Regional Collaboration
West Africa Humid Lowlands
Name of Organization Nature of Collaboration
1. West African Council for Agricultural
Research and Development
(CORAF / WECARD)
• CAADP entry point - WAHL
• Partnership in out scaling and
links to countries
• Policy for impact linkage
2. Forum for Agricultural Research in
Africa (FARA)
• Lead in SSA-CP
• Mainstreaming of SSA-CP into
Humidtropics
• Links with NARS at continental
level; policy and out-scaling
• CAADP and NEPAD links
3 West African Farmers Federation
(ROPPA)
• Farmer perspectives
• Farmer group interactions
management
4 Food and Agriculture Organization
of UN – Regional Office
• Partnership mainly on food
security, seed production, natural
resources management and
policy
Regional Collaboration
East and Central Africa Highlands
Name of Organization Nature of Collaboration
1. Association for
Strengthening
Agricultural Research in
East and Central Africa
(ASARECA)
• CAADP Pillar 4 entry point - ECAH
• Partnership in out scaling and links to
countries
• Policy for impact linkage
2. Forum for Agricultural
Research in Africa
(FARA)
• Lead in SSA-CP
• Mainstreaming of SSA-CP into Humidtropics
• Links with NARS at continental level; policy
and out-scaling
• CAADP and NEPAD links
3 East African Farmers
Federation (EAFF)
• Farmer perspectives
• Farmer group interactions management
Regional Collaboration
Central America and Caribbean
Name of Organization Nature of Collaboration
1. IICA (Instituto
Interamericana de
Cooperación para la
Agricultura.
• Coordination institution for agricultural
development and research, with strong links
to CAC - Central American Council of
Ministers of Agriculture – coordination
• Policy interactions and links to political
processes
• Fund raising opportunities
2. CATIE / CIRAD • Research collaboration (especially in
situation analysis, exchanging information
and joining resources)
• Developing joint project proposals
• Capacity building partnerships
3 Food and Agriculture
Organization of UN –
Regional Office
• Partnership mainly on food security, seed
production, natural resources management
and policy
Regional Collaboration
Central Mekong
Name of Organization Nature of Collaboration
1. ASEAN (Association of
South East Asian
Nations)
• Coordination institution for agricultural
development and research, with strong links to
CAC - Central American Council of Ministers
of Agriculture – coordination
• Policy interactions and links to political
processes
• Fund raising opportunities
2. FAO regional office
Asia-Pacific
• Partnership mainly on food security, seed
production, natural resources management
and policy
3 RECOFTC (Regional
Community Forestry
Training Center)
• Collaboration in forestry and agroforestry
research
• Joint proposal development
4. CeLAgriD (Centre for
Livestock and
Agriculture Devt)
• Collaboration in research and development
• Joint proposal devt.
Milestone Events
• Inception Workshop – Nov 2012
• Research framework workshops I&II, Feb & May 2013
• IDOs development workshop, May 1-3
• Launching of Action Areas and Action Sites
– Central America and Caribbean, May 8-12, Nicaragua
– Central Mekong, May 13-17, Vietnam
– East and Central African Highlands, May 20-24, DR Congo
– West African Humid Lowlands, June 10-14, Nigeria
• CRP-Donors-Stakeholders Engagement, June 24-25,
Montpellier
West Africa Action Area Launching
Action Site Launching, Oshogbo
Phased Workplan – 2015-2023
• Phase 1: 2015 - 2017
– Intensification of research across Tier 1 locations.
• Systems interventions / research
• M&E – internal review
• Partnership management & capacity development
• Phase 2: 2018 - 2023
– Launching of Tier 2 Action Areas / 4 New Flagship Projects
• Initiation of research. Situation analysis, R4D Platforms and System
Interventions.
– Continuation and intensification of research in Tier I locations / Scaling
– M&E – internal and external review
• Phase 3: Post - 2023 (initiated in 2020, subject to funding)
– Launching Tier 3 Action Areas / Flagship Projects
– Strengthening links with partners.
– Consolidation of R4D through Impact Assessment
– M&E – external review and evaluation
– Partnership management & capacity development
Phased Workplan – 2015-2023
• Phase 1: 2015 - 2017
– Intensification of research across Tier 1 locations.
• Systems interventions / research
• M&E – internal review
• Partnership management & capacity development
• Phase 2: 2018 - 2023
– Launching of Tier 2 Action Areas / 4 New Flagship Projects
• Initiation of research. Situation analysis, R4D Platforms and System
Interventions.
– Continuation and intensification of research in Tier I locations / Scaling
– M&E – internal and external review
• Phase 3: Post - 2023 (initiated in 2020, subject to funding)
– Launching Tier 3 Action Areas / Flagship Projects
– Strengthening links with partners.
– Consolidation of R4D through Impact Assessment
– M&E – external review and evaluation
– Partnership management & capacity development
Phased Workplan – 2015-2023
• Phase 1: 2015 - 2017
– Intensification of research across Tier 1 locations.
• Systems interventions / research
• M&E – internal review
• Partnership management & capacity development
• Phase 2: 2018 - 2023
– Launching of Tier 2 Action Areas / 4 New Flagship Projects
• Initiation of research. Situation analysis, R4D Platforms and System
Interventions.
– Continuation and intensification of research in Tier I locations / Scaling
– M&E – internal and external review
• Phase 3: Post - 2023 (initiated in 2020, subject to funding)
– Launching Tier 3 Action Areas / Flagship Projects
– Strengthening links with partners.
– Consolidation of R4D through Impact Assessment
– M&E – external review and evaluation
– Partnership management & capacity development
9-year Windows 1 and 2 budget
Issues to be addressed
- Productivity x NRM issues
- Ecosystem service dimension of systems
- Urbanization and feeding the world
- Analysis of gaps between potential and actual
- Partnerships
- Labour and agriculture; mechanization
- Foresight issues
- Human resource implications
- Capacity building
- Scaling up and out – pathways

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Humidtropics – Presentation for Discussion with Donors and Partners – June 2013

  • 1. New opportunities for improved livelihoods in a sustainable environment Humidtropics
  • 2. 3 billion hectares of land 2.9 billion people High proportion of poor smallholder farmers The humid tropics
  • 5. ecological / human potential GAP productivity / livelihood standards
  • 6. ecological / human potential productivity / livelihood standards
  • 7. Unlocking the potential - Humidtropics as key Integrated systems approach… People Partnerships Production systems Innovation Policies Markets Crops & livestock Livelihoods Food system Institutions…
  • 8. West Africa humid lowlands East and Central Africa humid highlands Central Mekong Central America and Caribbean Cross-cutting Themes Provide opportunities for improved livelihoods in a sustainable environment for smallholders in the humid tropics Tier1 Sustainable Intensification Systems Innovation Women & Youth Empowerment Livelihoods Improvement ProductivityNutrition Environment Gender InnovationIncome FlagshipProjectsIDOsSOs Tier2 West Africa Moist Savanna Southern Africa Moist Savanna Northern Andes Transect Indonesian Humid Lowlands Programmatic Framework
  • 9. West Africa humid lowlands East and Central Africa humid highlands Central Mekong Central America and Caribbean Cross-cutting Themes Provide opportunities for improved livelihoods in a sustainable environment for smallholders in the humid tropics Tier1 Sustainable Intensification Systems Innovation Women & Youth Empowerment Livelihoods Improvement ProductivityNutrition Environment Gender InnovationIncome FlagshipProjectsIDOsSOs Tier2 West Africa Moist Savanna Southern Africa Moist Savanna Northern Andes Transect Indonesian Humid Lowlands Programmatic Framework
  • 10. West Africa humid lowlands East and Central Africa humid highlands Central Mekong Central America and Caribbean Cross-cutting Themes Provide opportunities for improved livelihoods in a sustainable environment for smallholders in the humid tropics Tier1 Sustainable Intensification Systems Innovation Women & Youth Empowerment Livelihoods Improvement ProductivityNutrition Environment Gender InnovationIncome FlagshipProjectsIDOsSOs Tier2 West Africa Moist Savanna Southern Africa Moist Savanna Northern Andes Transect Indonesian Humid Lowlands Programmatic Framework By 2025 (12-year target), total farm income has increased 44% 17% of households (12-year target), total farm income has increased 44% 17% of households achieving income above the poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). IDO: Income  SLO 1, 2, 3 Number of poor households lifted above the poverty line 3 years – 400 000 6 years – 1.3 million 9 years – 3 million
  • 11. West Africa humid lowlands East and Central Africa humid highlands Central Mekong Central America and Caribbean Cross-cutting Themes Provide opportunities for improved livelihoods in a sustainable environment for smallholders in the humid tropics Tier1 Sustainable Intensification Systems Innovation Women & Youth Empowerment Livelihoods Improvement ProductivityNutrition Environment Gender InnovationIncome FlagshipProjectsIDOsSOs Tier2 West Africa Moist Savanna Southern Africa Moist Savanna Northern Andes Transect Indonesian Humid Lowlands Programmatic Framework By 2025 (12-year target), total farm income has increased 44% 17% of households (12-year target), total farm income has increased 44% 17% of households achieving income above the poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). IDO: Nutrition  SLO 2, 3 Number of household with increased dietary diversity 3 years – 22 000 6 years – 220 000 9 years – 2 million
  • 12. West Africa humid lowlands East and Central Africa humid highlands Central Mekong Central America and Caribbean Cross-cutting Themes Provide opportunities for improved livelihoods in a sustainable environment for smallholders in the humid tropics Tier1 Sustainable Intensification Systems Innovation Women & Youth Empowerment Livelihoods Improvement ProductivityNutrition Environment Gender InnovationIncome FlagshipProjectsIDOsSOs Tier2 West Africa Moist Savanna Southern Africa Moist Savanna Northern Andes Transect Indonesian Humid Lowlands Programmatic Framework By 2025 (12-year target), total farm income has increased 44% 17% of households (12-year target), total farm income has increased 44% 17% of households achieving income above the poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). IDO: Productivity  SLO 1, 2 60% increased total farm productivity in integrated systems (number of households) 3 years – 400 000 6 years – 1.3 million 9 years – 3 million
  • 13. West Africa humid lowlands East and Central Africa humid highlands Central Mekong Central America and Caribbean Cross-cutting Themes Provide opportunities for improved livelihoods in a sustainable environment for smallholders in the humid tropics Tier1 Sustainable Intensification Systems Innovation Women & Youth Empowerment Livelihoods Improvement ProductivityNutrition Environment Gender InnovationIncome FlagshipProjectsIDOsSOs Tier2 West Africa Moist Savanna Southern Africa Moist Savanna Northern Andes Transect Indonesian Humid Lowlands Programmatic Framework By 2025 (12-year target), total farm income has increased 44% 17% of households (12-year target), total farm income has increased 44% 17% of households achieving income above the poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). IDO: Environment  SLO 4 Acreage (ha) restored to sustainable management 3 years – 200 000 6 years – 900 000 9 years – 3.5 million
  • 14. West Africa humid lowlands East and Central Africa humid highlands Central Mekong Central America and Caribbean Cross-cutting Themes Provide opportunities for improved livelihoods in a sustainable environment for smallholders in the humid tropics Tier1 Sustainable Intensification Systems Innovation Women & Youth Empowerment Livelihoods Improvement ProductivityNutrition Environment Gender InnovationIncome FlagshipProjectsIDOsSOs Tier2 West Africa Moist Savanna Southern Africa Moist Savanna Northern Andes Transect Indonesian Humid Lowlands Programmatic Framework By 2025 (12-year target), total farm income has increased 44% 17% of households (12-year target), total farm income has increased 44% 17% of households achieving income above the poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). IDO: Gender equity  SLO 1, 2, 3, 4 (9 years) Number of women and youth in target households that perceive they have better control over assets, input and benefits 3 years – 140 000 6 years – 450 000 9 years – 1 million
  • 15. West Africa humid lowlands East and Central Africa humid highlands Central Mekong Central America and Caribbean Cross-cutting Themes Provide opportunities for improved livelihoods in a sustainable environment for smallholders in the humid tropics Tier1 Sustainable Intensification Systems Innovation Women & Youth Empowerment Livelihoods Improvement ProductivityNutrition Environment Gender InnovationIncome FlagshipProjectsIDOsSOs Tier2 West Africa Moist Savanna Southern Africa Moist Savanna Northern Andes Transect Indonesian Humid Lowlands Programmatic Framework By 2025 (12-year target), total farm income has increased 44% 17% of households (12-year target), total farm income has increased 44% 17% of households achieving income above the poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). poverty line for at least 5.7 million households 400,000 households reaching these goals by 2016 (3-year target) , 1.3 million households by 2019 (6-year target). IDO: Systems innovation  SLO 1, 2, 3, 4 (9 years) • Multiple socio-technical experiments ongoing in X number of platforms • Coalitions for change growingand extending into other spheres of action • Shifting discourses in policy networks • Constraining conditions for technology uptake lifted • New methods, processes and strategies tested, developed and institutionalized in innovation systems • Innovation networks and activities continuing autonomously
  • 18. Impact Pathway IDOs “Productivity” and “Environment” scaling
  • 19. Mainstreaming Gender in R4D Gender Sensitive Interventions Female Farmers Activities Gender Disaggregated Data Gender in Society Management, Leadership and Participation Equity Weak current status of gender equity Gender Equity Strategy Development Gender Awareness Action Improved status of gender equity Better control over inputs (time, money, land) and benefits Research Implementation Issues Gender Impact Pathway
  • 20. 2: 2017 1: 2012 3: 2020 Action AreasAction Areas • Representative and capture diversity • Urgent need for large-scale impacts • Advance earlier investments/projects • CIALCA, SSA-CP, Africa Rising, STCP… • Build on existing and potential partnerships
  • 21. Central America and Caribbean West African humid lowlands Central Mekong East and Central African humid highlands Flagship Projects
  • 22. A Flagship Project Example East and Central African Highlands • 78 million people, mainly smallholder farmers • 29 million hectares • Population average 263 persons/km2 • Potential in terms of water, soils, and human resources • High poverty levels: 36% earning less than US $1.25 / day • Food insecurity • High levels of child malnutrition
  • 23. Agricultural components East-DR CongoRwanda Natural resource status Food security and cash crops Banana Beans Cassava Maize Coffee Livestock Diversity – crops, livestock, NRM status, etc
  • 24. Market functions Socio-technical regime Policy environment Prov. Min. of Agric., Sud-Kivu, DR Congo Website of MoA Rwanda Coffee-banana system Service delivery DR Congo Kenya Diversity – services, policy, markets, etc
  • 25. Entry points for system improvement Action Area meeting, Bukavu, May 2013
  • 26. Entry points for system improvement Bukavu Action Site - Integrated management of soil and water - Diversification of crops for improved nutrition - Multi-purpose agroforestry - Crop-livestock integration Action Area meeting, Bukavu, May 2013 Kenya Action Site - Striga elimination - Cassava intensification and diversification - Legume integration - Animal enterprises
  • 27. Is it possible for each farmer to produce sufficient fodder to keep cattle? ‘One family – one cow’ policy in Rwanda  Situation: Farmers have variable access to resources
  • 28. 1. Currently, impossible for the poorest farmers to keep cattle 2. After changes some may be able to keep local cattle 3. Changing from B. taurus to B. indicus would increase program viability 4. A more viable option could be the distribution of goats Lactating improved Improved breed Local breed FeedDM(kgperfarmperday) Resource Group 1 Resource Group 2 Resource Group 3 Scenario 1 Scenario 2
  • 29. Entry point: Niches for multi-purpose legumes Calliandra hedgerowsBanana – bush bean intercropping Banana – climbing bean intercropping Innovative maize- soybean intercropping Calliandra hedgerows for fodder and erosion control Innovative cassava-bean intercropping
  • 30. Policy influence: From mono-cropped coffee to banana-coffee intercropping
  • 32. Partners: Farmer organizations, NARS, CGIAR, private sector, agro-dealers, etc Model: Development platforms on specific themes Themes: Soybean value chains, striga elimination, maize marketing Partners: Farmer organizations, local NGOs, NARS, CGIAR, policy, private sector, etc Model: Innovation platforms on priority value chains Themes: Various value chains (banana, beans, milk, potato..) Partners: Farmer organizations, local and international NGOs, NARS, CGIAR, policy, private sector, donors, etc Model: R4D platforms on specific themes Themes: Banana/legume systems, sustainable intensification, market access, nutrition SSA-CP Existing partnerships
  • 33. Program expansion through Humidtropics 1. Integration of system components beyond initial target crops 2. Greater emphasis on natural resource integrity 3. Modification of socio-technical conditions for further scaling (e.g., land tenure issues, women empowerment) 4. Enhanced capacity to further innovate 5. Integration of sectors interacting with agriculture (e.g., micro-finance sector)
  • 34. Flagship 5 – Strategic Cross-cutting Theme Key cross-cutting R4D components • Innovation systems research • Methods and tools development • Capacity development • Gender and youth research and development • Communication and partnerships • Global synthesis and analysis
  • 36. Collaborations and partnerships – CGIAR Centers – IITA, ICRAF, ILRI, CIAT, Bioversity, CIP, IWMI – Non-CGIAR partners – AVRDC, Wageningen University, icipe, FARA – Advanced Research Institutes – Cirad, CSIRO, SLU – National research institutions – Development organizations – Farmer organizations Funding from W1&2: 65% to CGIAR partners, 35% to non-CGIAR partners
  • 37. Regional Collaboration West Africa Humid Lowlands Name of Organization Nature of Collaboration 1. West African Council for Agricultural Research and Development (CORAF / WECARD) • CAADP entry point - WAHL • Partnership in out scaling and links to countries • Policy for impact linkage 2. Forum for Agricultural Research in Africa (FARA) • Lead in SSA-CP • Mainstreaming of SSA-CP into Humidtropics • Links with NARS at continental level; policy and out-scaling • CAADP and NEPAD links 3 West African Farmers Federation (ROPPA) • Farmer perspectives • Farmer group interactions management 4 Food and Agriculture Organization of UN – Regional Office • Partnership mainly on food security, seed production, natural resources management and policy
  • 38. Regional Collaboration East and Central Africa Highlands Name of Organization Nature of Collaboration 1. Association for Strengthening Agricultural Research in East and Central Africa (ASARECA) • CAADP Pillar 4 entry point - ECAH • Partnership in out scaling and links to countries • Policy for impact linkage 2. Forum for Agricultural Research in Africa (FARA) • Lead in SSA-CP • Mainstreaming of SSA-CP into Humidtropics • Links with NARS at continental level; policy and out-scaling • CAADP and NEPAD links 3 East African Farmers Federation (EAFF) • Farmer perspectives • Farmer group interactions management
  • 39. Regional Collaboration Central America and Caribbean Name of Organization Nature of Collaboration 1. IICA (Instituto Interamericana de Cooperación para la Agricultura. • Coordination institution for agricultural development and research, with strong links to CAC - Central American Council of Ministers of Agriculture – coordination • Policy interactions and links to political processes • Fund raising opportunities 2. CATIE / CIRAD • Research collaboration (especially in situation analysis, exchanging information and joining resources) • Developing joint project proposals • Capacity building partnerships 3 Food and Agriculture Organization of UN – Regional Office • Partnership mainly on food security, seed production, natural resources management and policy
  • 40. Regional Collaboration Central Mekong Name of Organization Nature of Collaboration 1. ASEAN (Association of South East Asian Nations) • Coordination institution for agricultural development and research, with strong links to CAC - Central American Council of Ministers of Agriculture – coordination • Policy interactions and links to political processes • Fund raising opportunities 2. FAO regional office Asia-Pacific • Partnership mainly on food security, seed production, natural resources management and policy 3 RECOFTC (Regional Community Forestry Training Center) • Collaboration in forestry and agroforestry research • Joint proposal development 4. CeLAgriD (Centre for Livestock and Agriculture Devt) • Collaboration in research and development • Joint proposal devt.
  • 41. Milestone Events • Inception Workshop – Nov 2012 • Research framework workshops I&II, Feb & May 2013 • IDOs development workshop, May 1-3 • Launching of Action Areas and Action Sites – Central America and Caribbean, May 8-12, Nicaragua – Central Mekong, May 13-17, Vietnam – East and Central African Highlands, May 20-24, DR Congo – West African Humid Lowlands, June 10-14, Nigeria • CRP-Donors-Stakeholders Engagement, June 24-25, Montpellier
  • 42. West Africa Action Area Launching
  • 44. Phased Workplan – 2015-2023 • Phase 1: 2015 - 2017 – Intensification of research across Tier 1 locations. • Systems interventions / research • M&E – internal review • Partnership management & capacity development • Phase 2: 2018 - 2023 – Launching of Tier 2 Action Areas / 4 New Flagship Projects • Initiation of research. Situation analysis, R4D Platforms and System Interventions. – Continuation and intensification of research in Tier I locations / Scaling – M&E – internal and external review • Phase 3: Post - 2023 (initiated in 2020, subject to funding) – Launching Tier 3 Action Areas / Flagship Projects – Strengthening links with partners. – Consolidation of R4D through Impact Assessment – M&E – external review and evaluation – Partnership management & capacity development
  • 45. Phased Workplan – 2015-2023 • Phase 1: 2015 - 2017 – Intensification of research across Tier 1 locations. • Systems interventions / research • M&E – internal review • Partnership management & capacity development • Phase 2: 2018 - 2023 – Launching of Tier 2 Action Areas / 4 New Flagship Projects • Initiation of research. Situation analysis, R4D Platforms and System Interventions. – Continuation and intensification of research in Tier I locations / Scaling – M&E – internal and external review • Phase 3: Post - 2023 (initiated in 2020, subject to funding) – Launching Tier 3 Action Areas / Flagship Projects – Strengthening links with partners. – Consolidation of R4D through Impact Assessment – M&E – external review and evaluation – Partnership management & capacity development
  • 46. Phased Workplan – 2015-2023 • Phase 1: 2015 - 2017 – Intensification of research across Tier 1 locations. • Systems interventions / research • M&E – internal review • Partnership management & capacity development • Phase 2: 2018 - 2023 – Launching of Tier 2 Action Areas / 4 New Flagship Projects • Initiation of research. Situation analysis, R4D Platforms and System Interventions. – Continuation and intensification of research in Tier I locations / Scaling – M&E – internal and external review • Phase 3: Post - 2023 (initiated in 2020, subject to funding) – Launching Tier 3 Action Areas / Flagship Projects – Strengthening links with partners. – Consolidation of R4D through Impact Assessment – M&E – external review and evaluation – Partnership management & capacity development
  • 47. 9-year Windows 1 and 2 budget
  • 48.
  • 49. Issues to be addressed - Productivity x NRM issues - Ecosystem service dimension of systems - Urbanization and feeding the world - Analysis of gaps between potential and actual - Partnerships - Labour and agriculture; mechanization - Foresight issues - Human resource implications - Capacity building - Scaling up and out – pathways