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Forest and tree ecosystem
          services for adaptation:
                 six stories




       Terry Sunderland, Emilia Pramova, Bruno Locatelli

             Building resilience to climate change through
           ecosystem-based adaptation (CEM official session)
                           Jeju, 07 September
THINKING beyond the canopy
Introduction
 Ecosystem-Based Adaptation (EBA)
    •  Ecosystem services for reducing human
       vulnerability to climate variability and change
   What scientific evidence on EBA?
     • We need this evidence to move EBA
       from concepts to action
   Literature review
     • Peer-review papers on forests or trees and
       human vulnerability
   Six major stories emerged from the review


                                       THINKING beyond the canopy
Forests
and
trees                    Six major
                                                        stories
    Provisioning
services        Regulating
services


    1.
Products                                                        Local
                                                                     adaptation
                                2.
Agriculture


                                3.
Watersheds

                                                                     Meso‐level
                                4.
Coasts                            adaptation


                                5.
Cities


                                6.
Regional
climate                   Regional
(Pramova et al., forthcoming)                                        adaptation
                                                        THINKING beyond the canopy
1. Products
   Forests and trees
    •   Provide safety nets for local communities coping with
        climate shocks
    •   Increase livelihood diversification (anticipatory
        strategy)
   Examples:
    •   Honduras: smallholders sold timber to recover from
        asset loss due to hurricane Mitch (McSweeney, 2005)
    •   Tanzania: diversification with firewood, charcoal,
        timber, fruits etc. as adaptive strategy (Paavola, 2008)
   Issues:
    •   Poverty trap? (out of the forest, out of vulnerability?)
    •   Sustainability of natural resources for adaptation
    •   Property rights and access

                                                       THINKING beyond the canopy
2. Agriculture
   Trees in agriculture
    •   Maintain production under climate variability and
        protect crops against extremes
    •   Local shade cover, soil fertility & moisture, wind
        breaks, water infiltration
   Examples:
    •   Malawi: agroforestry with Faidherbia & Gliricidia. At
        least modest grain yields during drought (Garrity et al.,
        2010)
    •   Mexico: Protection of coffee from microclimate
        extremes in Mexico: control of temperature &
        humidity fluctuations, also protection from storm &
        wind (Lin et al., 2010)
   Issues:
    •   Trade-offs: production vs. resilience
                                                        THINKING beyond the canopy
3. Watersheds
   Forests in watersheds:
    •   Regulate base flows (dry seasons), peak flows (intense
        rainfall), and stabilize soil (landslide risks)
   Examples:
    •   Indonesia (Flores): Agrarian communities in the
        proximity of forested watersheds in Flores show lower
        impacts and higher profits during droughts (Pattanayak
        and Kramer, 2001)
    •   Philippines: Cyclone damage linked to watershed
        deforestation (landslide, river overflows, flooding)
        (Gaillard et al., 2007)

   Issues:
    •   Trade-offs between services (e.g. more regularity but
        less total water)
    •   Not enough evidence, many studies based on common
        wisdom, controversies (e.g. floods and forests)
                                                        THINKING beyond the canopy
4. Coasts
   Coastal forests
    •   Absorb and dissipate wave energy and stabilize
        coastal land
    •   Protection from tropical storms, sea level rise, floods
        and coastal erosion
   Examples:
    •   India (Orissa): Cyclone protection. Villages behind
        mangroves suffered less losses of life, property and
        crops during 1999 cyclone (Badola & Hussain, 2005)
    •   Vietnam: Reducing dyke maintenance costs. Benefits
        of $70–130 per ha/year (Das & Vincent, 2009; Tri et al.,
        1998)

   Issues
    •   What level of protection from extremes?

                                                       THINKING beyond the canopy
5. Cities
   Urban forests & trees
    •   Regulate temperature and water for resilient urban
        settlements
    •   Services: Shading, evaporative cooling, rainwater
        interception, storage and infiltration
   Examples
    •   Manchester (UK): Reducing urban flood risk. Trees can
        reduce volume of surface runoff (by 5 to 6%) (Gills et al.,
        2007)
    •   New Jersey (USA): Reducing “urban heat island” effect and
        heat stress. Areas with mature canopies are 2.7–3.3°C
        cooler than areas without trees (Solecki et al., 2005)
   Issues
    •   Opportunity costs
    •   Studies almost only in developed countries
                                                         THINKING beyond the canopy
6. Regional climate
   Forests can influence regional climate:
    •   Cooling effect through increased evaporation and cloud
        cover
    •   Influence on precipitation: water pumping & rainfall
        recycling
   Examples
    •   Amazon and West Africa: 40% of rainfall comes from
        evapotranspiration over land (Ellison et al., 2012)
    •   Sahel: Biotic pump effect of forests, facilitating
        movements of water vapor from the Gulf of Guinea to the
        Sahel (Makarieva et al., 2009)
   Issues
    •   Controversies
    •   Multiple scales involved (local, regional, global)
    •   => How policies could address this role of forests?
                                                         THINKING beyond the canopy
Conclusions
 Scales and evidence on EBA

    1.
Products
                               Local      More evidence
    2.
Agriculture           adaptation

    3.
Watersheds
                            Meso‐level
    4.
Coasts
                            adaptation
    5.
Cities
                             Regional     More knowledge gaps
    6.
Regional
climate
                            adaptation    and controversies

 A lot of knowledge (e.g., on forest hydrology) should be
  revisited with a climate change adaptation lens

                                               THINKING beyond the canopy
Thank you!




www.cifor.org



                THINKINGbeyond the canopy

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Forest and tree ecosystem services for adaptation: six stories

  • 1. Forest and tree ecosystem services for adaptation: six stories Terry Sunderland, Emilia Pramova, Bruno Locatelli Building resilience to climate change through ecosystem-based adaptation (CEM official session) Jeju, 07 September THINKING beyond the canopy
  • 2. Introduction  Ecosystem-Based Adaptation (EBA) • Ecosystem services for reducing human vulnerability to climate variability and change  What scientific evidence on EBA? • We need this evidence to move EBA from concepts to action  Literature review • Peer-review papers on forests or trees and human vulnerability  Six major stories emerged from the review THINKING beyond the canopy
  • 3. Forests
and
trees Six major stories Provisioning
services Regulating
services 1.
Products Local adaptation 2.
Agriculture 3.
Watersheds Meso‐level 4.
Coasts adaptation 5.
Cities 6.
Regional
climate Regional (Pramova et al., forthcoming) adaptation THINKING beyond the canopy
  • 4. 1. Products  Forests and trees • Provide safety nets for local communities coping with climate shocks • Increase livelihood diversification (anticipatory strategy)  Examples: • Honduras: smallholders sold timber to recover from asset loss due to hurricane Mitch (McSweeney, 2005) • Tanzania: diversification with firewood, charcoal, timber, fruits etc. as adaptive strategy (Paavola, 2008)  Issues: • Poverty trap? (out of the forest, out of vulnerability?) • Sustainability of natural resources for adaptation • Property rights and access THINKING beyond the canopy
  • 5. 2. Agriculture  Trees in agriculture • Maintain production under climate variability and protect crops against extremes • Local shade cover, soil fertility & moisture, wind breaks, water infiltration  Examples: • Malawi: agroforestry with Faidherbia & Gliricidia. At least modest grain yields during drought (Garrity et al., 2010) • Mexico: Protection of coffee from microclimate extremes in Mexico: control of temperature & humidity fluctuations, also protection from storm & wind (Lin et al., 2010)  Issues: • Trade-offs: production vs. resilience THINKING beyond the canopy
  • 6. 3. Watersheds  Forests in watersheds: • Regulate base flows (dry seasons), peak flows (intense rainfall), and stabilize soil (landslide risks)  Examples: • Indonesia (Flores): Agrarian communities in the proximity of forested watersheds in Flores show lower impacts and higher profits during droughts (Pattanayak and Kramer, 2001) • Philippines: Cyclone damage linked to watershed deforestation (landslide, river overflows, flooding) (Gaillard et al., 2007)  Issues: • Trade-offs between services (e.g. more regularity but less total water) • Not enough evidence, many studies based on common wisdom, controversies (e.g. floods and forests) THINKING beyond the canopy
  • 7. 4. Coasts  Coastal forests • Absorb and dissipate wave energy and stabilize coastal land • Protection from tropical storms, sea level rise, floods and coastal erosion  Examples: • India (Orissa): Cyclone protection. Villages behind mangroves suffered less losses of life, property and crops during 1999 cyclone (Badola & Hussain, 2005) • Vietnam: Reducing dyke maintenance costs. Benefits of $70–130 per ha/year (Das & Vincent, 2009; Tri et al., 1998)  Issues • What level of protection from extremes? THINKING beyond the canopy
  • 8. 5. Cities  Urban forests & trees • Regulate temperature and water for resilient urban settlements • Services: Shading, evaporative cooling, rainwater interception, storage and infiltration  Examples • Manchester (UK): Reducing urban flood risk. Trees can reduce volume of surface runoff (by 5 to 6%) (Gills et al., 2007) • New Jersey (USA): Reducing “urban heat island” effect and heat stress. Areas with mature canopies are 2.7–3.3°C cooler than areas without trees (Solecki et al., 2005)  Issues • Opportunity costs • Studies almost only in developed countries THINKING beyond the canopy
  • 9. 6. Regional climate  Forests can influence regional climate: • Cooling effect through increased evaporation and cloud cover • Influence on precipitation: water pumping & rainfall recycling  Examples • Amazon and West Africa: 40% of rainfall comes from evapotranspiration over land (Ellison et al., 2012) • Sahel: Biotic pump effect of forests, facilitating movements of water vapor from the Gulf of Guinea to the Sahel (Makarieva et al., 2009)  Issues • Controversies • Multiple scales involved (local, regional, global) • => How policies could address this role of forests? THINKING beyond the canopy
  • 10. Conclusions  Scales and evidence on EBA 1.
Products Local More evidence 2.
Agriculture adaptation 3.
Watersheds Meso‐level 4.
Coasts adaptation 5.
Cities Regional More knowledge gaps 6.
Regional
climate adaptation and controversies  A lot of knowledge (e.g., on forest hydrology) should be revisited with a climate change adaptation lens THINKING beyond the canopy
  • 11. Thank you! www.cifor.org THINKINGbeyond the canopy