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TAKING THE LONG VIEW:USAID, USFS, USGS (and other USG actors and partners) Investment in Smallholder and Community Forestry in West and Central Africa Jordan Kimball, Scott Bode, NicodèmeTchamou, Boubacar Thiam, Diane Russell, Gray Tappan and Dan Whyner with inspiration from  Tim Resch and Mike McGahuey Taking Stock of Smallholder and Community Forestry  Montpellier, 24-26 March 2010
Outline Origins Foundations Evolution Site specific experience Challenges and opportunities Insights
Origins ,[object Object]
Impact of colonial and post-colonial policies and practices
Institutional development
Initial USG investment in woodlots, charcoal, fuelwood,[object Object]
Evolution Niger and Sahel experience Cameroon CF experience Gender Beyond technology  Rise of governance as concern Biodiversity Landscapes and mapping Conflict and land history Illegal logging
Nature, Wealth and Power
Biodiversity mapping Thanks to Conservation International
Key sites Guinea Senegal Niger Cameroon Liberia Ghana  Sierra Leone
Co-management of forest reserves in Guinea Program for Fouta Djallon in 12 watersheds Partnership between the local people and the national government (National Directorate of Waters and Forests) to manage a national forest Management based upon a forest management plan and a contract First effort: Nialama Forest reserve (1994-2007) GNRMP, ENRMA, LAMIL
Key policies encouraging forest co-management 1986 Decentralization Policy - CRDs 1989 Forest Policy: TFAP & Forest Code   1991 Political Letter for Agricultural Development 1996 Joint Ministerial Declaration on sharing forest revenues with local govt. Other relevant policies (land, environment, international conventions )  1999 Forestry Code 2005: Law L/2005/014/AN of July 4, 2005 about Cooperative Management
Forest co-management sites
Why Nialama forest was chosen as the pilot  Nialama Forest occupies >50% Koundou  watershed; only classified forest in region Heavy pressure on forest, limited farm land  Need to improve relations between government and local population Desire to develop viable model of participatory forest management, to balance protection and production values
Results ,[object Object]
Allocation of agroforestry plots to each family on an annual basis
Generation of revenue from agroforestry plots allocation (980,000 GNF)
Generation of revenue from fire wood (240,000 GNF)
Generation of income from bamboo (990.000 GNF)
Local bank account at the Community Bank (8.327.150 GNF)Nature Decreased forest fire Chimpanzees habitat protected Fauna protected from poachers Ronier Palm (Borassus erinaceusmart) regenerated  Sustainable agriculture (agroforestry) promoted Soil and water conserved ,[object Object]
New organization representing interested villages, chosen by local people; transparent, with statutes & regulations
Representation of stakeholders
Trained in organizational management
Participation in resource management
Revenues collected, managed and shared locally
Hold elections and meetings, set up rules and fines,[object Object]
Guinea Capacity-Building for Sylviculture
Plantation Economics, Finance, & Marketing Guinea  1,523 m3 of Acacia mangium. Economic value before harvest estimate = 81,019,000 GNF ($16,203.80). After harvest: 36,019,000 GNF ($7,203.80) :  Example of one plantation: 805A. mangium inventoried: 136 trunks with D≥ 40 Cm 371 trunks with D≥ 20 Cm 142 trunks with D≤20 Cm 156 trunks with poor formation. Contact with wood traders to establish relations between  plantation owners and timber entrepreneurs.  Potential economic for private and GOG; ecological services of plantations; After 12 yrs of plantations, with minor maintenance costs, owner earns ~ $7,000.
Guinea BalayanSouroumba Classified Forest, 1967 and 2008:Forest Integrity is excellent and has improved over time 1967 2008
Guinea Forest Co-Management
Piloting Forestry Co-Management in Sierra Leone Sierre Leone PAGE – Promoting Agriculture , Governance and Environment 13.2 million dollar USAID funded program ( ACDI/VOCA, ARD Inc. WVI)  Piloting participatory forest management  as part of a multi-sectoral development effort 2008-2012 PAGE( led by ARD Inc.) is piloting 3 models –community forests, govt. forest reserves, protected areas
Sierra Leone FCM  in Sierra Leone: definitions, implications, and pilots PAGE is facilitating development of legal  agreements between GoSL –Forestry Division and communities to manage forest areas Elements of the process: PRA’s, organizing communities, land use planning, forest/wildlife  inventory and monitoring,  forest management plans Implications: Changes in Land Use, Power Relations, Benefit Sharing/Revenue Sharing
The challenges to FCM in Sierra Leone Lack of clarity on roles, responsibilities and incentives (especially of District Councils and Traditional Authorities) Lack of clarity on the relationship between MAFFS field staff and District Councils Linking the new centralized 3C’s  ( community, conservation , commercial  forestry structure with field implementation) Limited human/institutional capacity Sierra Leone
Niger    Land Cover Trends, Biodiversity, Land Management, and Adapting to Climate Change in West Africa   West Africa Changes in Land Use and Land Cover ,[object Object]
What are the rates and magnitudes of change?
What are the causes and mechanisms of change?
What impacts are the changes having?,[object Object]
Develop and Implement a West African regional LULC monitoring framework in partnership with AGRHYMET, INSAH, and national institutions Produce LULC maps of West Africa for the periods of 1972, 1985, and 2000 Provide information to CILSS and ECOWAS food security and natural resource management programs Engage decision-makers in the results of LULC trends West Africa Land Use/Land Cover Trends Project
Niger Tree Cover at Galma, Niger: Which is the earlier photograph?
Niger Southern Niger in the 1980s
Example of a Mature FaidherbiaalbidaParkland
Niger Whatinducedfarmers to protect and manage on-farmnaturalregeneration? The environmental (drought) and economiccrisis of the 1970s and 80s  The increasing population pressure on naturalresources A perceived change in ownership of treessince the mid-1980s The multiple benefitsgenerated by on-farmtrees
Niger QuantifyingTreeCover Trends atGalma, Niger ,[object Object]
 16 tons woody biomass/ha
 7.2 tons C in woody biomass/ha
 6 tree species/ha(based on field plots, March 2007) ,[object Object]
 2.9 tons woody biomass/ha

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Taking the long view USAID, USFS, USGS investment in smallholder and community forestry in West and Central Africa

  • 1. TAKING THE LONG VIEW:USAID, USFS, USGS (and other USG actors and partners) Investment in Smallholder and Community Forestry in West and Central Africa Jordan Kimball, Scott Bode, NicodèmeTchamou, Boubacar Thiam, Diane Russell, Gray Tappan and Dan Whyner with inspiration from Tim Resch and Mike McGahuey Taking Stock of Smallholder and Community Forestry Montpellier, 24-26 March 2010
  • 2. Outline Origins Foundations Evolution Site specific experience Challenges and opportunities Insights
  • 3.
  • 4. Impact of colonial and post-colonial policies and practices
  • 6.
  • 7. Evolution Niger and Sahel experience Cameroon CF experience Gender Beyond technology Rise of governance as concern Biodiversity Landscapes and mapping Conflict and land history Illegal logging
  • 9. Biodiversity mapping Thanks to Conservation International
  • 10. Key sites Guinea Senegal Niger Cameroon Liberia Ghana Sierra Leone
  • 11. Co-management of forest reserves in Guinea Program for Fouta Djallon in 12 watersheds Partnership between the local people and the national government (National Directorate of Waters and Forests) to manage a national forest Management based upon a forest management plan and a contract First effort: Nialama Forest reserve (1994-2007) GNRMP, ENRMA, LAMIL
  • 12. Key policies encouraging forest co-management 1986 Decentralization Policy - CRDs 1989 Forest Policy: TFAP & Forest Code 1991 Political Letter for Agricultural Development 1996 Joint Ministerial Declaration on sharing forest revenues with local govt. Other relevant policies (land, environment, international conventions ) 1999 Forestry Code 2005: Law L/2005/014/AN of July 4, 2005 about Cooperative Management
  • 14. Why Nialama forest was chosen as the pilot Nialama Forest occupies >50% Koundou watershed; only classified forest in region Heavy pressure on forest, limited farm land Need to improve relations between government and local population Desire to develop viable model of participatory forest management, to balance protection and production values
  • 15.
  • 16. Allocation of agroforestry plots to each family on an annual basis
  • 17. Generation of revenue from agroforestry plots allocation (980,000 GNF)
  • 18. Generation of revenue from fire wood (240,000 GNF)
  • 19. Generation of income from bamboo (990.000 GNF)
  • 20.
  • 21. New organization representing interested villages, chosen by local people; transparent, with statutes & regulations
  • 25. Revenues collected, managed and shared locally
  • 26.
  • 28. Plantation Economics, Finance, & Marketing Guinea 1,523 m3 of Acacia mangium. Economic value before harvest estimate = 81,019,000 GNF ($16,203.80). After harvest: 36,019,000 GNF ($7,203.80) : Example of one plantation: 805A. mangium inventoried: 136 trunks with D≥ 40 Cm 371 trunks with D≥ 20 Cm 142 trunks with D≤20 Cm 156 trunks with poor formation. Contact with wood traders to establish relations between plantation owners and timber entrepreneurs. Potential economic for private and GOG; ecological services of plantations; After 12 yrs of plantations, with minor maintenance costs, owner earns ~ $7,000.
  • 29. Guinea BalayanSouroumba Classified Forest, 1967 and 2008:Forest Integrity is excellent and has improved over time 1967 2008
  • 31. Piloting Forestry Co-Management in Sierra Leone Sierre Leone PAGE – Promoting Agriculture , Governance and Environment 13.2 million dollar USAID funded program ( ACDI/VOCA, ARD Inc. WVI) Piloting participatory forest management as part of a multi-sectoral development effort 2008-2012 PAGE( led by ARD Inc.) is piloting 3 models –community forests, govt. forest reserves, protected areas
  • 32. Sierra Leone FCM in Sierra Leone: definitions, implications, and pilots PAGE is facilitating development of legal agreements between GoSL –Forestry Division and communities to manage forest areas Elements of the process: PRA’s, organizing communities, land use planning, forest/wildlife inventory and monitoring, forest management plans Implications: Changes in Land Use, Power Relations, Benefit Sharing/Revenue Sharing
  • 33. The challenges to FCM in Sierra Leone Lack of clarity on roles, responsibilities and incentives (especially of District Councils and Traditional Authorities) Lack of clarity on the relationship between MAFFS field staff and District Councils Linking the new centralized 3C’s ( community, conservation , commercial forestry structure with field implementation) Limited human/institutional capacity Sierra Leone
  • 34.
  • 35. What are the rates and magnitudes of change?
  • 36. What are the causes and mechanisms of change?
  • 37.
  • 38. Develop and Implement a West African regional LULC monitoring framework in partnership with AGRHYMET, INSAH, and national institutions Produce LULC maps of West Africa for the periods of 1972, 1985, and 2000 Provide information to CILSS and ECOWAS food security and natural resource management programs Engage decision-makers in the results of LULC trends West Africa Land Use/Land Cover Trends Project
  • 39. Niger Tree Cover at Galma, Niger: Which is the earlier photograph?
  • 40. Niger Southern Niger in the 1980s
  • 41. Example of a Mature FaidherbiaalbidaParkland
  • 42. Niger Whatinducedfarmers to protect and manage on-farmnaturalregeneration? The environmental (drought) and economiccrisis of the 1970s and 80s The increasing population pressure on naturalresources A perceived change in ownership of treessince the mid-1980s The multiple benefitsgenerated by on-farmtrees
  • 43.
  • 44. 16 tons woody biomass/ha
  • 45. 7.2 tons C in woody biomass/ha
  • 46.
  • 47. 2.9 tons woody biomass/ha
  • 48. 1.4 tons C in woody biomass/ha
  • 49. 3 tree species/ha1975 2005
  • 50. Senegal Economic Growth, Landscape Management NRM: trade of local products, biodiversity, enabling environment – need the law Create wealth out of these resources: NWP 15, 000 tons of cashew exported: value of $7.2 million Wula Nafaa Project: NTFP, Karaya Gum marketing to Pharmaceutical Co. = 265 tons exported to France for value of $1 million Charcoal production shifted from unmanaged to managed forests 300+ new charcoal producing enterprises > revenues by 1,129% 4 forest management plans for over 100,000 ha 16 local conventions covering 2,500,000 ha Increase in exports of $3 million 6,000 new jobs
  • 51. Senegal Land Cover Modification: Decline in Biodiversity Woody Species at Site 403 – Mar. 1984 Combretum micranthum Combretumnigricans Combretumglutinosum Bombax costatum Adansonia digitata Acacia macrostachya Acacia polyacantha Gardenia ternifolia Grewia bicolor Lanneaacida Lonchocarpuslaxiflorus Sclerocaryabirrea Sterculiasetigera Strychnosspinosa Feretiaapodanthera Bosciaangustifolia Guiera senegalensis Pterocarpus lucens 1984 1994 Woody Species at Site 403 – Feb. 1994 Combretummicranthum Combretumnigricans Combretumglutinosum Bombax costatum Acacia macrostachya Adansonia digitata Grewia bicolor Sterculiasetigera Bosciaangustifolia Guiera senegalensis Pterocarpus lucens
  • 52. Senegal Land Cover Conversion: Woodland to Agriculture 1983 1998
  • 54. Senegal Spread of degraded and barren surfaces (Senegal) Revane area, Oct. 1999, Landsat Revane area, Dec. 1965, Corona Percent Woody Cover 1965: 10 – 20 % 1994: 5 – 15 %
  • 55. Senegal Basic Conclusions on Senegal Land Cover Trends • Good news: rates of agricultural expansion into Senegal’s woodlands and savannas is slower than what most official figures have claimed • Rates of agricultural expansion have slowed since the mid 1980s • Bad news: Senegal’s vegetation cover has significantly declined since the 1960s, both in terms of its density, and in terms of its biodiversity
  • 56.
  • 57. Community forestry process is a governmental response to external pressure
  • 59. In 2004: a total of 63 community forests were granted, 56 reserved but not yet granted, and 120 in the process of being reserved (CI).
  • 60. Integrated and participatory landscape approach to planning
  • 61. Costly and complicated application process
  • 62. “Blatant manipulation of the system” = local elites  
  • 63.
  • 64. Hard push to keep Community Forestry on the priority list
  • 65. CF in new forestry policyand legal framework
  • 66. Technical challenges and opportunities Transboundary PA Management Enabling Environments “Synergies for Success” aka meaningful partnerships Capitalizing on previous efforts/programs Private sector deals/alliances
  • 67.
  • 68. < 25% intact
  • 69. Fragmentation & degradation
  • 73.
  • 74. Guinea-Sierra Leone Transboundary Zone: Proposed Network of ProtectedAreas and Buffer Zones
  • 75. Short and variable rainy season
  • 76. Short and variable rainy season
  • 77. New challenges Climate change adaptation PES and REDD DRC community forestry Indigenous forest peoples rights and responsibilities
  • 78. Climate Change I.D. investment opportunities Enabling environment indicators Adaptation: reduce vulnerability Mitigation: power sector, fuel, traditional Low Emissions Development Strategies PES and REDD Indigenous forest peoples rights and responsibilities Carbon market readiness AF systems offer an enormous potential for carbon sequestration
  • 79. New challenges Threats of mining, pitsawing, bushmeat are also most lucrative activities Conservation challenges in terms of managing large areas: co-management?
  • 80. Insights NWP is just the starting point Building civil society overall is critical Clarity needed with increasing complexity and multiplicity of institutions and levels Legalization of “illegal” value chains through property rights Loyal partnerships thru funding cycles

Notas del editor

  1. Major Issue re: program continuity. Local HR are in dire need of further capacity-building. Who is responsible? Where will resources come from.
  2. Approaches to community forestry are out of date in SL because of the war , and very little interest on the part of the country in general in regard to forest issues. However SL’s importance in terms of conservation issues puts it high o the agenda of the conservation community so lately there have been investments on the part of donors ( EU, WORLD Bank ) in supporting conservation effort. For USAID they are attempting to replicate success in Guinea by piloting co-management in SL. The focus of the pilots is in eastern and northern Sierra Leone in areas with high biodiversity value that correspond with initial priortization exercises led by CI. Co-management agreements will vary depending on the model community forest govt reserve forest and protected area but it will based on pricinple of community particapation
  3.  And Forest Co-Management (FCM) can be defined as as it relates to SL) :  A formal agreement, between the government and one or more partners, for the planned management of a specific forest area and its constituent resources.The communities will be represented in the form of a co-management committee. An elected body which represents community members and has by-laws a consitution and other structures that facitlate transparent and organized management
  4. lack of clarity in general on the different roles and responsibilities among various institutions such as paramount chiefs and formal local govtauthourties, i.e. district council system The threes C’s system is not replicated out in the field - fd staff there are forest rangers and forest guards rather than experts on agroforestry, community forest NTFP markets etc.Overall there is verylimited capacity through SL in govt, NGOs, and civil society as it relates to participtory forest management