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BOARD MEMBERS
                                     BOARD OF OVERSEERS OF THE BAR                                                                  BOARD STAFF
                                                     Established by the Maine Supreme Judicial Court

Jud Knox, Chair                                                                                                                 EXECUTIVE DIRECTOR
David M. Sanders, Esq., Vice Chair                              97 Winthrop Street                                              Jacqueline M. Rogers
                                                                   POBox 527                                                           BAR COIINSEL
Patricia M. Ender, Esq.
                                                             Augusta, ME 04332-0527                                                    J. Scott Davis
Charles E. Gilbert III, Esq.
Christine Holden, Ph.D.                                                                                                       ASS1STANT BAR COUNSEL

Dawn M. Pelletier, Esq.                                   Phone 207-623-1121    e   Fax 207-623-4175                                        Aria Eee
Stephen J. Schwartz, Esq.                    Email board@mebaroverseers.org • Web www.mebaroverseers.org                       Jacqueline L.L. Gomes
Charles W. Smith Jr., Esq.




                                                                                September 25,2009



       Lori Handrahan
       28 Franklin Terrace
       South Portland, ME 04106

       Michael J. Waxman, Esq.
       PO Box 375
       Portland, ME 04112-0375

                   Re: GCF# 09-204

       Dear Ms. Handrahan and Attorney Waxman:

              Please be advised that on September 14, 2009, a Grievance Commission panel reviewed the
       complaint in the above matter and issued its decision which I received today.

               Based upon that review, the panel found probable cause to believe that Attorney Michael J.
       Waxman had engaged in misconduct subject to sanction under the Maine Bar Rules for which
       appropriate discipline should be sought under those Rules.

               Accordingly, pursuant to Maine Bar Rule 7.l(d)(5), the office of Bar Counsel will prepare and
       present a formal petition for disciplinary proceedings before a different panel of the Grievance
       Commission. Those proceedings shall take place pursuant to Bar Rule 7.1(e). At a later date; you will
       receive advance notice of the time and place of hearing.

                   Thank you.




        AE/mer




                                      Fee Arbitration Commission'   Grievance Commission'    Professional Ethics Commission
--    ---      ------                          ---------         - ----



BOARD     MEMBERS
                                     BOARD OF OVERSEERS OF THE BAR                                                                    BOARD     STAFF
                                                      Established by the Maine Supreme Judicial Court
Jud Knox, Chair                                                                                                                   E:XECUTIVE DIRECTOR
David M. Sanders, Esq., Vice Chair                              97 Winthrop Street                                                Jacqueline M. Rogers
                                                                   POBox 527                                                              BAR COUNSEL
Patricia M.Ender, Esq.
                                                             Augusta, ME 04332-0527                                                       J, Scott Davis
Charles E. Gilbert !II, Esq.
Christine Holden, Ph.D.                                                                                                         ASS1STANT BAR COUNSEL

Dawn M. Pelletier, Esq.                                 Phone 207-623-J 121 • Fax 207-623-4175                                                 Aria Eee
Stephen J. Schwartz, Esq.                    Email board@mebaroverseers.org  • Web www.mebaroverseers.org                        Jacqueline L.L. Gomes
Charles W. Smith Jr., Esq.




                                                                                 October 14, 2009



       Lori Handrahan
       28 Franklin Terrace
       South Portland, ME 04106

       Michael J. Waxman, Esq.
       PO Box 375
       Portland, ME 04112-0375

                   Re:         GCF# 09-204

       Dear Ms. Handrahan and Attorney Waxman:

             Pursuant to the Maine Bar Rules, I am notifying both of you that the above-referenced Grievance
       Complaint is rescheduled for a confidential review by a panel of the Grievance Commission on or about
       November 3, 2009.

               You are hereby notified that the disposition recommended by Assistant Bar Counsel Aria Eee
       will remain unchanged, that the panel find probable cause to believe that misconduct subject to sanction
       under the Maine Bar Rules has occurred for which discipline should be imposed after hearing pursuant
       to Maine Bar Rule 7.1(d)(5). However, this is only a recommendation, and the review panel will
       ultimately determine the appropriate disposition, which may not be in agreement with that
       recommendation. In regards to that review, please understand that Assistant Bar Counsel's investigation
       is now concluded and closed. Consequently, no further submissions will be forwarded to the panel.

               After the review, you will be notified of and receive a brief general written statement regarding
       the panel's decision. Thank you for your attention to this matter.

                                                                                 Sincerely,


                                                                                    ~~
                                                                                 Molly E. {Jgers
                                                                                 Board Clerk




                                      Fee Arbitration Commission'    Grievance Commission'   Professional   Ethics Commission

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Board Overseers Bar Reviews Complaint

  • 1. BOARD MEMBERS BOARD OF OVERSEERS OF THE BAR BOARD STAFF Established by the Maine Supreme Judicial Court Jud Knox, Chair EXECUTIVE DIRECTOR David M. Sanders, Esq., Vice Chair 97 Winthrop Street Jacqueline M. Rogers POBox 527 BAR COIINSEL Patricia M. Ender, Esq. Augusta, ME 04332-0527 J. Scott Davis Charles E. Gilbert III, Esq. Christine Holden, Ph.D. ASS1STANT BAR COUNSEL Dawn M. Pelletier, Esq. Phone 207-623-1121 e Fax 207-623-4175 Aria Eee Stephen J. Schwartz, Esq. Email board@mebaroverseers.org • Web www.mebaroverseers.org Jacqueline L.L. Gomes Charles W. Smith Jr., Esq. September 25,2009 Lori Handrahan 28 Franklin Terrace South Portland, ME 04106 Michael J. Waxman, Esq. PO Box 375 Portland, ME 04112-0375 Re: GCF# 09-204 Dear Ms. Handrahan and Attorney Waxman: Please be advised that on September 14, 2009, a Grievance Commission panel reviewed the complaint in the above matter and issued its decision which I received today. Based upon that review, the panel found probable cause to believe that Attorney Michael J. Waxman had engaged in misconduct subject to sanction under the Maine Bar Rules for which appropriate discipline should be sought under those Rules. Accordingly, pursuant to Maine Bar Rule 7.l(d)(5), the office of Bar Counsel will prepare and present a formal petition for disciplinary proceedings before a different panel of the Grievance Commission. Those proceedings shall take place pursuant to Bar Rule 7.1(e). At a later date; you will receive advance notice of the time and place of hearing. Thank you. AE/mer Fee Arbitration Commission' Grievance Commission' Professional Ethics Commission
  • 2. -- --- ------ --------- - ---- BOARD MEMBERS BOARD OF OVERSEERS OF THE BAR BOARD STAFF Established by the Maine Supreme Judicial Court Jud Knox, Chair E:XECUTIVE DIRECTOR David M. Sanders, Esq., Vice Chair 97 Winthrop Street Jacqueline M. Rogers POBox 527 BAR COUNSEL Patricia M.Ender, Esq. Augusta, ME 04332-0527 J, Scott Davis Charles E. Gilbert !II, Esq. Christine Holden, Ph.D. ASS1STANT BAR COUNSEL Dawn M. Pelletier, Esq. Phone 207-623-J 121 • Fax 207-623-4175 Aria Eee Stephen J. Schwartz, Esq. Email board@mebaroverseers.org • Web www.mebaroverseers.org Jacqueline L.L. Gomes Charles W. Smith Jr., Esq. October 14, 2009 Lori Handrahan 28 Franklin Terrace South Portland, ME 04106 Michael J. Waxman, Esq. PO Box 375 Portland, ME 04112-0375 Re: GCF# 09-204 Dear Ms. Handrahan and Attorney Waxman: Pursuant to the Maine Bar Rules, I am notifying both of you that the above-referenced Grievance Complaint is rescheduled for a confidential review by a panel of the Grievance Commission on or about November 3, 2009. You are hereby notified that the disposition recommended by Assistant Bar Counsel Aria Eee will remain unchanged, that the panel find probable cause to believe that misconduct subject to sanction under the Maine Bar Rules has occurred for which discipline should be imposed after hearing pursuant to Maine Bar Rule 7.1(d)(5). However, this is only a recommendation, and the review panel will ultimately determine the appropriate disposition, which may not be in agreement with that recommendation. In regards to that review, please understand that Assistant Bar Counsel's investigation is now concluded and closed. Consequently, no further submissions will be forwarded to the panel. After the review, you will be notified of and receive a brief general written statement regarding the panel's decision. Thank you for your attention to this matter. Sincerely, ~~ Molly E. {Jgers Board Clerk Fee Arbitration Commission' Grievance Commission' Professional Ethics Commission