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Watershed Plan
Implementation
Implementation of
Watershed Plans:
Approaches, issues and
recommendations
Webinar – October 27, 2010
Jason Unger, Staff Counsel
Watershed Plan
ImplementationAbout the ELC
Programs
• Information and referral
• Community outreach
• Law reform
Watershed Plan
ImplementationOutline
• Purpose of review/analysis
• Implementation models
– U.S.
– Canada
• Assessments
• Implementing plans: issues and recommendations
Watershed Plan
ImplementationPurpose of review/analysis
• Review approaches to implementation
• Has implementation of collaborative watershed plans
been evaluated elsewhere?
– Implementation characteristics?
• Validate the approach or recommendations for reform
• How is “symbolic policy” avoided?
Watershed Plan
ImplementationContinuum of approaches
Increasing statutory or regulatory incorporation of plans
Regulatory
Binding
objectives on
existing
decision
makers
Regulatory
on a
watershed
scale
Plan binds all
watershed
activities
Voluntary
Ad hoc
Relies on
individual
decisions at
any given
time
Policy based
Advisory
Guides
decisions but
discretion
remains
unconstrained
Regulatory
consideration
of a plan is
mandated
Narrows
government’s
discretion
Watershed Plan
ImplementationStarting assumptions
• What success looks like
– substantive change in environmental outcomes
vs process or organizational outcomes
• The plan has been approved
– Recognizing plan development difficulties
• That the plan is substantive and measurable
• A monitoring and reporting system is in place
Watershed Plan
ImplementationWatershed plan review
Watershed Plan
ImplementationCanada vs. U.S. approach
• U.S. – collaborative watershed planning began in the
80s
• Clean Water Act
– NPDES (permitting of point sources) national
pollutant discharge elimination systems
– Total Maximum Daily Load
• Endangered Species Act
– Recovery requirements
• Nature of litigation and judicial review
– Impetus behind some watershed planning regimes
Watershed Plan
Implementation
Policy
driven
Binding
on
decision
-makers
Binding
on non-
regulate
d
entities
Other
signific
ant
progra
ms
Washingt
on
  w/
discreti
on
Oregon  
Oregon
Plan

funding
Centr
Watershed Plan
Implementation
Policy
driven
Binding
on
decision
-makers
Binding
on non-
regulate
d
entities
Other
significa
nt
program
s
Ontario  Sourc
e
protecti
on plans
Manito
ba
 relies
on regs.
Watershed Plan
ImplementationWashington
• Plan must seek consistency with other planning entities
• Limited retroactive application
• existing local ordinances
• state rules or permits
– but may recommend changes ; or
• restrict forest practices above current legislative
and implementation rules
Watershed Plan
ImplementationImplementation Washington
Adopted watershed
plan
Department
Of Ecology
Private
Entities
Counties
Government
Agencies
Change
rules
Change
ordinance
Adopt
Policies
Procedures
Rules
Agreements
Guides
Public interest
determination
Watershed Plan
ImplementationOregon
• Central Oregon Plan
• Oregon Watershed Enhancement Board (OWEB)
– Multi-agency board administered through
Governor's office
– Fund administration
• Includes stewardship agreements with
landowners
• Oregon Plan implementation  watershed councils
& agencies
Watershed Plan
ImplementationCentralized administration
Watershed Plan
ImplementationOregon
• Implementation and monitoring
– team driven
• Restoration activities and reporting on biannual
basis -http://www.oregon.gov/OWEB/docs/pubs/biennialrpt_05-07/basin_rpts.pdf
Watershed Plan
ImplementationFunding significance
• OWEB fund allocation July 1, 1999 to Oct 26, 2007
• $171,723,283
– http://www.oregon-plan.org/OPSW/progress/prog_reps.shtml
• 2007 Report(covering 2004-2005)
• http://www.oregon.gov/OWEB/docs/pubs/biennialrpt_05-07/basin_rpts.pdf
Watershed Plan
ImplementationCalifornia
• Water allocation & quality regulated for the most
parts
• Integrated watershed planning ad hoc
– focus on non-regulatory aspects of TMDL
– led by cross departmental initiative (Watershed
Management Initiative )
• seeks partnering opportunities
• Plans need to be consistent with the regional basin
plans and could be incorporated into municipal
legislation
Watershed Plan
ImplementationOntario
Watershed plan
Source protection
plan
1993 policy
Led by CA
Voluntary
Clean Water
Act 2006
Significant
threats
Other
considerations
Planners and
Regulators must
“have regard”
Binding on
planners
Prevail over bylaws
and plans
Watershed Plan
ImplementationManitoba
Watershed plan
Regulations
Bind prescribed
decisions
Considered in development
plan – zoning
must be “generally
consistent”
Amends
Planning Act
Watershed Plan
ImplementationAlberta
• “water management plans” must be considered
(Water Act)
• Watershed management plans
– ad hoc implementation
– No rules or obligations created
– May be incorporated into regional plans under
the Alberta Land Stewardship Act (and become
binding on decision makers)
– Implementation funding? ASN?
Watershed Plan
ImplementationAustralia and EU
• Examples of binding regional planning authorities
• EU -Watershed framework directive
• Australia –Water Act, 2007 – Murray Darling Basin
Authority
– Centralized planning system binding on all
Watershed Plan
ImplementationContinuum of Policy Approaches
Policy mandated –
Volunteer w/resources
Ad hoc
volunteer
Program based
volunteer
Legislative
facilitation of
implementation
Structure and
process
Legislative
implementation –
mandatory
consideration
Substantive
legislative
plans
Washington
Alberta
California
Ontario
Manitoba
Oregon
Australia & EU
Caveat -approach varies by issue
Watershed Plan
ImplementationAssessments of plan implementation success
• Few have been conducted
• Based on interviews with participants in planning &
collaborative initiatives
– i.e., perceptions not substantive outcomes
Watershed Plan
ImplementationNew Sourcebook (2000)
• Compilation of 346 case studies of partnerships
including planning councils from across the U.S.
• “The data we have suggests the performance of
watershed initiatives is mixed, not a surprising
finding given the diversity of efforts and the various
criteria upon which such assessments can be based.
This finding is sufficient to encourage continued
experimentation, but is not adequate to
support any grander conclusions.”
Watershed Plan
ImplementationSource Book
Watershed Plan
ImplementationSommarstrom/Lubell
(+)
– Neutral forum
– Developed trust
understanding among council
– Agency integration -better
cooperation, coordination and
communications
– Brings community attention
to issues
– Projects implemented on the
ground
– Some extended landowner
participation
(-)
– Management practices or
watershed issues are
avoided (treating symptoms
versus causes)
– Lowest common
denominator decisions (due
to perceptions of
consensus)
– Trust beyond councils is
lacking
– Plan vagueness
– Opportunistic versus
planned approach
– Belief change doesn’t lead
to action change
Watershed Plan
ImplementationCentral issues for implementation
Law and policy
backdrop
Funding
Sustained and sufficient
Robust/systematic
planning
Integration of
Decisions
Implementation
Watershed Plan
ImplementationLegal backdrop: Is a threat of litigation required?
• Is an imminent threat of regulation/litigation
necessary?
• Some U.S. jurisdictions have found that it fosters
buy-in into an otherwise voluntary system
• Similar system doesn’t exist in Canada
• Central question
– Alternative avenues to resolve issues
– Status quo, i.e., symbolic policy
Watershed Plan
ImplementationSustained funding
• Overriding theme from all jurisdictions reviewed is
a need for greater funding and capacity
• Project/mission creep?
– Opportunistic vs. robust plan implementation
• Contrast – Can vs. U.S.
– Clean Water Act funding – since 1999 ~$200
million
– Amts – OR/WS spending millions on restoration
efforts
Watershed Plan
ImplementationRobust planning systems
• Opportunistic and ad hoc implementation is the
result of a voluntary system
• Parties assess cost/benefit on case by case basis
• Proven success in individual restoration projects
• Long term goals and dealing with more intransigent
issues remains elusive
Watershed Plan
ImplementationConsistent integration
• Three distinct players – government departments,
municipalities, and individual
organizations/landowners
• Agency silos
– legislative mandates, institutional memory
• Stakeholder silos
Watershed Plan
ImplementationELC Recommendations
Watershed Planning and
Advisory Council
Consensus
Watershed
Plan
Municipal
Approval
Cabinet
Approval
Minister of
Environment
Approval
Alberta Land
Stewardship
Act
Regional
Plan
amendment
s
Code of Practice
amendments
Governs discretion
under Water Act and EPEA
Mandatory consideration
by regulatory tribunals
Bylaw amendments
Statutory plan
amendments
Governs discretion
under MGA
Watershed Plan
ImplementationOther watershed stakeholders
• Enable private agreements
– Tie to funding of programs
• “Leverage point mapping” within planning process
– Assess private mechanisms for implementation
– Identify barriers to plan implementation
– Create programs/funding/regulation
Watershed Plan
ImplementationFunding and robust planning
• Systematic planning
– Threat assessment
– Targeted responses with timelines
– Funding & capacity?
• Funding
– Centralize administration in Treasury Board (or
other prevalent branch)
– Mandate legislative fund and restoration
program
– Tie to voluntary fund raising (restoration or
stewardship licence plates or other voluntary
levies)
– Tie to offsets under ALSA
Watershed Plan
ImplementationQuestions?
Phone: 780-424-5099 or 1-800-661-4238
E-mail: elc@elc.ab.ca or junger@elc.ab.ca
Consistency and Accountability in Implementing
Watershed Plans in Alberta: A jurisdictional review and
recommendations for reform.
http://www.elc.ab.ca/Content_Files/Files/ELCWtshdPlnImp
ReviewRecommendations.pdf
Web: www.elc.ab.ca
Blog: http://environmentallawcentre.wordpress.com
Twitter: https://twitter.com/ELC_Alberta
To sign up for e-mail updates, visit:
http://www.elc.ab.ca/pages/home/Notification.aspx

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Watershedplanwebinarv2

  • 1. Watershed Plan Implementation Implementation of Watershed Plans: Approaches, issues and recommendations Webinar – October 27, 2010 Jason Unger, Staff Counsel
  • 2. Watershed Plan ImplementationAbout the ELC Programs • Information and referral • Community outreach • Law reform
  • 3. Watershed Plan ImplementationOutline • Purpose of review/analysis • Implementation models – U.S. – Canada • Assessments • Implementing plans: issues and recommendations
  • 4. Watershed Plan ImplementationPurpose of review/analysis • Review approaches to implementation • Has implementation of collaborative watershed plans been evaluated elsewhere? – Implementation characteristics? • Validate the approach or recommendations for reform • How is “symbolic policy” avoided?
  • 5. Watershed Plan ImplementationContinuum of approaches Increasing statutory or regulatory incorporation of plans Regulatory Binding objectives on existing decision makers Regulatory on a watershed scale Plan binds all watershed activities Voluntary Ad hoc Relies on individual decisions at any given time Policy based Advisory Guides decisions but discretion remains unconstrained Regulatory consideration of a plan is mandated Narrows government’s discretion
  • 6. Watershed Plan ImplementationStarting assumptions • What success looks like – substantive change in environmental outcomes vs process or organizational outcomes • The plan has been approved – Recognizing plan development difficulties • That the plan is substantive and measurable • A monitoring and reporting system is in place
  • 8. Watershed Plan ImplementationCanada vs. U.S. approach • U.S. – collaborative watershed planning began in the 80s • Clean Water Act – NPDES (permitting of point sources) national pollutant discharge elimination systems – Total Maximum Daily Load • Endangered Species Act – Recovery requirements • Nature of litigation and judicial review – Impetus behind some watershed planning regimes
  • 11. Watershed Plan ImplementationWashington • Plan must seek consistency with other planning entities • Limited retroactive application • existing local ordinances • state rules or permits – but may recommend changes ; or • restrict forest practices above current legislative and implementation rules
  • 12. Watershed Plan ImplementationImplementation Washington Adopted watershed plan Department Of Ecology Private Entities Counties Government Agencies Change rules Change ordinance Adopt Policies Procedures Rules Agreements Guides Public interest determination
  • 13. Watershed Plan ImplementationOregon • Central Oregon Plan • Oregon Watershed Enhancement Board (OWEB) – Multi-agency board administered through Governor's office – Fund administration • Includes stewardship agreements with landowners • Oregon Plan implementation  watershed councils & agencies
  • 15. Watershed Plan ImplementationOregon • Implementation and monitoring – team driven • Restoration activities and reporting on biannual basis -http://www.oregon.gov/OWEB/docs/pubs/biennialrpt_05-07/basin_rpts.pdf
  • 16. Watershed Plan ImplementationFunding significance • OWEB fund allocation July 1, 1999 to Oct 26, 2007 • $171,723,283 – http://www.oregon-plan.org/OPSW/progress/prog_reps.shtml • 2007 Report(covering 2004-2005) • http://www.oregon.gov/OWEB/docs/pubs/biennialrpt_05-07/basin_rpts.pdf
  • 17. Watershed Plan ImplementationCalifornia • Water allocation & quality regulated for the most parts • Integrated watershed planning ad hoc – focus on non-regulatory aspects of TMDL – led by cross departmental initiative (Watershed Management Initiative ) • seeks partnering opportunities • Plans need to be consistent with the regional basin plans and could be incorporated into municipal legislation
  • 18. Watershed Plan ImplementationOntario Watershed plan Source protection plan 1993 policy Led by CA Voluntary Clean Water Act 2006 Significant threats Other considerations Planners and Regulators must “have regard” Binding on planners Prevail over bylaws and plans
  • 19. Watershed Plan ImplementationManitoba Watershed plan Regulations Bind prescribed decisions Considered in development plan – zoning must be “generally consistent” Amends Planning Act
  • 20. Watershed Plan ImplementationAlberta • “water management plans” must be considered (Water Act) • Watershed management plans – ad hoc implementation – No rules or obligations created – May be incorporated into regional plans under the Alberta Land Stewardship Act (and become binding on decision makers) – Implementation funding? ASN?
  • 21. Watershed Plan ImplementationAustralia and EU • Examples of binding regional planning authorities • EU -Watershed framework directive • Australia –Water Act, 2007 – Murray Darling Basin Authority – Centralized planning system binding on all
  • 22. Watershed Plan ImplementationContinuum of Policy Approaches Policy mandated – Volunteer w/resources Ad hoc volunteer Program based volunteer Legislative facilitation of implementation Structure and process Legislative implementation – mandatory consideration Substantive legislative plans Washington Alberta California Ontario Manitoba Oregon Australia & EU Caveat -approach varies by issue
  • 23. Watershed Plan ImplementationAssessments of plan implementation success • Few have been conducted • Based on interviews with participants in planning & collaborative initiatives – i.e., perceptions not substantive outcomes
  • 24. Watershed Plan ImplementationNew Sourcebook (2000) • Compilation of 346 case studies of partnerships including planning councils from across the U.S. • “The data we have suggests the performance of watershed initiatives is mixed, not a surprising finding given the diversity of efforts and the various criteria upon which such assessments can be based. This finding is sufficient to encourage continued experimentation, but is not adequate to support any grander conclusions.”
  • 26. Watershed Plan ImplementationSommarstrom/Lubell (+) – Neutral forum – Developed trust understanding among council – Agency integration -better cooperation, coordination and communications – Brings community attention to issues – Projects implemented on the ground – Some extended landowner participation (-) – Management practices or watershed issues are avoided (treating symptoms versus causes) – Lowest common denominator decisions (due to perceptions of consensus) – Trust beyond councils is lacking – Plan vagueness – Opportunistic versus planned approach – Belief change doesn’t lead to action change
  • 27. Watershed Plan ImplementationCentral issues for implementation Law and policy backdrop Funding Sustained and sufficient Robust/systematic planning Integration of Decisions Implementation
  • 28. Watershed Plan ImplementationLegal backdrop: Is a threat of litigation required? • Is an imminent threat of regulation/litigation necessary? • Some U.S. jurisdictions have found that it fosters buy-in into an otherwise voluntary system • Similar system doesn’t exist in Canada • Central question – Alternative avenues to resolve issues – Status quo, i.e., symbolic policy
  • 29. Watershed Plan ImplementationSustained funding • Overriding theme from all jurisdictions reviewed is a need for greater funding and capacity • Project/mission creep? – Opportunistic vs. robust plan implementation • Contrast – Can vs. U.S. – Clean Water Act funding – since 1999 ~$200 million – Amts – OR/WS spending millions on restoration efforts
  • 30. Watershed Plan ImplementationRobust planning systems • Opportunistic and ad hoc implementation is the result of a voluntary system • Parties assess cost/benefit on case by case basis • Proven success in individual restoration projects • Long term goals and dealing with more intransigent issues remains elusive
  • 31. Watershed Plan ImplementationConsistent integration • Three distinct players – government departments, municipalities, and individual organizations/landowners • Agency silos – legislative mandates, institutional memory • Stakeholder silos
  • 32. Watershed Plan ImplementationELC Recommendations Watershed Planning and Advisory Council Consensus Watershed Plan Municipal Approval Cabinet Approval Minister of Environment Approval Alberta Land Stewardship Act Regional Plan amendment s Code of Practice amendments Governs discretion under Water Act and EPEA Mandatory consideration by regulatory tribunals Bylaw amendments Statutory plan amendments Governs discretion under MGA
  • 33. Watershed Plan ImplementationOther watershed stakeholders • Enable private agreements – Tie to funding of programs • “Leverage point mapping” within planning process – Assess private mechanisms for implementation – Identify barriers to plan implementation – Create programs/funding/regulation
  • 34. Watershed Plan ImplementationFunding and robust planning • Systematic planning – Threat assessment – Targeted responses with timelines – Funding & capacity? • Funding – Centralize administration in Treasury Board (or other prevalent branch) – Mandate legislative fund and restoration program – Tie to voluntary fund raising (restoration or stewardship licence plates or other voluntary levies) – Tie to offsets under ALSA
  • 35. Watershed Plan ImplementationQuestions? Phone: 780-424-5099 or 1-800-661-4238 E-mail: elc@elc.ab.ca or junger@elc.ab.ca Consistency and Accountability in Implementing Watershed Plans in Alberta: A jurisdictional review and recommendations for reform. http://www.elc.ab.ca/Content_Files/Files/ELCWtshdPlnImp ReviewRecommendations.pdf Web: www.elc.ab.ca Blog: http://environmentallawcentre.wordpress.com Twitter: https://twitter.com/ELC_Alberta To sign up for e-mail updates, visit: http://www.elc.ab.ca/pages/home/Notification.aspx

Editor's Notes

  1. Water boards deal with , Biosolids ,Dredge/Fill (401) Wetlands , Irrigated Lands ,Land Disposal (landfills, waste piles, etc.) , Non-subchapter 15 (WDR) ,National Pollutant Discharge Elimination System (surface water) ,Recycled Water , Sanitary Sewer Overflows , Storm water , Timber Harvest