2. 2
What’s On the Agenda . . .
Exiting from Special Education
Based on Decision that Student
No Longer Meets Eligibility Criteria
Exiting from Special Education
Through Automatic Termination
of Eligibility
Exit from Special Education
By Parental Revocation of Consent
3. 3
I. Exiting from Special Education
Based on Decision that Student
No Longer Meets Eligibility Criteria
4. 4
Procedural Requirements –
Assessment
Before student may be found to be no longer
eligible for special education, district must reassess
in all areas of suspected disability, not merely in
disability for which he or she was initially
determined to be eligible
Same basic requirements for initial assessments
apply to reassessments
(34 C.F.R. §300.303; Ed. Code, §§56026, 56381)
5. 5
Procedural Requirements –
Assessment
Assessment process is:
Collection of information
Variety of sources
Compilation of that information
Analysis of that information
Conclusions based on that analysis
Eligibility, strengths, academic and functional levels,
needs
Documented into IEP
6. 6
Procedural Requirements –
Assessment
Conducting the assessment
Use a variety of assessment tools and strategies
Gather relevant functional and developmental information
Include information provided by the parent
Include information related to enabling the student to be
involved in and progress in the general curriculum
To determine:
Whether the student continues to qualify as a student with a
disability; and, if so,
The content of, or revisions to, the student’s IEP
(34 C.F.R.§§300.303-300.306; Ed. Code, §§56320, 56381)
7. 7
Procedural Requirements –
Assessment
Components of every assessment report:
Whether the student may need special
education and related services
The basis for making the determination
The relevant behavior noted during
the observation of the student in an
appropriate setting
The relationship of that behavior to the student’s academic
and social functioning
The educationally relevant health and development, and
medical findings, if any
8. 8
Procedural Requirements –
Assessment
Components of every assessment report (cont’d):
For students with learning disabilities, whether there is such a
discrepancy between achievement and ability that it cannot
be corrected without special education and related services
A determination concerning the effects of environmental,
cultural, or economic disadvantage, where appropriate
The need for specialized services, materials, and equipment
for pupils with low incidence disabilities
Report must be provided to parents at IEP meeting
(Ed. Code, §§56327, 56329)
9. 9
Procedural Requirements –
Assessment
When making exiting decisions, continued eligibility
is key component of assessment report summary
List the Criteria: Include the list of eligibility factors for all
suspected disabilities and, for each factor, state why the student
does or does not meet the criterion
Need for Special Education: Remember that even if a student
meets the eligibility criteria for a suspected disability, the student
remains eligible only if he or she continues to need special
education and related services to gain educational benefit
Include a statement of why the student does (or does not) need
special education to gain educational benefit and tie this to the
curriculum
10. 10
Assessment – Case Example
Stanislaus USD (OAH 2013)
Facts
District’s triennial assessment concluded that 6-year-old
Student was no longer eligible for special education
Student no longer displayed communication deficits she
had shown three years earlier
District recommended Student be exited
Parents disagreed and requested IEE
Parents claimed assessment was inappropriate because
tests were not conducted in Student’s native language
(Pashto)
11. 11
Assessment – Case Example
Stanislaus USD (OAH 2013)
Decision
ALJ denied IEE and allowed District to exit Student
Student spoke English proficiently in school
Assessment adequately demonstrated Student no longer
met criteria for autism
District committed procedural violation by not analyzing
Student’s continued eligibility in assessment report,
deferring issue to oral discussion at IEP meeting
But no denial of FAPE (no loss of educational opportunity and
school psychologist cured error by providing Parents her opinion
on eligibility at IEP meeting)
(Stanislaus Unified School Dist. v. Student (OAH 2013) Case No. 2013050308, 113 LRP 52133)
12. 12
Assessment – Case Example
Brea Olinda USD (OAH 2009)
Facts
District proposed exiting 12-year-old Student eligible
under OHI category (for ADHD)
Psychoeducational assessment concluded that ADHD
diagnosis did not limit strength, vitality or alertness to
degree that impaired ability to access curriculum
Parents claimed assessment was deficient and that
District did not take into account all available
information regarding Student’s ADHD (Parents’
interventions and assistance)
13. 13
Assessment – Case Example
Brea Olinda USD (OAH 2009)
Decision
ALJ found in favor of Parents, concluding that exiting
decision was in error based on inappropriate assessment
Assessment report did not give sufficient weight to
situations in which ADHD appeared to restrict Student’s
ability to access education
District also did not assess Student in all areas of
suspected disability based on its awareness of his
language and social skills difficulties
However, ALJ rejected Parents’ predetermination claim
(Student v. Brea Olinda Unified School Dist. (OAH 2009) Case Nos. 2009050815 and 2009030124,
53 IDELR 273)
14. 14
Assessment
Practice Pointer
Faulty assessments can undermine IEP team’s decision
that student no longer meets eligibility requirements
Keep the following in mind:
Make sure assessments consider all available information
about student’s performance
Ensure assessments address all suspected areas
of disability
Don’t forget to examine possible behavior and social skills
deficits (Remember: Adverse effect on educational
performance is not limited to classroom)
15. 15
Procedural Requirements –
IEP Team Meetings and PWN
Exiting decisions are made by IEP team at properly
convened meeting
Proper notice, which must include purpose of meeting
(e.g., whether student continues to meet eligibility
requirements)
Properly constituted IEP team with all necessary
members, including individual(s) who can explain and
interpret results of assessments
(34 C.F.R.§§300.321, 300.322; Ed. Code, §§56341, 56341.5)
16. 16
Predetermination
Predetermination occurs when districts decide on
IEP content/issues prior to IEP meeting precluding
meaningful parental participation
Example: Members of IEP team decide that student no
longer meets eligibility criteria in advance of meeting
without parental input
Allegations of predetermination frequently arise
with respect to:
Preparatory meetings
(Lack of) meaningful discussion at IEP meeting
17. 17
Prior Written Notice (“PWN”)
Because exiting student from special
education is change of placement,
proposal to exit requires providing parents PWN
Notice must contain:
Description of action proposed
Explanation for action
Description of assessment procedures used as basis for action
Statement that parents are entitled to procedural safeguards
Sources of assistance for parents to contact
Descriptions of other options considered by IEP team
Descriptions of factors relevant to proposed action
(34 C.F.R.§300.503(b); Ed. Code,§56500.4)
18. 18
Prior Written Notice (“PWN”)
PWN must be provided in native language of
parent unless clearly not feasible to do so
Verbal notice may not serve as substitute for PWN,
even if it is substantively compliant with legal
content requirements
Failure to provide PWN is procedural violation
of IDEA
(Union School Dist. v. Smith (9th Cir.) 20 IDELR 987; Marcus I. v. Department of Educ., State of Hawaii
(9th Cir. 2014) 114 LRP 32495, unpublished)
19. 19
IEP Meetings and PWN – Case Example
Folsom Cordova USD (OAH 2014)
Facts
District proposed to exit Student from special education
based on IEP team discussion
Parents disputed decision, claiming recommendation
was predetermined
Based on earlier notice of meeting with “check” in box showing
that purpose of meeting was to terminate Student from
special ed
Parents also claimed District failed to give them PWN
prior to meeting
20. 20
IEP Meetings and PWN – Case Example
Folsom Cordova USD (OAH 2014)
Decision
ALJ found no predetermination
Evidence supported explanation that original notice was
mistake and that there was no advance knowledge that
Student would be exited
Assessments supporting exiting decision were not yet
completed at time of notice
No evidence that team arrived at exiting
recommendation until IEP meeting, so it could not have
given Parents PWN in advance
(Student v. Folsom Cordova Unified School Dist. (OAH 2014) Case Nos. 2013040098 and 2013090197,
64 IDELR 190)
21. 21
IEP Meetings and PWN – Case Example
Salinas Union HSD (OAH 2014)
Facts
District’s assessments indicated 14-year-old Student
with SLD no longer needed special education
District proposed exiting Student at IEP meeting
Parent objected and asked for IEEs, which District
subsequently provided
IEEs also indicated Student no longer met SLD criteria
District convened another IEP meeting, but Parent
halted meeting and asked that it be reconvened
District could not convince Parent to attend
subsequently rescheduled meeting
22. 22
IEP Meetings and PWN – Case Example
Salinas Union HSD (OAH 2014)
Decision
ALJ supported District decision to hold rescheduled
meeting in Parent’s absence
Only matter left to complete was to mark forms
on IEP document that showed Student did not meet
eligibility criteria
Previous meeting had established ineligibility
Reasonable to hold meeting after good faith effort to
secure Parent’s attendance in order to formally finalize
eligibility issue before Student started high school
(Salinas Unified School Dist. v. Student (OAH 2014) Case No. 2013070582, 63 IDELR 176)
23. 23
IEP Meetings
Practice Pointer
To ensure legally compliant IEP meetings when exiting is
being discussed, keep the following in mind:
Ensure all essential team members are present, including
assessment personnel
Be careful of statements suggesting “here is what we
have decided”
Make sure enough time is allocated for Parents’ questions
about effect of exiting Student
List and respond to Parents’ concerns, but data should
drive team’s ultimate decision
24. 24
Substantive Determinations –
Eligibility Overview
Two-part eligibility test:
Student must meet definition of one or more of 13
disabilities identified in IDEA; and
Require special education and related services as result
of his or her disability or disabilities
If both parts of eligibility test are not met,
exiting is appropriate
Let’s look at some cases . . .
(34 C.F.R.§300.8; Ed. Code, §56026, Cal. Code Regs., tit. 5, §3030)
25. 25
Autism – Case Example
Riverside USD (OAH 2007)
Facts
Student found eligible under autism category at age 3
and placed in preschool SDC
By kindergarten, he required minimal support
Aide was available but Student needed no assistance
When Student was in second grade (gifted general
education classroom), District proposed exiting him
Parents disputed decision because they continued to
observe autistic-like behaviors at home
Parents believed Student engaged in socially
inappropriate behaviors and had unaddressed OT needs
26. 26
Autism – Case Example
Riverside USD (OAH 2007)
Decision
ALJ upheld IEP team’s recommendation to exit Student
Student demonstrated he could succeed in general ed
classroom
Witnesses testified to Student’s academic success and
appropriate peer interaction
At-home behaviors might or might not be related to
autism and did not manifest themselves at school
No issues that required OT, despite Student’s unusual
pencil grasp
(Riverside Unified School Dist. v. Student (OAH 2007) Case No. N2007020300, 49 IDELR 83)
27. 27
ED/SLD – Case Example
South Pasadena USD (OAH 2011)
Facts
CDE Diagnostic Center assessed 9-year-old Student,
diagnosing her with selective mutism and social phobia
District found Student eligible under ED category, later
adding secondary category of SLD
Following triennial assessment, after Student had moved
on to middle school, District recommended exit from
special ed based on her considerable academic progress
and appropriate peer interactions
Parents believed Student would fall behind if she no
longer received counseling and speech/language services
28. 28
ED/SLD – Case Example
South Pasadena USD (OAH 2011)
Decision
ALJ upheld IEP team’s findings that Student no longer
met ED or SLD criteria
Although shy, no evidence of pervasive mood of
unhappiness or depression
Interacted well with peers and teachers, made friends
and made good academic progress without need
for support
No discrepancy between cognitive ability and
academic performance
(South Pasadena Unified School Dist. v. Student (OAH 2011) Case No. 2011050857, 58 IDELR 120)
29. 29
OHI – Case Example
Baldwin Park USD (OAH 2010)
Facts
District originally found 12-year-old Student eligible
as OHI based upon review of doctor’s prescription
documenting diagnosis of ADHD
Offered behavior support services and one-to-one aide
The following school year, assessment indicated
Student’s processing disorders were not affecting
educational performance
Team recommended exit from special ed and
offered behavior support contract to be implemented
by general ed teachers
30. 30
OHI – Case Example
Baldwin Park USD (OAH 2010)
Decision
ALJ confirmed exiting decision
While Student’s behaviors were “slightly heightened” due
to ADHD, they generally were typical of other students his
age and did not affect access to education
Behavior aide was only minimally interacting with Student,
and general ed teachers were providing redirection
when needed
Parents’ IEE was not credible because assessor had no
knowledge of in-class behaviors or academic performance
(Baldwin Park Unified School Dist. v. Student (OAH 2010) Case Nos. 2010090527 and 2010080694,
110 LRP 71934)
31. 31
SLI – Case Example
Palo Alto USD (OAH 2015)
Facts
Student’s genetic disorder (Trisomy X) resulted in
misalignment of jaw, making production of certain
sounds difficult
Found eligible in preschool under SLI category based
on articulation disorder
The following year, Student was reassessed because
she had made “great progress”
IEP team determined Student no longer had difficulty
with spoken language to extent that it adversely
affected her educational performance
32. 32
SLI – Case Example
Palo Alto USD (OAH 2015)
Decision
ALJ supported exiting decision, despite Parents’ IEE
recommending Student continue to receive
individualized speech therapy
Student’s articulation had improved so that her speech
was 90 percent intelligible
She developed alternate methods for producing sounds
made difficult because of her jaw misalignment
IEE “only provided generalized observations” in
recommending continued therapy
(Palo Alto Unified School Dist. v. Student (OAH 2015) Case No. 2015010524, 115 LRP 10194)
33. 33
SLI/SLD – Case Example
Tustin USD (OAH 2009)
Facts
Fourth-grade Student found eligible under SLI when he
was 3-years-old based on speech delays
Received speech therapy and began meeting IEP goals
beginning with kindergarten year
In first grade, assessment indicated eligibility as SLD
By third grade, triennial assessment no longer
indicated severe discrepancy to support SLD eligibility
and Student’s articulation had continued to improve
IEP team recommend exiting Student
34. 34
SLI/SLD – Case Example
Tustin USD (OAH 2009)
Decision
ALJ allowed exit, despite Parents’ claim that Student
continued to require special education because he had
trouble pronouncing “r” sound and needed help
with homework
Mild articulation deficit and auditory processing
weakness did not impact education, as Student
received good grades and only required general
education supports
Standardized tests also supported team’s conclusion
that Student no longer qualified under SLD category
(Tustin Unified School Dist. v. Student (OAH 2009) Case No. 2008120809, 109 LRP 31220)
35. 35
II. Exiting from Special Education
Through Automatic Termination
of Eligibility
36. 36
Graduation: IDEA Requirements
IEP Content
Specific graduation plan/criteria may be included at
team’s discretion
Typically, IEP teams discuss graduation date and receipt
of diploma or certificate
IEP Meeting
Required to discuss graduation requirements and
completion of goals/objectives
(Letter to Anonymous (OSEP 1994) 22 IDELR 456; Letter to Richards (OSEP 1990) 17 IDELR 288)
37. 37
Graduation: IDEA Requirements
Evaluation
Not required prior to termination of services (if aging-out
or graduating with regular high school diploma)
Summary of Performance
Required for students graduating with regular diploma
Include recommendations for meeting postsecondary goals
(34 C.F.R. §300.305(e))
38. 38
Graduation: IDEA Requirements
Graduation with regular high school diploma
is a change of placement
Terminates eligibility
Triggers procedural
safeguards (including
duty to provide PWN)
(34 C.F.R. §300.102(a)(3))
39. 39
Graduation – Case Example
Los Angeles USD (OAH 2012)
District committed procedural violation by failing to
provide PWN of intent to change Student’s placement
through graduation
However, ALJ found procedural error did not result in
denial of FAPE
Did not impede Parents’ participation in decision-making as
they knew of District’s intent to graduate Student
No deprivation of educational benefits as Student received
special education until graduation and met all diploma and
IEP requirements
(Student v. Los Angeles Unified School Dist. (OAH 2012) Case No. 2011110413, 112 LRP 27364)
40. 40
Graduation with Regular Diploma
Regular high school diploma
Signifies:
Completion of district’s course of study
Student has met district’s proficiency standards
Does not include: Alternative degree not aligned with
state academic standards, such as certificate or GED
(34 C.F.R. §300.102(a)(3); Ed. Code,§56026.1)
41. 41
Termination of Eligibility
Receipt of regular high school diploma terminates eligibility
No requirement that students physically receive diploma
prior to effective exit from special education
Parents cannot withhold consent to IEP merely to extend
Student’s special ed services beyond point of completion of
prescribed course of study
Although readiness for graduation does not depend on
achievement of all IEP goals, decision to graduate may be
rescinded if student did not receive services outlined in IEP
or did not complete IEP course requirements
(34 C.F.R.§300.102(a); Ed. Code,§50621.1; Student v. Oakland Unified School Dist. (OAH 2012) Case No.
2012040848); Student v. Livermore Valley Joint Unified School Dist. (SEHO 2000) 33 IDELR 288)
42. 42
Graduation – Case Example
Newport Mesa USD (OAH 2010)
Parent claimed decision to award diploma was a denial of
FAPE because Student’s academic levels were not up to
12th-grade proficiency
Claimed he was achieving at fourth- to sixth-grade level
ALJ: Allowed graduation
Student completed all educational requirements and
achieved necessary credits
Teachers confirmed he earned each of his grades
12th-grade proficiency is not required by law
(Student v. Newport-Mesa Unified School Dist. (OAH 2010) Case No. 2010060770, 110 LRP 73203)
43. 43
Graduation – Case Example
Los Angeles USD (OAH 2013)
Parents disputed IEP team’s decision to graduate Student
with regular education diploma
ALJ rescinded diploma and found denial of FAPE
Student did not meet prescribed course of study called
for in IEP (unmodified curriculum)
Teachers testified they routinely simplified and altered
curriculum for Student, who still did not understand it
No evidence that grades were earned in unmodified manner
ALJ ordered IEP team to reconvene and develop
FAPE offer
(Student v. Los Angeles Unified School Dist. (OAH 2013) Case No. 2013050272, 62 IDELR 68)
44. 44
Graduation and FAPE
Post-graduation remedies for denial of FAPE
Available even after eligibility terminates by graduation
Usually in form of compensatory services to assist Student
in furthering education, obtaining employment and/or
living independently
Graduation is not per se indication that Student has
received FAPE
(Letter to Riffel (OSEP 2000) 34 IDELR 292)
45. 45
Certificate of Achievement
If Student does not meet requirements for diploma, District
may award certificate of educational achievement if Student:
Completed prescribed approved alternative courses of study; or
Satisfactorily met all IEP goals/objectives; or
Satisfactorily attended high school, participated in instruction
per IEP and met objective of transition services
Graduation with certificate of achievement does not
terminate FAPE eligibility and does not serve to exit student
from special education
(Ed. Code, §56390)
46. 46
Graduation
Practice Pointer
To avoid potential disputes about graduation decisions,
ensure that:
Parents are aware early on of graduation requirements
and diploma options
Parents understand that graduation with regular diploma
automatically terminates eligibility
IEP team’s decision concerning diploma track is based on
multiple indicators of student’s learning and skills and is
supported by data and documentation
Student has met prescribed course of study in IEP
47. 47
“Aging Out” of Special Education
Students who have not yet been exited from special
education through assessment or graduation with regular
diploma continue to be eligible for services until age 22
Students turning 22 during January through June may continue
participation through end of fiscal year
Students turning 22 during July, August or September are not
allowed to begin new fiscal year in district’s program
Students turning 22 during October, November or December will be
exited on December 31, unless IEP (not merely IEP goals) would
not be completed by that time
Example: Student who is in special year-long program at
community college may not be exited until end of following
fiscal year
(Ed. Code, §56026, subd. (c)(4))
49. 49
Parental Revocation of Consent
IDEA regulations were amended in 2008 to allow parents
to revoke consent to their child’s receipt of special
education and related services
Revocation serves to exit student from special ed
Requirements and effect:
Must be made by party who meets legal definition of “parent”
Must be in writing
Does not negate any action that occurred between time of original
consent and receipt of revocation
Only takes one parent to revoke consent, even if other
parent disagrees
(34 C.F.R.§§300.9(c), 300.300(b)(4); Letter to Ward (OSEP 2010) 56 IDELR 237; Letter to Cox
(OSEP 2009) 54 IDELR 60)
50. 50
Parental Revocation of Consent
District obligations upon receipt
of written revocation of consent
May not continue to provide special education
and related services
May not use mediation or due process
procedures in order to obtain ruling for
continuation of services
Will not be considered to be in violation of FAPE requirement
based on failure to provide further services
Is not required to convene IEP meeting or to develop IEP
(34 C.F.R.§300.300(b)(4))
51. 51
Parental Revocation of Consent
Districts may not terminate services
immediately upon receipt of revocation
of consent
Must first provide PWN that explains
changes in student’s educational program
that will result from revocation
Provision of PWN gives parents necessary information
and time to consider all ramifications of revocation
(34 C.F.R.§300.300(b)(4); 73 Fed. Reg. 73008 (Dec. 1, 2008))
52. 52
Parental Revocation of Consent
Specific issues implicated by revocation:
Accommodations: Teacher may provide accommodations
available to nondisabled students, but no longer required
to provide those identified in IEP
Child find: Some decisions indicate child find is not
implicated unless evidence that student has different
needs than those previously addressed in IEP for which
consent was revoked
Discipline: Student may be disciplined as general
education student and is not entitled to IDEA protections
(IDEA Part B Supplemental Regulations, Non-Regulatory Guidance (OSEP 2009); Houston Indep.
School Dist. (SEA TX 2014) 114 LRP 44750; Questions and Answers on Disciplinary Procedures (OSERS
2009) 52 IDELR 231)
53. 53
Parental Revocation of Consent
Specific issues implicated by revocation (cont’d):
Education records: District is not required to amend
records to remove reference to student’s previous receipt
of special education
Placement: District may place student in any classroom
where it places other general education students
Subsequent evaluation requests: If parent subsequently
asks that student be re-enrolled in special education,
district must treat request as request for initial evaluation
(IDEA Part B Supplemental Regulations, Non-Regulatory Guidance (OSEP 2009); Letter to Cox (OSEP
2009) 54 IDELR 60)
54. 54
Revocation of Consent
Practice Pointer
Take the following actions upon receiving a parental
revocation of consent:
Provide PWN “promptly” upon receipt
Discontinue services a “reasonable” time after
providing PWN
Detail consequences of revocation in PWN,
specifically that:
Student will no longer receive special education of any kind
Student will no longer have IDEA disciplinary protections
55. 55
Take Aways . . .
Exiting decisions require:
Appropriate assessments
Procedural compliance
Knowledge of eligibility standards
Collaboration with parents is
essential throughout exiting
decision-making process