Forex Registration

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Forex registration will be required soon for forex managers. This presentation discusses the forex registration requirements and process.

Economía y finanzas Empresariales

For an audio version of this presentation, please go to www.forexregistration.com Forex Registration How to Register as a Forex CTA, Forex CPO and Forex IB By Bart Mallon, Esq. www.forexregistration.com

Overview ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 1 of13

Definition of Forex ,[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 2 of13

Background & Jurisdiction ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 3 of13

Regulatory Regime ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 4 of13

Registration Requirements ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 5 of13

Series 3 Exam ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 6 of13

Series 34 Exam ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 7 of13

Forex Disclosure Documents ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 8 of13

Forex IB Requirements ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 9 of13

Timeline ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 10 of13

Compliance Rules ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 11 of13

Questions/ Issues to Consider ,[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 12 of13

Disclaimer ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],© www.forexregistration.com Page 13 of13

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