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PART THREE OF THE FOUR-PART FOUR STAGES RESEARCH SERIES


    Verna Ford, Paul Terry, and Alan Graden
©2009 Novations Group, Inc. All rights reserved.

Four Stages and Novations are trademarks of
Novations Group, Inc.

No part of this publication may be reproduced, stored
in a retrieval system, or transmitted, in any form or by
any means, electronic, mechanical, photocopying,
recording, or otherwise, without prior permission of
Novations Group, Inc., 10 Guest Street, Suite 300,
Boston, MA 02135 USA



NG214, REV A
Ethnicity: Reducing the Effects of Bias in the Workplace




                                                    The Research
                                                    Novations Group, Inc., a global talent
                                                    development firm, partnered with several leading
                                                    organizations to study employee development
                                                    and contribution in today’s business world. The
                                                    research commenced in 2007 and the resulting
                                                    data set includes information on the contribution
                                                    and development of over 1,700 managers and
                                                    direct reports.

                                                    Participating managers were asked to rank
                                                    order their direct reports in terms of contribution
                                                    and performance. By completing a behavioral
                                                    and competency-based survey about each
                                                    direct report, managers also assessed how
                                                    their direct reports contribute to their respective
                                                    organizations. The direct reports were asked
                                                    to complete the same survey, providing their
                                                    own assessment of their contribution. (See
                                                    Appendixes A, B, and C for complete listings of
                                                    survey items.)

                                                    The current research is unique in two ways. First,
                                                    the data were collected purely for the purpose of
                                                    research and, therefore, were in no way tied to
                                                    performance appraisals or 360-degree surveys.
                                                    Second, because of its ability to provide insight
                                                    on the behavioral contributions of employees, the
                                                    Four Stages® of Contribution model was used as
                                                    the foundation for the current research.




© 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd                                                          3
Ethnicity: Reducing the Effects of Bias in the Workplace




The Four Stages of                                               Organizations need employees who are
                                                                 continually learning and willingly accept
Contribution Model
                                                                 supervision (Stage 1) as much as they need
The Four Stages of Contribution model is                         employees able to mentor and coach (Stage
based on the research of drs. Gene dalton                        3). However, the behaviors associated
and Paul Thompson and provides a framework                       with the later stages impact a larger cross-
for increasing one’s organizational impact and                   section of the organization. Therefore, high-
influence over time. According to dalton and                     performing organizations must ensure that
Thompson’s research, there is a direct correlation               people contributing within each stage are also
between a person’s “stage” and his or her                        developing behaviors associated with the next
contribution to the organization. Over the course                stage. This stretching and growing prepare
of their careers, employees can move through                     employees to, over time, have greater influence
as many as four stages (see Figure 1), although                  in the organization. As employees develop their
organizational needs and employee goals can                      individual capacity, organizations also increase
affect movement between and within the stages.                   their overall capacity.



figure 1     The four STageS® of ConTribuTion Model


 Stage 1                        Stage 2                       Stage 3                        Stage 4

 Contributing                   Contributing                  Contributing                   Contributing
 Dependently                    Independently                 Through Others                 Strategically

 •	 Willingly accepts           •	 Assumes responsibility     •	 Increases in technical      •	 Provides direction to
    supervision                    for definable projects        breadth                        the organization
 •	 demonstrates success        •	 Relies less on             •	 develops broad              •	 defines/drives critical
    on a portion of a larger       supervision; works            business perspective           business opportunities
    project or task                independently and                                            and needs
                                                              •	 Stimulates others
                                   produces significant
 •	 Masters basic and                                            through ideas and           •	 Exercises power
                                   results
    routine tasks                                                knowledge                      responsibly
                                •	 Increases in technical
 •	 Shows “directed”                                          •	 Involved as a manager,      •	 Sponsors promising
                                   expertise and ability
    creativity and initiative                                    mentor, or idea leader in      individuals to prepare
                                •	 develops credibility and      developing others              them for leadership
 •	 Performs well under
                                   a reputation                                                 roles
    time and budget                                           •	 Represents the
    pressure                    •	 Builds a strong internal      organization effectively    •	 Represents the
                                   network of relationships      to clients and external        organization on critical
 •	 learns how “we” do
                                                                 groups                         strategic issues
    things
                                                              •	 Expands strong internal
                                                                 and external networks




4                                                                            © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
Ethnicity: Reducing the Effects of Bias in the Workplace




Link Between Contribution,                             A manager’s perception of an individual’s
                                                       capacity to contribute in higher stages then
Value, and Performance
                                                       becomes critical in determining that person’s
As an employee moves through the stages,               perceived value. The perception of value, which
there is an expectation of increased contribution      can be distorted by cognitive dissonance
through having greater influence (ability to work      (inability to accept behaviors inconsistent with
through others) and impact (results achieved) in       beliefs about certain people), may impact the
the organization. As an employee contributes           opportunities a person is given for future learning
more, it is likely that his or her perceived value     and growth.
to the organization also increases (see Figure 2).
Highly valued employees are those who are able         Effects of Race/Ethnicity on
to transition (or novate) through stages rather
than remaining within a particular stage. For
                                                       Contribution Perception
example, a person who has demonstrated not             One of the factors we wanted to explore in our
only Stages 1 and 2 capabilities but also Stage        research is how different demographic variables
3 capability will be seen as more valuable given       may impact perceptions of contribution and
his or her ability to contribute through others in     value by the manager and the individual. The
addition to contributing individually, depending on    demographics we gathered included data
business needs.                                        on age, tenure, gender, and race/ethnicity, to
                                                       name of a few. Here we examine how different
                                                       race/ethnic groups are viewed in terms of
figure 2    The relaTionShip beTween ConTribuTion      their contribution and therefore value to the
            and perCeived value
                                                       organization.

                                                       We recognize that progress has been made in
                                                       the workplace relative to race and ethnic diversity
                                                       over the past decade. Many organizations
                                                       now recognize that there is inherent business
                                               4       value in having a diverse workforce that is more
                                                       representative of the broader environment.
 VALUE




           Stage - Novation           3                While there may be visible progress in the
                                                       representation in a given workforce, what is less
                           2                           clear is whether that broader representation
                                                       is being utilized to achieve better business
                                                       results. When asked about the value of a diverse
                 1                                     workforce, most leaders might mention factors
                                                       such as creativity, innovation, customer and
                       CONTRIBUTION                    employee retention, and attraction of talent, as
                                                       well as additional business opportunities.



© 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd                                                             5
Ethnicity: Reducing the Effects of Bias in the Workplace




A study by the Society for Human Resource                  reports in Stage 1 (dependent contribution) and a
Management asked companies to identify how                 much higher percentage of professionals of color
diversity is actively being leveraged to increase          in Stage 1. Interestingly, managers rated the
competitive advantage. Results showed that only            Hispanic/latinos in Stage 3 at a higher rate than
34% of respondents were increasing innovation              whites (28.6% vs. 24.6%).
by tapping into employees of all backgrounds,
                                                           In Figure 4, we see that direct reports generally
31% said they were using diverse experience
                                                           rated themselves as contributing more in Stages
levels on projects and assignments, and only
                                                           2 and 3.
29% were leveraging diversity to help improve the
performance of teams (SHRM/Fortune diversity               If we compare the results in Figures 3 and 4,
Weekly Survey, August 3, 2004).                            managers and white direct reports were pretty
                                                           much “eye to eye” in their ratings of Stage 2
Clearly, there is opportunity to leverage the
                                                           contribution (managers rated 37.9% of whites
contribution of a diverse workforce to a greater
                                                           in Stage 2, and white direct reports rated
degree than 30%. Our research indicates
                                                           themselves at 39.9% in Stage 2). The same was
there is much work to be done to help specific
                                                           true for managers and Hispanic/latino direct
minority groups to be recognized as influential
                                                           reports for Stage 3 contribution (managers
contributors in organizations.
                                                           rated 28.6% of Hispanic/latinos in Stage 3, and
Figure 3 shows the managers’ perceptions of                Hispanic/latino direct reports rated themselves
their direct reports’ contributions by stage. Note         at 30.8% in Stage 3). The largest discrepancy
that managers rated 34.4% of their white direct            in manager/direct report self-ratings was for


               figure 3    Manager STage raTingS of direCT reporTS bY raCe/eThniCiTY




6                                                                    © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
Ethnicity: Reducing the Effects of Bias in the Workplace




Asian employees, who saw their contribution                  If organizations want to leverage their diverse
much more in Stage 2 (difference of 11.3                     employee populations, then they have to focus
percentage points) and Stage 3 (difference of                on how the manager’s mindset, or perception of
19.1 percentage points) than did their managers.             a person’s capacity and value, may influence the
While the managers and the direct report                     manager’s decisions to provide a professional of
Hispanic/latino population roughly agreed on                 color with opportunities to have greater influence
their Stage 3 contribution, the same was not true            and impact in the organization.
for Stage 2—a difference of 20.7 percentage
points!                                                      Position and Disposition in
Clearly, the large discrepancies in perception of            the Workplace
contribution seem to be correlated to the race/
                                                             A manager’s primary goal is to maximize
ethnicity of the direct reports. While organizations
                                                             employee productivity and development in
have likely improved their hiring practices to
                                                             meeting business objectives. How a manager
attract a broader pool of talent over the years,
                                                             perceives his or her direct reports can greatly
our research indicates how much remains to
                                                             affect this goal, because perception in large part
be done to provide growth and development
                                                             determines how a manager positions employees
opportunities for professionals of color to
                                                             for projects and assignments. Position is “the
maximize their contribution to achieve the
                                                             degree to which an individual’s assignments and
competitive advantage so many organizations are
                                                             support represent platforms for learning—that
seeking.


                  figure 4    direCT reporT Self-raTingS bY raCe/eThniCiTY




© 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd                                                                   7
Ethnicity: Reducing the Effects of Bias in the Workplace




is, stimulate the development of analytical,               complicated in a diverse workforce. Our recent
operational, and team-related skills” (Novations           research data show a trend of managers rating
Group, Inc. proprietary concept). When a                   the contributions of professionals of color as
manager is able to recognize and nurture the full          lower than the contributions of their white
potential of each employee, the business is likely         counterparts. The root of this discrepancy is
to realize the promised benefits of diversity—             difficult to pinpoint, although some factors may
access to new markets, innovative problem                  include:
solving, new product development, etc.
                                                               •	 Historical bias founded on decades of
The goal of an employee ought to be to deliver                    racial tension
quality work and be fairly compensated and                     •	 Cultural incongruities that bring to
developed by the organization to allow for                        light a lack of appreciation for different
incrementally greater levels of contribution. The                 approaches/solutions
vigor with which an employee pursues this goal
                                                               •	 Preoccupation with discrimination (real or
is highly influenced by his or her relationship
                                                                  imagined) in the workplace
with the manager, and this disposition surfaces
in the employee’s performance. disposition is              These issues are discussed in more detail next.
“the degree to which an individual demonstrates
the confidence, determination, and commitment
                                                           Behavioral Findings
necessary to take advantage of all available
opportunities for learning, leadership, and                How a manager positions direct reports can
expanding the range of one’s skills and                    make a major difference in how those direct
capabilities” (Novations Group, Inc. proprietary           reports respond to the opportunities provided (or
concept) (see Figure 5).                                   not). Is manager “positioning” of direct reports
                                                           different depending on the specific behaviors
                                                           being rated? To answer this question, we had
figure 5     The poSiTion/diSpoSiTion dYnaMiC
                                                           to look beyond the broad stage placement
                  Position/Disposition                     numbers shown in Figure 3 and investigate how
                                                           employees from different ethnicities were viewed
                                                           more specifically in terms of their contributions to
           Position:               Disposition:
                                                           organizational success. We set out to examine
    The degree to which an        The degree to            the differences in how behavioral contributions
    individual’s assignments    which an individual        were viewed by considering manager responses
     and support represent       demonstrates the
                                                           to each survey item, which were associated with
      platforms for learning   necessary confidence,
                                                           10 competencies. We then reviewed the results
                                determination, and
                                   commitment              for each competency to determine if there were
                                                           differences by ethnicity as rated by the manager.
                                                           Figure 6 shows three specific items of interest
                                                           that are further discussed in Figures 7, 8, and 9.
The position/disposition dynamic can be


8                                                                     © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
Ethnicity: Reducing the Effects of Bias in the Workplace




figure 6     Three SaMple CoMpeTenCieS


 Competency           Item                    Stage    Possible Responses

                                                       learns how team’s work relates to overall business
                                                   1
                                                       strategy

                                                       Acts with an understanding of how the marketplace drives the
                                                   2
                                                       business
                      Views work from
 Strategic            a “big                           Thinks beyond the “day-to-day” to take a longer-term view of the
 Alignment            picture”                         business; ensures that the organization has broad strategies and
                                                   3
                      perspective                      plans focused on market needs and
                                                       competitive advantage

                                                       Ensures that the organization has broad strategies and plans
                                                   4   focused on market needs and competitive
                                                       advantage

                                                       demonstrates a learning orientation through asking
                                                   1
                                                       questions of others

                                                   2   learns from own successes and mistakes
 learning             learns from
 Predisposition       experience                       Shares own learning experiences and facilitates learning from
                                                   3
                                                       others within the group

                                                       Fosters an organizational environment that encourages and
                                                   4
                                                       rewards learning

                                                       Observes and learns from how teammates approach the same
                                                   1
                                                       tasks in different ways

                                                       Gathers and applies input from people with different
                                                   2
                                                       perspectives when doing non-routine tasks
                      Utilizes
 Values
                      different
 diversity                                             Organizes work teams to include people with varying
                      perspectives                 3
                                                       perspectives or backgrounds

                                                       Reinforces an organizational culture where different approaches
                                                   4   to work are seen as a value-add rather than a need for
                                                       conformity




© 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd                                                                          9
Ethnicity: Reducing the Effects of Bias in the Workplace




The data show significant differences in the                            with managerial direction but lack the context
“strategic alignment” competency, particularly                          of how the work fits into the business strategy.
between white and black/African American direct                         Perhaps managers are failing to communicate
reports and between Asian and black/African                             this critical context to all employees; or perhaps
American direct reports (see Figure 7).*                                employees fail to ask the “right” questions about
                                                                        their assignments and miss out on developing a
Managers rated the majority (59%) of their black/
                                                                        better understanding of business strategy.
African American reports as “learning how the
team’s work relates to overall business strategy,”                      White and Asian reports were viewed as thinking
whereas they rated the majority of their white                          beyond the task at hand and seeing not only
(58%) and Asian (65%) reports as “understanding                         how their work contributes to the business
how the marketplace drives the business” and                            strategy but also the business from a longer-
“taking a longer-term view of the business” (see                        term perspective, as evidenced by a greater
Figures 6 and 7).                                                       proportion of the white and Asian direct reports
                                                                        in Stage 3 (see Figure 7). Ideally, the majority of
These ratings indicate that managers might
                                                                        employees will function with the “big picture”
believe that professionals of color are struggling
                                                                        in mind. Are organizations unfairly selective in
to move beyond the learning curve in thinking
                                                                        positioning their employees for development in
strategically about the business. The tasks/
                                                                        strategic alignment? Are professionals of color
projects worked on may be done in accordance


              figure 7      STraTegiC alignMenT CoMpeTenCY




            *The p-value indicates the likelihood of results occurring by chance. These data show that the likelihood of these
             differences occurring by chance is very low—0.7% (p = 0.007, Black/African American) and 2.5% (p = 0.025, Asian
             and Black/African American) direct reports, respectively.


10                                                                                     © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
Ethnicity: Reducing the Effects of Bias in the Workplace




struggling to recognize or capitalize on the                There are at least three possible explanations for
available opportunities? As with any issue of               these lower contributions ratings for “learns from
position/disposition, the responsibility lies with          experience” as well as for other competencies
both managers and direct reports.                           among professionals of color who have met the
                                                            standard criteria for entry into the high-value jobs
The “learns from experience” question also
                                                            of our survey organizations:
stands out as a difference, with managers rating
white respondents as contributing in more of                1. Managers’ beliefs are consistent with
a Stage 3 manner (e.g., “shares own learning                   American managerial stereotypes, that
experiences and facilitates learning from others               is, some groups of color are simply not
within the group”) and Asian respondents as                    capable of succeeding on a par with their
contributing more in a Stage 2 manner (e.g.,                   white counterparts: African Americans
“learns from own successes and mistakes”) (see                 are perceived as lazy and less intelligent;
Figure 8).                                                     Asians are thought to be brainy but not
                                                               good managers. Whites are assumed to be
Black/African Americans, on the other hand,
                                                               smart and those with natural abilities emerge
were more often rated as contributing in a
                                                               as leaders, entitling them to coveted jobs,
Stage 1 manner (e.g., “demonstrates a learning
                                                               developmental support, and opportunities for
orientation through asking questions of others”).
                                                               upward mobility.



          figure 8    learning prediSpoSiTion CoMpeTenCY




© 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd                                                                   11
Ethnicity: Reducing the Effects of Bias in the Workplace




2. Cultural factors are at work—not just                       collaboration first and incorporate the
   contribution factors. For example, the “asking              feedback of stakeholders into the early drafts
   questions” behavior observed by managers                    of the project. It is easy to see how this latter
   (who placed such a higher percentage of                     approach could be read as dependency or
   African Americans in Stage 1) could be                      “getting off to a slow start” in an environment
   understood not as an act of dependency                      that expects you to work up the premise first,
   but as a protective device to lower the risk                aggressively sell your idea, and then to make
   of failure in an environment where such                     edits based on people’s reactions.
   individuals routinely report feeling unwelcome,
                                                           In the “values diversity” competency it is
   unsupported, and under terrific and harsh
                                                           interesting to note the difference in the ratings as
   scrutiny. “We get fired for things that others
                                                           managers believed white respondents more often
   receive a hand slap.”
                                                           “gathered and applied input from people with
3. This could be evidence of an archetypical               different perspectives when doing non-routine
   style difference for building consensus, where          tasks” (Stage 2). African American, Hispanic/
   some groups of people give shape to their               latino, and Asian employees were rated as
   projects first and then ask key stakeholders,           more often “observing and learning from how
   “What do you think about this?” while                   teammates approach the same task in different
   other groups do their data gathering and                ways” (Stage 1) (see Figure 9).


          figure 9   valueS diverSiTY CoMpeTenCY




12                                                                    © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
Ethnicity: Reducing the Effects of Bias in the Workplace




do white employees possess a naturally greater        Recommendations
skill in collecting a diverse set of ideas than
African American, Hispanic/latino, and Asian          In all cases, race-based differences in ratings and
employees, or could it be that professionals          stage movement are problematic. long term,
of color are learning that asking questions of        not only are these nagging disparities destructive
colleagues who don’t value your presence gets         to both productivity and morale, they are likely
construed as Stage 1 behavior?                        to continue to stoke the fears that suggest that
                                                      standards must be lowered to better diversify the
We also noted that white respondents were also        middle and upper ranks of leadership—which
rated more often as having a greater impact           is the case only in nations where widespread
than respondents from other race categories           underdevelopment of the people is allowed
in terms of working in a way that supports            to flourish, and mediocre organizational
organizational goals (e.g., strategic alignment)      performance is accepted.
and understanding different sources of power to
accomplish work (e.g., organizational savvy) (see     Every generation has its work to do with regard
Appendix A).                                          to operating effectively across differences. And
                                                      the first decade of the twenty-first century has
In trying to understand this data, an important       witnessed unprecedented strides in securing
consideration is the persistent employee              parallel rights for some of the most controversial
engagement data of minority groups expressing         dimensions of corporate diversity—targeted
concerns about being marginalized—excluded            recruitment for disabled workers, partner benefits
from the high-value assignments of the business,      for gay and lesbian professionals, parental leave
from important communications, and from               for fathers, greater consideration for work/life
grooming processes that help people understand        management for both genders, appointments
the subjective aspects of organizational success.     to boardrooms for women, and access to the
Perhaps the lack of strategic alignment is more       C-suite for professionals of color.
a reflection of a lack of access to information
and support than it is a lack of regard for           For the next era of 2010 and beyond, we have
organizational goals.                                 four practical recommendations to make.

Professionals of color should not be thought of       1. A Balanced Strategy: Manage Position
as blameless in all of these debates. While it is        and Disposition
understandable, it is not acceptable to withhold
                                                          A balanced understanding of a problem
talent because it is not recognized and rewarded
                                                          distributes responsibility for its solution to
fairly. It is not pleasant to enter work every day
                                                          everyone involved; each party having the
wondering whom you can trust as you go about
                                                          power to substantially alter the situation by
your work, yet progress in terms of access and
                                                          analyzing and adjusting individual behavior
inclusion has to be acknowledged and leveraged
                                                          and outcomes.
appropriately. The merging of cultures is a shared
responsibility until we get it right.



© 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd                                                            13
Ethnicity: Reducing the Effects of Bias in the Workplace




     If the goal is to realize the promised ROI               often lies within the different ways of thinking
     on diversity, direct reports and managers                about and approaching a body of work.
     alike must analyze and adjust their own
                                                           3. Focus on Excellence
     contributions to this current gap in perception
     of employee value. leaders can begin by                  Install management expectations and
     bestowing challenging assignments and                    practices that set the stage for dramatically
     managerial support in a non-biased way,                  improved business results. Visibility,
     that is, providing a diversity of employees              communication, and accountability from
     with platforms for learning the technical and            senior leaders are key to achieving a
     cultural competencies most valued by the                 competitive and diverse workforce where top
     organization. This is called “giving position.”          talent, regardless of ethnicity, novates from
     direct reports can start by confronting their            stage to stage in desirable ways. Ensure that
     “disposition” regarding historic and current             the diversity strategy is integrated into the
     workplace treatment and its possible impact              company strategy. Make diversity a routine
     on work ethic, concentration, and risk taking.           agenda item at executive meetings and
                                                              company conferences. Assign clear roles and
     The imperatives of our national and
                                                              responsibilities to the senior team regarding
     international economies make no allowances
                                                              diversity leadership. Hold managers
     for injustice or indignation. Financial security
                                                              accountable for delivering meaningful
     for individuals and American organizations
                                                              performance results utilizing their full teams.
     alike is dependent on our collective will to
     mind this gap between potential, actual, and          4. Provide Mentoring to Build
     perceived value of professionals of color.               Organizational Capacity

2. Expect Consistent Outcomes from a                          In these times of high unemployment,
   Diversity of Approaches                                    technical competence is in ample supply.
                                                              It is the subjective aspects of leadership,
     Maintain the same high standards of
                                                              customer service, team building, and project
     performance outcomes for everyone while
                                                              management that cause a professional to
     affording some cultural and stylistic latitude
                                                              be seen as having “high potential” or to
     for how the work is done. If the project is
                                                              otherwise stand above the crowd.
     delivered on time, on budget, and within
     scope, what does it matter that one person               Novations describes mentoring as coaching
     got there by influencing stakeholders one at a           and counseling designed to help an individual
     time and the other built agreement in a team             to understand and manage the subjective
     meeting?                                                 aspects of organizational success. The
                                                              transitions from Stage 2 to Stage 3 to Stage
     In cases where consistency in process is
                                                              4 are no doubt aided by a good mentor. The
     deemed important, then explain why. “We
                                                              advice of experienced and wise mentors
     have always done it that way” is not a valid
                                                              helps guide choices that are strategically
     reason. The incremental payoff of diversity


14                                                                   © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
Ethnicity: Reducing the Effects of Bias in the Workplace




figure 10 The relaTionShip beTween poSiTion              the goal, helping to close the ratings gaps
          and diSpoSiTion
                                                         while simultaneously improving employee
                                                         engagement scores, enhancing individual
               position/disposition                      performance, and importantly, boosting
                                                         organizational profitability.
        Positive position—where one is
      supported and given opportunities to
      learn—fosters positive disposition.
                                                     Summary
         Furthermore, people who display             While biases may exist, by implementing the
        confidence and initiative—positive           recommendations outlined, we can reduce the
        disposition—are the ones who get             negative effects of bias in the workplace and
    subsequent assignments and support that          create an environment that allows everyone to do
         make their positions even better.           their best work.

     On the other hand, when people are not          Given the very tight resource limitations with
    given opportunities to learn and are treated     which organizations continue to struggle, full
       poorly, their confidence and motivation       utilization of the available talent is critical. Our
      are undermined; they develop negative          research points out that there is opportunity to
    disposition. Negative disposition, in turn,      increase the contribution and perceived value
    makes it far less likely people will be given    of all employees through ensuring managers
        learning opportunities and support—          are positioning everyone for success, and
                    good positions.                  that all direct reports are responding with a
                                                     willingness to learn, develop, and grow their
                                                     skills. The Four Stages of Contribution model
                                                     provides a roadmap for more clearly articulating
                                                     organizational expectations, thereby reducing
    aligned with the direction in which the          the uncertainty and possibility that some groups
    business hopes to grow, and these mentors        may be less aware of what is required in terms of
    support people in developing an enterprise-      development and management support.
    wide point of view.
                                                     We should continue to build on the progress
    Giving position and managing disposition         to-date in the workplace. Our competitiveness
    (see Figure 10), encouraging a diversity of      depends on it.
    approaches, and focusing on excellence are
    examples of the quality treatment that has
    long existed informally in what has become
    known as the good ol’ boys network. No one
    benefits from shutting down those networks.
    Being more inclusive and purposeful in the
    grooming of a broad diversity of talent is



© 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd                                                            15
Appendixes
Appendixes




Appendix A: Competency Ratings by Direct Report
            Race/Ethnicity




        Learning Organizational Technical/   Planning &    Strategic    Develops       Values     Influencing   Relationship   Business
     Predisposition  Savvy      Functional   Organizing   Alignment    Capabilities   Diversity                  Building     Acumen
                                 Expertise




ii                                                                         © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
Appendixes




Appendix B: Competencies

1. Business Acumen

2. Develops Capabilities

3. Influencing

4. Learning Predisposition

5. Organizational Savvy

6. Planning & Organizing

7. Relationship Building

8. Strategic Alignment

9. Technical/ Functional Expertise

10. Values Diversity




© 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd           iii
Appendixes




Appendix C: Four Stages Survey Items
1. Learns from experience                           4. Understands and manages sources of
     •	   Shares own learning experiences and          power, information, and influence to
          facilitates learning from others within      accomplish work
          the group                                    •	   Uses an awareness of formal and
     •	   Demonstrates a learning orientation               informal decision making channels to
          through asking questions of others                get things done
     •	   Learns from own successes and                •	   Advises others on how formal and
          mistakes                                          informal organizational structures affect
     •	   Fosters an organizational environment             business decisions
          that encourages and rewards learning         •	   Gains a basic understanding of how to
                                                            get things done in the organization
     •	   Does not apply
                                                       •	   Champions complex organizational
                                                            initiatives that have strategic value
2. Values and pursues on-the-job learning
     activities                                        •	   Does not apply

     •	   Willingly accepts assignments that
          present relevant learning opportunities   5. Demonstrates technical knowledge
     •	   Reinforces the value of active learning      •	   Demonstrates a breadth of technical/
          and communicates its organizational               functional knowledge outside of core
          impact                                            specialty
     •	   Connects the value of learning with          •	   Has industry-wide perspective and
          team objectives and business goals                broad knowledge of the disciplines
     •	   Pursues individual learning                       most important to the organization
          opportunities, even if they are outside      •	   Applies basic technical/ functional
          his/her comfort zone                              knowledge to complete work
     •	   Does not apply                               •	   Demonstrates mastery of the technical/
                                                            functional skills necessary for
3. Works within organizational culture                      performing own job

     •	   Ensures that the organizational culture      •	   Does not apply
          supports business objectives
     •	   Acts in accordance with written and
          unwritten cultural norms, rules, etc.
     •	   Helps others understand how to
          navigate the organizational culture
     •	   Seeks to understand unwritten rules
          and work practices
     •	   Does not apply


iv                                                          © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
Appendixes




6. Learns/grows in technical areas                  9. Works in a way that supports
    •	   Actively seeks additional experience          organizational goals
         and knowledge in technical/functional          •	   Seeks to understand how his/her work
         areas in order to gain expertise                    contributes to the business
    •	   Is considered an expert in his/her field       •	   Keeps team focused on objectives
    •	   Embraces and encourages the technical               that drive company performance and
         competence of others as a way to                    competitive advantage
         achieve results                                •	   Holds others accountable for meeting
    •	   Stays abreast of relevant technology                the needs of the total business rather
         advances that can significantly impact              than those of the local business unit
         organizational performance                     •	   Aligns own work objectives with
    •	   Does not apply                                      the organization’s strategic plan or
                                                             objectives

7. Prioritizes                                          •	   Does not apply

    •	   Establishes strategic priorities to help
         people understand which initiatives are    10. Views work from a “big picture”
         most important                                perspective
    •	   Does not waste time on tasks that yield        •	   Ensures that the organization has broad
         low value                                           strategies and plans focused on market
                                                             needs and competitive advantage
    •	   Learns to prioritize and work on the
         most important assignments                     •	   Thinks beyond the “day-to-day” to take
                                                             a longer-term view of the business
    •	   Helps people in the workgroup to
         prioritize their work and manage their         •	   Acts with an understanding of how the
         time effectively                                    marketplace drives the business

    •	   Does not apply                                 •	   Learns how team’s work relates to
                                                             overall business strategy

8. Manages time and resources efficiently               •	   Does not apply

    •	   Uses resources efficiently and
         accurately estimates time and effort
         required to accomplish work
    •	   Ensures that organization has people
         skills and resources to meet business
         goals
    •	   Coaches others in effective planning
         and time management techniques
    •	   Keeps manager informed of delays or
         potential problems

    •	   Does not apply


© 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd                                                      v
Appendixes




11. Seeks and provides feedback                     14. Respects others’ differences
     •	   Seeks developmental feedback                    •	    Learns to recognize stereotypes and
          and focuses on developing relevant                    how to avoid using them
          capabilities                                    •	    Enforces a zero-tolerance policy
     •	   Seeks specific feedback about own                     regarding discriminatory behavior
          work and takes appropriate action               •	    Facilitates an environment on the team
     •	   Coaches others in order to help improve               where people are respected regardless
          their contribution                                    of differences
     •	   Ensures that organizational systems             •	    Works effectively with teammates
          are in place to give every employee                   regardless of differences
          feedback and tools to implement
                                                          •	    Does not apply
          development plans

     •	   Does not apply
                                                    15. Effectively persuades others in the
12. Develops self and others                              organization

     •	   Provides development opportunities to           •	   Secures others’ commitment to achieve
          others                                               team goals

     •	   Develops self as directed by others             •	   Learns how to persuade others to
                                                               accept his/her position
     •	   Focuses on developing self in important
          ways                                            •	   Champions initiatives in ways that
                                                               generate organization-wide support
     •	   Champions organizational efforts that
          support development of all employees            •	   Persuades and enlists others’ support in
                                                               accomplishing own objectives
     •	   Does not apply
                                                          •	   Does not apply

13. Utilizes different perspectives
     •	   Reinforces an organizational culture      16.        Builds influence through credibility
          where different approaches to work are
                                                          •	   Develops effective working relationships
          seen as a value-add rather than a need
                                                               with influential others
          for conformity
                                                          •	   Frequently “tests” to see if his/her
     •	   Gathers and applies input from people
                                                               attempts to influence are having the
          with different perspectives when doing
                                                               intended effect
          non-routine tasks
                                                          •	   Builds credibility by demonstrating
     •	   Organizes work teams to include
                                                               leadership in a difficult situation
          people with varying perspectives or
          backgrounds                                     •	   Inspires the organization to achieve
                                                               more than was thought possible
     •	   Observes and learns from how
          teammates approach the same tasks in            •	   Does not apply
          different ways

     •	   Does not apply
vi                                                             © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
Appendixes




17. Networking capabilities                            19. Understands organization’s value
     •	   Maintains a broad network of effective          proposition
          internal working relationships                  •	   Consistently delivers on the
     •	   Utilizes technical and business                      organization’s value proposition to
          contacts to meet job responsibilities                customers

     •	   Develops and utilizes professional              •	   Supports and invests in opportunities
          relationships outside the company that               for long-term organizational value
          help generate resources or information          •	   Ensures that the work group delivers
     •	   Seeks guidance in establishing                       services in a way that brings out the
          technical and business contacts inside               organization’s value and competitive
          the organization                                     advantage

     •	   Does not apply                                  •	   Actively tries to learn why customers
                                                               choose this organization over
                                                               competitors
18. Builds trust
                                                          •	   Does not apply
    •	    Works to earn others’ trust
    •	    Fosters an organizational environment        20. Keeps up with relevant developments
          where trust is considered a key factor in
                                                          •	   Continually educates team on important
          building long-term relationships
                                                               developments within the organization
    •	    Facilitates a climate of trust and respect
                                                          •	   Learns where to get information about
          between team members
                                                               new developments and emerging trends
    •	    Builds trust with others by acting
                                                          •	   Continually monitors trends,
          consistently with group/organizational
                                                               competitors, etc., relevant to own work
          values and expectations
                                                          •	   Continually shares own knowledge of
    •	    Does not apply                                       trends, competitors, etc., that affect the
                                                               organization
                                                          •	   Does not apply




© 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd                                                       vii
About Novations Group

Novations Group, Inc. is a full-service talent
development firm. We partner with clients to
enhance their organizational performance by
creating environments of continuous learning
and development for their employees.

For over 25 years, our professionals have
developed research-based approaches
to enhancing organizational performance.
Headquartered in Boston, MA, Novations has
partnered successfully to implement solutions
with over 600 clients from a wide spectrum of
industries and trained over 100,000 employees.

To find out more about our capabilities, visit
our website at www.novations.com or call
us at 800.308.2668 for more information.


© 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd

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Part Three of the Four-Part Series on Reducing Workplace Bias

  • 1. PART THREE OF THE FOUR-PART FOUR STAGES RESEARCH SERIES Verna Ford, Paul Terry, and Alan Graden
  • 2. ©2009 Novations Group, Inc. All rights reserved. Four Stages and Novations are trademarks of Novations Group, Inc. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without prior permission of Novations Group, Inc., 10 Guest Street, Suite 300, Boston, MA 02135 USA NG214, REV A
  • 3. Ethnicity: Reducing the Effects of Bias in the Workplace The Research Novations Group, Inc., a global talent development firm, partnered with several leading organizations to study employee development and contribution in today’s business world. The research commenced in 2007 and the resulting data set includes information on the contribution and development of over 1,700 managers and direct reports. Participating managers were asked to rank order their direct reports in terms of contribution and performance. By completing a behavioral and competency-based survey about each direct report, managers also assessed how their direct reports contribute to their respective organizations. The direct reports were asked to complete the same survey, providing their own assessment of their contribution. (See Appendixes A, B, and C for complete listings of survey items.) The current research is unique in two ways. First, the data were collected purely for the purpose of research and, therefore, were in no way tied to performance appraisals or 360-degree surveys. Second, because of its ability to provide insight on the behavioral contributions of employees, the Four Stages® of Contribution model was used as the foundation for the current research. © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd 3
  • 4. Ethnicity: Reducing the Effects of Bias in the Workplace The Four Stages of Organizations need employees who are continually learning and willingly accept Contribution Model supervision (Stage 1) as much as they need The Four Stages of Contribution model is employees able to mentor and coach (Stage based on the research of drs. Gene dalton 3). However, the behaviors associated and Paul Thompson and provides a framework with the later stages impact a larger cross- for increasing one’s organizational impact and section of the organization. Therefore, high- influence over time. According to dalton and performing organizations must ensure that Thompson’s research, there is a direct correlation people contributing within each stage are also between a person’s “stage” and his or her developing behaviors associated with the next contribution to the organization. Over the course stage. This stretching and growing prepare of their careers, employees can move through employees to, over time, have greater influence as many as four stages (see Figure 1), although in the organization. As employees develop their organizational needs and employee goals can individual capacity, organizations also increase affect movement between and within the stages. their overall capacity. figure 1 The four STageS® of ConTribuTion Model Stage 1 Stage 2 Stage 3 Stage 4 Contributing Contributing Contributing Contributing Dependently Independently Through Others Strategically • Willingly accepts • Assumes responsibility • Increases in technical • Provides direction to supervision for definable projects breadth the organization • demonstrates success • Relies less on • develops broad • defines/drives critical on a portion of a larger supervision; works business perspective business opportunities project or task independently and and needs • Stimulates others produces significant • Masters basic and through ideas and • Exercises power results routine tasks knowledge responsibly • Increases in technical • Shows “directed” • Involved as a manager, • Sponsors promising expertise and ability creativity and initiative mentor, or idea leader in individuals to prepare • develops credibility and developing others them for leadership • Performs well under a reputation roles time and budget • Represents the pressure • Builds a strong internal organization effectively • Represents the network of relationships to clients and external organization on critical • learns how “we” do groups strategic issues things • Expands strong internal and external networks 4 © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
  • 5. Ethnicity: Reducing the Effects of Bias in the Workplace Link Between Contribution, A manager’s perception of an individual’s capacity to contribute in higher stages then Value, and Performance becomes critical in determining that person’s As an employee moves through the stages, perceived value. The perception of value, which there is an expectation of increased contribution can be distorted by cognitive dissonance through having greater influence (ability to work (inability to accept behaviors inconsistent with through others) and impact (results achieved) in beliefs about certain people), may impact the the organization. As an employee contributes opportunities a person is given for future learning more, it is likely that his or her perceived value and growth. to the organization also increases (see Figure 2). Highly valued employees are those who are able Effects of Race/Ethnicity on to transition (or novate) through stages rather than remaining within a particular stage. For Contribution Perception example, a person who has demonstrated not One of the factors we wanted to explore in our only Stages 1 and 2 capabilities but also Stage research is how different demographic variables 3 capability will be seen as more valuable given may impact perceptions of contribution and his or her ability to contribute through others in value by the manager and the individual. The addition to contributing individually, depending on demographics we gathered included data business needs. on age, tenure, gender, and race/ethnicity, to name of a few. Here we examine how different race/ethnic groups are viewed in terms of figure 2 The relaTionShip beTween ConTribuTion their contribution and therefore value to the and perCeived value organization. We recognize that progress has been made in the workplace relative to race and ethnic diversity over the past decade. Many organizations now recognize that there is inherent business 4 value in having a diverse workforce that is more representative of the broader environment. VALUE Stage - Novation 3 While there may be visible progress in the representation in a given workforce, what is less 2 clear is whether that broader representation is being utilized to achieve better business results. When asked about the value of a diverse 1 workforce, most leaders might mention factors such as creativity, innovation, customer and CONTRIBUTION employee retention, and attraction of talent, as well as additional business opportunities. © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd 5
  • 6. Ethnicity: Reducing the Effects of Bias in the Workplace A study by the Society for Human Resource reports in Stage 1 (dependent contribution) and a Management asked companies to identify how much higher percentage of professionals of color diversity is actively being leveraged to increase in Stage 1. Interestingly, managers rated the competitive advantage. Results showed that only Hispanic/latinos in Stage 3 at a higher rate than 34% of respondents were increasing innovation whites (28.6% vs. 24.6%). by tapping into employees of all backgrounds, In Figure 4, we see that direct reports generally 31% said they were using diverse experience rated themselves as contributing more in Stages levels on projects and assignments, and only 2 and 3. 29% were leveraging diversity to help improve the performance of teams (SHRM/Fortune diversity If we compare the results in Figures 3 and 4, Weekly Survey, August 3, 2004). managers and white direct reports were pretty much “eye to eye” in their ratings of Stage 2 Clearly, there is opportunity to leverage the contribution (managers rated 37.9% of whites contribution of a diverse workforce to a greater in Stage 2, and white direct reports rated degree than 30%. Our research indicates themselves at 39.9% in Stage 2). The same was there is much work to be done to help specific true for managers and Hispanic/latino direct minority groups to be recognized as influential reports for Stage 3 contribution (managers contributors in organizations. rated 28.6% of Hispanic/latinos in Stage 3, and Figure 3 shows the managers’ perceptions of Hispanic/latino direct reports rated themselves their direct reports’ contributions by stage. Note at 30.8% in Stage 3). The largest discrepancy that managers rated 34.4% of their white direct in manager/direct report self-ratings was for figure 3 Manager STage raTingS of direCT reporTS bY raCe/eThniCiTY 6 © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
  • 7. Ethnicity: Reducing the Effects of Bias in the Workplace Asian employees, who saw their contribution If organizations want to leverage their diverse much more in Stage 2 (difference of 11.3 employee populations, then they have to focus percentage points) and Stage 3 (difference of on how the manager’s mindset, or perception of 19.1 percentage points) than did their managers. a person’s capacity and value, may influence the While the managers and the direct report manager’s decisions to provide a professional of Hispanic/latino population roughly agreed on color with opportunities to have greater influence their Stage 3 contribution, the same was not true and impact in the organization. for Stage 2—a difference of 20.7 percentage points! Position and Disposition in Clearly, the large discrepancies in perception of the Workplace contribution seem to be correlated to the race/ A manager’s primary goal is to maximize ethnicity of the direct reports. While organizations employee productivity and development in have likely improved their hiring practices to meeting business objectives. How a manager attract a broader pool of talent over the years, perceives his or her direct reports can greatly our research indicates how much remains to affect this goal, because perception in large part be done to provide growth and development determines how a manager positions employees opportunities for professionals of color to for projects and assignments. Position is “the maximize their contribution to achieve the degree to which an individual’s assignments and competitive advantage so many organizations are support represent platforms for learning—that seeking. figure 4 direCT reporT Self-raTingS bY raCe/eThniCiTY © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd 7
  • 8. Ethnicity: Reducing the Effects of Bias in the Workplace is, stimulate the development of analytical, complicated in a diverse workforce. Our recent operational, and team-related skills” (Novations research data show a trend of managers rating Group, Inc. proprietary concept). When a the contributions of professionals of color as manager is able to recognize and nurture the full lower than the contributions of their white potential of each employee, the business is likely counterparts. The root of this discrepancy is to realize the promised benefits of diversity— difficult to pinpoint, although some factors may access to new markets, innovative problem include: solving, new product development, etc. • Historical bias founded on decades of The goal of an employee ought to be to deliver racial tension quality work and be fairly compensated and • Cultural incongruities that bring to developed by the organization to allow for light a lack of appreciation for different incrementally greater levels of contribution. The approaches/solutions vigor with which an employee pursues this goal • Preoccupation with discrimination (real or is highly influenced by his or her relationship imagined) in the workplace with the manager, and this disposition surfaces in the employee’s performance. disposition is These issues are discussed in more detail next. “the degree to which an individual demonstrates the confidence, determination, and commitment Behavioral Findings necessary to take advantage of all available opportunities for learning, leadership, and How a manager positions direct reports can expanding the range of one’s skills and make a major difference in how those direct capabilities” (Novations Group, Inc. proprietary reports respond to the opportunities provided (or concept) (see Figure 5). not). Is manager “positioning” of direct reports different depending on the specific behaviors being rated? To answer this question, we had figure 5 The poSiTion/diSpoSiTion dYnaMiC to look beyond the broad stage placement Position/Disposition numbers shown in Figure 3 and investigate how employees from different ethnicities were viewed more specifically in terms of their contributions to Position: Disposition: organizational success. We set out to examine The degree to which an The degree to the differences in how behavioral contributions individual’s assignments which an individual were viewed by considering manager responses and support represent demonstrates the to each survey item, which were associated with platforms for learning necessary confidence, 10 competencies. We then reviewed the results determination, and commitment for each competency to determine if there were differences by ethnicity as rated by the manager. Figure 6 shows three specific items of interest that are further discussed in Figures 7, 8, and 9. The position/disposition dynamic can be 8 © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
  • 9. Ethnicity: Reducing the Effects of Bias in the Workplace figure 6 Three SaMple CoMpeTenCieS Competency Item Stage Possible Responses learns how team’s work relates to overall business 1 strategy Acts with an understanding of how the marketplace drives the 2 business Views work from Strategic a “big Thinks beyond the “day-to-day” to take a longer-term view of the Alignment picture” business; ensures that the organization has broad strategies and 3 perspective plans focused on market needs and competitive advantage Ensures that the organization has broad strategies and plans 4 focused on market needs and competitive advantage demonstrates a learning orientation through asking 1 questions of others 2 learns from own successes and mistakes learning learns from Predisposition experience Shares own learning experiences and facilitates learning from 3 others within the group Fosters an organizational environment that encourages and 4 rewards learning Observes and learns from how teammates approach the same 1 tasks in different ways Gathers and applies input from people with different 2 perspectives when doing non-routine tasks Utilizes Values different diversity Organizes work teams to include people with varying perspectives 3 perspectives or backgrounds Reinforces an organizational culture where different approaches 4 to work are seen as a value-add rather than a need for conformity © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd 9
  • 10. Ethnicity: Reducing the Effects of Bias in the Workplace The data show significant differences in the with managerial direction but lack the context “strategic alignment” competency, particularly of how the work fits into the business strategy. between white and black/African American direct Perhaps managers are failing to communicate reports and between Asian and black/African this critical context to all employees; or perhaps American direct reports (see Figure 7).* employees fail to ask the “right” questions about their assignments and miss out on developing a Managers rated the majority (59%) of their black/ better understanding of business strategy. African American reports as “learning how the team’s work relates to overall business strategy,” White and Asian reports were viewed as thinking whereas they rated the majority of their white beyond the task at hand and seeing not only (58%) and Asian (65%) reports as “understanding how their work contributes to the business how the marketplace drives the business” and strategy but also the business from a longer- “taking a longer-term view of the business” (see term perspective, as evidenced by a greater Figures 6 and 7). proportion of the white and Asian direct reports in Stage 3 (see Figure 7). Ideally, the majority of These ratings indicate that managers might employees will function with the “big picture” believe that professionals of color are struggling in mind. Are organizations unfairly selective in to move beyond the learning curve in thinking positioning their employees for development in strategically about the business. The tasks/ strategic alignment? Are professionals of color projects worked on may be done in accordance figure 7 STraTegiC alignMenT CoMpeTenCY *The p-value indicates the likelihood of results occurring by chance. These data show that the likelihood of these differences occurring by chance is very low—0.7% (p = 0.007, Black/African American) and 2.5% (p = 0.025, Asian and Black/African American) direct reports, respectively. 10 © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
  • 11. Ethnicity: Reducing the Effects of Bias in the Workplace struggling to recognize or capitalize on the There are at least three possible explanations for available opportunities? As with any issue of these lower contributions ratings for “learns from position/disposition, the responsibility lies with experience” as well as for other competencies both managers and direct reports. among professionals of color who have met the standard criteria for entry into the high-value jobs The “learns from experience” question also of our survey organizations: stands out as a difference, with managers rating white respondents as contributing in more of 1. Managers’ beliefs are consistent with a Stage 3 manner (e.g., “shares own learning American managerial stereotypes, that experiences and facilitates learning from others is, some groups of color are simply not within the group”) and Asian respondents as capable of succeeding on a par with their contributing more in a Stage 2 manner (e.g., white counterparts: African Americans “learns from own successes and mistakes”) (see are perceived as lazy and less intelligent; Figure 8). Asians are thought to be brainy but not good managers. Whites are assumed to be Black/African Americans, on the other hand, smart and those with natural abilities emerge were more often rated as contributing in a as leaders, entitling them to coveted jobs, Stage 1 manner (e.g., “demonstrates a learning developmental support, and opportunities for orientation through asking questions of others”). upward mobility. figure 8 learning prediSpoSiTion CoMpeTenCY © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd 11
  • 12. Ethnicity: Reducing the Effects of Bias in the Workplace 2. Cultural factors are at work—not just collaboration first and incorporate the contribution factors. For example, the “asking feedback of stakeholders into the early drafts questions” behavior observed by managers of the project. It is easy to see how this latter (who placed such a higher percentage of approach could be read as dependency or African Americans in Stage 1) could be “getting off to a slow start” in an environment understood not as an act of dependency that expects you to work up the premise first, but as a protective device to lower the risk aggressively sell your idea, and then to make of failure in an environment where such edits based on people’s reactions. individuals routinely report feeling unwelcome, In the “values diversity” competency it is unsupported, and under terrific and harsh interesting to note the difference in the ratings as scrutiny. “We get fired for things that others managers believed white respondents more often receive a hand slap.” “gathered and applied input from people with 3. This could be evidence of an archetypical different perspectives when doing non-routine style difference for building consensus, where tasks” (Stage 2). African American, Hispanic/ some groups of people give shape to their latino, and Asian employees were rated as projects first and then ask key stakeholders, more often “observing and learning from how “What do you think about this?” while teammates approach the same task in different other groups do their data gathering and ways” (Stage 1) (see Figure 9). figure 9 valueS diverSiTY CoMpeTenCY 12 © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
  • 13. Ethnicity: Reducing the Effects of Bias in the Workplace do white employees possess a naturally greater Recommendations skill in collecting a diverse set of ideas than African American, Hispanic/latino, and Asian In all cases, race-based differences in ratings and employees, or could it be that professionals stage movement are problematic. long term, of color are learning that asking questions of not only are these nagging disparities destructive colleagues who don’t value your presence gets to both productivity and morale, they are likely construed as Stage 1 behavior? to continue to stoke the fears that suggest that standards must be lowered to better diversify the We also noted that white respondents were also middle and upper ranks of leadership—which rated more often as having a greater impact is the case only in nations where widespread than respondents from other race categories underdevelopment of the people is allowed in terms of working in a way that supports to flourish, and mediocre organizational organizational goals (e.g., strategic alignment) performance is accepted. and understanding different sources of power to accomplish work (e.g., organizational savvy) (see Every generation has its work to do with regard Appendix A). to operating effectively across differences. And the first decade of the twenty-first century has In trying to understand this data, an important witnessed unprecedented strides in securing consideration is the persistent employee parallel rights for some of the most controversial engagement data of minority groups expressing dimensions of corporate diversity—targeted concerns about being marginalized—excluded recruitment for disabled workers, partner benefits from the high-value assignments of the business, for gay and lesbian professionals, parental leave from important communications, and from for fathers, greater consideration for work/life grooming processes that help people understand management for both genders, appointments the subjective aspects of organizational success. to boardrooms for women, and access to the Perhaps the lack of strategic alignment is more C-suite for professionals of color. a reflection of a lack of access to information and support than it is a lack of regard for For the next era of 2010 and beyond, we have organizational goals. four practical recommendations to make. Professionals of color should not be thought of 1. A Balanced Strategy: Manage Position as blameless in all of these debates. While it is and Disposition understandable, it is not acceptable to withhold A balanced understanding of a problem talent because it is not recognized and rewarded distributes responsibility for its solution to fairly. It is not pleasant to enter work every day everyone involved; each party having the wondering whom you can trust as you go about power to substantially alter the situation by your work, yet progress in terms of access and analyzing and adjusting individual behavior inclusion has to be acknowledged and leveraged and outcomes. appropriately. The merging of cultures is a shared responsibility until we get it right. © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd 13
  • 14. Ethnicity: Reducing the Effects of Bias in the Workplace If the goal is to realize the promised ROI often lies within the different ways of thinking on diversity, direct reports and managers about and approaching a body of work. alike must analyze and adjust their own 3. Focus on Excellence contributions to this current gap in perception of employee value. leaders can begin by Install management expectations and bestowing challenging assignments and practices that set the stage for dramatically managerial support in a non-biased way, improved business results. Visibility, that is, providing a diversity of employees communication, and accountability from with platforms for learning the technical and senior leaders are key to achieving a cultural competencies most valued by the competitive and diverse workforce where top organization. This is called “giving position.” talent, regardless of ethnicity, novates from direct reports can start by confronting their stage to stage in desirable ways. Ensure that “disposition” regarding historic and current the diversity strategy is integrated into the workplace treatment and its possible impact company strategy. Make diversity a routine on work ethic, concentration, and risk taking. agenda item at executive meetings and company conferences. Assign clear roles and The imperatives of our national and responsibilities to the senior team regarding international economies make no allowances diversity leadership. Hold managers for injustice or indignation. Financial security accountable for delivering meaningful for individuals and American organizations performance results utilizing their full teams. alike is dependent on our collective will to mind this gap between potential, actual, and 4. Provide Mentoring to Build perceived value of professionals of color. Organizational Capacity 2. Expect Consistent Outcomes from a In these times of high unemployment, Diversity of Approaches technical competence is in ample supply. It is the subjective aspects of leadership, Maintain the same high standards of customer service, team building, and project performance outcomes for everyone while management that cause a professional to affording some cultural and stylistic latitude be seen as having “high potential” or to for how the work is done. If the project is otherwise stand above the crowd. delivered on time, on budget, and within scope, what does it matter that one person Novations describes mentoring as coaching got there by influencing stakeholders one at a and counseling designed to help an individual time and the other built agreement in a team to understand and manage the subjective meeting? aspects of organizational success. The transitions from Stage 2 to Stage 3 to Stage In cases where consistency in process is 4 are no doubt aided by a good mentor. The deemed important, then explain why. “We advice of experienced and wise mentors have always done it that way” is not a valid helps guide choices that are strategically reason. The incremental payoff of diversity 14 © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
  • 15. Ethnicity: Reducing the Effects of Bias in the Workplace figure 10 The relaTionShip beTween poSiTion the goal, helping to close the ratings gaps and diSpoSiTion while simultaneously improving employee engagement scores, enhancing individual position/disposition performance, and importantly, boosting organizational profitability. Positive position—where one is supported and given opportunities to learn—fosters positive disposition. Summary Furthermore, people who display While biases may exist, by implementing the confidence and initiative—positive recommendations outlined, we can reduce the disposition—are the ones who get negative effects of bias in the workplace and subsequent assignments and support that create an environment that allows everyone to do make their positions even better. their best work. On the other hand, when people are not Given the very tight resource limitations with given opportunities to learn and are treated which organizations continue to struggle, full poorly, their confidence and motivation utilization of the available talent is critical. Our are undermined; they develop negative research points out that there is opportunity to disposition. Negative disposition, in turn, increase the contribution and perceived value makes it far less likely people will be given of all employees through ensuring managers learning opportunities and support— are positioning everyone for success, and good positions. that all direct reports are responding with a willingness to learn, develop, and grow their skills. The Four Stages of Contribution model provides a roadmap for more clearly articulating organizational expectations, thereby reducing aligned with the direction in which the the uncertainty and possibility that some groups business hopes to grow, and these mentors may be less aware of what is required in terms of support people in developing an enterprise- development and management support. wide point of view. We should continue to build on the progress Giving position and managing disposition to-date in the workplace. Our competitiveness (see Figure 10), encouraging a diversity of depends on it. approaches, and focusing on excellence are examples of the quality treatment that has long existed informally in what has become known as the good ol’ boys network. No one benefits from shutting down those networks. Being more inclusive and purposeful in the grooming of a broad diversity of talent is © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd 15
  • 17. Appendixes Appendix A: Competency Ratings by Direct Report Race/Ethnicity Learning Organizational Technical/ Planning & Strategic Develops Values Influencing Relationship Business Predisposition Savvy Functional Organizing Alignment Capabilities Diversity Building Acumen Expertise ii © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
  • 18. Appendixes Appendix B: Competencies 1. Business Acumen 2. Develops Capabilities 3. Influencing 4. Learning Predisposition 5. Organizational Savvy 6. Planning & Organizing 7. Relationship Building 8. Strategic Alignment 9. Technical/ Functional Expertise 10. Values Diversity © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd iii
  • 19. Appendixes Appendix C: Four Stages Survey Items 1. Learns from experience 4. Understands and manages sources of • Shares own learning experiences and power, information, and influence to facilitates learning from others within accomplish work the group • Uses an awareness of formal and • Demonstrates a learning orientation informal decision making channels to through asking questions of others get things done • Learns from own successes and • Advises others on how formal and mistakes informal organizational structures affect • Fosters an organizational environment business decisions that encourages and rewards learning • Gains a basic understanding of how to get things done in the organization • Does not apply • Champions complex organizational initiatives that have strategic value 2. Values and pursues on-the-job learning activities • Does not apply • Willingly accepts assignments that present relevant learning opportunities 5. Demonstrates technical knowledge • Reinforces the value of active learning • Demonstrates a breadth of technical/ and communicates its organizational functional knowledge outside of core impact specialty • Connects the value of learning with • Has industry-wide perspective and team objectives and business goals broad knowledge of the disciplines • Pursues individual learning most important to the organization opportunities, even if they are outside • Applies basic technical/ functional his/her comfort zone knowledge to complete work • Does not apply • Demonstrates mastery of the technical/ functional skills necessary for 3. Works within organizational culture performing own job • Ensures that the organizational culture • Does not apply supports business objectives • Acts in accordance with written and unwritten cultural norms, rules, etc. • Helps others understand how to navigate the organizational culture • Seeks to understand unwritten rules and work practices • Does not apply iv © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
  • 20. Appendixes 6. Learns/grows in technical areas 9. Works in a way that supports • Actively seeks additional experience organizational goals and knowledge in technical/functional • Seeks to understand how his/her work areas in order to gain expertise contributes to the business • Is considered an expert in his/her field • Keeps team focused on objectives • Embraces and encourages the technical that drive company performance and competence of others as a way to competitive advantage achieve results • Holds others accountable for meeting • Stays abreast of relevant technology the needs of the total business rather advances that can significantly impact than those of the local business unit organizational performance • Aligns own work objectives with • Does not apply the organization’s strategic plan or objectives 7. Prioritizes • Does not apply • Establishes strategic priorities to help people understand which initiatives are 10. Views work from a “big picture” most important perspective • Does not waste time on tasks that yield • Ensures that the organization has broad low value strategies and plans focused on market needs and competitive advantage • Learns to prioritize and work on the most important assignments • Thinks beyond the “day-to-day” to take a longer-term view of the business • Helps people in the workgroup to prioritize their work and manage their • Acts with an understanding of how the time effectively marketplace drives the business • Does not apply • Learns how team’s work relates to overall business strategy 8. Manages time and resources efficiently • Does not apply • Uses resources efficiently and accurately estimates time and effort required to accomplish work • Ensures that organization has people skills and resources to meet business goals • Coaches others in effective planning and time management techniques • Keeps manager informed of delays or potential problems • Does not apply © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd v
  • 21. Appendixes 11. Seeks and provides feedback 14. Respects others’ differences • Seeks developmental feedback • Learns to recognize stereotypes and and focuses on developing relevant how to avoid using them capabilities • Enforces a zero-tolerance policy • Seeks specific feedback about own regarding discriminatory behavior work and takes appropriate action • Facilitates an environment on the team • Coaches others in order to help improve where people are respected regardless their contribution of differences • Ensures that organizational systems • Works effectively with teammates are in place to give every employee regardless of differences feedback and tools to implement • Does not apply development plans • Does not apply 15. Effectively persuades others in the 12. Develops self and others organization • Provides development opportunities to • Secures others’ commitment to achieve others team goals • Develops self as directed by others • Learns how to persuade others to accept his/her position • Focuses on developing self in important ways • Champions initiatives in ways that generate organization-wide support • Champions organizational efforts that support development of all employees • Persuades and enlists others’ support in accomplishing own objectives • Does not apply • Does not apply 13. Utilizes different perspectives • Reinforces an organizational culture 16. Builds influence through credibility where different approaches to work are • Develops effective working relationships seen as a value-add rather than a need with influential others for conformity • Frequently “tests” to see if his/her • Gathers and applies input from people attempts to influence are having the with different perspectives when doing intended effect non-routine tasks • Builds credibility by demonstrating • Organizes work teams to include leadership in a difficult situation people with varying perspectives or backgrounds • Inspires the organization to achieve more than was thought possible • Observes and learns from how teammates approach the same tasks in • Does not apply different ways • Does not apply vi © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd
  • 22. Appendixes 17. Networking capabilities 19. Understands organization’s value • Maintains a broad network of effective proposition internal working relationships • Consistently delivers on the • Utilizes technical and business organization’s value proposition to contacts to meet job responsibilities customers • Develops and utilizes professional • Supports and invests in opportunities relationships outside the company that for long-term organizational value help generate resources or information • Ensures that the work group delivers • Seeks guidance in establishing services in a way that brings out the technical and business contacts inside organization’s value and competitive the organization advantage • Does not apply • Actively tries to learn why customers choose this organization over competitors 18. Builds trust • Does not apply • Works to earn others’ trust • Fosters an organizational environment 20. Keeps up with relevant developments where trust is considered a key factor in • Continually educates team on important building long-term relationships developments within the organization • Facilitates a climate of trust and respect • Learns where to get information about between team members new developments and emerging trends • Builds trust with others by acting • Continually monitors trends, consistently with group/organizational competitors, etc., relevant to own work values and expectations • Continually shares own knowledge of • Does not apply trends, competitors, etc., that affect the organization • Does not apply © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd vii
  • 23. About Novations Group Novations Group, Inc. is a full-service talent development firm. We partner with clients to enhance their organizational performance by creating environments of continuous learning and development for their employees. For over 25 years, our professionals have developed research-based approaches to enhancing organizational performance. Headquartered in Boston, MA, Novations has partnered successfully to implement solutions with over 600 clients from a wide spectrum of industries and trained over 100,000 employees. To find out more about our capabilities, visit our website at www.novations.com or call us at 800.308.2668 for more information. © 2009 NOVATIONS GROUP, INC. All RIGHTS RESERVEd