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Strategies for adopting EcoHealth theory and practice: Lessons from
       action-research on zoonotic diseases in Southeast Asia




              EcoHealth Conference, Kunming China 2012

                Assé, R., Tohtubtiang K., Gilbert, J., & Grace, D.
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                          1




  Presentation    I.    Process & Goals of EcoHealth Uptake Assessment
    Overview
                  II.   Analytical Framework

                  III. Description of 5 Key Adoption Factors & Dynamics
                              a.   Knowledge Exchange & Decision Making
                              b.   Use of Social Science
                              c.   Research Project Management
                              d.   Management of Organizational Culture
                              e.   Management of Expectations

                  IV. Conclusion
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                         2



   EcoHealth Uptake Assessment process



                     • formative & participatory - 8 EcoHealth teams -
                       EcoZD - zoonotic emerging infectious diseases -
                       ZEIDs - 6 countries

                     • aligned with Outcome Mapping process

                     • interviews, focus group discussions, review of
                       outputs

                     • 12 month period
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                3



EcoHealth Uptake Assessment goals



                 • understand how/why research teams adopt &
                   practice specific EcoHealth principles

                 • understand & identify best-bet practices

                 • contribute to constructing model EcoHealth
                   action-research
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                                     4

                                                           Analytical Framework


   Focus question          Strategy for exploring         Observed factors

                                                          managing knowledge &
  Organizational factors   Characterize                   decision-making
  that promote or hinder   organizational culture &
  adoption?                knowledge practices.           managing norms & culture


                                                          using social science
  EcoHealth principles     Identify
  practiced?               best-bet research practices.
                                                          managing research

                           Identify                       managing research
  Added value
                           ZEID policies/practices
  of these practices?
                           influenced by team.            managing norms/culture

                           Document
                                                          managing expectations
  Costs & benefits         cost mitigation &
  of these practices?      benefit enhancement
                           strategies.
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                                    5


                         Description of factors

    Exchanging knowledge & making decisions
             free flowing information, learning environment, informed decisions

    Using social science
              systems thinking via synthetic linking of studies/phases/components
              within a research project

    Managing research
            time & resource allocation for experimenting with EcoHealth

    Managing organizational culture & host institute norms
            re-tooling structures & habits to integrate EcoHealth principles

    Managing expectations
            to mitigate costs & capture benefits/added value
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                          6



                                LOW capacity

                                     vertical information flow

                                     hierarchical decision-making
     Managing
     knowledge exchange &
     decision-making
                                low information/knowledge exchange

                                low peer-learning

                                limited transdisciplinary collaboration
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                        7



                                MEDIUM capacity

                                    Information/knowledge sharing

                                    less hierarchical decision-making
     Managing
     knowledge exchange &
     decision-making
                                a learning environment

                                in-team equity

                                transdisciplinary coordination
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                        8



                                HIGH capacity

                                     horizontal/equitable information
                                     flow

     Managing                        participatory decision-making
     knowledge exchange &
     decision-making

                                an intentional learning community

                                adaptive decision-making

                                transdisciplinary collaboration for
                                systems thinking
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                        9



         LIMITED integration of social science

              limited systems thinking
                                                 Using social science
              limited integration of research
              studies




         no case-study or model construction
         approach

         minimal linkages with practice

         low potential for policy
         recommendations
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                           10



         SIMPLE integration of social science

             multidisciplinary thinking
                                                    Using social science
             some integration of research studies




         consideration of case-study approach

         some linkages with practice

         some potential for policy
         recommendations
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                         11



         COMPLEX integration of social science

              systems thinking
                                                  Using social science
              transdisciplinary integration of
              research studies




         use of case-study & model construction

         significant linkages with practice

         strategic policy recommendations
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                          12



                                LOW capacity

                                    inefficient project administration

                                    inefficient research planning &
         Managing                   execution
         a research project


                                low innovation potential

                                minimal transdisciplinary collaboration

                                minimal integration of EcoHealth
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                            13



                                MEDIUM capacity

                                         efficient project administration

                                         efficient research planning &
         Managing                        execution
         a research project


                                intentional innovations

                                effective time/resource use for
                                collaboration

                                intentional integration of EcoHealth
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                            14



                                HIGH capacity

                                                project administration to
                                                manage costs/benefits

         Managing                               research planning to
                                                create added value
         a research project



                                innovation & experimentation

                                transdisciplinary collaboration
                                for mixed methods

                                structured integration of EcoHealth
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                           15



         LOW capacity

                  minimal negotiation             Managing
                  of institute norms              organizational culture
                  strong adherence to protocol,
                  chain of command &
                  disciplinary thinking




         minimal changes in communication
         protocol

         minimal integration of EcoHealth
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                             16



         MEDIUM capacity

                   negotiation of institute norms   Managing
                   to integrate EcoHealth           organizational culture
                   strategic negotiation of
                   protocols & chain of command




         effective communication of EcoHealth

         intentional move to systems thinking

         strategic integration of EcoHealth
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                             17



         HIGH capacity

                  effective negotiation             Managing
                  of institute norms to integrate   organizational culture
                  EcoHealth

                  redefinition of protocols,
                  chain of command for
                  transdisciplinarity




         establishment of organizational
         structures for EcoHealth

         EcoHealth-centered
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                          18



                                LOW capacity


                                     limited appraisals of capacities,
                                     assets, resources
          Managing                   non-alignment with EcoHealth goals
          expectations



                                limited value-added components

                                limited institution-building
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                           19




                                MEDIUM capacity

                                     realistic appraisals of capacities,
                                     assets, resources
          Managing
                                     alignment with EcoHealth goals
          expectations



                                value-added components

                                strategic institution-building
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                           20



                                HIGH capacity

                                          mitigation of costs to
                                          capitalize on benefits

                                          alignment with EcoHealth goals
          Managing
          expectations


                                value-added components

                                strategic institution-building
EcoHealth Uptake Assessment – Adoption Factors & Dynamics
                                                                                 21




                I.    Transforming theory into practice – praxis – focusses on
                      management.

  Conclusion    II.   Reflection & self-appraisal allows move from “Medium”
                      to “High.”

                I.    Managing -
                          knowledge, decisions, social science use, research,
                               organizational culture, expectations -
                          impacts uptake of EcoHealth principles.
EcoZD Project

      for information on EcoZD
          www.ilri.org/ecozd
www.ilriasia.wordpress.com/tag/ecozd

       for references contact
         R.Asse@cgiar.org

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Strategies for adopting EcoHealth theory and practice: Lessons from action-research on zoonotic diseases in Southeast Asia

  • 1. Strategies for adopting EcoHealth theory and practice: Lessons from action-research on zoonotic diseases in Southeast Asia EcoHealth Conference, Kunming China 2012 Assé, R., Tohtubtiang K., Gilbert, J., & Grace, D.
  • 2. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 1 Presentation I. Process & Goals of EcoHealth Uptake Assessment Overview II. Analytical Framework III. Description of 5 Key Adoption Factors & Dynamics a. Knowledge Exchange & Decision Making b. Use of Social Science c. Research Project Management d. Management of Organizational Culture e. Management of Expectations IV. Conclusion
  • 3. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 2 EcoHealth Uptake Assessment process • formative & participatory - 8 EcoHealth teams - EcoZD - zoonotic emerging infectious diseases - ZEIDs - 6 countries • aligned with Outcome Mapping process • interviews, focus group discussions, review of outputs • 12 month period
  • 4. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 3 EcoHealth Uptake Assessment goals • understand how/why research teams adopt & practice specific EcoHealth principles • understand & identify best-bet practices • contribute to constructing model EcoHealth action-research
  • 5. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 4 Analytical Framework Focus question Strategy for exploring Observed factors managing knowledge & Organizational factors Characterize decision-making that promote or hinder organizational culture & adoption? knowledge practices. managing norms & culture using social science EcoHealth principles Identify practiced? best-bet research practices. managing research Identify managing research Added value ZEID policies/practices of these practices? influenced by team. managing norms/culture Document managing expectations Costs & benefits cost mitigation & of these practices? benefit enhancement strategies.
  • 6. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 5 Description of factors Exchanging knowledge & making decisions free flowing information, learning environment, informed decisions Using social science systems thinking via synthetic linking of studies/phases/components within a research project Managing research time & resource allocation for experimenting with EcoHealth Managing organizational culture & host institute norms re-tooling structures & habits to integrate EcoHealth principles Managing expectations to mitigate costs & capture benefits/added value
  • 7. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 6 LOW capacity vertical information flow hierarchical decision-making Managing knowledge exchange & decision-making low information/knowledge exchange low peer-learning limited transdisciplinary collaboration
  • 8. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 7 MEDIUM capacity Information/knowledge sharing less hierarchical decision-making Managing knowledge exchange & decision-making a learning environment in-team equity transdisciplinary coordination
  • 9. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 8 HIGH capacity horizontal/equitable information flow Managing participatory decision-making knowledge exchange & decision-making an intentional learning community adaptive decision-making transdisciplinary collaboration for systems thinking
  • 10. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 9 LIMITED integration of social science limited systems thinking Using social science limited integration of research studies no case-study or model construction approach minimal linkages with practice low potential for policy recommendations
  • 11. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 10 SIMPLE integration of social science multidisciplinary thinking Using social science some integration of research studies consideration of case-study approach some linkages with practice some potential for policy recommendations
  • 12. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 11 COMPLEX integration of social science systems thinking Using social science transdisciplinary integration of research studies use of case-study & model construction significant linkages with practice strategic policy recommendations
  • 13. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 12 LOW capacity inefficient project administration inefficient research planning & Managing execution a research project low innovation potential minimal transdisciplinary collaboration minimal integration of EcoHealth
  • 14. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 13 MEDIUM capacity efficient project administration efficient research planning & Managing execution a research project intentional innovations effective time/resource use for collaboration intentional integration of EcoHealth
  • 15. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 14 HIGH capacity project administration to manage costs/benefits Managing research planning to create added value a research project innovation & experimentation transdisciplinary collaboration for mixed methods structured integration of EcoHealth
  • 16. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 15 LOW capacity minimal negotiation Managing of institute norms organizational culture strong adherence to protocol, chain of command & disciplinary thinking minimal changes in communication protocol minimal integration of EcoHealth
  • 17. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 16 MEDIUM capacity negotiation of institute norms Managing to integrate EcoHealth organizational culture strategic negotiation of protocols & chain of command effective communication of EcoHealth intentional move to systems thinking strategic integration of EcoHealth
  • 18. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 17 HIGH capacity effective negotiation Managing of institute norms to integrate organizational culture EcoHealth redefinition of protocols, chain of command for transdisciplinarity establishment of organizational structures for EcoHealth EcoHealth-centered
  • 19. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 18 LOW capacity limited appraisals of capacities, assets, resources Managing non-alignment with EcoHealth goals expectations limited value-added components limited institution-building
  • 20. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 19 MEDIUM capacity realistic appraisals of capacities, assets, resources Managing alignment with EcoHealth goals expectations value-added components strategic institution-building
  • 21. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 20 HIGH capacity mitigation of costs to capitalize on benefits alignment with EcoHealth goals Managing expectations value-added components strategic institution-building
  • 22. EcoHealth Uptake Assessment – Adoption Factors & Dynamics 21 I. Transforming theory into practice – praxis – focusses on management. Conclusion II. Reflection & self-appraisal allows move from “Medium” to “High.” I. Managing - knowledge, decisions, social science use, research, organizational culture, expectations - impacts uptake of EcoHealth principles.
  • 23. EcoZD Project for information on EcoZD www.ilri.org/ecozd www.ilriasia.wordpress.com/tag/ecozd for references contact R.Asse@cgiar.org