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National Aeronautics and Space Administration




                                                           Information Technology
                                                           Reuse of Software by
                                                           Programs and Projects

                                                  presented at
                                                  NASA PM Challenge Conference
                                                  February 9 - 1 0 , 2 0 0 9

                                         Alfred T. Mecum
                                         Technology Manager,
                                         Innovative Partnerships Program (IPP) Office
                                         NASA’s Goddard Space Flight Center
                  NASA’s Goddard Space Flight Center
                                                                                    Used http://ipp.gsfc.nasa.gov
                                                                                         with Permission
National Aeronautics and Space Administration




                                 NASA’s Innovative
                                 Partnerships Program


                                Matching Technology Needs
                                with Technology Capabilities




                                                                                    2
                  NASA’s Goddard Space Flight Center           http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                                       The IPP Role
                                                           •    Office at all 10 NASA Centers

                                                           •    Facilitator
                                                                 –    Bring parties together (inside and outside)
                                                                 –    Bridge communication gaps

                                                           •    Catalyst
                                                                 –    Implement new things = Change agent
                                                                 –    Create new partnerships
                                                                 –    Demonstrate new approaches and methods


                                                       The IPP Approach
                                                       •       Identify ways to add value to Agency priorities and objectives

                                                       •       Win-Win-Win
                                                                –    NASA
                                                                –    Our partners
                                                                –    Taxpayer (i.e., public good)

                                                                                                                                                     3
                  NASA’s Goddard Space Flight Center                                                                            http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                       Dynamic Innovation Process




                                                                                         4
                  NASA’s Goddard Space Flight Center                http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                              IPP Program Elements
                                       Technology       Innovation       Partnership
                                        Infusion         Incubator       Development




                                 – SBIR/STTR           – Centennial     – Intellectual
                                 – Seed Fund             Challenges       Property
                                                       – FAST             Management
                                                       – Innovation     – Technology
                                                         Transfusion      Transfer
                                                       – New Business   – New Innovative
                                                         Models           Partnerships

                                                                                                    5
                  NASA’s Goddard Space Flight Center                           http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                       What is Software?

                                        Software as defined in NPD 2820.1C, NASA Software
                                        Policy, means computer programs, procedures, rules
                                        and associated documentation and data pertaining to
                                        the development and operation of a computer system.
                                        Software also includes COTS, GOTS, MOTS,
                                        embedded software, reuse, heritage, legacy, auto
                                        generated code, firmware, and open source software
                                        components. Executables, source code, and object
                                        code.
                                        NPR 2210.1, External Release of NASA Software,
                                        excludes computer databases and software
                                        documentation as software.



                                                                                                           6
                  NASA’s Goddard Space Flight Center                                  http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                       Why Is Software So Valuable?

                                                       Core for one system, yet applicable to others

                                                        Applicable across missions with minimal
                                                        additional development or modifications –
                                                        sharing prevents “reinventing the wheel”
                   Flexible                             Applicable in other areas: medical,
                                                        transportation, electronics, robotics,
                                                        manufacturing, etc.

                                                       Royalty revenue




                                                                                                                  7
                  NASA’s Goddard Space Flight Center                                         http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration



                                       Example’s of Where Software
                                       is Being Used within NASA

                                        • Flight projects
                                                 – Satellite command and control systems
                                                 – Science instruments
                                        • Ground operations support
                                                 – Health and safety monitoring
                                        • Science Data management
                                        • Infrastructure Support (timecards, record keeping, etc.)
                                        • Educational Outreach




                                                                                                                8
                  NASA’s Goddard Space Flight Center                                       http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                           How much software
                                           is developed at
                                           NASA?



                                                                               9
                  NASA’s Goddard Space Flight Center      http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                       FY09 Agency Reported
                                       Software
                                                                             346
                                 350
                                 300
                                                                      257
                                 250                                                                                      Software NTRs

                                 200                                                                                      NTRs
                                                                                    158    160
                                                 142                        143
                                 150                           130                                127
                                                                     97
                                 100            69                                                       69

                                    50                                             35     30     35
                                                              21                                        14        22
                                                       6 13                                                   9
                                      0




                                                                                                                                          10
                  NASA’s Goddard Space Flight Center                                                                   http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                    GSFC Reported Software


                                      300
                                                                                  257
                                                                                           Software NTRs
                                      250
                                                                       220
                                                                                           NTRs
                                      200                   182


                                      150
                                                                             97
                                      100
                                                                  69
                                                       48
                                         50

                                           0
                                                       FY07       FY08       FY09


                                                                                                            11
                  NASA’s Goddard Space Flight Center                                    http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration



                                    As a Software
                                    Inventor/Author…
                                       • You should document new technology developed
                                                – Keep notebooks to prove inventorship
                                                – Remember that software is intellectual property (IP)
                                                – Report via eNTRe (http://entre.nasa.gov)
                                       • You are responsible for protecting software IP from
                                         improper use
                                                – Always ensure that the appropriate agreement is in
                                                  place before disseminating and sharing it.
                                                – When in doubt, contact the SRA

                                                You should fully understand the implications
                                                        of releasing your software

                                                                                                                12
                  NASA’s Goddard Space Flight Center                                         http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                       Why File a Software NTR
                                       • It’s required (prior to publishing or presenting)
                                       • IPP must determine whether to pursue active tech
                                         transfer
                                       • Patent counsel must determine ownership and file
                                         patent application
                                                – Filing a patent application protects NASA’s rights to
                                                  the invention
                                                    • Failure to file before disclosing
                                                      (publishing/presenting)
                                                        – Prevents the ability to secure foreign patents
                                                        – Starts 1-year clock (“stat bar”) for filing for
                                                           U.S. patent
                                       • NTR needed for award eligibility


                                                                                                                  13
                  NASA’s Goddard Space Flight Center                                           http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                         Applicable NASA Requirements
                         for Software

                                    •      Inventions Made By Government Employees, NPD 2091.1B


                                    •      NASA Software Policy, NPD 2820.1C


                                    •      External Software Release, NPR 2210.1A


                                    •      NASA Software Engineering Requirements, NPR 7150.2A




                                                                                                          14
                  NASA’s Goddard Space Flight Center                                   http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                       Report Software Invention
                                       •        New Technology Report (NTR) – NF1679
                                       •        Reporting the development of new technologies or innovations (including
                                                software) to NASA
                                       •        Required of NASA civil servants
                                       •        Required in most NASA contracts since 1966
                                                         •   §305 of 42 USC 2457 (Space Act)
                                                         •   Large- business contractors
                                                         •   For- profit organizations
                                                 –     FAR clause 52.227-11 as modified by NASA FAR Supplement clause 1852.227-11
                                                         •   Small business contractors
                                                         •   Non- profit
                                                         •   Colleges and universities
                                       •        NASA Policy Directive 2091.B [Each employee who makes an invention [whether or
                                                not the invention was made during working hours, was made with a contribution of
                                                Government resources (facilities, equipment, materials, funds, or information, or of the time
                                                or services of other Government employees on official duty), or bears a direct relationship to,
                                                or is made as a consequence of, the official duties of the employee] is required to submit to
                                                the Office of the General Counsel, or to the delegated Center Patent or Intellectual Property
                                                Counsel, a disclosure of such invention. Such disclosure should be made through the NASA
                                                electronic New TECHNOLOGY REPORTING (eNTRe) system available at
                                                http://invention.nasa.gov/.

                                                                                                                                                   15
                  NASA’s Goddard Space Flight Center                                                                            http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                       Tools: How Do I File an NTR?
                                        •Online eNTRe system (http://entre.nasa.gov)




                                           First-time users
                                           must create an
                                               account

                                                                                                          16
                  NASA’s Goddard Space Flight Center                                   http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                       eNTRe: Software-Specific Info




                                                                                     17
                  NASA’s Goddard Space Flight Center              http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration



                           Software Release Process-
                           NPR 2210.1A

                                                       A process employed at NASA Centers

                                Collecting                      Assessing             Determining proper
                                information on                  software for intra-   release category
                                newly developed                 agency and
                                software                        commercial
                                innovations                     potential




                                                                                                                18
                  NASA’s Goddard Space Flight Center                                         http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                  Release Categories
                                          •      U.S. government purpose release
                                                   – Project release - company's under government contract
                                                   – NASA release
                                                   – Interagency release – Airforce, NRO, NOAA, etc.
                                          •      General U.S. release only
                                                   – Release of software for U.S. use only

                                          •      U.S. and foreign release
                                                   – Software that has special benefits (health, safety, economics)
                                                   – Usual level sought for licensing purposes

                                          •      Open source release
                                                   – Newest release category
                                                   – http://opensource.gsfc.nasa.gov/

                                          •      General public release
                                                   – Broadest range of release
                                                                                                                             19
                  NASA’s Goddard Space Flight Center                                                      http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                            Release Category Determined

                               • Various reviews/assessments
                                        – Technology Transfer (IPP Office)
                                        – Patent Counsel
                                        – Export Control
                                        – IT Security
                                        – Directorate Representative
                               • Approval rests with Software Release Authority (SRA)




                                                                                                20
                  NASA’s Goddard Space Flight Center                         http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration



                                       Software Release Process:
                                       IPP Office
                     Evaluates current and
                       potential use of the                              Recommends category
                    software – users, licensees,                              of release
                      or other partners within and
                             outside NASA


                                                       If software has external potential …
                                                                    Determines
                                                                    appropriate     Develops and
                                       Assists in
                                                                    vehicles for     implements
                                     establishing IP
                                                                   collaborative/   dissemination/
                                       protection
                                                                     licensing      marketing plan
                                                                    agreements



                                                                                                                 21
                  NASA’s Goddard Space Flight Center                                          http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration



                                       Software Usage Agreement
                                       (SUA)
                                    • SRA processes SUA for signature
                                    • Once SUA signed, inventor shares software
                                      Mechanism to disseminate software
                                    • Protects user and access for strategic purposes and
                                      reuse
                                             – Ownership recognition
                                             – Avoid infringement on authoring contractors

                                    • Release category determines SUA terms, conditions

                                                 SUAs protect NASA’s interests


                                                                                                                22
                  NASA’s Goddard Space Flight Center                                         http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration



                                       Agency Hot Software: Most
                                       Frequently Requested (Fall 2009)
                                            •      Goddard Mission Services Evolution Center Suite (GMSEC) (GSFC)

                                            •      Spacewire (GSFC)
                                            •      ITOS (Integrated Test and Operations System) (GSFC)

                                            •      CFDP (CCSDS File Delivery Protocol (CFDP) Software Library) (GSFC)

                                            •      Copernicus (JSC)
                                            •      Earth Global Reference Atmospheric Model 2007 (MSFC)

                                            •      Mac/Linux TetrUSS CFD Software (LaRC)
                                            •      F-16XL Aircraft Simulation (DFRC)
                                            •      Windows Based 3D Scene Analysis Software (KSC)
                                            •      Man-machine Integration Design and Analysis System (MIDAS) Version
                                                   5.0 (ARC)

                                            •      Chimera Grid Tools (CGT) (ARC)
                                            •      Spatial Resolution Validation Tool (SSC)


                                                                                                                             23
                  NASA’s Goddard Space Flight Center                                                      http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                       Software Reuse Examples

                                       •      Lunar Reconnaissance Orbiter (LRO) benefits from
                                              software reuse:
                                                •      Flexplan Mission Planning System
                                                         –   The use of Soft Algorithms, Flexplan provides a great deal of flexibility to support
                                                             changes in the mission quickly and easily, which will lower operation and
                                                             maintenance costs throughout the mission. This flight proven tool is a highly
                                                             configurable and can be efficiently configured for different missions.

                                                •      Space Link Extension Return Channel Frames(SLE-RCF)
                                                       Software Library
                                                         –   What it would have taken 5 people working 1 year to add and modify existing
                                                             software, took 1 person working 3months to develop new software.

                                                •      Integrated Trending and Plotting System (ITPS)
                                                         –    ITPS uses inexpensive PCs, COTs and GOTs products to reduce mission
                                                             operations and sustaining engineering costs. Having access to the complete
                                                             full-resolution mission telemetry data archive, reduces the time to perform
                                                             telemetry analysis from up to 7 days to a few hours.

                                       • Copernicus (JSC)
                                                •      NASA centers and industry partners with NASA contracts save money by not having to
                                                       develop similar tools, due to the availability of Copernicus at no cost.
                                                                                                                                                    24
                  NASA’s Goddard Space Flight Center                                                                             http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                       Missed Opportunity
                                    • Premature disclosure to collaborators
                                             – NTR for software was submitted but…
                                             – Software shared with federal and commercial
                                               collaborators
                                                       • Before IP had been protected
                                                       • No contractual vehicle in place for sharing of software without
                                                         compromising ownership

                                             – GSFC could not obtain patent or royalties
                                             – Only option: Open Source software
                                                       • Limited commercial value, but can offer access to the innovator
                                                         for assistance in incorporation of software as an incentive for
                                                         potential partners.

                                    • Lesson Learned
                                                       • Ensure Software Usage or other agreements in place before
                                                         sharing technology (even if NTR was filed)
                                                                                                                                 25
                  NASA’s Goddard Space Flight Center                                                          http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                       Near Miss
                                       • Mathematical algorithm
                                                – Inventor wasn’t going to report, but a colleague at
                                                  another Center encouraged discussions with Patent
                                                  Office
                                                – Technology now patented and licensed
                                                – Inventor received $30,000 from HQ for Invention of
                                                  the Year
                                                – Technology infused into NASA (RTF analysis)
                                                – GSFC recognized as leading experts in data
                                                  analysis for wave sensing
                                                   • Improves internal funding opportunities
                                                   • Multiple external applications in medical,
                                                     structural, and communications
                                                – Successfully licensed                                         26
                  NASA’s Goddard Space Flight Center                                         http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration



                                       Recognition and Strategic
                                       Value of Software, Benefits
                                       • Automatic Awards
                                                – Filing of patent application
                                                   • $1,000 for sole inventor;
                                                      $500 each for multiple inventors
                                                – Acceptance of software for release
                                                   • $1,000 for sole inventor;
                                                     $500 each for multiple inventors
                                                – Techs approved for publication in NASA Tech
                                                  Briefs
                                                       • $350 per author


                                                                                                            27
                  NASA’s Goddard Space Flight Center                                     http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                      Software of the Year Awards
                                      •         2009 (ARC)- NASA World Wind Java (WWj) Software
                                                     Development Kit (SDK) and Web Mapping
                                                     Services (WMS) Server, $25,000
                                      •         2008 (GRC)- Optimal Trajectories by Implicit Simulation,
                                                     Version 4 (OTIS4), $42,600
                                      •         2007 CO-Winners
                                                 – (JPL)- Adaptive Modified Gerchberg-Saxton (MGS)
                                                   Phase Retrieval, $23,600
                                                 – (ARC)- Data-Parallel Line Relaxation Code, $9,850
                                      •         2006 (ARC)- Future ATM (Air Traffic Management)
                                                     Concepts Evaluation Tool (FACET), $35,700
                                      •         2005 CO-Winners
                                                 – (GSFC)- Land Information System V4.0, $43,400
                                                – (JPL)- The Autonomous Sciencecraft Experiment (ASE),
                  NASA’s Goddard Space Flight Center
                                                     $43,000                                                          28
                                                                                                   http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                  Software Reuse Resources

                               •GSFC Earth Science Data Systems (ESDS) software reuse-
                                                 http://softwarereuse.nasa.gov/


                               •NASA GSFC Open Source- http://opensource.gsfc.nasa.gov


                               •GRC software repository- https://technology.grc.nasa.gov/software/


                               •ARC Open Source- http://opensource.arc.nasa.gov


                               •ARC Source Forge
                                        – Ames has negotiated an agreement with Source Forge for NASA to
                                        place NASA Open Source software on Source Forge.


                                                                                                                    29
                  NASA’s Goddard Space Flight Center                                             http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration



                                       Software Release Authority
                                       Contacts
                                 Ames Research Center                     Johnson Space Center
                                 Martha Del Alto, 650-604-4865            Jane Fox, 281-483-4815
                                 martha.e.delalto@nasa.gov                jane.i.fox@nasa.gov
                                 Dryden Flight Research Center            Kennedy Space Center
                                 Stephanie Allison, 661-276-3321          Roger Liang, 321-861-2224
                                 stephanie.n.allison@nasa.gov             roger.h.liang@nasa.gov
                                 Glenn Research Center                    Langley Research Center
                                 Kaprice Harris, 216-433-5754             Stuart Pendleton, 757-864-2943
                                 kaprice.harris@nasa.gov                  stuart.e.pendleton@nasa.gov
                                 Goddard Space Flight Center              Marshall Space Flight Center
                                 Nona K. Cheeks, 301-286-5810             Evelyn Hill, 256-544-7117
                                 nona.k.cheeks@nasa.gov                   evelyn.hill@nasa.gov
                                 Jet Propulsion Laboratory                Stennis Space Center
                                 Mark James, 818-354-8488                 Joseph Grant, 228-688-2103
                                 mark.james-1@nasa.gov                    joseph.grant@nasa.gov


                                                         NASA Headquarters
                                                              Linda Hong
                                                       linda.l.hong@nasa.gov
                                                                                                                   30
                  NASA’s Goddard Space Flight Center                                            http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                 IPP Office Contacts
                                     Ames Research Center            Johnson Space Center
                                     Lisa Lockyer                    Michele Brekke
                                     lisa.l.lockyer@nasa.gov         michele.brekke@nasa.gov
                                     Dryden Flight Research Center   Kennedy Space Center
                                     Ron Young                       David R. Makufka
                                     ronald.m.young@nasa.gov         david.r.makufka@nasa.gov
                                     Glenn Research Center           Langley Research Center
                                     Kathleen Needham                Elizabeth Plentovich
                                     kathleen.k.needham@nasa.gov     elizabeth.b.plentovich@nasa.gov
                                     Goddard Space Flight Center     Marshall Space Flight Center
                                     Nona K. Cheeks                  James Dowdy
                                     nona.k.cheeks@nasa.gov          jim.dowdy@nasa.gov
                                     Jet Propulsion Laboratory       Stennis Space Center
                                     Andrew Gray                     Ramona Pelletier Travis
                                     andrew.a.gray@nasa.gov          ramona.e.travis@nasa.gov


                                                         NASA Headquarters
                                                         Douglas A. Comstock
                                                       doug.comstock@nasa.gov
                                                                                                                   31
                  NASA’s Goddard Space Flight Center                                            http://ipp.gsfc.nasa.gov
National Aeronautics and Space Administration




                                    Thank you for your time and attention




                                                                                      32
                  NASA’s Goddard Space Flight Center               http://ipp.gsfc.nasa.gov

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Alfred mecum

  • 1. National Aeronautics and Space Administration Information Technology Reuse of Software by Programs and Projects presented at NASA PM Challenge Conference February 9 - 1 0 , 2 0 0 9 Alfred T. Mecum Technology Manager, Innovative Partnerships Program (IPP) Office NASA’s Goddard Space Flight Center NASA’s Goddard Space Flight Center Used http://ipp.gsfc.nasa.gov with Permission
  • 2. National Aeronautics and Space Administration NASA’s Innovative Partnerships Program Matching Technology Needs with Technology Capabilities 2 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 3. National Aeronautics and Space Administration The IPP Role • Office at all 10 NASA Centers • Facilitator – Bring parties together (inside and outside) – Bridge communication gaps • Catalyst – Implement new things = Change agent – Create new partnerships – Demonstrate new approaches and methods The IPP Approach • Identify ways to add value to Agency priorities and objectives • Win-Win-Win – NASA – Our partners – Taxpayer (i.e., public good) 3 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 4. National Aeronautics and Space Administration Dynamic Innovation Process 4 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 5. National Aeronautics and Space Administration IPP Program Elements Technology Innovation Partnership Infusion Incubator Development – SBIR/STTR – Centennial – Intellectual – Seed Fund Challenges Property – FAST Management – Innovation – Technology Transfusion Transfer – New Business – New Innovative Models Partnerships 5 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 6. National Aeronautics and Space Administration What is Software? Software as defined in NPD 2820.1C, NASA Software Policy, means computer programs, procedures, rules and associated documentation and data pertaining to the development and operation of a computer system. Software also includes COTS, GOTS, MOTS, embedded software, reuse, heritage, legacy, auto generated code, firmware, and open source software components. Executables, source code, and object code. NPR 2210.1, External Release of NASA Software, excludes computer databases and software documentation as software. 6 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 7. National Aeronautics and Space Administration Why Is Software So Valuable? Core for one system, yet applicable to others Applicable across missions with minimal additional development or modifications – sharing prevents “reinventing the wheel” Flexible Applicable in other areas: medical, transportation, electronics, robotics, manufacturing, etc. Royalty revenue 7 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 8. National Aeronautics and Space Administration Example’s of Where Software is Being Used within NASA • Flight projects – Satellite command and control systems – Science instruments • Ground operations support – Health and safety monitoring • Science Data management • Infrastructure Support (timecards, record keeping, etc.) • Educational Outreach 8 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 9. National Aeronautics and Space Administration How much software is developed at NASA? 9 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 10. National Aeronautics and Space Administration FY09 Agency Reported Software 346 350 300 257 250 Software NTRs 200 NTRs 158 160 142 143 150 130 127 97 100 69 69 50 35 30 35 21 14 22 6 13 9 0 10 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 11. National Aeronautics and Space Administration GSFC Reported Software 300 257 Software NTRs 250 220 NTRs 200 182 150 97 100 69 48 50 0 FY07 FY08 FY09 11 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 12. National Aeronautics and Space Administration As a Software Inventor/Author… • You should document new technology developed – Keep notebooks to prove inventorship – Remember that software is intellectual property (IP) – Report via eNTRe (http://entre.nasa.gov) • You are responsible for protecting software IP from improper use – Always ensure that the appropriate agreement is in place before disseminating and sharing it. – When in doubt, contact the SRA You should fully understand the implications of releasing your software 12 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 13. National Aeronautics and Space Administration Why File a Software NTR • It’s required (prior to publishing or presenting) • IPP must determine whether to pursue active tech transfer • Patent counsel must determine ownership and file patent application – Filing a patent application protects NASA’s rights to the invention • Failure to file before disclosing (publishing/presenting) – Prevents the ability to secure foreign patents – Starts 1-year clock (“stat bar”) for filing for U.S. patent • NTR needed for award eligibility 13 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 14. National Aeronautics and Space Administration Applicable NASA Requirements for Software • Inventions Made By Government Employees, NPD 2091.1B • NASA Software Policy, NPD 2820.1C • External Software Release, NPR 2210.1A • NASA Software Engineering Requirements, NPR 7150.2A 14 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 15. National Aeronautics and Space Administration Report Software Invention • New Technology Report (NTR) – NF1679 • Reporting the development of new technologies or innovations (including software) to NASA • Required of NASA civil servants • Required in most NASA contracts since 1966 • §305 of 42 USC 2457 (Space Act) • Large- business contractors • For- profit organizations – FAR clause 52.227-11 as modified by NASA FAR Supplement clause 1852.227-11 • Small business contractors • Non- profit • Colleges and universities • NASA Policy Directive 2091.B [Each employee who makes an invention [whether or not the invention was made during working hours, was made with a contribution of Government resources (facilities, equipment, materials, funds, or information, or of the time or services of other Government employees on official duty), or bears a direct relationship to, or is made as a consequence of, the official duties of the employee] is required to submit to the Office of the General Counsel, or to the delegated Center Patent or Intellectual Property Counsel, a disclosure of such invention. Such disclosure should be made through the NASA electronic New TECHNOLOGY REPORTING (eNTRe) system available at http://invention.nasa.gov/. 15 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 16. National Aeronautics and Space Administration Tools: How Do I File an NTR? •Online eNTRe system (http://entre.nasa.gov) First-time users must create an account 16 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 17. National Aeronautics and Space Administration eNTRe: Software-Specific Info 17 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 18. National Aeronautics and Space Administration Software Release Process- NPR 2210.1A A process employed at NASA Centers Collecting Assessing Determining proper information on software for intra- release category newly developed agency and software commercial innovations potential 18 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 19. National Aeronautics and Space Administration Release Categories • U.S. government purpose release – Project release - company's under government contract – NASA release – Interagency release – Airforce, NRO, NOAA, etc. • General U.S. release only – Release of software for U.S. use only • U.S. and foreign release – Software that has special benefits (health, safety, economics) – Usual level sought for licensing purposes • Open source release – Newest release category – http://opensource.gsfc.nasa.gov/ • General public release – Broadest range of release 19 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 20. National Aeronautics and Space Administration Release Category Determined • Various reviews/assessments – Technology Transfer (IPP Office) – Patent Counsel – Export Control – IT Security – Directorate Representative • Approval rests with Software Release Authority (SRA) 20 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 21. National Aeronautics and Space Administration Software Release Process: IPP Office Evaluates current and potential use of the Recommends category software – users, licensees, of release or other partners within and outside NASA If software has external potential … Determines appropriate Develops and Assists in vehicles for implements establishing IP collaborative/ dissemination/ protection licensing marketing plan agreements 21 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 22. National Aeronautics and Space Administration Software Usage Agreement (SUA) • SRA processes SUA for signature • Once SUA signed, inventor shares software Mechanism to disseminate software • Protects user and access for strategic purposes and reuse – Ownership recognition – Avoid infringement on authoring contractors • Release category determines SUA terms, conditions SUAs protect NASA’s interests 22 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 23. National Aeronautics and Space Administration Agency Hot Software: Most Frequently Requested (Fall 2009) • Goddard Mission Services Evolution Center Suite (GMSEC) (GSFC) • Spacewire (GSFC) • ITOS (Integrated Test and Operations System) (GSFC) • CFDP (CCSDS File Delivery Protocol (CFDP) Software Library) (GSFC) • Copernicus (JSC) • Earth Global Reference Atmospheric Model 2007 (MSFC) • Mac/Linux TetrUSS CFD Software (LaRC) • F-16XL Aircraft Simulation (DFRC) • Windows Based 3D Scene Analysis Software (KSC) • Man-machine Integration Design and Analysis System (MIDAS) Version 5.0 (ARC) • Chimera Grid Tools (CGT) (ARC) • Spatial Resolution Validation Tool (SSC) 23 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 24. National Aeronautics and Space Administration Software Reuse Examples • Lunar Reconnaissance Orbiter (LRO) benefits from software reuse: • Flexplan Mission Planning System – The use of Soft Algorithms, Flexplan provides a great deal of flexibility to support changes in the mission quickly and easily, which will lower operation and maintenance costs throughout the mission. This flight proven tool is a highly configurable and can be efficiently configured for different missions. • Space Link Extension Return Channel Frames(SLE-RCF) Software Library – What it would have taken 5 people working 1 year to add and modify existing software, took 1 person working 3months to develop new software. • Integrated Trending and Plotting System (ITPS) – ITPS uses inexpensive PCs, COTs and GOTs products to reduce mission operations and sustaining engineering costs. Having access to the complete full-resolution mission telemetry data archive, reduces the time to perform telemetry analysis from up to 7 days to a few hours. • Copernicus (JSC) • NASA centers and industry partners with NASA contracts save money by not having to develop similar tools, due to the availability of Copernicus at no cost. 24 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 25. National Aeronautics and Space Administration Missed Opportunity • Premature disclosure to collaborators – NTR for software was submitted but… – Software shared with federal and commercial collaborators • Before IP had been protected • No contractual vehicle in place for sharing of software without compromising ownership – GSFC could not obtain patent or royalties – Only option: Open Source software • Limited commercial value, but can offer access to the innovator for assistance in incorporation of software as an incentive for potential partners. • Lesson Learned • Ensure Software Usage or other agreements in place before sharing technology (even if NTR was filed) 25 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 26. National Aeronautics and Space Administration Near Miss • Mathematical algorithm – Inventor wasn’t going to report, but a colleague at another Center encouraged discussions with Patent Office – Technology now patented and licensed – Inventor received $30,000 from HQ for Invention of the Year – Technology infused into NASA (RTF analysis) – GSFC recognized as leading experts in data analysis for wave sensing • Improves internal funding opportunities • Multiple external applications in medical, structural, and communications – Successfully licensed 26 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 27. National Aeronautics and Space Administration Recognition and Strategic Value of Software, Benefits • Automatic Awards – Filing of patent application • $1,000 for sole inventor; $500 each for multiple inventors – Acceptance of software for release • $1,000 for sole inventor; $500 each for multiple inventors – Techs approved for publication in NASA Tech Briefs • $350 per author 27 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 28. National Aeronautics and Space Administration Software of the Year Awards • 2009 (ARC)- NASA World Wind Java (WWj) Software Development Kit (SDK) and Web Mapping Services (WMS) Server, $25,000 • 2008 (GRC)- Optimal Trajectories by Implicit Simulation, Version 4 (OTIS4), $42,600 • 2007 CO-Winners – (JPL)- Adaptive Modified Gerchberg-Saxton (MGS) Phase Retrieval, $23,600 – (ARC)- Data-Parallel Line Relaxation Code, $9,850 • 2006 (ARC)- Future ATM (Air Traffic Management) Concepts Evaluation Tool (FACET), $35,700 • 2005 CO-Winners – (GSFC)- Land Information System V4.0, $43,400 – (JPL)- The Autonomous Sciencecraft Experiment (ASE), NASA’s Goddard Space Flight Center $43,000 28 http://ipp.gsfc.nasa.gov
  • 29. National Aeronautics and Space Administration Software Reuse Resources •GSFC Earth Science Data Systems (ESDS) software reuse- http://softwarereuse.nasa.gov/ •NASA GSFC Open Source- http://opensource.gsfc.nasa.gov •GRC software repository- https://technology.grc.nasa.gov/software/ •ARC Open Source- http://opensource.arc.nasa.gov •ARC Source Forge – Ames has negotiated an agreement with Source Forge for NASA to place NASA Open Source software on Source Forge. 29 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 30. National Aeronautics and Space Administration Software Release Authority Contacts Ames Research Center Johnson Space Center Martha Del Alto, 650-604-4865 Jane Fox, 281-483-4815 martha.e.delalto@nasa.gov jane.i.fox@nasa.gov Dryden Flight Research Center Kennedy Space Center Stephanie Allison, 661-276-3321 Roger Liang, 321-861-2224 stephanie.n.allison@nasa.gov roger.h.liang@nasa.gov Glenn Research Center Langley Research Center Kaprice Harris, 216-433-5754 Stuart Pendleton, 757-864-2943 kaprice.harris@nasa.gov stuart.e.pendleton@nasa.gov Goddard Space Flight Center Marshall Space Flight Center Nona K. Cheeks, 301-286-5810 Evelyn Hill, 256-544-7117 nona.k.cheeks@nasa.gov evelyn.hill@nasa.gov Jet Propulsion Laboratory Stennis Space Center Mark James, 818-354-8488 Joseph Grant, 228-688-2103 mark.james-1@nasa.gov joseph.grant@nasa.gov NASA Headquarters Linda Hong linda.l.hong@nasa.gov 30 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 31. National Aeronautics and Space Administration IPP Office Contacts Ames Research Center Johnson Space Center Lisa Lockyer Michele Brekke lisa.l.lockyer@nasa.gov michele.brekke@nasa.gov Dryden Flight Research Center Kennedy Space Center Ron Young David R. Makufka ronald.m.young@nasa.gov david.r.makufka@nasa.gov Glenn Research Center Langley Research Center Kathleen Needham Elizabeth Plentovich kathleen.k.needham@nasa.gov elizabeth.b.plentovich@nasa.gov Goddard Space Flight Center Marshall Space Flight Center Nona K. Cheeks James Dowdy nona.k.cheeks@nasa.gov jim.dowdy@nasa.gov Jet Propulsion Laboratory Stennis Space Center Andrew Gray Ramona Pelletier Travis andrew.a.gray@nasa.gov ramona.e.travis@nasa.gov NASA Headquarters Douglas A. Comstock doug.comstock@nasa.gov 31 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov
  • 32. National Aeronautics and Space Administration Thank you for your time and attention 32 NASA’s Goddard Space Flight Center http://ipp.gsfc.nasa.gov