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Is it all about risk?
Learning the right lessons
from GM for nanofoods

Dr Chris Groves
External Associate
BRASS, Cardiff University, UK
grovesc1@cf.ac.uk

                                Image from Friends of the Earth
Nano-risk: a UK government view

                          UK Nanotech Strategy
                           stressed management of
                           risks over support for
                           benefits
                          Must ensure the public is
                              “informed and
                               confident about
                               nanotechnologies” (p.
                               2)
                              “reassured that
                               products on the
                               market are safe for
                               them to buy” (p. 9)
Industry views
            Journal of Business Ethics (2011)           © Springer
            101: 525-552                                2011
  On the public:
            DOI: 10.1007/s10551-010-0731-7

  “But of course public will
  always take the negatives                     On engagement::
  as more important,                            “I mean mobile phones is a great example
  obviously. Because their                      where there was a potential risk of
  own safety is what matters                    electromagnetic radiation and so on, at the
  most for them.”                               end of the day people discounted that risk
                       Source #9                because they wanted a mobile phone.”
                                                                                      Source #7



   On the media::                               “I’m a cynic I'm afraid on this, because I've
                                                been in the GM food industry. Companies
   “And I guess you always
                                                can shout all they like about how wonderful
   get journalists who
                                                their products are. At the end of the day it
   basically, maybe do half
                                                comes to, to you know, people putting their
   a job and just report on
                                                hands in their pockets and pulling out and
   all the dreadful things
                                                buying the product.”
   that could potentially                                                             Source #5
   happen.”
                       Source #13
Who will put their „head over the
parapet‟?

        Representative of a food industry body:
        “It is very difficult for them to say anything. If they
        don't say anything then people will think they are
        doing it anyway and if they say well we are not going
        to involve ourselves in this nanotechnology thing then
        I don't believe that. With all these benefits of course
        they are looking at it. [...]”

        “I have companies that do not want us to use the
        word nano, they are happy to join the focus group,
        they are happy to join in things, but they just say “take
        the word nano out, don't use it at all!”’
                                                        Source #6
Reducing the deficit


   Classic deficit model of                               Kearnes and Wynne
    science communication                                   (2007)1: a model of
       Public is scientifically
                                                            affective deficit
        ignorant                                                Public has lost trust in
                                                                 science and technology
       Ignorance breeds fear of
        the unknown                                             Information does not
                                                                 affect emotion
          must educate public
                                                                   must appeal directly
       …but is the public
                                                                 to emotion
        educable?
                                                                 (“confidence”,
                                                                 “enthusiasm”)


         1.   Kearnes, M. and B. Wynne (2007). "On nanotechnology and ambivalence: the politics of
              enthusiasm." Nanoethics 1: 131-142.
“We believe everyone
should be a confident
consumer of science
and technology” (p.
27)”
Reputational risk

                       Contemporary salience of
                        reputational risk
                           Regulators need to be seen
                            to be precautionary
                           Businesses need to „keep
                            their heads down‟
                       Frames „stakeholders as
                        sources of threat to
                        legitimacy‟
                       Organisations „may be
                        over-responsive to public
                        concerns‟
Theoretical support

                         Cognitive science view of
                          cognitive biases
                         Public lacks
                          understanding of risk and
                          chance
                         NGOs
                             and/or governments
                             and/or corporations
                             and/or media
                              may encourage
                              overreaction to some risks
Lessons learnt from GM?

     A new deficit model
     The public is a risk (to reputation, to
      innovation) & deep irrationality is the root
      cause
     Organisations need to encourage positive
      affect, thus protecting reputations
         Governments: act to restore „confidence‟, „be
          seen to be precautionary‟
         Companies: create exciting products and build
          markets on enthusiasm
The wrong lessons?
Learning other lessons

                    “ [...] we have learnt that it is
                    necessary with major technologies to
                    ensure that the debate takes place at
                    an early stage, as new areas emerge
                    in the scientific and technological
                    development process. This involves
                    engaging with the public and
                    understanding their aspirations
                    and concerns around science and
                    new technologies.”
                          UK Government (2005), Response to the
                                          RS/RAEng report, p. 3
Recent research

2007




              2008
                     2011
So what worries “the public”?


Four main areas of concern

  1. naturalness: with respect to        “Contrary to what scientists tend
       e.g. food uses.                   to worry about, public fears about
                                         technology risks are less about
  2.   access: will benefits be fairly   risks directly attributable to a
       distributed?                      technology than the social and
  3.   trust: will any unanticipated     regulatory context in which
                                         they are embedded.”
       risks be handled responsibly?
                                                 Cobb, M. D. and Macoubrie, J. 2004.
       Who is responsible?
                                            Public perceptions about nanotechnology:
  4.   transparency: can experts be                          risks, benefits, and trust.
                                           Journal of Nanoparticle Research 6(4), pp.
       trusted to admit the limits of                                         395-405.
       their knowledge about
       potential hazards?
In a wider context...

    Two key conclusions from a broad range of research1
        Awareness of nanotech remains low
        Nonetheless, attitudes generally positive or neutral across a
         range of countries (USA, UK, EU, Japan, Korea)

    Where nano-concerns exist, they are not
     primarily about health and environmental risk
        Instead, are rooted in social and political
         context (lack of trust in business, worries
         about transparency, etc.)
                                                         1 See   e.g.
    Evidence from other technology                         Gaskell, G., Ten Eyck, T., Jackson, J. &
                                                            Veltri, G. Imagining nanotechnology: Cultural
     controversies                                          support for technological innovation in
                                                            Europe and the United States. Public
        GM, nuclear power, BSE etc. (Brian Wynne,          Understanding of Science 14, 81–90 (2005).
                                                            Currall, S. C., King, E. B., Lane, N., Madera,
         Sheila Jasanoff)                                   J. & Turner, S. What drives public
                                                            acceptance of nanotechnology? Nature
                                                            Nanotechnology. 1, 153–155 (2006).
Contrasting lessons, contrasting
assumptions

     “Public as risk”                  “Participatory publics”

        Defensive                           Early/ongoing
     reputational risk                       deliberative
      management                            engagement

    Irrationality – only „knee-      Individuals already engaged
     jerk‟ responses                   with technology – implicitly
    Isolated consumers                deliberative
    Media as sole source of          „Publics‟ not „public‟
     info                             Draw on diverse sources of
                                       information
Brittle or resilient innovation?


                          13-member expert panel
                           (industry associations,
                           nanoscience, social sciences,
                           NGOs, policymakers)
                          Four scenarios for nanotech in
                           the UK to 2020
                          Lack of public engagement
                           seen as potential obstacle to
                           innovation
                          Nanofood identified as
                           potential flashpoint
Extreme reactions?
                                         “Biotechnology, like nanotechnology,
                                         represents the ultimate stage in
                                         increasing the power to exercise a more
                                         total dominion [...] of man over nature,
  Il Silvestre                           animals and other humans – [...] the
                    (Italy)
                                         attack on life will assume new
                                         proportions and open up
                                         unimaginable scenarios”
                                                      Silvia Guerini, Il Silvestre, May 2006




I n d i v i d u a l s Te n d i n g
                                                “The ever more rapid acceleration of this
To w a r d s S a v a g e r y
                                                technology will lead to the creation of
      (Individualidades tendiendo a lo          nano-cyborgs that can self-replicate
                      salvaje, Mexico)
                                                automatically without the help of a human”
                                                   Manifesto at http://liberaciontotal.lahaine.org/?p=3581
Thank you for your attention



                grovesc1@cf.ac.uk
http://cardiff.academia.edu/ChristopherGroves

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Chris Groves_Is it all about risk learning the right lessons from gm for nanofoods

  • 1. Is it all about risk? Learning the right lessons from GM for nanofoods Dr Chris Groves External Associate BRASS, Cardiff University, UK grovesc1@cf.ac.uk Image from Friends of the Earth
  • 2.
  • 3. Nano-risk: a UK government view  UK Nanotech Strategy stressed management of risks over support for benefits  Must ensure the public is  “informed and confident about nanotechnologies” (p. 2)  “reassured that products on the market are safe for them to buy” (p. 9)
  • 4. Industry views Journal of Business Ethics (2011) © Springer 101: 525-552 2011 On the public: DOI: 10.1007/s10551-010-0731-7 “But of course public will always take the negatives On engagement:: as more important, “I mean mobile phones is a great example obviously. Because their where there was a potential risk of own safety is what matters electromagnetic radiation and so on, at the most for them.” end of the day people discounted that risk Source #9 because they wanted a mobile phone.” Source #7 On the media:: “I’m a cynic I'm afraid on this, because I've been in the GM food industry. Companies “And I guess you always can shout all they like about how wonderful get journalists who their products are. At the end of the day it basically, maybe do half comes to, to you know, people putting their a job and just report on hands in their pockets and pulling out and all the dreadful things buying the product.” that could potentially Source #5 happen.” Source #13
  • 5. Who will put their „head over the parapet‟? Representative of a food industry body: “It is very difficult for them to say anything. If they don't say anything then people will think they are doing it anyway and if they say well we are not going to involve ourselves in this nanotechnology thing then I don't believe that. With all these benefits of course they are looking at it. [...]” “I have companies that do not want us to use the word nano, they are happy to join the focus group, they are happy to join in things, but they just say “take the word nano out, don't use it at all!”’ Source #6
  • 6. Reducing the deficit  Classic deficit model of  Kearnes and Wynne science communication (2007)1: a model of  Public is scientifically affective deficit ignorant  Public has lost trust in science and technology  Ignorance breeds fear of the unknown  Information does not affect emotion  must educate public  must appeal directly  …but is the public to emotion educable? (“confidence”, “enthusiasm”) 1. Kearnes, M. and B. Wynne (2007). "On nanotechnology and ambivalence: the politics of enthusiasm." Nanoethics 1: 131-142.
  • 7. “We believe everyone should be a confident consumer of science and technology” (p. 27)”
  • 8. Reputational risk  Contemporary salience of reputational risk  Regulators need to be seen to be precautionary  Businesses need to „keep their heads down‟  Frames „stakeholders as sources of threat to legitimacy‟  Organisations „may be over-responsive to public concerns‟
  • 9. Theoretical support  Cognitive science view of cognitive biases  Public lacks understanding of risk and chance  NGOs  and/or governments  and/or corporations  and/or media may encourage overreaction to some risks
  • 10. Lessons learnt from GM?  A new deficit model  The public is a risk (to reputation, to innovation) & deep irrationality is the root cause  Organisations need to encourage positive affect, thus protecting reputations  Governments: act to restore „confidence‟, „be seen to be precautionary‟  Companies: create exciting products and build markets on enthusiasm
  • 12. Learning other lessons “ [...] we have learnt that it is necessary with major technologies to ensure that the debate takes place at an early stage, as new areas emerge in the scientific and technological development process. This involves engaging with the public and understanding their aspirations and concerns around science and new technologies.” UK Government (2005), Response to the RS/RAEng report, p. 3
  • 13. Recent research 2007 2008 2011
  • 14. So what worries “the public”? Four main areas of concern 1. naturalness: with respect to “Contrary to what scientists tend e.g. food uses. to worry about, public fears about technology risks are less about 2. access: will benefits be fairly risks directly attributable to a distributed? technology than the social and 3. trust: will any unanticipated regulatory context in which they are embedded.” risks be handled responsibly? Cobb, M. D. and Macoubrie, J. 2004. Who is responsible? Public perceptions about nanotechnology: 4. transparency: can experts be risks, benefits, and trust. Journal of Nanoparticle Research 6(4), pp. trusted to admit the limits of 395-405. their knowledge about potential hazards?
  • 15. In a wider context...  Two key conclusions from a broad range of research1  Awareness of nanotech remains low  Nonetheless, attitudes generally positive or neutral across a range of countries (USA, UK, EU, Japan, Korea)  Where nano-concerns exist, they are not primarily about health and environmental risk  Instead, are rooted in social and political context (lack of trust in business, worries about transparency, etc.) 1 See e.g.  Evidence from other technology Gaskell, G., Ten Eyck, T., Jackson, J. & Veltri, G. Imagining nanotechnology: Cultural controversies support for technological innovation in Europe and the United States. Public  GM, nuclear power, BSE etc. (Brian Wynne, Understanding of Science 14, 81–90 (2005). Currall, S. C., King, E. B., Lane, N., Madera, Sheila Jasanoff) J. & Turner, S. What drives public acceptance of nanotechnology? Nature Nanotechnology. 1, 153–155 (2006).
  • 16. Contrasting lessons, contrasting assumptions “Public as risk” “Participatory publics” Defensive Early/ongoing reputational risk deliberative management engagement  Irrationality – only „knee-  Individuals already engaged jerk‟ responses with technology – implicitly  Isolated consumers deliberative  Media as sole source of  „Publics‟ not „public‟ info  Draw on diverse sources of information
  • 17. Brittle or resilient innovation?  13-member expert panel (industry associations, nanoscience, social sciences, NGOs, policymakers)  Four scenarios for nanotech in the UK to 2020  Lack of public engagement seen as potential obstacle to innovation  Nanofood identified as potential flashpoint
  • 18. Extreme reactions? “Biotechnology, like nanotechnology, represents the ultimate stage in increasing the power to exercise a more total dominion [...] of man over nature, Il Silvestre animals and other humans – [...] the (Italy) attack on life will assume new proportions and open up unimaginable scenarios” Silvia Guerini, Il Silvestre, May 2006 I n d i v i d u a l s Te n d i n g “The ever more rapid acceleration of this To w a r d s S a v a g e r y technology will lead to the creation of (Individualidades tendiendo a lo nano-cyborgs that can self-replicate salvaje, Mexico) automatically without the help of a human” Manifesto at http://liberaciontotal.lahaine.org/?p=3581
  • 19. Thank you for your attention grovesc1@cf.ac.uk http://cardiff.academia.edu/ChristopherGroves

Notas del editor

  1. This year saw in March the publication by the previous govt of a nanotech strategy for 2010-2014 published in March which was widely criticized on a number of grounds – one of the features of it which drew fire was how it covered the topic of public engagement. As some commentators noted (see here quote from Richard Jones), it made a marked contrast with the foregoing efforts by govt to promote upstream dialogue. Indeed, there was practically no mention of engagement at all.What happened?
  2. Various critics of the strategy noted that there also, in general, seemed to be a heavy emphasis on the governance of risk, that the potential negative outcomes of nanotechnological applications were receiving more attention than the potential benefits.The strategy uses the word risk/risks 60 times – approx 3 times as often as either benefits or opportunities The document no doubt concentrated on how best to do precautionary regulation in a position of ongoing data gaps, including uncertainty about toxicological effects and so on.But this was felt to have led to a failure to provide a strategic response to fundamental issues regarding the funding of nanotechnology innovation.Richard Jones remark – from the same blog post I just quoted – reflected these concerns nicely: that you need to ensure that innovation exists in the first place in order to be in a position where people can have something to talk and deliberate about. Upstream public engagement was clearly inspired by the American program which aimed at understanding the ethical, legal, and social issues (ELSI) surrounding the Human Genome Project (National Human Genome Research Institute 2008). The British, however, brought in a participatory approach. This was based on three points of critique towards the American ELSI approach (cf. Wilsdon and Willis 2004; Macnaghten et al. 2005). First, the ELSI program was thought to be too expert-oriented (as Jasanoff also observes), and thus more diverse and plural forms of public knowledge should enter the debate on science. Second, ELSI research was “framed as being able to scrutinize only the impacts or effects of the technology rather than deeper social and political considerations” (Macnaghten et al. 2005, p. 6). It was argued that, besides the risk issue, more fundamental social issues around ownership, control and social ends, should be part of the debate. Third, advocates of upstream engagement also pointed at the lack of impact of ELSI research, and stressed that upstream activities should be linked back to the decision-making of scientists, industry, and policy makers.
  3. it is necessary with major technologies to ensure that the debatetakes place at an early stage, as new areas emerge in the scientific and technological developmentprocess. This involves engaging with the public and understanding their aspirations and concernsaround science and new technologies.
  4. What marks these reactions out is their ideological context: the unknown – what nanotechnology may become in the future – is interpreted against the backdrop of a set of ethical prejudgements regarding the inherent direction of technological societies as such.