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Regional Workshop on Benefits of Open Access
for Research Dissemination, Usage, Visibility &
                   Impact
    22nd - 23rd November 2010, Pretoria, South Africa



   National Perspective of Open
        Access: Botswana

              Mogodisheng B.M. Sekhwela
                Research Quality Management

             OFFICE OF RESEARCH & DEVELOPMENT

                 University of Botswana
Recognitions
 Grateful to have been invited
 Sponsors:
   Academy of Science of South Africa (ASSAF)
   Eifl
   UNESCO
 University of Botswana for the permission and
 support
 Hopefully more enlightenment on how best to
 speed up open access by end of workshop
Open Access in Botswana: Historical
Context
  Botswana gained independence in 1966
  Anthropological Research Act enacted 1967
   Govern the pursuit of research, but prompted by
   the ‘over-researching’ of the San in Kalahari
   Monitor research, in particular on the San
   Obligation of researcher to deposit research results
   & findings at designated repositories: National
   Library, National Archives and University of
   Botswana Library - Support Open Readership
   Research Permit REQUIRED for research.
Historical Context Cont.:

Researchers mainly from outside Botswana
                              Research Participation Trends
                     200                                          Figure 1
                     180
  Permits Approved




                     160
                     140
                     120
                     100
                                                                  Locals
                      80
                                                                  Expatriates
                      60
                      40
                      20
                       0
                           1966-76   1977-79   1983   1984-1987

                                         Period
Dissemination: Whose Knowledge?

 E.g. University of Botswana Research Outputs
 Figure 2       1995-03            Books
                                1000
                                800
                In_Prep         600            Chapters
                                400
                                200
                                  0
        Dissertation                              Journal Articles



            Other_Publication              Conf_Papers
Office of Research and Development
                                                                                Institutional Control of Outputs



                                                                 Peer reviews
                                                                                  Research Proposal

                                                                                                                           Revision/
                                                                                  Review Process No
Quality Improvement and Management
Quality Improvement and Management



                                                                                                                         Improvement
                                                                                                 (suggestions)
                                                                                             Yes
                                                                                                                                            Figure 3
                                                                                     Funding           No
                                                                                             Yes       (suggestions)
                                                                                                                               Ethics Reviews
                                                                                   ORD Funds          Faculty
                                     Office of Research (ORD)
                                     Office of Research (ORD)




                                                                                                                                     Outside
                                                                     ORD Research                  Teaching &




                                                                                                                                                    Publishers Control
                                                                       Progress                    Training                        Publishers

                                                                            Administrative
                                                                            Reports                   UB Control                 Peer Reviews

                                                                Research Output                     Research Report

                                                                                                                                 Publication
                                                                Development/Client                        Outputs                s
                                                                                                          Database
                                                                Commercialization
                                                                                                                Source: Sekhwela, 2006, SARIMA
Dissemination: Whose Content?

 Quality in Research = High Quality Publication
 UB: 2004-07                                     Figure 4


                           Book
                      1000
           Other       800
                                     Book Chapter
         Publications 600
                       400
                       200
                         0
    Refereed Paper                     Non Refereed
     in Conference                       Journal

                                  Non Refereed
        Refereed Journal
                                   Papers in…
Research to Inform Nationally & Globally
(Botswana)
 National Developments:
    Food and Energy Production Systems
    Sustainable Development Paths
    Etc.
 Aspirations: VISION 2016
    Informed and Innovative Nation
    Wealthy and Healthy Nation – HIV/AIDS fight
 Global Climatic & Environmental Changes -
 DROUGHTS
 Etc.

 ALL EYES ON UNIVERSITY RESEARCH!!
Research in ‘Public Focus’
 Knowledge is critical for sustainable
 development in the competitive global
 economy (Ramphele, 2004)
 Application of knowledge to inform practice
 and policy is growing, confidence in quality of
 research and information generated (Boaz,
 ud).
 Knowledge is ‘public good’ that every research
 is expected to contribute
 Research is about knowledge generation, and
 increasing mandatory dissemination of
 publicly funded research
                                   Sekhwela (SARIMA, 2006)
Initiatives for Research & Innovation

 Draft Botswana Science and Technology Policy
 1998
 Public and private sector partnership initiatives
 Botswana National Research Science &
 Technology Plan (2005) – Competitive research
 suppliers
 New Botswana International University of Science
 and Technology (BIUST) approved
 Botswana Innovation Hub (BIH) (2006)– UB
 regarded as a partner
 New Tertiary Education Policy (2008) – Knowledge
 & Innovation for national development
Research Drive & Accountability

Need to access existing body of knowledge
High cost to access current knowledge.
Realisation that knowledge is generated by
researchers, but transferred to Publishers
Knowledge becomes ‘CONTENT’ controlled by
content creators
Quality of research is assured by researchers
through peer review processes ‘free’ to content
creators?
Further knowledge generation constrained by
content creators’ high pricing to access!
Knowledge generators push for cheaper access
Open Access: Whose Content?
Grey literature: Unpublished reports - Repositories
White literature: Published research – owned by
 publishers.
    Quality assured
    Reputable knowledge
    Highly valued
    Various format/media
    Cost involved
    What does Open Access mean then?
Situation in Botswana
Open Access still just the obligatory reposition of
research reports
UB lead institution like other Universities worldwide
that are pushing for Open Access to its own research
publications
Recently held national awareness raising workshop on
Open Access
However, UB still to develop clear Open Access policy
Institutional Repository policy – Open Access
mentioned.
Policy implementation ongoing: University of
Botswana Research, Innovation & Scholarship Archive
(UBRISA)
UB: Research Publications
Availability
 Institutional Repository
    Archive
    Access to information
    International VISIBILTY and Impact
 Marketing
    Capabality
    Capacity
    Etc.
 University of Botswna Research, Innovation &
 Scholarship Archive (UBRISA)
 (http://ubrisa.ub.bw)
UBRISA Impact
  UB visibility
  Access to UB research outputs
  Statistics on use/access (hits) of UB
  research outputs
  Source of UB research for official purposes
  Collections/communities to attract more
  collaborations and partnerships
  Outputs from ongoing research work
  ETC
RMS & UBRISA Online Systems
 Research Information
 Funding data
 Research Data Analysis
 Research Information access
 University research outputs stored and
 accessible
 Researcher outputs monitoring
 University research visibility enhanced
 Overall research output in pursuit of
 institutional goals – eg. Excellence tracked!
Own UB Content: Journals, etc.
                             Figure 5
Other Strategic Links: PMS

               UB Vision: Strategy
               For Excellence
                                                        Figure 6
                   University Research
                         Strategy


     Research Management         UBRISA
     System




                         PMS

                                          Source: Sekhwela, 2009
End
THANK YOU

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National Perspective of Open Access: Botswana

  • 1. Regional Workshop on Benefits of Open Access for Research Dissemination, Usage, Visibility & Impact 22nd - 23rd November 2010, Pretoria, South Africa National Perspective of Open Access: Botswana Mogodisheng B.M. Sekhwela Research Quality Management OFFICE OF RESEARCH & DEVELOPMENT University of Botswana
  • 2. Recognitions Grateful to have been invited Sponsors: Academy of Science of South Africa (ASSAF) Eifl UNESCO University of Botswana for the permission and support Hopefully more enlightenment on how best to speed up open access by end of workshop
  • 3. Open Access in Botswana: Historical Context Botswana gained independence in 1966 Anthropological Research Act enacted 1967 Govern the pursuit of research, but prompted by the ‘over-researching’ of the San in Kalahari Monitor research, in particular on the San Obligation of researcher to deposit research results & findings at designated repositories: National Library, National Archives and University of Botswana Library - Support Open Readership Research Permit REQUIRED for research.
  • 4. Historical Context Cont.: Researchers mainly from outside Botswana Research Participation Trends 200 Figure 1 180 Permits Approved 160 140 120 100 Locals 80 Expatriates 60 40 20 0 1966-76 1977-79 1983 1984-1987 Period
  • 5. Dissemination: Whose Knowledge? E.g. University of Botswana Research Outputs Figure 2 1995-03 Books 1000 800 In_Prep 600 Chapters 400 200 0 Dissertation Journal Articles Other_Publication Conf_Papers
  • 6. Office of Research and Development Institutional Control of Outputs Peer reviews Research Proposal Revision/ Review Process No Quality Improvement and Management Quality Improvement and Management Improvement (suggestions) Yes Figure 3 Funding No Yes (suggestions) Ethics Reviews ORD Funds Faculty Office of Research (ORD) Office of Research (ORD) Outside ORD Research Teaching & Publishers Control Progress Training Publishers Administrative Reports UB Control Peer Reviews Research Output Research Report Publication Development/Client Outputs s Database Commercialization Source: Sekhwela, 2006, SARIMA
  • 7. Dissemination: Whose Content? Quality in Research = High Quality Publication UB: 2004-07 Figure 4 Book 1000 Other 800 Book Chapter Publications 600 400 200 0 Refereed Paper Non Refereed in Conference Journal Non Refereed Refereed Journal Papers in…
  • 8. Research to Inform Nationally & Globally (Botswana) National Developments: Food and Energy Production Systems Sustainable Development Paths Etc. Aspirations: VISION 2016 Informed and Innovative Nation Wealthy and Healthy Nation – HIV/AIDS fight Global Climatic & Environmental Changes - DROUGHTS Etc. ALL EYES ON UNIVERSITY RESEARCH!!
  • 9. Research in ‘Public Focus’ Knowledge is critical for sustainable development in the competitive global economy (Ramphele, 2004) Application of knowledge to inform practice and policy is growing, confidence in quality of research and information generated (Boaz, ud). Knowledge is ‘public good’ that every research is expected to contribute Research is about knowledge generation, and increasing mandatory dissemination of publicly funded research Sekhwela (SARIMA, 2006)
  • 10. Initiatives for Research & Innovation Draft Botswana Science and Technology Policy 1998 Public and private sector partnership initiatives Botswana National Research Science & Technology Plan (2005) – Competitive research suppliers New Botswana International University of Science and Technology (BIUST) approved Botswana Innovation Hub (BIH) (2006)– UB regarded as a partner New Tertiary Education Policy (2008) – Knowledge & Innovation for national development
  • 11. Research Drive & Accountability Need to access existing body of knowledge High cost to access current knowledge. Realisation that knowledge is generated by researchers, but transferred to Publishers Knowledge becomes ‘CONTENT’ controlled by content creators Quality of research is assured by researchers through peer review processes ‘free’ to content creators? Further knowledge generation constrained by content creators’ high pricing to access! Knowledge generators push for cheaper access
  • 12. Open Access: Whose Content? Grey literature: Unpublished reports - Repositories White literature: Published research – owned by publishers. Quality assured Reputable knowledge Highly valued Various format/media Cost involved What does Open Access mean then?
  • 13. Situation in Botswana Open Access still just the obligatory reposition of research reports UB lead institution like other Universities worldwide that are pushing for Open Access to its own research publications Recently held national awareness raising workshop on Open Access However, UB still to develop clear Open Access policy Institutional Repository policy – Open Access mentioned. Policy implementation ongoing: University of Botswana Research, Innovation & Scholarship Archive (UBRISA)
  • 14. UB: Research Publications Availability Institutional Repository Archive Access to information International VISIBILTY and Impact Marketing Capabality Capacity Etc. University of Botswna Research, Innovation & Scholarship Archive (UBRISA) (http://ubrisa.ub.bw)
  • 15. UBRISA Impact UB visibility Access to UB research outputs Statistics on use/access (hits) of UB research outputs Source of UB research for official purposes Collections/communities to attract more collaborations and partnerships Outputs from ongoing research work ETC
  • 16. RMS & UBRISA Online Systems Research Information Funding data Research Data Analysis Research Information access University research outputs stored and accessible Researcher outputs monitoring University research visibility enhanced Overall research output in pursuit of institutional goals – eg. Excellence tracked!
  • 17. Own UB Content: Journals, etc. Figure 5
  • 18. Other Strategic Links: PMS UB Vision: Strategy For Excellence Figure 6 University Research Strategy Research Management UBRISA System PMS Source: Sekhwela, 2009
  • 19. End