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What happens in planning
authorities ?
Richard Crawley
Peer day Feb 2015 www.pas.gov.uk
Overview
1. Benchmark roundup
• Inventing the art
• Resources
• Productivity
• Customers
• Reflections
2. Planning Quality Framework
• Is it any good ?
* One-off presentation alert *
Benchmark roundup
• Benchmarking since 2009
– 276 councils participated in total
– Confidential, but valuable dataset
• Publish aggregate as a “state of the nation”
– Before we forget; for the benefit of the future
• Need to find the right tone
– Warts ‘n’ all, but useful to councils
– Your view is the one that matters
Inventing the art
• We had to make the basic building blocks
– What was the work called ? (‘Q’ codes had not
kept up)
– What were our tasks called ? (and which were
‘value’ ?)
• There is a value in this framework
• We stole from building control
– Productive hourly rate = £50
– Compare / contrast with pre-app charges (!)
Resources
• =Primary focus (we were preparing for fees)
• Big decisions
– What was supposed to be covered by the fee ?
– … and what was RSG ?
• Consequences to these decisions
– And not just for planning departments
– Vulnerable to workload fluctuations ? Or broader
council spending pressures ?
Subsidy = 30% (then)
Majors = profit. Avoid conditions !
application count
cost of processing
per app
fee per app at time
of benchmark
Major non residential 2149 £2,841 £6,277
All dwellings 14162 £1,664 £1,293
Minor nonresidential 20999 £783 £410
Householders 48020 £408 £131
Heritage 11981 £449 £2
All waste 58 £4,155 £5,137
All minerals 144 £622 £1,110
All others 48668 £385 £158
Conditions 12540 £268 £93
All apptypes 158721 £589 £353
Productivity
• “We are not updating the 150 cases per
officer thing”
– In the end, we have caved in
• It’s gone down 
– Awkward. Work types ? Bloat since 2002 ?
Caseload = 144 / case officer
Productivity revisited
• In 2002, it was professional case officer +
admin types. Now less differentiation.
• Not cases per DC officer, but cases per
human
– Derives total head count
– = less wiggle room
– In the ODPM study, this was “less than 100”
All-in figure is 88 cases per human
All-in figure is 88 cases per human
Drivers of productivity
• Large authorities = higher productivity
• Work mix = biggest impact
– Organise against workload of high numbers of
simple applications. Fast track. Often urban.
• Plus local factors (eg contamination)
Supergroups = ONS classification
Customers
• Individual councils failed to get enough
volume to allow confidence
• In aggregate we had clear messages
– Talk to us, generally. It’s just manners.
– Talk to us *especially* when there are issues
– We (generally) fail on customer care
• These are not high volume environments, but
we fail because we don’t acknowledge WIP
and target culture
Reflections (on LPAs)
• Massive shift in understanding
– Financial literacy
• National indicators hide almost everything
about performance
• Planning work needs to be unpicked to be
understood
• Subsidy represents a risk to development
• Communication is often weak
Reflections (on benchmarking)
• Sustained collaborative effort
– Fantastic advert for ‘sector led’ work
– Great partnership with CIPFA
• Raw data is great
– Allows you to ask questions late
• Benefit beyond “improvement tool”
– Demonstrate excellence
• Difficult to count things in policy
Benchmarking is dead. Long live
PQF.
The basic building blocks have been adapted
and recycled into the PQF
1. More focused on customers
2. Internal management tool / external
‘declaration’
3. Not an annual snapshot, but a continuous
process
4. We want it to become a
“badge”. Over time.
Back office data
Each qtr
Applications
map
Surveys Quality
Mapping
1/off
Applicant
Each decision
Neighbours
Each decision
Amenity groups
Once/yr
Councillors
Once/yr
Staff
Once/yr
Service Head
Once/yr
Quarterly
summaries
Annual report
Simple
quality
measures
Big scheme
quality
measures
Quarterly
summaries
Quarterly
summary
Customer Surveys
• Agents, Applicants, Neighbours, Peers
• Staff, councillors, amenities
• Tied to an individual application
• Help, Time, Information, Straightforward.
Customer Surveys
• “We may be slow, but we offer a quality
service”
– This allows you to test, prove
• Same questions nation-wide
• Early days
survey results
Application Ref: HA/FUL/4456/14
Plus head of service survey
• Things are different. Why ?
– ICT ?
– Organisation ?
• How happy are you ?
• What are your plans ?
– Collaborations ? Shared approaches ?
Plus lots of data & pictures
sampled
• Everyone has same
application count
• Less mental juggling
sampled
Approved ?
Valid ?
No fee ? (exc. heritage & trees)
• "Boxplot vs PDF" by Jhguch at en.wikipedia. Licensed under CC BY-SA 2.5 via Wikimedia Commons -
http://commons.wikimedia.org/wiki/File:Boxplot_vs_PDF.svg#mediaviewer/File:Boxplot_vs_PDF.svg
• "Boxplot vs PDF" by Jhguch at en.wikipedia. Licensed under CC BY-SA 2.5 via Wikimedia Commons -
http://commons.wikimedia.org/wiki/File:Boxplot_vs_PDF.svg#mediaviewer/File:Boxplot_vs_PDF.svg
Ashford
Hastings. End to end days. 12,000
cases compared using 30 numbers
More to come
• Headcount
• Investment
• [need more testing]
Is it getting busier ? [yes]
Dev value in our place = £60m/yr
What does it prove ?
• Hastings is …
– Struggling financially. Cannot get close to cost
recovery
– Getting busier
– Quicker than its peers
– [Results of survey tbc]
• They might …
– Investigate refusals. Lower edge of group.
– Ask bournemouth about refunds / free goes
– Have a grown-up think about funding
PAS Planning Quality Framework =
consistent, relevant information to
benchmark performance' (p12):
Solution in search of a problem ?
• Purpose
• Routine
• Value
• Or do something else …
• Use it or lose it ?

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Richard Crawley, PAS - What happens in planning authorities?

  • 1. What happens in planning authorities ? Richard Crawley Peer day Feb 2015 www.pas.gov.uk
  • 2. Overview 1. Benchmark roundup • Inventing the art • Resources • Productivity • Customers • Reflections 2. Planning Quality Framework • Is it any good ? * One-off presentation alert *
  • 3. Benchmark roundup • Benchmarking since 2009 – 276 councils participated in total – Confidential, but valuable dataset • Publish aggregate as a “state of the nation” – Before we forget; for the benefit of the future • Need to find the right tone – Warts ‘n’ all, but useful to councils – Your view is the one that matters
  • 4. Inventing the art • We had to make the basic building blocks – What was the work called ? (‘Q’ codes had not kept up) – What were our tasks called ? (and which were ‘value’ ?) • There is a value in this framework • We stole from building control – Productive hourly rate = £50 – Compare / contrast with pre-app charges (!)
  • 5. Resources • =Primary focus (we were preparing for fees) • Big decisions – What was supposed to be covered by the fee ? – … and what was RSG ? • Consequences to these decisions – And not just for planning departments – Vulnerable to workload fluctuations ? Or broader council spending pressures ?
  • 6.
  • 7. Subsidy = 30% (then)
  • 8. Majors = profit. Avoid conditions ! application count cost of processing per app fee per app at time of benchmark Major non residential 2149 £2,841 £6,277 All dwellings 14162 £1,664 £1,293 Minor nonresidential 20999 £783 £410 Householders 48020 £408 £131 Heritage 11981 £449 £2 All waste 58 £4,155 £5,137 All minerals 144 £622 £1,110 All others 48668 £385 £158 Conditions 12540 £268 £93 All apptypes 158721 £589 £353
  • 9. Productivity • “We are not updating the 150 cases per officer thing” – In the end, we have caved in • It’s gone down  – Awkward. Work types ? Bloat since 2002 ?
  • 10. Caseload = 144 / case officer
  • 11. Productivity revisited • In 2002, it was professional case officer + admin types. Now less differentiation. • Not cases per DC officer, but cases per human – Derives total head count – = less wiggle room – In the ODPM study, this was “less than 100”
  • 12. All-in figure is 88 cases per human
  • 13. All-in figure is 88 cases per human
  • 14. Drivers of productivity • Large authorities = higher productivity • Work mix = biggest impact – Organise against workload of high numbers of simple applications. Fast track. Often urban. • Plus local factors (eg contamination)
  • 15. Supergroups = ONS classification
  • 16. Customers • Individual councils failed to get enough volume to allow confidence • In aggregate we had clear messages – Talk to us, generally. It’s just manners. – Talk to us *especially* when there are issues – We (generally) fail on customer care • These are not high volume environments, but we fail because we don’t acknowledge WIP and target culture
  • 17. Reflections (on LPAs) • Massive shift in understanding – Financial literacy • National indicators hide almost everything about performance • Planning work needs to be unpicked to be understood • Subsidy represents a risk to development • Communication is often weak
  • 18. Reflections (on benchmarking) • Sustained collaborative effort – Fantastic advert for ‘sector led’ work – Great partnership with CIPFA • Raw data is great – Allows you to ask questions late • Benefit beyond “improvement tool” – Demonstrate excellence • Difficult to count things in policy
  • 19. Benchmarking is dead. Long live PQF. The basic building blocks have been adapted and recycled into the PQF 1. More focused on customers 2. Internal management tool / external ‘declaration’ 3. Not an annual snapshot, but a continuous process 4. We want it to become a “badge”. Over time.
  • 20. Back office data Each qtr Applications map Surveys Quality Mapping 1/off Applicant Each decision Neighbours Each decision Amenity groups Once/yr Councillors Once/yr Staff Once/yr Service Head Once/yr Quarterly summaries Annual report Simple quality measures Big scheme quality measures Quarterly summaries Quarterly summary
  • 21. Customer Surveys • Agents, Applicants, Neighbours, Peers • Staff, councillors, amenities • Tied to an individual application • Help, Time, Information, Straightforward.
  • 22. Customer Surveys • “We may be slow, but we offer a quality service” – This allows you to test, prove • Same questions nation-wide • Early days
  • 24. Plus head of service survey • Things are different. Why ? – ICT ? – Organisation ? • How happy are you ? • What are your plans ? – Collaborations ? Shared approaches ?
  • 25. Plus lots of data & pictures
  • 26.
  • 27. sampled • Everyone has same application count • Less mental juggling
  • 29.
  • 32. No fee ? (exc. heritage & trees)
  • 33. • "Boxplot vs PDF" by Jhguch at en.wikipedia. Licensed under CC BY-SA 2.5 via Wikimedia Commons - http://commons.wikimedia.org/wiki/File:Boxplot_vs_PDF.svg#mediaviewer/File:Boxplot_vs_PDF.svg
  • 34. • "Boxplot vs PDF" by Jhguch at en.wikipedia. Licensed under CC BY-SA 2.5 via Wikimedia Commons - http://commons.wikimedia.org/wiki/File:Boxplot_vs_PDF.svg#mediaviewer/File:Boxplot_vs_PDF.svg
  • 36. Hastings. End to end days. 12,000 cases compared using 30 numbers
  • 37. More to come • Headcount • Investment • [need more testing]
  • 38. Is it getting busier ? [yes]
  • 39. Dev value in our place = £60m/yr
  • 40. What does it prove ? • Hastings is … – Struggling financially. Cannot get close to cost recovery – Getting busier – Quicker than its peers – [Results of survey tbc] • They might … – Investigate refusals. Lower edge of group. – Ask bournemouth about refunds / free goes – Have a grown-up think about funding
  • 41. PAS Planning Quality Framework = consistent, relevant information to benchmark performance' (p12):
  • 42. Solution in search of a problem ? • Purpose • Routine • Value • Or do something else … • Use it or lose it ?

Notas del editor

  1. 2014 total stats