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P7 forensic auditing
- 3. FORENSIC ACCOUNTING Includes Forensic Auditing & Investigations
- 5. FORENSIC ACCOUNTING EXAMINE FINANCIAL MATTERS PROVIDE ANALYSIS FOR LEGAL DISPUTES LOOK BEYOND INTERPRET COMPLEXITIES COMMUNICATE IN NUMBERS COURT
- 8. FORENSIC INVESTIGATIONS FRAUD INVESTIGATIONS Eg Tax Evasion Insider Dealing
- 9. FORENSIC INVESTIGATIONS FRAUD INVESTIGATIONS Eg Tax Evasion Insider Dealing Trace funds & Assets
- 10. FORENSIC INVESTIGATIONS FRAUD INVESTIGATIONS INSURANCE CLAIMS PROFESSIONAL NEGLIGENCE Eg Tax Evasion Insider Dealing Trace funds & Assets Due Diligence & Reviews DISPUTES Eg. Partnerships
- 11. FORENSIC INVESTIGATIONS FRAUD INVESTIGATIONS INSURANCE CLAIMS PROFESSIONAL NEGLIGENCE Eg Tax Evasion Insider Dealing Trace funds & Assets Due Diligence & Reviews DISPUTES Eg. Partnerships Divorce
- 12. FORENSIC INVESTIGATIONS FRAUD INVESTIGATIONS INSURANCE CLAIMS PROFESSIONAL NEGLIGENCE Eg Tax Evasion Insider Dealing Trace funds & Assets Due Diligence & Reviews DISPUTES Eg. Partnerships Divorce Detailed Analysis
- 13. FORENSIC INVESTIGATIONS FRAUD INVESTIGATIONS INSURANCE CLAIMS PROFESSIONAL NEGLIGENCE Eg Tax Evasion Eg Property Loss Insider Dealing Trace funds & Assets Due Diligence & Reviews DISPUTES Eg. Partnerships Divorce Detailed Analysis Trace Funds & Evaluate Assets
- 14. FORENSIC INVESTIGATIONS FRAUD INVESTIGATIONS INSURANCE CLAIMS PROFESSIONAL NEGLIGENCE Eg Tax Evasion Eg Property Loss Insider Dealing Medical Malpractice Trace funds & Assets Due Diligence & Reviews DISPUTES Eg. Partnerships Divorce Detailed Analysis Trace Funds & Evaluate Assets
- 15. FORENSIC INVESTIGATIONS FRAUD INVESTIGATIONS INSURANCE CLAIMS PROFESSIONAL NEGLIGENCE Eg Tax Evasion Eg Property Loss Insider Dealing Medical Malpractice Trace funds & Assets Detailed Policy Due Diligence & Review Reviews DISPUTES Eg. Partnerships Divorce Detailed Analysis Trace Funds & Evaluate Assets
- 16. FORENSIC INVESTIGATIONS FRAUD INVESTIGATIONS INSURANCE CLAIMS PROFESSIONAL NEGLIGENCE Eg Tax Evasion Eg Property Loss Eg Loss through Insider Dealing Medical Malpractice professional advice Trace funds & Assets Detailed Policy Due Diligence & Review Reviews Quantify Loss DISPUTES Eg. Partnerships Divorce Detailed Analysis Trace Funds & Evaluate Assets
- 17. FORENSIC INVESTIGATIONS FRAUD INVESTIGATIONS INSURANCE CLAIMS PROFESSIONAL NEGLIGENCE Eg Tax Evasion Eg Property Loss Eg Loss through Insider Dealing Medical Malpractice professional advice Trace funds & Assets Detailed Policy Merits of Case Due Diligence & Review Reviews Quantify Loss DISPUTES Eg. Partnerships Divorce Detailed Analysis Trace Funds & Evaluate Assets
- 18. FORENSIC INVESTIGATIONS FRAUD INVESTIGATIONS INSURANCE CLAIMS PROFESSIONAL NEGLIGENCE Eg Tax Evasion Eg Property Loss Eg Loss through Insider Dealing Medical Malpractice professional advice Trace funds & Assets Detailed Policy Merits of Case Due Diligence & Review Quantify Loss Reviews Quantify Loss DISPUTES Eg. Partnerships Divorce Detailed Analysis Trace Funds & Evaluate Assets
- 20. FORENSIC AUDITING USE AUDIT SKILLS FOR LEGAL SITUATIONS IDENTIFY & GATHER EVIDENCE EG. HOW FRAUD CONDUCTED, MOTIVES, INTERVIEWS
- 22. RE PO R EX TS H IB DO ITS C U M EN TS TE WHATS BE ST EX IF PE Y RT W IT N /REQUIRED ES S IF RE LE H V AV AN E T EX PE R H TIS AV E E EX & PE TR RI AI EN N C IN E G
- 24. CONDUCTING AN INVESTIGATION • ACCEPT IT (skills? Interview training? Safe custody of evidence, legal framework, NOT if audit client) 6
- 25. CONDUCTING AN INVESTIGATION • ACCEPT IT (skills? Interview training? Safe custody of evidence, legal framework, NOT if audit client) • PLAN IT (identify type of fraud, how long, how concealed, who, quantify loss, gather court evidence, advise on how to stop it 6
- 26. CONDUCTING AN INVESTIGATION • ACCEPT IT (skills? Interview training? Safe custody of evidence, legal framework, NOT if audit client) • PLAN IT (identify type of fraud, how long, how concealed, who, quantify loss, gather court evidence, advise on how to stop it • GATHER EVIDENCE (caats, AP, Substantive, Interviews, no gaps in custody) 6
- 28. ETHICAL CONSIDERATIONS OBJECTIVITY Pressure to say things in court in client’s interest
- 29. ETHICAL CONSIDERATIONS OBJECTIVITY Pressure to say things in court in client’s interest
- 30. ETHICAL CONSIDERATIONS OBJECTIVITY PROFESSIONAL Pressure to say things COMPETENCE in court in client’s Need skills to gather evidence interest & Legal knowledge May also be a self
- 31. ETHICAL CONSIDERATIONS OBJECTIVITY PROFESSIONAL Pressure to say things COMPETENCE in court in client’s Need skills to gather evidence interest & Legal knowledge Presentation skills for court May also be a self too CONFIDENTIALITY Disclose everything to court
- 32. ETHICAL CONSIDERATIONS OBJECTIVITY PROFESSIONAL Pressure to say things COMPETENCE in court in client’s Need skills to gather evidence interest & Legal knowledge Presentation skills for court May also be a self too CONFIDENTIALITY PROFESSIONAL Disclose everything to BEHAVIOUR court Act in the public interest Say nothing outside of court
- 33. ETHICAL CONSIDERATIONS OBJECTIVITY PROFESSIONAL Pressure to say things COMPETENCE in court in client’s Need skills to gather evidence interest & Legal knowledge Presentation skills for court May also be a self too CONFIDENTIALITY PROFESSIONAL Disclose everything to BEHAVIOUR court Act in the public interest Say nothing outside of court Reputation risk if not
- 37. CONDUCTING FORENSIC INVESTIGATIONS EVIDENCE LOCATE DOCUMENTS / ASSETS / COMPANIES PROOF OF EVENTS
- 38. CONDUCTING FORENSIC INVESTIGATIONS EVIDENCE LOCATE DOCUMENTS / ASSETS / COMPANIES PROOF OF EVENTS
- 39. CONDUCTING FORENSIC INVESTIGATIONS EVIDENCE LOCATE DOCUMENTS / ASSETS / COMPANIES PROOF OF EVENTS INTERVIEW
- 40. CONDUCTING FORENSIC INVESTIGATIONS EVIDENCE LOCATE DOCUMENTS / ASSETS / COMPANIES PROOF OF EVENTS INTERVIEW DUE DILIGENCE EVALUATION OF EVIDENCE Economic damages - using sensitivity analysis, npvs,
- 41. CONDUCTING FORENSIC INVESTIGATIONS EVIDENCE LOCATE DOCUMENTS / ASSETS / COMPANIES PROOF OF EVENTS INTERVIEW DUE DILIGENCE EVALUATION OF EVIDENCE Economic damages - using sensitivity analysis, npvs, Using charts & graphs to present
- 43. FORENSIC INVESTIGATION / AUDIT REPORTS key Issues Terms & scope of assignment
- 44. FORENSIC INVESTIGATION / AUDIT REPORTS key Issues Terms & scope of assignment Approach used
- 45. FORENSIC INVESTIGATION / AUDIT REPORTS key Issues Terms & scope of assignment Approach used Limitations of scope
- 46. FORENSIC INVESTIGATION / AUDIT REPORTS key Issues Terms & scope of assignment Approach used Limitations of scope Findings / Opinion
- 47. FORENSIC INVESTIGATION / AUDIT REPORTS key Issues Terms & scope of assignment Approach used Limitations of scope Findings / Opinion FORENSIC EXPERT REPORTS
- 48. FORENSIC INVESTIGATION / AUDIT REPORTS key Issues Terms & scope of assignment Approach used Limitations of scope Findings / Opinion FORENSIC EXPERT REPORTS key Issues
- 49. FORENSIC INVESTIGATION / AUDIT REPORTS key Issues Terms & scope of assignment Approach used Limitations of scope Findings / Opinion FORENSIC EXPERT REPORTS key Issues Qualifications & Experience
- 50. FORENSIC INVESTIGATION / AUDIT REPORTS key Issues Terms & scope of assignment Approach used Limitations of scope Findings / Opinion FORENSIC EXPERT REPORTS key Issues Qualifications & Experience Info used
- 51. FORENSIC INVESTIGATION / AUDIT REPORTS key Issues Terms & scope of assignment Approach used Limitations of scope Findings / Opinion FORENSIC EXPERT REPORTS key Issues Qualifications & Experience Info used Statement of Material Facts (basis of opinion)
- 52. FORENSIC INVESTIGATION / AUDIT REPORTS key Issues Terms & scope of assignment Approach used Limitations of scope Findings / Opinion FORENSIC EXPERT REPORTS key Issues Qualifications & Experience Info used Statement of Material Facts (basis of opinion) 3rd party info was supervised
- 53. FORENSIC INVESTIGATION / AUDIT REPORTS key Issues Terms & scope of assignment Approach used Limitations of scope Findings / Opinion FORENSIC EXPERT REPORTS key Issues Qualifications & Experience Info used Statement of Material Facts (basis of opinion) 3rd party info was supervised Statement of Understanding (reasons for involvement & implications)
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