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International Conference on Climate Change and Food Security 2011




        Conceptualizing an agent-
       based model to simulate crop
   基于Agent模拟的农业土地利用
       pattern dynamics (CroPaDy)
      格局动态机理研究
       for food security assessment

                             研究方案讨论

                        Reporter: Yu Qiangyi
  Contributed authors: Wu Wenbin, Yang Peng, Xia Tian, Huajun Tang
                            2011 - 11 - 8
1. Background and incentives


‾
• Land use, climate change and food security.

‾
    Climate change affects crop yields. Land use change affects crop area.
    Food production: a sythetical issue of agricultural land, crop yields, crop use and
    allocation (Foley et al., 2011)


‾
• Land system: complexity and dynamics
    Coupled human and natural system (GLP, 2005; Liu et al., 2007)


‾
• Land change analysis: tradition vs. innovation

‾
    LUCC vs. land function (Verburg et al., 2009) and crop pattern (Tang et al., 2010)

‾
    Biophysical processes vs. human dimensions (Rounsevell and Arneth, 2011)

‾
    “Top-down” vs. “bottom-up” (Wu et al., 2008)

‾
    “Decisions” vs. “conversions” (Yu et al., 2011)
    Static vs. dynamic (Veldkamp, 2009)
1. Background and incentives


‾ ABM/LUCC studies (Matthews et al., 2007; Parker et al., 2008; Parker et
• Agent-based modeling for land change analysis


‾ Agricultural ABM/LUCC (Happe et al., 2011; Le et al., 2010;
  al., 2003; Rindfuss et al., 2008; Robinson et al., 2007).

  Schreinemachers and Berger, 2011; Valbuena et al., 2010)


‾ Regional applications? (Valbuena et al., 2010)
• Shortages

‾ Co-evolving interconnections between environment and human agents? (Le

‾ No applications on crop pattern dynamics? (Yu et al., 2011)
  et al., 2010)
2. Model conceptualization
• What is agent?




                                                               (Yu et al., 2011)
   (a)   bottom-level actors in agricultural land system
   (b)   linkages to spatial landscape (through land tenure),
   (c)   direct decision-makers for crop choice and farming strategy,
   (d)   adapters to environmental changes, and
   (e)   communicators to other agents.
2. Model conceptualization
2.1 Driving forces

•   Internal and external factors instead of macro-statistic
    variables (biophysical and socioeconomic factors).
•   Internal factors are underlying causes while regulated
    by external factors.




                                          Modified from
                                          Valbuena et al., (2010)
•   Co-evolution of internal and external factors.
•   External factors cause homogeneous impacts while
    internal factors are totally heterogeneous.
2 Model conceptualization
2.2 Decision making processes

•   Crop pattern on farmland                    Agent
    are directly linked with      Agent
    human land use decisions.

•   Multiple internal and
    external factors have to
    be simplified and
    classified into several     Agent
    one-to-one combinations.        Land use decisions

•   External factors as conditions: crop yield, crop price, policy
    intervention, and social preference. While internal factors as
    correspondence: high yield pursuing, high price pursuing, policy
    interrupting, and individual preference.

•   Mathematical method: factor analysis (simplifying and classifying)+
    “bounded utility-maximizing” function (determining).
2. Model conceptualization
2.3 Consequences

•   Possible options to actual actions



    farming decisions: farming
•   Three levels of options:

    abandonment or farming
    expansion
    crop choices: select what crop for
    farming

    intensification and extensification
    management decisions:



•   Consequences as feedbacks to
    driving forces                         (Yu et al., 2011)
3. Model parameterization

• Generalized framework for parameterization of ABM/LUCC
  (Smajgl et al., 2011)
3. Model parameterization


Sub-modules of CroPaDy:

     ⨀ Agents generating module

     ⨀ Agent simplifying and classifying module

     ⨀ Agent decision-making module
3.1 Agent generating module


‾
Generating agent attributes
    There are two approaches have been widely used in retrieving individual attributes
    from sample survey data. One is to use Monte Carlo techniques and the other is to

‾
    use proportional methods (Robinson et al., 2007).
    For a given attribute i, the occurrence frequency (Fi) of each option value is
    counted based on sample survey data, by which to get the cumulative probability
    (Pi) distribution of this given attributes. Therefore the given attribute variable (Vi)
    and its occurrence frequency, cumulative probability are expressed as follows:




                 Where: i means the ID of attributes;
                        k means the ID of option values;
                        bik means the specific value of the given attribute;
                        xik means the specific occurrence frequency of option value k.
3.1 Agent generating module
 This cumulative distribution function is used to randomly distribute the option values of given
attribute i for the whole population. For this, a random integer between 0 and 1 is drawn for each
agent and the option value is then read based on the one-to-one transformation from Pi to Vi.
Using this method for the whole population of agent recreates the depicted empirical probabilistic
distribution function for attribute i. Then the Monte Carlo procedure is repeated for all other
attributes. Assuming that there are n agents with m attributes to be generated, the agent
information can be expressed as:




      Where: randO means sort the value set in random order;
              IDAttribute means the identity number of attribute variables;
              IDAgent means the identity number of individual agent;
              AM*N={ai,j} is a two dimensional matrix, where ai,j means the generated value of attribute i for agent j;
              A’M*N={a’i,j} is a two dimensional matrix, where a’i,j means the sample value of attribute i for agent j;
              ai, is a vector, means the value set of attribute i;
              bi is a vector, means the value set of option values of attribute i;
              Ki means the total number of option values of attribute i;
              Xi,k means the occurrence frequency of option value k for attribute i
              N*fi(bik) means the total number agent who have attribute value bik.
3.1 Agent generating module

Spatially referencing households’ decisions with their land parcels

‾     Combining various GIS data including cadaster and dedicated production block
      (farmer’s block, physical block) system to spatially reference households to their
      land parcels.




    ‾The vector land parcels are the basic simulation units.
    Land Parcel Identification System (Milenov and Kay, 2006; Sagris and Devos, 2008)
3.1 Agent generating module
    ‾    The final result of generated agent population




‾
‾
        The results have to be checked for inconsistencies. (Berger and Schreinemachers, 2006)
        The generated information has to be updated every year.
3.2 Agent simplifying and classifying module
‾
‾
     Typology? (McKinney, 1950; Valbuena et al., 2008)

‾
     Confirmatory Factor Analysis?
     In case we have a set of M (M > 4) observable random internal variables at each agent: yi = (y1, y2, y3, … ,
     yM), taking those advantages of factor analysis, we are trying to classify the original variables into four
     principle common internal factors named high yield pursuing, high price pursuing, policy interrupting, and
     individual preference: F = (F1, F2, F3, F4). The original variables may be expressed as linear functions of
     the common factors in the Common Factor Model (Thurstone, 1947). Subsequently the factor scores were
     calculated as:




    The combination of factor scores is transformed into a vector of weights that
    suggest the comprehensive ability/willingness combination of each specific agent.
3.3 Agent decision-making module
‾
‾
    Optimizing agent V.S. heuristic agent (Schreinemachers and Berger, 2006);

‾
    Perfect rationality V.S. bounded rationality (Manson and Evans, 2007)
    Multinomial logistic model for representing bounded-rational decision making
    mechanism, assuming that the utility function was following Gumbel distribution

‾
    (Le et al., 2008; Wu et al., 2011)
    Bounded utility-maximizing function:
3.3 Agent decision-making module
3.3 Agent decision-making module
Summaries

• Integrating crop pattern dynamics with crop yield change,
  market fluctuation, and policy intervention
• Both the model conceptualization and parameterization
  are followed generalized modeling framework.

• Model implementation: Northeast China
  (Grimm et al., 2006; Grimm et al., 2010) and (Smajgl et al., 2011)


• Possible limitations:
  Not including management decisions
  The environment has no spatial differences
  Innovative try in in simplifying agent attributes to behavioral parameters
Thank you!

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Yu Qiangyi — Conceptualizing an agent based model to simulate crop pattern dynamics (cropady) for food security assessment

  • 1. International Conference on Climate Change and Food Security 2011 Conceptualizing an agent- based model to simulate crop 基于Agent模拟的农业土地利用 pattern dynamics (CroPaDy) 格局动态机理研究 for food security assessment 研究方案讨论 Reporter: Yu Qiangyi Contributed authors: Wu Wenbin, Yang Peng, Xia Tian, Huajun Tang 2011 - 11 - 8
  • 2. 1. Background and incentives ‾ • Land use, climate change and food security. ‾ Climate change affects crop yields. Land use change affects crop area. Food production: a sythetical issue of agricultural land, crop yields, crop use and allocation (Foley et al., 2011) ‾ • Land system: complexity and dynamics Coupled human and natural system (GLP, 2005; Liu et al., 2007) ‾ • Land change analysis: tradition vs. innovation ‾ LUCC vs. land function (Verburg et al., 2009) and crop pattern (Tang et al., 2010) ‾ Biophysical processes vs. human dimensions (Rounsevell and Arneth, 2011) ‾ “Top-down” vs. “bottom-up” (Wu et al., 2008) ‾ “Decisions” vs. “conversions” (Yu et al., 2011) Static vs. dynamic (Veldkamp, 2009)
  • 3. 1. Background and incentives ‾ ABM/LUCC studies (Matthews et al., 2007; Parker et al., 2008; Parker et • Agent-based modeling for land change analysis ‾ Agricultural ABM/LUCC (Happe et al., 2011; Le et al., 2010; al., 2003; Rindfuss et al., 2008; Robinson et al., 2007). Schreinemachers and Berger, 2011; Valbuena et al., 2010) ‾ Regional applications? (Valbuena et al., 2010) • Shortages ‾ Co-evolving interconnections between environment and human agents? (Le ‾ No applications on crop pattern dynamics? (Yu et al., 2011) et al., 2010)
  • 4. 2. Model conceptualization • What is agent? (Yu et al., 2011) (a) bottom-level actors in agricultural land system (b) linkages to spatial landscape (through land tenure), (c) direct decision-makers for crop choice and farming strategy, (d) adapters to environmental changes, and (e) communicators to other agents.
  • 6. 2.1 Driving forces • Internal and external factors instead of macro-statistic variables (biophysical and socioeconomic factors). • Internal factors are underlying causes while regulated by external factors. Modified from Valbuena et al., (2010) • Co-evolution of internal and external factors. • External factors cause homogeneous impacts while internal factors are totally heterogeneous.
  • 8. 2.2 Decision making processes • Crop pattern on farmland Agent are directly linked with Agent human land use decisions. • Multiple internal and external factors have to be simplified and classified into several Agent one-to-one combinations. Land use decisions • External factors as conditions: crop yield, crop price, policy intervention, and social preference. While internal factors as correspondence: high yield pursuing, high price pursuing, policy interrupting, and individual preference. • Mathematical method: factor analysis (simplifying and classifying)+ “bounded utility-maximizing” function (determining).
  • 10. 2.3 Consequences • Possible options to actual actions farming decisions: farming • Three levels of options: abandonment or farming expansion crop choices: select what crop for farming intensification and extensification management decisions: • Consequences as feedbacks to driving forces (Yu et al., 2011)
  • 11. 3. Model parameterization • Generalized framework for parameterization of ABM/LUCC (Smajgl et al., 2011)
  • 12. 3. Model parameterization Sub-modules of CroPaDy: ⨀ Agents generating module ⨀ Agent simplifying and classifying module ⨀ Agent decision-making module
  • 13. 3.1 Agent generating module ‾ Generating agent attributes There are two approaches have been widely used in retrieving individual attributes from sample survey data. One is to use Monte Carlo techniques and the other is to ‾ use proportional methods (Robinson et al., 2007). For a given attribute i, the occurrence frequency (Fi) of each option value is counted based on sample survey data, by which to get the cumulative probability (Pi) distribution of this given attributes. Therefore the given attribute variable (Vi) and its occurrence frequency, cumulative probability are expressed as follows: Where: i means the ID of attributes; k means the ID of option values; bik means the specific value of the given attribute; xik means the specific occurrence frequency of option value k.
  • 14. 3.1 Agent generating module This cumulative distribution function is used to randomly distribute the option values of given attribute i for the whole population. For this, a random integer between 0 and 1 is drawn for each agent and the option value is then read based on the one-to-one transformation from Pi to Vi. Using this method for the whole population of agent recreates the depicted empirical probabilistic distribution function for attribute i. Then the Monte Carlo procedure is repeated for all other attributes. Assuming that there are n agents with m attributes to be generated, the agent information can be expressed as: Where: randO means sort the value set in random order; IDAttribute means the identity number of attribute variables; IDAgent means the identity number of individual agent; AM*N={ai,j} is a two dimensional matrix, where ai,j means the generated value of attribute i for agent j; A’M*N={a’i,j} is a two dimensional matrix, where a’i,j means the sample value of attribute i for agent j; ai, is a vector, means the value set of attribute i; bi is a vector, means the value set of option values of attribute i; Ki means the total number of option values of attribute i; Xi,k means the occurrence frequency of option value k for attribute i N*fi(bik) means the total number agent who have attribute value bik.
  • 15. 3.1 Agent generating module Spatially referencing households’ decisions with their land parcels ‾ Combining various GIS data including cadaster and dedicated production block (farmer’s block, physical block) system to spatially reference households to their land parcels. ‾The vector land parcels are the basic simulation units. Land Parcel Identification System (Milenov and Kay, 2006; Sagris and Devos, 2008)
  • 16. 3.1 Agent generating module ‾ The final result of generated agent population ‾ ‾ The results have to be checked for inconsistencies. (Berger and Schreinemachers, 2006) The generated information has to be updated every year.
  • 17. 3.2 Agent simplifying and classifying module ‾ ‾ Typology? (McKinney, 1950; Valbuena et al., 2008) ‾ Confirmatory Factor Analysis? In case we have a set of M (M > 4) observable random internal variables at each agent: yi = (y1, y2, y3, … , yM), taking those advantages of factor analysis, we are trying to classify the original variables into four principle common internal factors named high yield pursuing, high price pursuing, policy interrupting, and individual preference: F = (F1, F2, F3, F4). The original variables may be expressed as linear functions of the common factors in the Common Factor Model (Thurstone, 1947). Subsequently the factor scores were calculated as: The combination of factor scores is transformed into a vector of weights that suggest the comprehensive ability/willingness combination of each specific agent.
  • 18. 3.3 Agent decision-making module ‾ ‾ Optimizing agent V.S. heuristic agent (Schreinemachers and Berger, 2006); ‾ Perfect rationality V.S. bounded rationality (Manson and Evans, 2007) Multinomial logistic model for representing bounded-rational decision making mechanism, assuming that the utility function was following Gumbel distribution ‾ (Le et al., 2008; Wu et al., 2011) Bounded utility-maximizing function:
  • 21. Summaries • Integrating crop pattern dynamics with crop yield change, market fluctuation, and policy intervention • Both the model conceptualization and parameterization are followed generalized modeling framework. • Model implementation: Northeast China (Grimm et al., 2006; Grimm et al., 2010) and (Smajgl et al., 2011) • Possible limitations: Not including management decisions The environment has no spatial differences Innovative try in in simplifying agent attributes to behavioral parameters