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More than Managing
Knowledge
Albert Simard
Knowledge Manager
Defence R&D Canada, DRDKIM
Presented to SIKM
December 21, 2010
A Knowledge Agenda:
2
Information
Society
Knowledge
Economy
Organizational
Environment
change
complex
technology
DRDC
growing
networks
global connectivity
complex
issues
engaged
citizens
security
abundant
information
knowledge
assets
sharing network
value
knowledge markets
government
public
security
innovation
public
safety
science &
technology
national
defence
Knowledge Environment Background
3
DRDC Inputs and Outputs
Defence R&D
Canada
Intelligence,Intelligence,
IntegrationIntegration
Knowledge
Network
Policy,
Strategy
Priorities,Priorities,
AdviceAdvice
outcomes,
services
S & T capacity,S & T capacity,
InnovationInnovation
Science &
Technology
existing, new
knowledge
experience,
products
Response,
Operations
OperationalOperational
needsneeds
ReducedReduced
riskrisk
Government
Mandate,Mandate,
ReportsReports
Background
4
Organizational Knowledge Cycle
Creation Validation
OrganizationAuthorization
Agenda
5
Knowledge Agenda
Management
levels
Authoritative
Hierarchy
Organizational
Infrastructure
Negotiated
Agreement
Responsible
Autonomy
Knowledge
Infrastructure
Authorize Organize Collaborate Create
Knowledge
Assets
Control Sole IP rights Joint IP rights Open source
Knowledge
Sharing
Vertical Horizontal Group Ecosystem
Knowledge
Work
Mandate Structure Agreement Interest
Knowledge
Transfer
Promulgate Products &
Services
Exchange Knowledge
markets
Management Regimes
Agenda
6
Management Levels
Knowledge Assets
Knowledge Sharing
Knowledge
Work
Knowledge
Transfer
Knowledge Infrastructure
Stock
Flow
Business
National Defence,
National Security,
Public Safety
Defence
R&D
Canada
Markets
Resources Government
Agenda
7
Management Regimes
Authoritative
Hierarchy
Organizational
Infrastructure
Negotiated
Agreement
Responsible
Autonomy
Purpose (Why) Authorize Organize Collaborate Create
Entity (What) Decisions &
Actions
Objects &
Tasks
People &
Connectivity
Environment
& Interests
Process (How) Decide & Act Capture &
Structure
Connect
Communities
Engage
people
Interactions Hierarchy Work Process Agreements Dialogue
Knowledge Authoritative Explicit Tacit Innate
Agenda
8
Management Regimes:
Strategic Trends
Authoritative
Hierarchy
Organizational
Infrastructure
Partnership
Agreements
Responsible
Autonomy
knowledge assets
generation capacity
structured processes
individual abilities
RelativeImportance
high
low
Management Regime
Competitiveness
Sustainability
Agenda
9
Knowledge Infrastructure
Processes
work routines
lessons learned,
best practices,
People
learning, motivation,
rewards, incentives,
staffing, skills
Governance roles, responsibilities,
authorities, resources
Content,
Services
data, risk analysis,
reports, monitoring,
operations, policies
Tools
systems to
capture, store,
share, and
process content
Levels
10
Knowledge Assets
• Capture: Represent explicit or tacit
knowledge on reproducible media
• Inventory: Find, list, and describe
knowledge; map to business needs,
value and prioritize
• Needs: What needs to be known to
accomplish DRDC goals; identify
core knowledge
• Gaps: Difference between what is
known and what needs to be known
• Preserve: organize, store, search &
retrieval, maintain and migrate
throughout life-cycle
Levels
11
Knowledge Sharing
• Exchange: Develop & implement internal systems to
enable people to find and retrieve knowledge.
• Integrate: Combine diverse knowledge from many
sources to create a holistic view of complex issues.
• Transfer: Disseminate knowledge from DRDC to
enable use by the Forces, partners, practitioners,
and Canadians.
• Monitor: Acquire knowledge
from the environment to
identify events and
developments of interest to
the CSS or public safety.
Levels
12
Knowledge Work
• Input-Related: apply the mandate, monitor the
environmental, analyze external content, operational
needs analysis, set priorities, establish projects
• Transformation: manage programs, provide
corporate services, generate knowledge, develop
products & services, mobilize knowledge, learn from
experience
• Output-Related: reports, integrated knowledge,
open innovation, trusted advice, risk mitigation,
organizational adaptation
Levels
13
Knowledge Transfer
• Communications: one-way dissemination of
approved messages and positions.
• Transaction: two-way exchanges of knowledge
products & services.
• Parallel: Transferring knowledge products &
services from or to two or more providers or users.
• Sequential: Multiple organizations sequentially
produce and transfer knowledge products &
services.
• Cyclic: Knowledge service “value chains”
continuously create and transfer new knowledge.
• Network: Interactions among large numbers of
participants in a “knowledge ecosystem.”
Levels
14
Incentive Framework
Type of
Incentive
Individual
Response
Organizational
Results
Compliance Behavior Functionality
Motivation Attitudes Productivity
Engagement Willingness Creativity
Peter Stoyko (2010)
Engagement
15
Incentives
• Compliance (you will)
– Pay, job security, duty, work ethic, penalties
– Military, manufacturing, law, regulation, policies
– Meet quotas, minimum standards, routine tasks
• Motivation (you’ll be rewarded)
– Ambition, challenges, bonuses, rewards, recognition
– Efficiency, productivity, quality
– Increases, improvements
• Engagement (would you like to?)
– Meaningfulness, ownership, self-esteem, enjoyment
– Creativity, innovation, discovery
– Commitment, involvement, willingness, enjoyment
Engagement
16
Engagement
• Autonomy: (agreed task, flexible schedule, select
technique, choose team)
• Mastery: (is a mindset, it takes time and effort, it
is asymptotic)
• Purpose: (meaningful goals, words are important,
policies)
Daniel Pink (2009)
Engagement
17
Engagement Signals
Positive
• Mutual expectations
• Listen to ideas
• Ask for help & advice
• Jointly review progress
• Freely share information
• Work collaboratively
• Delegate decisions
Negative
• Monitor closely
• Don’t include in planning
• Ignore suggestions
• Seldom interact
• Withhold information
• Control tightly
• Approve all decisions
Tosti & Nickols (2010)
Engagement
18
Community of Practice
People who share common expertise, skill, or
profession (position, work, colleagues)
• Government, department
• Sector, branch, division staff
• Scientists, engineers, lawyers
• Policy analysts, regulators
• Finance, purchasing officers
• Information, communication specialists
Communities
19
Communities and
Knowledge Management
• Knowledge exists in the minds of people.
Experience is as important as formal knowledge.
• Knowledge is tacit as well as explicit.
Transferring tacit knowledge is more effective
through human interaction.
• Knowledge is social as well as individual.
Today’s knowledge is the result of centuries of
collective research.
• Knowledge is changing at an accelerating rate.
It takes a community of people to keep up with
new concepts, practices, and technology.
Communities
20
Participants
- Help with their work
- Solve problems
- Find experts
- Receive feedback
- Place to learn
- Latest information
- Enhance reputation
Management
- Connect isolated experts
- Coordinate activities
- Fast problem solving
- Reduce development time
- Quickly answer questions
- Standardize processes
- Develop & retain talent
Community Benefits
Outputs
- - Tangible: documents, reports, manuals,
recommendations, reduced innovation time and cost
- - Intangible: increased skills, sense of trust, diverse
perspectives, cross-pollinate ideas, capacity to
innovate, relationships, spirit of enquiry
Communities
21
Networks
Interconnection among many individuals groups
or organizations with common
interdependencies, interests, or purpose
• Networks are much bigger
than communities (100s
to 1,000,000s of nodes
• Participants don’t know
most other participants,
limiting trust and security
• Large numbers of nodes
leads to complex behavior
and emergence
Communities
22
Social Networks –
SWOT Analysis
• Strengths – rapid development, world-class
solutions, emergent properties, creative synergies,
vibrant collaboration, openness
• Weaknesses – constant change, unknown quality,
less used by mature individuals, need to motivate
participants, cannot be forced
• Opportunities – leverage internal capacity,
provides creative solutions, easy to implement, low
cost, can monitor emerging trends
• Threats – knowledge leaks, free expression poses
risk, is the crowd wise, documents subject to ATIP,
compatibility with mandate
Communities
23
Capturing Value
Bring it into the organizational structure
Stabilize it; make it work
Organization
24
People
• Workers – who, what, when,
where, why, how
• Human capital – workforce, skills,
productivity, salaries
• Human nature – behavior,
attitudes, interests
• Communities – connectivity,
functionality, impacts
• Culture – domain, ideology,
values, norms, rituals
• Human Resources – staffing & retention, supervision &
performance, training & development
Organization
25
Governance
• Mandate – Purpose, goals, authority, responsibility,
accountability, roles, resources
• Decisions – Hierarchy, structure, collaboration,
autonomy
• Planning – Charter, business case, strategy,
communication, budget, project plan, work schedules
• Manage – Lead, organize work, coordinate activities,
monitor progress, report results
Organization
26
DRDC Work Flow
Inputs
Mandate
Monitoring
Analysis
Needs
Priorities
Establishment
Transformation
Programs
Services
Create
Develop
Mobilize
Learn
Outputs
Report
Integration
Innovation
Mitigation
Advice
Adaptation
Levels
27
Technology
• Control – Security, central, standards, user-centric
• Computers – Mobile, desktops, work stations, servers,
supercomputers, cloud computing
• Applications – e-mail, text processing, spread sheets,
graphics, databases, analysis
• Systems – acquire, organize, store, process, provide
access, and retrieve content
• Communication – Efficiency, semantics, effectiveness
• Networks – one-to-many (distribution, blogs), many-to-
one (ordering, surveys), many-to-many (collaborate, wikis)
Organization
28
Products and Services
• Content – collections, libraries, data, information,
documents, records, knowledge
• Products – databases, scientific papers, reports,
communications materials, maps, statistics, standards,
policies, regulations, systems, devices
• Services – answers, advice, teaching, facilitation,
support, laboratory, research
Organization
29
Approval
• Understanding – Keep it simple; one message with
stories and multiple analogies from different perspectives.
• Experience – Do your homework; pre-brief decision
makers, solicit opinions, negotiate objections (to a point).
• Resources – Pick low-hanging fruit; plan low cost,
small effort, low impact activities.
• Management – Think big, start small; divide into small
projects with measurable, high-impact deliverables.
• Submission – Leadership is essential; bypass
unjustified objections, accept majority vote, authorize work.
Authority
30
Implementation
• Communication - awareness,
understanding, consensus, participation
• Mandate - purpose, objectives,
authority, responsibility, accountability,
resources
• Infrastructure - people, governance,
work processes, technology, content
• Plans – milestones & deliverables, work
schedules, evaluation criteria, risks
Execute – supervise, processes,
technology, systems, analysis, outputs
• Monitor – indicators, measure,
interpret, report progress, next steps
Authority
31
Sustainability
• Leadership – Outputs must be delivered within a leader’s
tenure; preferably, get them institutionalized.
• Governance – Representative, federated decision making
is the only sustainable governance for knowledge work.
• Reorganization – Align a project/activity with the
organizational business model.
• Priorities – Align the project/activity with the organization’s
long-term strategy
• Support – Deliver initial outputs when & as promised; be
prepared to adapt to changing priorities.
• Culture – Develop favorable policies, reward desired
behavior, leverage work, implement helpful systems.
Authority
32
Conclusion
• Documentation – purpose,
objectives, review, approach, data,
analysis, plans, accomplishments,
outputs.
• Evaluation – administration,
efficiency, effectiveness, outcomes
• Extension – recommended
applicability, limits, enhancements,
data requirements, costs & benefits.
• Learning – positive & negative
lessons, problem / opportunity,
solution / approach, resources
Authority
33
Key
Messages
Management authorizes
the use of knowledge to
enable action.
Management authorizes
the use of knowledge to
enable action.
A knowledge
organization
engages people to
enhance creativity
A knowledge
organization
engages people to
enhance creativity
Community
collaboration
validates individual
knowledge
Community
collaboration
validates individual
knowledge
Community knowledge
must be put into an
organizational context.
Community knowledge
must be put into an
organizational context.

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DRDC Knowledge Agenda

  • 1. More than Managing Knowledge Albert Simard Knowledge Manager Defence R&D Canada, DRDKIM Presented to SIKM December 21, 2010 A Knowledge Agenda:
  • 3. 3 DRDC Inputs and Outputs Defence R&D Canada Intelligence,Intelligence, IntegrationIntegration Knowledge Network Policy, Strategy Priorities,Priorities, AdviceAdvice outcomes, services S & T capacity,S & T capacity, InnovationInnovation Science & Technology existing, new knowledge experience, products Response, Operations OperationalOperational needsneeds ReducedReduced riskrisk Government Mandate,Mandate, ReportsReports Background
  • 4. 4 Organizational Knowledge Cycle Creation Validation OrganizationAuthorization Agenda
  • 5. 5 Knowledge Agenda Management levels Authoritative Hierarchy Organizational Infrastructure Negotiated Agreement Responsible Autonomy Knowledge Infrastructure Authorize Organize Collaborate Create Knowledge Assets Control Sole IP rights Joint IP rights Open source Knowledge Sharing Vertical Horizontal Group Ecosystem Knowledge Work Mandate Structure Agreement Interest Knowledge Transfer Promulgate Products & Services Exchange Knowledge markets Management Regimes Agenda
  • 6. 6 Management Levels Knowledge Assets Knowledge Sharing Knowledge Work Knowledge Transfer Knowledge Infrastructure Stock Flow Business National Defence, National Security, Public Safety Defence R&D Canada Markets Resources Government Agenda
  • 7. 7 Management Regimes Authoritative Hierarchy Organizational Infrastructure Negotiated Agreement Responsible Autonomy Purpose (Why) Authorize Organize Collaborate Create Entity (What) Decisions & Actions Objects & Tasks People & Connectivity Environment & Interests Process (How) Decide & Act Capture & Structure Connect Communities Engage people Interactions Hierarchy Work Process Agreements Dialogue Knowledge Authoritative Explicit Tacit Innate Agenda
  • 8. 8 Management Regimes: Strategic Trends Authoritative Hierarchy Organizational Infrastructure Partnership Agreements Responsible Autonomy knowledge assets generation capacity structured processes individual abilities RelativeImportance high low Management Regime Competitiveness Sustainability Agenda
  • 9. 9 Knowledge Infrastructure Processes work routines lessons learned, best practices, People learning, motivation, rewards, incentives, staffing, skills Governance roles, responsibilities, authorities, resources Content, Services data, risk analysis, reports, monitoring, operations, policies Tools systems to capture, store, share, and process content Levels
  • 10. 10 Knowledge Assets • Capture: Represent explicit or tacit knowledge on reproducible media • Inventory: Find, list, and describe knowledge; map to business needs, value and prioritize • Needs: What needs to be known to accomplish DRDC goals; identify core knowledge • Gaps: Difference between what is known and what needs to be known • Preserve: organize, store, search & retrieval, maintain and migrate throughout life-cycle Levels
  • 11. 11 Knowledge Sharing • Exchange: Develop & implement internal systems to enable people to find and retrieve knowledge. • Integrate: Combine diverse knowledge from many sources to create a holistic view of complex issues. • Transfer: Disseminate knowledge from DRDC to enable use by the Forces, partners, practitioners, and Canadians. • Monitor: Acquire knowledge from the environment to identify events and developments of interest to the CSS or public safety. Levels
  • 12. 12 Knowledge Work • Input-Related: apply the mandate, monitor the environmental, analyze external content, operational needs analysis, set priorities, establish projects • Transformation: manage programs, provide corporate services, generate knowledge, develop products & services, mobilize knowledge, learn from experience • Output-Related: reports, integrated knowledge, open innovation, trusted advice, risk mitigation, organizational adaptation Levels
  • 13. 13 Knowledge Transfer • Communications: one-way dissemination of approved messages and positions. • Transaction: two-way exchanges of knowledge products & services. • Parallel: Transferring knowledge products & services from or to two or more providers or users. • Sequential: Multiple organizations sequentially produce and transfer knowledge products & services. • Cyclic: Knowledge service “value chains” continuously create and transfer new knowledge. • Network: Interactions among large numbers of participants in a “knowledge ecosystem.” Levels
  • 14. 14 Incentive Framework Type of Incentive Individual Response Organizational Results Compliance Behavior Functionality Motivation Attitudes Productivity Engagement Willingness Creativity Peter Stoyko (2010) Engagement
  • 15. 15 Incentives • Compliance (you will) – Pay, job security, duty, work ethic, penalties – Military, manufacturing, law, regulation, policies – Meet quotas, minimum standards, routine tasks • Motivation (you’ll be rewarded) – Ambition, challenges, bonuses, rewards, recognition – Efficiency, productivity, quality – Increases, improvements • Engagement (would you like to?) – Meaningfulness, ownership, self-esteem, enjoyment – Creativity, innovation, discovery – Commitment, involvement, willingness, enjoyment Engagement
  • 16. 16 Engagement • Autonomy: (agreed task, flexible schedule, select technique, choose team) • Mastery: (is a mindset, it takes time and effort, it is asymptotic) • Purpose: (meaningful goals, words are important, policies) Daniel Pink (2009) Engagement
  • 17. 17 Engagement Signals Positive • Mutual expectations • Listen to ideas • Ask for help & advice • Jointly review progress • Freely share information • Work collaboratively • Delegate decisions Negative • Monitor closely • Don’t include in planning • Ignore suggestions • Seldom interact • Withhold information • Control tightly • Approve all decisions Tosti & Nickols (2010) Engagement
  • 18. 18 Community of Practice People who share common expertise, skill, or profession (position, work, colleagues) • Government, department • Sector, branch, division staff • Scientists, engineers, lawyers • Policy analysts, regulators • Finance, purchasing officers • Information, communication specialists Communities
  • 19. 19 Communities and Knowledge Management • Knowledge exists in the minds of people. Experience is as important as formal knowledge. • Knowledge is tacit as well as explicit. Transferring tacit knowledge is more effective through human interaction. • Knowledge is social as well as individual. Today’s knowledge is the result of centuries of collective research. • Knowledge is changing at an accelerating rate. It takes a community of people to keep up with new concepts, practices, and technology. Communities
  • 20. 20 Participants - Help with their work - Solve problems - Find experts - Receive feedback - Place to learn - Latest information - Enhance reputation Management - Connect isolated experts - Coordinate activities - Fast problem solving - Reduce development time - Quickly answer questions - Standardize processes - Develop & retain talent Community Benefits Outputs - - Tangible: documents, reports, manuals, recommendations, reduced innovation time and cost - - Intangible: increased skills, sense of trust, diverse perspectives, cross-pollinate ideas, capacity to innovate, relationships, spirit of enquiry Communities
  • 21. 21 Networks Interconnection among many individuals groups or organizations with common interdependencies, interests, or purpose • Networks are much bigger than communities (100s to 1,000,000s of nodes • Participants don’t know most other participants, limiting trust and security • Large numbers of nodes leads to complex behavior and emergence Communities
  • 22. 22 Social Networks – SWOT Analysis • Strengths – rapid development, world-class solutions, emergent properties, creative synergies, vibrant collaboration, openness • Weaknesses – constant change, unknown quality, less used by mature individuals, need to motivate participants, cannot be forced • Opportunities – leverage internal capacity, provides creative solutions, easy to implement, low cost, can monitor emerging trends • Threats – knowledge leaks, free expression poses risk, is the crowd wise, documents subject to ATIP, compatibility with mandate Communities
  • 23. 23 Capturing Value Bring it into the organizational structure Stabilize it; make it work Organization
  • 24. 24 People • Workers – who, what, when, where, why, how • Human capital – workforce, skills, productivity, salaries • Human nature – behavior, attitudes, interests • Communities – connectivity, functionality, impacts • Culture – domain, ideology, values, norms, rituals • Human Resources – staffing & retention, supervision & performance, training & development Organization
  • 25. 25 Governance • Mandate – Purpose, goals, authority, responsibility, accountability, roles, resources • Decisions – Hierarchy, structure, collaboration, autonomy • Planning – Charter, business case, strategy, communication, budget, project plan, work schedules • Manage – Lead, organize work, coordinate activities, monitor progress, report results Organization
  • 27. 27 Technology • Control – Security, central, standards, user-centric • Computers – Mobile, desktops, work stations, servers, supercomputers, cloud computing • Applications – e-mail, text processing, spread sheets, graphics, databases, analysis • Systems – acquire, organize, store, process, provide access, and retrieve content • Communication – Efficiency, semantics, effectiveness • Networks – one-to-many (distribution, blogs), many-to- one (ordering, surveys), many-to-many (collaborate, wikis) Organization
  • 28. 28 Products and Services • Content – collections, libraries, data, information, documents, records, knowledge • Products – databases, scientific papers, reports, communications materials, maps, statistics, standards, policies, regulations, systems, devices • Services – answers, advice, teaching, facilitation, support, laboratory, research Organization
  • 29. 29 Approval • Understanding – Keep it simple; one message with stories and multiple analogies from different perspectives. • Experience – Do your homework; pre-brief decision makers, solicit opinions, negotiate objections (to a point). • Resources – Pick low-hanging fruit; plan low cost, small effort, low impact activities. • Management – Think big, start small; divide into small projects with measurable, high-impact deliverables. • Submission – Leadership is essential; bypass unjustified objections, accept majority vote, authorize work. Authority
  • 30. 30 Implementation • Communication - awareness, understanding, consensus, participation • Mandate - purpose, objectives, authority, responsibility, accountability, resources • Infrastructure - people, governance, work processes, technology, content • Plans – milestones & deliverables, work schedules, evaluation criteria, risks Execute – supervise, processes, technology, systems, analysis, outputs • Monitor – indicators, measure, interpret, report progress, next steps Authority
  • 31. 31 Sustainability • Leadership – Outputs must be delivered within a leader’s tenure; preferably, get them institutionalized. • Governance – Representative, federated decision making is the only sustainable governance for knowledge work. • Reorganization – Align a project/activity with the organizational business model. • Priorities – Align the project/activity with the organization’s long-term strategy • Support – Deliver initial outputs when & as promised; be prepared to adapt to changing priorities. • Culture – Develop favorable policies, reward desired behavior, leverage work, implement helpful systems. Authority
  • 32. 32 Conclusion • Documentation – purpose, objectives, review, approach, data, analysis, plans, accomplishments, outputs. • Evaluation – administration, efficiency, effectiveness, outcomes • Extension – recommended applicability, limits, enhancements, data requirements, costs & benefits. • Learning – positive & negative lessons, problem / opportunity, solution / approach, resources Authority
  • 33. 33 Key Messages Management authorizes the use of knowledge to enable action. Management authorizes the use of knowledge to enable action. A knowledge organization engages people to enhance creativity A knowledge organization engages people to enhance creativity Community collaboration validates individual knowledge Community collaboration validates individual knowledge Community knowledge must be put into an organizational context. Community knowledge must be put into an organizational context.

Notas del editor

  1. A knowledge network looks something like a knowledge organization except that the boundary is somewhat vague and the network has a capacity to create its own knowledge. It should be evident from this slide that everything depends on members putting content into the network in order to make it go.
  2. This is an organizational infrastructure that includes pretty much everything that is needed to run CSS. This applies to KM as well as anything else that we do. Simply put, people use tools and process within a governance structure to increase the value of content and services. It isn’t a matter of focussing on one or more parts of the infrastructure. All parts must be reflected in a task, project, or program if it is to succeed.
  3. A SWOT analysis is strongly recommended before developing and implementing a social network in government agencies. Describe the four aspects.
  4. The key question is: if a department participates in a social network, how does it “capture value” from commonly held external intellectual property? The answer, in a few words, is to bring it inside the organization. The common property has to be stabilized. A report, policy, or regulation cannot change once it is formalized. Internal value has to be added by ensuring that it works. For example, in policy, all stakeholder concerns must be addressed; in business, an innovation must be producible and marketable. A key implication is that a department must retain enough internal core capacity to be able to add value to commonly-held IP.
  5. Managers won’t fund what they don’t understand. Managers won’t abandon what worked (or didn’t) before. Managers will oppose loss of resources. Managers want short-term-low-risk deliverables.