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STRESS AND PERFORMANCE
IN NAVY SELECTION AND
CLASSIFICATION
DR. STEPHEN E. WATSON
DIRECTOR, NAVY SELECTION AND CLASSIFICATION
09FEB16
FEDERAL EXECUTIVE INSTITUTE, CHARLOTTESVILLE VIRGINIA
Loosely Based on…
Praxis: Bold as Love
-OR-
Testing, Validating and Employing an Empirical Model of Human
Performance in a High Performing Organization. In, Human Performance
Enhancement: Insights, Developments and Future Directions from Military
Research. O’Connor and Cohn (Eds.) 2010.
Navy Selection & Classification -
Characteristics
 Problem Characteristics
– Recruits arrive for classification one at a time
– No way of knowing whether a ‘better person for the job’ will turn up tomorrow
– Not all recruits are qualified for all available jobs
– Quotas on each job
 No exact optimization exists for this problem
– Putting each recruit into the job which is individually best for them will probably not lead to the best
overall outcome
– Putting a recruit in a job for which he/she is “over-qualified” leads to …
– fewer such jobs available for later recruits
– possible that no jobs are suitable for last arrivals
– waste of ‘talent’
– Putting a recruit in a job for which he/she is “under-qualified” leads to …
– higher likelihood of failure at the job (at Initial Skills Training)
– later arrivals of high ability are likely to be ‘wasted’
 … Balance is the key
3
Yerkes-Dodson Law
4
RIDE Ability Model: Efficient Resource
Allocation
5
0%
100%
TEST SCORE
SCHOOLSUCCESS
1000
85%
85
QS-FPPS Correlation
 Example Graph of Qual-Score Against FPPS
(AM/M FY08-FY11 : Population 2045)
6
70%
75%
80%
85%
90%
95%
100%
190 200 210 220 230 240 250 260 270
FPPS
Qualification Score (AR+AS+MK+VE)
AM/Male (n=2045)
RIDE 7
FIRSTPASSPIPELINESUCCESS
CUTSCORE
POINT OF DIMINISHED RETURN
CUTSCORE COMPOSITE
QS-FPPS Correlation
8
70%
75%
80%
85%
90%
95%
100%
190 200 210 220 230 240 250 260 270
FPPS
Qualification Score (AR+AS+MK+VE)
AM/Male (n=2045)
Cut-score
PDR
YERKES-DODSON 9
Activation / Stress
PERFORMANCE
hi low
RIDE Ability Function 10
SchoolSuccess
(FirstPassPipelineSuccess)
CUTSCORE
POINT OF DIMINISHED RETURN
CUTSCORE COMPOSITE
AFQTOptimal challenge level
ASVAB
Rating Identification Engine (RIDE)
Model: Efficient Resource Allocation
 Considers first pass pipeline success (FPPS) as the training
success measure
– FPPS: pass entire training pipeline, no setbacks
 Reduces exaggerated “best” test score
– Developed plateau relationship between training success and cut score,
vice simple linear relationship
– Modified utility score by a factor reflecting the degree of difficulty of a job
 Penalizes for “over-qualification” of applicant
– AFQT based for a given program/rating, to minimize resource “wastage”
 Increases number of jobs applicant “optimally” qualified for
– Increases number of ratings “tied” for the top of the list
– Increases opportunity for interest based vocational guidance
11
RIDE Score
For an individual Sailor i, the score for a given job r is found by:
RCS = 0.5 * Hr * Ŝir + 0.5 * Qir
where:
Qir = is the AFQT penalty function,
= 1 if the Sailor-AFQT < AFQT-μr + 0.5 * AFQT-σr
= 0 if the Sailor-AFQT > AFQT-μr + 3.5 * AFQT-σr
= linear interpolation if Sailor-AFQT between these values
Ŝir = is the school success function
= 1 if the Sailor-QSir > PDR r
= 0 if the Sailor-QSir < Cut-score r
= linear interpolation if Sailor-QS between these values
Hr = job ‘hardness’ factor – a normalized function of the rating PDR
12
RIDE Web Services Interfaces
 PRIDE MOD
– To classify Navy applicants
– Provides classifier/applicant with a job ranking (recommendation)
 Fleet RIDE
– Whenever a Recruit or Trainee is re-classified
– Whenever an Apprentice Sailor applies for Rating Entry
– Whenever a Fleet Sailor is ‘qualified’ for conversion
– Whenever a Sailor transitions from Active to Reserve or vice versa
13
RIDE
Measures of
Effectiveness
14
First Pass Pipeline Success (A-School)
FPPS vs RIDE Rank (binned) (n=125k)
80%
82%
84%
86%
88%
90%
92%
94%
1-5
11-15
21-25
31-35
41-45
51-55
61-65
71-75
81-85
91-95
101-105
111-115
121-125
131-135
141-145
151-225
RIDE Rank (bin)
FPPS
15
Advancement
0%
1%
2%
3%
4%
5%
6%
7%
8%
9%
10%
1-5
6-10
11-15
16-20
21-25
26-30
31-35
36-40
41-45
46-50
51-55
56-60
61-65
66-70
71-75
76-80
81-85
86-90
91-95
96-100
101-105
106-110
111-115
116-120
121-125
%Recruitsnowat>=E6
RIDE Rank (bin)
Recruits Attaining E-6 vs RIDE Rank (binned) (n=105k)
16
Retention
40%
45%
50%
55%
60%
65%
70%
75%
80%
1-10 11-20 21-30 31-40 41-50 51-60 61-70 71-80 81+
%SailorsRe-enlisting
RIDE rank (binned)
First Term Re-enlistment
References
 Watson, S. (2010) Testing, Validating and Employing an Empirical Model of
Human Performance in a High Performing Organization. In, Human
Performance Enhancement: Insights, Developments and Future Directions from
Military Research. O’Connor and Cohn (Eds.)
 Yerkes, R. M. & Dodson, J. D. (1908). The Relation of Strength of Stimulus to
Rapidity of Habit-Formation, Journal of Comparative Neurology and Psychology,
18, 459-482.
 Clark, D. (1999). Yerkes-Dodson law – Arousal. Retrieved May 23, 2004 from:
http://www.nwlink.com/~donclark/hrd/history/
arousal.html
 “Fleet-RIDE: Enabling Technology for Sailor Continuous Career Counseling”,
Watson, S. E., & Blanco, T.A., Interservice/Industry Training, Simulation, and
Education Conference (I/ITSEC), 2004
Questions?

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STRESS AND PERFORMANCE

  • 1. STRESS AND PERFORMANCE IN NAVY SELECTION AND CLASSIFICATION DR. STEPHEN E. WATSON DIRECTOR, NAVY SELECTION AND CLASSIFICATION 09FEB16 FEDERAL EXECUTIVE INSTITUTE, CHARLOTTESVILLE VIRGINIA
  • 2. Loosely Based on… Praxis: Bold as Love -OR- Testing, Validating and Employing an Empirical Model of Human Performance in a High Performing Organization. In, Human Performance Enhancement: Insights, Developments and Future Directions from Military Research. O’Connor and Cohn (Eds.) 2010.
  • 3. Navy Selection & Classification - Characteristics  Problem Characteristics – Recruits arrive for classification one at a time – No way of knowing whether a ‘better person for the job’ will turn up tomorrow – Not all recruits are qualified for all available jobs – Quotas on each job  No exact optimization exists for this problem – Putting each recruit into the job which is individually best for them will probably not lead to the best overall outcome – Putting a recruit in a job for which he/she is “over-qualified” leads to … – fewer such jobs available for later recruits – possible that no jobs are suitable for last arrivals – waste of ‘talent’ – Putting a recruit in a job for which he/she is “under-qualified” leads to … – higher likelihood of failure at the job (at Initial Skills Training) – later arrivals of high ability are likely to be ‘wasted’  … Balance is the key 3
  • 5. RIDE Ability Model: Efficient Resource Allocation 5 0% 100% TEST SCORE SCHOOLSUCCESS 1000 85% 85
  • 6. QS-FPPS Correlation  Example Graph of Qual-Score Against FPPS (AM/M FY08-FY11 : Population 2045) 6 70% 75% 80% 85% 90% 95% 100% 190 200 210 220 230 240 250 260 270 FPPS Qualification Score (AR+AS+MK+VE) AM/Male (n=2045)
  • 7. RIDE 7 FIRSTPASSPIPELINESUCCESS CUTSCORE POINT OF DIMINISHED RETURN CUTSCORE COMPOSITE
  • 8. QS-FPPS Correlation 8 70% 75% 80% 85% 90% 95% 100% 190 200 210 220 230 240 250 260 270 FPPS Qualification Score (AR+AS+MK+VE) AM/Male (n=2045) Cut-score PDR
  • 9. YERKES-DODSON 9 Activation / Stress PERFORMANCE hi low
  • 10. RIDE Ability Function 10 SchoolSuccess (FirstPassPipelineSuccess) CUTSCORE POINT OF DIMINISHED RETURN CUTSCORE COMPOSITE AFQTOptimal challenge level ASVAB
  • 11. Rating Identification Engine (RIDE) Model: Efficient Resource Allocation  Considers first pass pipeline success (FPPS) as the training success measure – FPPS: pass entire training pipeline, no setbacks  Reduces exaggerated “best” test score – Developed plateau relationship between training success and cut score, vice simple linear relationship – Modified utility score by a factor reflecting the degree of difficulty of a job  Penalizes for “over-qualification” of applicant – AFQT based for a given program/rating, to minimize resource “wastage”  Increases number of jobs applicant “optimally” qualified for – Increases number of ratings “tied” for the top of the list – Increases opportunity for interest based vocational guidance 11
  • 12. RIDE Score For an individual Sailor i, the score for a given job r is found by: RCS = 0.5 * Hr * Ŝir + 0.5 * Qir where: Qir = is the AFQT penalty function, = 1 if the Sailor-AFQT < AFQT-μr + 0.5 * AFQT-σr = 0 if the Sailor-AFQT > AFQT-μr + 3.5 * AFQT-σr = linear interpolation if Sailor-AFQT between these values Ŝir = is the school success function = 1 if the Sailor-QSir > PDR r = 0 if the Sailor-QSir < Cut-score r = linear interpolation if Sailor-QS between these values Hr = job ‘hardness’ factor – a normalized function of the rating PDR 12
  • 13. RIDE Web Services Interfaces  PRIDE MOD – To classify Navy applicants – Provides classifier/applicant with a job ranking (recommendation)  Fleet RIDE – Whenever a Recruit or Trainee is re-classified – Whenever an Apprentice Sailor applies for Rating Entry – Whenever a Fleet Sailor is ‘qualified’ for conversion – Whenever a Sailor transitions from Active to Reserve or vice versa 13
  • 15. First Pass Pipeline Success (A-School) FPPS vs RIDE Rank (binned) (n=125k) 80% 82% 84% 86% 88% 90% 92% 94% 1-5 11-15 21-25 31-35 41-45 51-55 61-65 71-75 81-85 91-95 101-105 111-115 121-125 131-135 141-145 151-225 RIDE Rank (bin) FPPS 15
  • 17. Retention 40% 45% 50% 55% 60% 65% 70% 75% 80% 1-10 11-20 21-30 31-40 41-50 51-60 61-70 71-80 81+ %SailorsRe-enlisting RIDE rank (binned) First Term Re-enlistment
  • 18. References  Watson, S. (2010) Testing, Validating and Employing an Empirical Model of Human Performance in a High Performing Organization. In, Human Performance Enhancement: Insights, Developments and Future Directions from Military Research. O’Connor and Cohn (Eds.)  Yerkes, R. M. & Dodson, J. D. (1908). The Relation of Strength of Stimulus to Rapidity of Habit-Formation, Journal of Comparative Neurology and Psychology, 18, 459-482.  Clark, D. (1999). Yerkes-Dodson law – Arousal. Retrieved May 23, 2004 from: http://www.nwlink.com/~donclark/hrd/history/ arousal.html  “Fleet-RIDE: Enabling Technology for Sailor Continuous Career Counseling”, Watson, S. E., & Blanco, T.A., Interservice/Industry Training, Simulation, and Education Conference (I/ITSEC), 2004