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Informal and formal networks in regional
      planning in Western Sweden




                Merritt Polk
              TransportForum
               January 2009
Informal and formal networks in
         Western Sweden
Informal networks and task groups
• HUR 2050 (dec. 2002- on-going)
  – K 2020 (2003-2006)
  – Urban planning (2006- on-going)
  – Freight 2030 (2008 – on-going)


GR formal project
• K 2020 (dec. 2006-2008)
Future Challenges –
creating a sustainable region
Collaborating partners: 30 representatives
  from the following 14 organizations


Regional Agency, Västra   Göteborgs Harbor
      Götaland            Transit Authority Göteborg
Göteborg Regional         Environmental Agency
Association               Göteborg
Region Västra Götaland    City Planning Göteborg
The Swedish Road          Västtrafik
administration
                          Business Region Göteborg
The Swedish Rail
Administration            City Planning Mölndal

The Swedish Sea           The Swedish Air
administration            Administration
The initial objectives of the network
• To develop a dialogue between stakeholders

• To achieve a common understanding regarding
  how infrastructure in the region can be planned
  for long term sustainability

• To create a platform for collaboration between all
  relevant actors

• To compile high quality data for decision-making
  in the region

• To develop a strategy for the realization of the
  agreed upon goals.
HUR 2050 Structure
Leadership group – 18 supervisors and
  managers from the 14 organizations

Project, working and task groups –
  representatives from the 14 organizations
  focusing of different tasks and issues

Various reference groups – youth group, under
  30 representatives from the 14 organizations
The HUR 2050 process
Data collection
• Participation in workshops, leadership, task and working
  group meetings since 2005.

• Analysis of written material: meeting minutes and
  network documentation.

• Interviews with network members.
  Formal (18)
  Informal meetings (many)
  Mini workshop (1)
BACKCASTING

                   SUSTAINABILITY

                                                3   Future visions


                                                      Alternative
                                                       scenarios




                                                             ”Sustainable”
      Present Conditions




                               Trends                       ”Non sustainable”
                               Strategies
                               Planing                         2
                               Action



                                            4
                                                                       TIME
  1
Backcasting steps
1.   Present conditions (report)
2.   Dimensions and conditions for sustainable development
     (3 background reports on ecological, social and economic
     sustainability)
3.   The vision (scenario study, fms and Kairos Futures)
4.   Strategies and plans to meet the vision (Kairos Futures)


2 main methods were applied
1.   Scenario study with fms (Environmental strategies Unit at the
     Royal Institute of Technology) Backcasting, brainstorming
2.   Workshops with Kairos Futures, a consulting agency,
     brainstorming, modified SWOT
Some outcomes of the process thus far

• Consensus surrounding the definition of a sustainable
  transportation system

• A future vision for the region

• Strategic plans

• Task groups: Urban planning, Freight 2030

• Concrete projects: K 2020,Carbon dioxide strategy
Overall consensus on sustainable
development in the Göteborg region

1. Environmental sustainability                      Frame
     - emissions, CO2 reduced by
     approx. 2/3 by 2050

2. Economic sustainability                           Means
     - diversify the business community
     - flexibility, high educational levels within
     the region

3. Social sustainability                          Goal
     - reduce segregation
     - adequate accessibility and participation for all
Two main framings of sustainable
    development in HUR 2050

• An alternative framing where the environment is
  seen as the limit or frame for sustainable
  development, the economy is the means and
  social sustainability is the goal. Equal
  importance is placed on all three dimensions.

• A mainstream/hegemonic framing where
  economic growth is seen as a prerequisite or
  means for attaining social and environmental
  sustainability. Economic growth is the overall
  goal.
The agreed upon vision, via
backcasting - for the year 2050
Göteborg region – a strong region in Northern Europe

•   Compact cities with green areas.
•   A living, safe, and quiet city.
•   An accessible, integrated and diverse region.

•   Lifestyles that promote sustainable development.
•   Reduction of transport.
•   More effective and attractive public transit and other private
    transport.
•   More effective transport of goods.

•   Internationally competitive business community.
•   Sustainable technology for vehicles and fuels.
Strategic plans
1. Develop attractive, secure, accessible and compact
   suburban areas
2. Change travel patterns to more sustainable ones
3. Carry out collaborative planning of transport,
   infrastructure and urban growth
4. Create a learning environment for sustainable
   development
5. Prioritize social functionality and individual physical and
   mental health
6. Create more effective public and goods transportation
7. Promote the development of sustainability via public
   bidding, planning and decision-making
New task and project groups
1. K 2020: Sustainable infrastructure

2. Collaborative urban planning

3. Freight 2030
GR project: K 2020
K 2020 is a daughter project of HUR 2050 that deals with planning
sustainable infrastructure for the Göteborg region in the year 2020.

K 2020 achieved a political mandate in December 2006,
and included 50 people from 6 organizations working fulltime in the
project. The main result of the project was a public transport
program for the region which is based upon strategic goals and
principles for infrastructure planning. K 2020 also produced pilot
projects on transit centers, prioritized corridors and commuter
parking.

The K 2020 public transport program was presented to the Göteborg
Region Association of Local Authorities (GR) in September 2008 . It
is currently under review by the 13 individual municipal councils until
February 2009.
K 2020
Specific research questions for
         today’s papers
What is the role of informal networks in transport planning for
sustainable development?

What characteristics of multi-stakeholder processes increase the
capacity of political and administrative institutions and
organizations to better incorporate the complexity of sustainable
development in transport and urban planning?

Can informal networks promote more adaptive and robust
processes for regional planning that can better coordinate multi-
level actions and act as platforms for collaboration and
consensus?
Theoretical approaches
• Institutional capacity building via
  – Social capital: building trust via personal
    relationships between network members
  – Intellectual capital: increasing formal and
    informal expertise on the complexity
    surrounding sustainable transport
  – Political capital: increasing the legitimacy and
    influence of the members and network in
    political processes
Summary of results
• Increased individual and professional contacts across a
  wide variety of sectors and levels.

• Enhanced intellectual expertise of the members and
  ability to deal with complex long-term questions.

• Both above, have increased the political legitimacy and
  influence of the members and network.

• All together have increased the institutional capacity to
  attain more sustainable solutions for long term transport
  planning.
Summary of results cont.
• Demonstrated the need for creating a unique niche for
  the network that does not threaten or intrude upon
  official processes and organizations. This was the long-
  term focus on 2050.

• Showed both the strengths and weaknesses of informal
  processes for long-term transport planning.

   Strengths: innovative, enlightening, open forum for brainstorming,
      dealing with long-term, complex issues and for creating new
      projects

   Weaknesses: unclear focus, threatening, ineffectual, confusing,
    reduced participation and legitimacy
Recommendations for other regions

1. Find a clearly defined niche for the
   network that is tailored for the specific
   planning context.
2. Create a flexible and adaptive
   organization that can take advantage of
   the network process and outcomes.
3. Pay special attention to finding a balance
   between visionary processes,
   implementation and effectiveness.

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Session 46 Merritt Polk

  • 1. Informal and formal networks in regional planning in Western Sweden Merritt Polk TransportForum January 2009
  • 2. Informal and formal networks in Western Sweden Informal networks and task groups • HUR 2050 (dec. 2002- on-going) – K 2020 (2003-2006) – Urban planning (2006- on-going) – Freight 2030 (2008 – on-going) GR formal project • K 2020 (dec. 2006-2008)
  • 3. Future Challenges – creating a sustainable region
  • 4. Collaborating partners: 30 representatives from the following 14 organizations Regional Agency, Västra Göteborgs Harbor Götaland Transit Authority Göteborg Göteborg Regional Environmental Agency Association Göteborg Region Västra Götaland City Planning Göteborg The Swedish Road Västtrafik administration Business Region Göteborg The Swedish Rail Administration City Planning Mölndal The Swedish Sea The Swedish Air administration Administration
  • 5. The initial objectives of the network • To develop a dialogue between stakeholders • To achieve a common understanding regarding how infrastructure in the region can be planned for long term sustainability • To create a platform for collaboration between all relevant actors • To compile high quality data for decision-making in the region • To develop a strategy for the realization of the agreed upon goals.
  • 6. HUR 2050 Structure Leadership group – 18 supervisors and managers from the 14 organizations Project, working and task groups – representatives from the 14 organizations focusing of different tasks and issues Various reference groups – youth group, under 30 representatives from the 14 organizations
  • 7. The HUR 2050 process
  • 8. Data collection • Participation in workshops, leadership, task and working group meetings since 2005. • Analysis of written material: meeting minutes and network documentation. • Interviews with network members. Formal (18) Informal meetings (many) Mini workshop (1)
  • 9. BACKCASTING SUSTAINABILITY 3 Future visions Alternative scenarios ”Sustainable” Present Conditions Trends ”Non sustainable” Strategies Planing 2 Action 4 TIME 1
  • 10. Backcasting steps 1. Present conditions (report) 2. Dimensions and conditions for sustainable development (3 background reports on ecological, social and economic sustainability) 3. The vision (scenario study, fms and Kairos Futures) 4. Strategies and plans to meet the vision (Kairos Futures) 2 main methods were applied 1. Scenario study with fms (Environmental strategies Unit at the Royal Institute of Technology) Backcasting, brainstorming 2. Workshops with Kairos Futures, a consulting agency, brainstorming, modified SWOT
  • 11. Some outcomes of the process thus far • Consensus surrounding the definition of a sustainable transportation system • A future vision for the region • Strategic plans • Task groups: Urban planning, Freight 2030 • Concrete projects: K 2020,Carbon dioxide strategy
  • 12. Overall consensus on sustainable development in the Göteborg region 1. Environmental sustainability Frame - emissions, CO2 reduced by approx. 2/3 by 2050 2. Economic sustainability Means - diversify the business community - flexibility, high educational levels within the region 3. Social sustainability Goal - reduce segregation - adequate accessibility and participation for all
  • 13. Two main framings of sustainable development in HUR 2050 • An alternative framing where the environment is seen as the limit or frame for sustainable development, the economy is the means and social sustainability is the goal. Equal importance is placed on all three dimensions. • A mainstream/hegemonic framing where economic growth is seen as a prerequisite or means for attaining social and environmental sustainability. Economic growth is the overall goal.
  • 14. The agreed upon vision, via backcasting - for the year 2050 Göteborg region – a strong region in Northern Europe • Compact cities with green areas. • A living, safe, and quiet city. • An accessible, integrated and diverse region. • Lifestyles that promote sustainable development. • Reduction of transport. • More effective and attractive public transit and other private transport. • More effective transport of goods. • Internationally competitive business community. • Sustainable technology for vehicles and fuels.
  • 15. Strategic plans 1. Develop attractive, secure, accessible and compact suburban areas 2. Change travel patterns to more sustainable ones 3. Carry out collaborative planning of transport, infrastructure and urban growth 4. Create a learning environment for sustainable development 5. Prioritize social functionality and individual physical and mental health 6. Create more effective public and goods transportation 7. Promote the development of sustainability via public bidding, planning and decision-making
  • 16. New task and project groups 1. K 2020: Sustainable infrastructure 2. Collaborative urban planning 3. Freight 2030
  • 17. GR project: K 2020 K 2020 is a daughter project of HUR 2050 that deals with planning sustainable infrastructure for the Göteborg region in the year 2020. K 2020 achieved a political mandate in December 2006, and included 50 people from 6 organizations working fulltime in the project. The main result of the project was a public transport program for the region which is based upon strategic goals and principles for infrastructure planning. K 2020 also produced pilot projects on transit centers, prioritized corridors and commuter parking. The K 2020 public transport program was presented to the Göteborg Region Association of Local Authorities (GR) in September 2008 . It is currently under review by the 13 individual municipal councils until February 2009.
  • 19. Specific research questions for today’s papers What is the role of informal networks in transport planning for sustainable development? What characteristics of multi-stakeholder processes increase the capacity of political and administrative institutions and organizations to better incorporate the complexity of sustainable development in transport and urban planning? Can informal networks promote more adaptive and robust processes for regional planning that can better coordinate multi- level actions and act as platforms for collaboration and consensus?
  • 20. Theoretical approaches • Institutional capacity building via – Social capital: building trust via personal relationships between network members – Intellectual capital: increasing formal and informal expertise on the complexity surrounding sustainable transport – Political capital: increasing the legitimacy and influence of the members and network in political processes
  • 21. Summary of results • Increased individual and professional contacts across a wide variety of sectors and levels. • Enhanced intellectual expertise of the members and ability to deal with complex long-term questions. • Both above, have increased the political legitimacy and influence of the members and network. • All together have increased the institutional capacity to attain more sustainable solutions for long term transport planning.
  • 22. Summary of results cont. • Demonstrated the need for creating a unique niche for the network that does not threaten or intrude upon official processes and organizations. This was the long- term focus on 2050. • Showed both the strengths and weaknesses of informal processes for long-term transport planning. Strengths: innovative, enlightening, open forum for brainstorming, dealing with long-term, complex issues and for creating new projects Weaknesses: unclear focus, threatening, ineffectual, confusing, reduced participation and legitimacy
  • 23. Recommendations for other regions 1. Find a clearly defined niche for the network that is tailored for the specific planning context. 2. Create a flexible and adaptive organization that can take advantage of the network process and outcomes. 3. Pay special attention to finding a balance between visionary processes, implementation and effectiveness.