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International Journal for Quality in Health Care 2002; Volume 14, Number 3: pp. 233–249




Translating research into practice:
the future ahead
CYNTHIA M. FARQUHAR1, DANIEL STRYER2 AND JEAN SLUTSKY3
1
Center for Practice Technology Assessment, Agency for Healthcare Research and Quality, 2Center for Effectiveness and Outcomes
Research, Agency for Healthcare Research and Quality and 3National Guidelines Clearinghouse, Center for Practice Technology
Assessment, Agency for Healthcare Research and Quality, Rockville, MD, USA


Abstract
Objective. To summarize and analyze the focus and methodologies of the Translating Research into Practice (TRIP) projects
funded in 1999–2000 by the US Agency for Healthcare Research and Quality (AHRQ).
Data sources and study design. An analysis of the successful applications for the TRIP I and II requests for applications
in 1999 and 2000 was produced from the data collected.
Data collection. The following items were abstracted from each of the successful applications: provider focus, patient
population, vulnerable populations, methodologies, interventions for change, outcomes measured, and conceptual framework
used.
Principal findings. AHRQ funded 27 TRIP grants in 1999 and 2000. A wide variety of health care providers, settings, and
patients were the target of the grants. The most common study design was a randomized controlled trial. The most common
TRIP interventions were educational and the most common frameworks were either adult learning theory or organizational
theory. More than half of the projects planned to use information technology and half the projects had a focus on reducing
errors.
Conclusions. The TRIP projects encompass a broad range of providers, environments, patients, and interventions. The
field of applied research and quality improvements should be considerably enhanced by these research projects.
Keywords: applied research, decision aids, evidence-based medicine, guidelines, implementation, quality improvements,
research evidence




Clinicians are increasingly challenged to provide quality health                          help improve health outcomes if it could be implemented
care in the midst of an environment of increasing health                                  successfully.
care choices, rising expectations, constrained resources, and                                Although a number of strategies for implementing change
increasing complexity of delivery systems. A definition of                                 have been proposed, research evidence to guide this phase of
quality health care is often elusive, but the key components                              the process is lacking [4]. These strategies include continuing
are health care that is effective, efficient, up to date, and                              medical education, self-instructed learning, academic detailing,
timely [1,2]. Providing ‘the right care, at the right time, for                           audit and feedback, provider reminder systems, incentives,
the right person, in the right way’ is one way of describing                              local opinion leaders, outreach visits, continuous quality
quality health care [1]. In order to achieve at least some of                             improvement initiatives, clinical information systems, and
these goals, it is necessary to use the findings of well designed                          computer decision support systems. Despite a number of
research studies and translate them into everyday practice.                               randomized controlled trials of quality improvement and
Despite these best efforts to improve access to research                                  implementation initiatives, considerable gaps in the research
information, the impact on clinician behavior or patient                                  evidence remain [2,5–8].
outcomes has been limited. For example, a recent review of                                   Fortunately, some research has already demonstrated that
published studies on the quality of care received by Americans                            implementation of available research evidence is worthwhile,
found that only 60% of patients with chronic conditions                                   as significant improvements in health outcomes will accrue
received recommended care [3]. In most of these conditions,                               [9–12]. Although no one successful strategy currently exists,
research evidence of effective strategies exists that could                               a combination of different strategies may be effective in


Address reprint requests to C. M. Farquhar, Department of Obstetrics and Gynaecology, National Women’s Hospital,
Auckland, New Zealand. E-mail: c.farquhar@auckland.ac.nz


Published by Oxford University Press                                                                                                                  233
C. M. Farquhar et al.


achieving behavior change. The impact of implementation               Methodologies that were sought included qualitative stud-
strategies will depend on the context in which they are            ies, quantitative research, and empirical work. In order to
applied, and will be influenced by factors including incentives,    monitor and account for secular changes in practice patterns,
health care settings, practitioner and patient perceptions, and    studies employing control group designs were strongly en-
the desired behavior change [13]. However, too little is known     couraged. It was emphasized that to ensure internal and
about which combinations of implementation strategies are          external validity, reliability, and transferability, the evidence
effective in which clinical contexts and for which clinical        needs of organizations that might eventually implement sim-
conditions. These realities compound the problem of getting        ilar interventions should be considered. Strategies to reduce
evidence into practice.                                            bias such as use of randomization or concurrent comparisons
   With these concerns in mind, the Agency for Health Care         were recommended. Applicants were further asked to con-
Policy and Research [known since December 1999 as the              sider the potential of evidence-based tools. They were also
Agency for Healthcare Research and Quality (AHRQ)] an-             encouraged to consider the effect of local circumstances such
nounced its interest in grant applications focusing on trans-      as specific populations, diverse health settings, resources
lating research into practice (TRIP) in January 1999 [14].         constraints, and political context on both the implementation
These proposals were known as the TRIP I grants, and were          process and the outcomes of care.
awarded late in 1999 and in 2000. A further request for
applications (RFA) for translating research into practice (TRIP
II) was announced in December 1999 and these grants were
                                                                   Methods
awarded in September 2000 [15]. The overarching goal of
the RFAs was to support the evaluation of interventions
                                                                   The objective of this paper is to summarize and analyze the
whose aim was to improve the outcomes, quality, effect-
                                                                   focus and methodologies of the TRIP projects funded in
iveness, efficiency, and/or cost-effectiveness of health care
                                                                   1999–2000 by the AHRQ. The paper was compiled from
based on findings derived from sound research. The in-
                                                                   the successful applications for the TRIP I and TRIP II
terventions would be evaluated for their effectiveness at
                                                                   funding rounds in 1999 and 2000. The following items were
changing processes and/or outcomes of care, as well as on
whether they are sustainable, reproducible, and generalizable.     abstracted by one author (CMF) from each of the successful
A second goal was to demonstrate that the translation of           applications: provider focus, patient population, vulnerable
research into practice leads to measurable and sustainable         populations, methodologies, interventions for change, out-
improvements in health care.                                       comes measured, and conceptual framework used. The ap-
   Broadly, these RFAs encouraged research related to in-          plications were categorized by this author in consultation
novative strategies for implementing evidence-based tools          with the co-authors. Categories for the conceptual frameworks
and information among practitioners caring for diverse popu-       included adult learning, social influence, marketing and social
lations in a variety of health care settings. A range of           marketing, organizational theory, and behavioral theory [17].
interventions was suggested, including: structural and or-            Adult learning theory and health education theory focus
ganizational changes, comprehensive quality improvement            on personal motivation to change and active participation of
systems, computerized drug information and dosage, clinician       the learner [18,19]. Social influence theories focus on the role
reminders, audit and feedback methods, interactive systems         of social support, peer approval, and role models in promoting
to facilitate shared decision making, computer systems to          behavior change [20]. Marketing and social marketing theory
deliver educational materials at the point of care, and clinical   together provide a framework for identifying factors that
practice guidelines and protocols. In addition, the RFAs           drive change and meet the needs of the target group [21].
encouraged applications from studies addressing how or-            Organizational theory focuses on the environmental context
ganizational research could be translated into practice, the       within which clinicians function as a key determinant of
impact of organizational variables on clinical translation,        whether innovations are utilized, and the emphasis is on
and the organizational and structural context of successful        organizational and structural factors that may hinder or
interventions needed to facilitate replication.                    facilitate changes in practice [22]. Behavior theory, which
   Applicants were encouraged to address conditions and            focuses on environmental cues and reinforcement such as
settings where the most improvement was likely to occur,           audit and feedback, is seen to be central in encouraging and
where wide variability in practice currently existed, where        maintaining behavioral change [19].
wide disparities in care existed for racial/ethnic minorities,        To learn more about the TRIP I and II research projects
and where a large burden of disease and poor quality of life       and to promote exchange of ideas among the TRIP re-
were documented. The funding priority also focused on at           searchers, the AHRQ designed a series of activities to take
least one of the six specified areas of the President’s Race        advantage of the similarities and differences among projects
and Disparities Initiative (infant mortality, cancer screening     both in research design and execution of the studies. Previous
and management, cardiovascular disease, diabetes, HIV in-          experience had led the AHRQ to believe it was likely that
fection/AIDS, and child and adult immunizations), as well          recruitment problems, contamination issues, and problems
as mental health and pediatric asthma [16]. Of particular          concerning stability of delivery systems were challenging for
interest were interventions that used the strengths of in-         implementation research. Since many of these obstacles can
formation systems for implementing evidence-based strategies       be difficult to overcome, it was thought that the investigators,
for health care improvement.                                       the AHRQ, and eventually the research community could


234
Table 1 Summary of the TRIP I and II grants

      TRIP I
      ..............................................................................................................................................................................................................................................................................................................
      Principal investigator/                                                           Health care                                                                       Conceptual/
      organization/collaborators/                                                       providers                  Patient population/                                    theoretical
      study design                                          Project title involved                                 condition                                              framework                         TRIP intervention                                           Outcomes
      ..............................................................................................................................................................................................................................................................................................................
      1. Balas                                              Point of care Family                                   Patients of family physicians Adult learning                                             Computer decision support                                   % of patients (who are)
      University of Missouri,                               delivery of                 physicians                 (diabetes, acute myocardial theory                                                       system with interactive                                     treated in accordance
      Columbia University,                                  research                                               infarction, heart failure,                             Organizational                    electronic guidelines with                                  with evidence and
      Duke University                                       evidence                                               pneumonia, stroke/transient theory                                                       feedback, including resources                               guidelines
      Randomized controlled trial                                                                                  ischemic attack/atrial                                                                   and education
                                                                                                                   fibrillation, breast cancer)

      2. Chin                                               Improving                   Health care                Indigent vulnerable patients                           Adult learning                    Breakthrough series of           Quality of care
      University of Chicago,                                diabetes care               providers at               with diabetes who attend                               Organizational                    communication/behavior           standards
      Bayer Institute                                       collaboratively             community                  community health centers                               theory                            interventions: extended training
      Randomized controlled trial                           in the                      health                                                                                                              in quality management and
                                                            community                   centers                                                                                                             chronic disease model,
                                                                                                                                                                                                            brainstorming and problem
                                                                                                                                                                                                            solving, patient–provider
                                                                                                                                                                                                            communication

      3. Davis                    Pediatric                                             Pediatricians              Children with otitis media,                            Organizational   Evidenced-based decision                                                     Changes in provider
      University of Washington    evidence-                                             and family                 acute sinusitis, allergic                              theory           support system                                                               behavior
      Randomized controlled trial based                                                 phyisicians                rhinitis, bronchiolitis                                Marketing theory
                                  medicine

      4. Feldman                                            Evidence-                   Home                       Patients with cardiac heart                            Behavioral theory Electronic ‘just in time’                                                   Process measures
      Visiting nurse service of                             based                       visiting                   failure and cancer                                     Organizational    reminders, follow-up with                                                   Patient health status
      New York/Johns Hopkins                                reminders in                nurses                     Two-thirds of the patients                             theory            experts, clinical practice                                                  Use and cost of health
      University                                            home health                                            are female Medicare                                                      guidelines, and patient                                                     care services
      Randomized controlled trial                           care                                                   recipients                                                               education
                                                                                                                                                                                                                                                                                                      continued




235
                                                                                                                                                                                                                                                                                                                       Translating research into practice
236
      Table 1 continued
                                                                                                                                                                                                                                                                                                                       C. M. Farquhar et al.




      TRIP I
      ..............................................................................................................................................................................................................................................................................................................
      Principal investigator/                                                           Health care                                                                       Conceptual/
      organization/collaborators/                                                       providers                  Patient population/                                    theoretical
      study design                                          Project title involved                                 condition                                              framework                         TRIP intervention                                           Outcomes
      ..............................................................................................................................................................................................................................................................................................................
      5. Gurwitz                                            Reducing                    Health care Long-term care residents                                              Organizational                    Computer-based clinical                                     Reduction in adverse
      Universty of Massachusetts adverse drug providers at                                                                                                                theory                            decision support systems                                    drug events
      Randomized controlled trial events in                                             long stay
                                                            nursing                     resident care
                                                            homes                       units

      6. Holmes-Rovner                                      Patient                     Mixed:                     Patients following a                                   Social influence                   Decision support and coaching Physician prescribing,
      Michigan State University                             decision                    physicians,                myocardial infarction                                  theory                                                          health behaviors,
      Comparative study                                     support and                 nurses                                                                            Adult learning                                                  functional status,
                                                            counselling                                                                                                   theory                                                          cholesterol
                                                                                                                                                                                                                                          measurements, utility,
                                                                                                                                                                                                                                          patients perception

      7. Horbar                                             Evidence-     Pediatricians                            Neonates at risk of          Social influence                                             Multifaceted approach to                                    Patient outcomes of
      University of Vermont/                                based                                                  respiratory disease syndrome theory                                                      education by training                                       mortality, treatment
      University of Alabama/                                surfactant                                                                          Adult learning                                              workshops, reviewing evidence,                              given, time to first
      Vermont Oxford Network                                treatment for                                                                       theory                                                      feedback and audit, and peer                                dose, chronic lung
      Randomized controlled trial                           pre-term                                                                                                                                        comparisons                                                 disease, infection
                                                            infants

      8. Katz                     Improving the Emergency                                                          Patients with unstable                                 Cognitive                         Linking adherence to guidelines Patient outcomes
      University of Wisconsin     evidence for department                                                          angina                                                 feedback/                         to patient outcome              related to unstable
      Randomized controlled trial unstable      physicians                                                                                                                knowledge                                                         angina
                                  angina
                                  guidelines
                                                                                                                                                                                                                                                                                                      continued
Table 1 continued

      TRIP I
      ..............................................................................................................................................................................................................................................................................................................
      Principal investigator/                                                           Health care                                                                       Conceptual/
      organization/collaborators/                                                       providers                  Patient population/                                    theoretical
      study design                                          Project title involved                                 condition                                              framework                         TRIP intervention                                           Outcomes
      ..............................................................................................................................................................................................................................................................................................................
      9. Manfredi                                           Smoking                     Health care Women in maternal and                                                 Organizational                    Academic detailing for                                      Provider compliance
      University of Illinois                                control in                  providers in child health clinics                                                 theory                            providers, train the trainer                                with AHRQ guidelines
      Randomized controlled trial maternal and maternal and (pregnant, post-partum,                                                                                       Adult learning                    workshop                                                    Reduction in patients’
                                                            child health child health well-child, family planning                                                         theory                            Patients’ access to centralized                             smoking
                                                            clinics                     clinics                    services)                                                                                telephone counseling

      10. Morrison                Interventions Inpatient                                                          Surgical and medical                                   Adult learning                    Education of nurses and                                     Change in pain intensity
      Mt Sinai School of Medicine to improve    units                                                              inpatients                                             theory                            physicians                                                  Pain relief
      Comparative study           pain outcomes                                                                                                                           Behavioral theory                 Patient education                                           Analgesic prescribing
                                                                                                                                                                          Marketing theory                  Audit and feedback                                          practices
                                                                                                                                                                                                            Computer decision support
                                                                                                                                                                                                            system

      11. Shafer                                            Do urine tests              Nurses in                  Sexually active teens                                  Adult learning                    Educational: targeting and                                  % urine testing for
      University of California San                          increase                    outpatient                                                                        theory                            training clinic nurses, 5 hour                              Chlamydia testing in
      Francisco/Kaiser                                      Chlamydia                   pediatric                                                                                                           workshop                                                    sexually active
      Randomized controlled trial                           screening in                clinics                                                                                                                                                                         adolescents (part of
                                                            teens?                      (HMO)                                                                                                                                                                           HEDIS reporting)

      12. Swartz                                            Practice                    Physicians                 Cigarette smokers                                      Adult learning                    Personalized data feedback and % of patients with
      Maine Medical Assessment                              profiling to                                                                                                   theory                            educational office visits       tobacco status
      Foundation                                            increase                                                                                                                                        (profiling)                     ascertained by providers
      Randomized controlled trial                           tobacco                                                                                                                                                                        and practice
                                                            cessation                                                                                                                                                                      Patients and provider
                                                                                                                                                                                                                                           survey
                                                                                                                                                                                                                                                                                                      continued




237
                                                                                                                                                                                                                                                                                                                       Translating research into practice
238
                                                                                                                                                                                                                                                                                                                       C. M. Farquhar et al.




      Table 1 continued

      TRIP I
      ..............................................................................................................................................................................................................................................................................................................
      Principal investigator/                                                           Health care                                                                       Conceptual/
      organization/collaborators/                                                       providers                  Patient population/                                    theoretical
      study design                                          Project title involved                                 condition                                              framework                         TRIP intervention                                           Outcomes
      ..............................................................................................................................................................................................................................................................................................................
      13. Thompson                                          Translating                 Primary care Adolescents aged 14–20                                               Adult learning                    Opinion leaders, measurement Adherence to guidelines
      Group Health Puget Sound Chlamydia                                                physicians of years                                                               theory                            and feedback, prompts, and                                  for chlamydia measured
      Randomized controlled trial guidelines into an HMO                                                                                                                  Behavioral theory chart prompts                                                               by the % of females
                                                            practice                                                                                                      Social influence                                                                               tested for Chlamydia
                                                                                                                                                                          theory

      14. Titler                                            Evidence-       Nurses and    Elderly patients with hip                                                       Organizational                    Guideline development                                       Rate and extent of
      University of Iowa,                                   based practice: physicians in fracture                                                                        theory: Rogers’                   Acute pain management in the                                innovation adoption by
      partnership with 12                                   acute pain      hospitals                                                                                     (1995) model for                  elderly                                                     nurses and physicians
      hospitals in the Midwest                              management                                                                                                    diffusion of                      Quick reference guides                                      Nurse and physician
      Randomized controlled trial                           in the elderly                                                                                                innovation                        Incorporation into existing                                 perceived barriers to
                                                                                                                                                                                                            policies and procedures                                     use of evidence-based
                                                                                                                                                                                                            Focus groups                                                guidelines
                                                                                                                                                                                                            Education and use of nurse                                  Cost of delivering an
                                                                                                                                                                                                            and physician leaders                                       intervention that
                                                                                                                                                                                                            Web-based, video, and written                               promotes adoption of
                                                                                                                                                                                                            resources                                                   evidence-based
                                                                                                                                                                                                            Use of change champions and                                 guidelines
                                                                                                                                                                                                            core group approach
                                                                                                                                                                                                                                                                                                      continued
Table 1 continued

      TRIP II
      ..............................................................................................................................................................................................................................................................................................................
      Principal investigator/                                                           Health care                                                                       Conceptual/
      organization/collaborators/                                                       providers                  Patient population/                                    theoretical
      study design                                          Project title involved                                 condition                                              framework                         TRIP intervention                                           Outcomes
      ..............................................................................................................................................................................................................................................................................................................
      15. Allison                                           An internet Primary care Women at risk of Chlamydia Adult learning                                                                              Internet-based learning                                     % of women at risk
      University of Alabama/US intervention providers                                                              trachomatis aged between                                                                 Audit and feedback                                          screened for Chlamydia
      Quality Algorithms                                    to increase                                            16 and 26 years old                                                                      Case-based medical education trachomatis (HEDIS)
      Randomized controlled trial Chlamydia
                                                            screening

      16. Bates                   Improving                                             Primary care               Patients (not specified)                                Organizational    Electronic reminders, electronic Guideline compliance,
      Partners Health Care System quality with                                          physicians                                                                        theory            links to evidence-based          utilization, quality of
      Randomized controlled trial outpatient                                                                                                                              Behavioral theory information                      care
                                  decision
                                  support
                                                                                                                                                                                                                                                                                                      continued




239
                                                                                                                                                                                                                                                                                                                       Translating research into practice
240
      Table 1 continued
                                                                                                                                                                                                                                                                                                                       C. M. Farquhar et al.




      TRIP II
      ..............................................................................................................................................................................................................................................................................................................
      Principal investigator/                                                           Health care                                                                       Conceptual/
      organization/collaborators/                                                       providers                  Patient population/                                    theoretical
      study design                                          Project title involved                                 condition                                              framework                         TRIP intervention                                           Outcomes
      ..............................................................................................................................................................................................................................................................................................................
      17. Borbas                                            Improved                    Hospitals                  Ischemic stroke patients                               Social marketing Use of formal hospital                                                       Guideline adherence:
      Minneapolis Medical                                   utilization of                                                                                                Behavior theory leadership teamed with the                                                    appropriate use of
      Research Foundation,                                  ischemic                                                                                                                                        informal medical opinion                                    thrombolytic and aspirin
      Hospital consortium                                   stroke research                                                                                                                                 leaders and the feedback of                                 therapy, avoidance of
      Randomized controlled trial                                                                                                                                                                           organizational data as well as                              excessive blood pressure
                                                                                                                                                                                                            clinical data at the intervention reduction, early
                                                                                                                                                                                                            sites                                                       mobilization, anti-
                                                                                                                                                                                                                                                                        embolism efforts,
                                                                                                                                                                                                                                                                        patient and family
                                                                                                                                                                                                                                                                        education, therapy
                                                                                                                                                                                                                                                                        assessment within 48
                                                                                                                                                                                                                                                                        hours, long-term anti-
                                                                                                                                                                                                                                                                        thrombotic therapy and
                                                                                                                                                                                                                                                                        planning for anti-
                                                                                                                                                                                                                                                                        hypertensive
                                                                                                                                                                                                                                                                        management at
                                                                                                                                                                                                                                                                        discharge

      18. Cloutier                                          Use of a                    Primary care               Children with asthma                                   Organizational   Asthma management program                                                    Guideline adherence,
      University of Connecticut/                            pediatric                   providers                                                                         theory           (Easy Breathing)                                                             utility rates, prescription
      ConnectiCare (IPA, MCO)                               asthma                                                                                                        Marketing/social                                                                              rates, hospital and
      Randomized controlled trial                           management                                                                                                    marketing                                                                                     emergency room rates,
                                                            program by                                                                                                                                                                                                  patient, family, and
                                                            providers                                                                                                                                                                                                   provider satisfaction,
                                                            through a                                                                                                                                                                                                   quality of life, cost
                                                            MCO
                                                                                                                                                                                                                                                                                                      continued
Table 1 continued

      TRIP II
      ..............................................................................................................................................................................................................................................................................................................
      Principal investigator/                                                           Health care                                                                       Conceptual/
      organization/collaborators/                                                       providers                  Patient population/                                    theoretical
      study design                                          Project title involved                                 condition                                              framework                         TRIP intervention                                           Outcomes
      ..............................................................................................................................................................................................................................................................................................................
      19. Fifield                                            Better                      Primary care Children with asthma                                                 Organizational                    Guideline prompts at point of Process data: asthma
      University of Connecticut                             pediatric                   providers                                                                         theory                            care                                                        action plans
      Health Center/Community outcomes                                                                                                                                    Adult learning                    Family education                                            Patient data: symptom
      Health Network of                                     through                                                                                                                                                                                                     control
      Connecticut, Inc, Medicaid chronic care                                                                                                                                                                                                                           Health-related quality of
      MCO                                                                                                                                                                                                                                                               life
      Comparative study                                                                                                                                                                                                                                                 Pharmaceutical use
                                                                                                                                                                                                                                                                        Emergency room visits
                                                                                                                                                                                                                                                                        and hospitalization
                                                                                                                                                                                                                                                                        Cost

      20. Gerber                   Multimedia                                           Primary care               Patients with diabetics                                Adult learning                    Computer-based education for                                Patient knowledge, self-
      University of Illinois, Cook diabetes                                             providers                                                                                                           patients with diabetes                                      efficacy and self-care,
      County Hospital              education                                                                                                                                                                                                                            glycosylated
      Ambulatory Network                                                                                                                                                                                                                                                hemoglobin, patient and
      Randomized controlled trial                                                                                                                                                                                                                                       staff satisfaction

      21. Irwin                                             Implementing Primary care                              Adolescents                                            Organizational                    Training and use of evidence-                               Rates of delivery of
      University of California, San                         adolescent   providers                                                                                        theory                            based medicine tools                                        preventive services and
      Francisco/Kaiser                                      preventive                                                                                                                                                                                                  adolescents
      Permanente                                            guidelines
      Randomized controlled trial


                                                                                                                                                                                                                                                                                                      continued




241
                                                                                                                                                                                                                                                                                                                       Translating research into practice
242
      Table 1 continued
                                                                                                                                                                                                                                                                                                                       C. M. Farquhar et al.




      TRIP II
      ..............................................................................................................................................................................................................................................................................................................
      Principal investigator/                                                           Health care                                                                       Conceptual/
      organization/collaborators/                                                       providers                  Patient population/                                    theoretical
      study design                                          Project title involved                                 condition                                              framework                         TRIP intervention                                           Outcomes
      ..............................................................................................................................................................................................................................................................................................................
      22. Jones                                             Improving                   Nursing                    Nursing home residents                                 Organizational                    Translation of multiple clinical Process measures:
      University of Colorado,                               pain                        home staff                                                                        theory—diffusion practice guidelines for pain into Identification of
      Area Health Education                                 management                                                                                                    of innovations                    training                                                    residents in pain
      Centers                                               in nursing                                                                                                                                      Videos for staff and                                        Medication
      Comparative study                                     homes                                                                                                                                           educational videos for residents appropriateness
                                                                                                                                                                                                            and their families                                          Staff survey of
                                                                                                                                                                                                            Also use of chart review and                                knowledge and attitudes
                                                                                                                                                                                                            feedback to physicians                                      Outcomes measures:
                                                                                                                                                                                                            Creation of an internal pain                                Assessment of pain
                                                                                                                                                                                                            team                                                        Improved staff
                                                                                                                                                                                                                                                                        knowledge and attitudes
                                                                                                                                                                                                                                                                        about pain management
                                                                                                                                                                                                                                                                        Improved organizational
                                                                                                                                                                                                                                                                        policies related to pain
                                                                                                                                                                                                                                                                        Cost

      23. Levine                                            Translating   Nurses and                               Low income patients who                                Organizational                    Nurse-mediated prevention                                   Proportion of
      Meharry Medical College/                              prevention    physicians                               require preventive services                            theory                            reminders                                                   preventive services
      Meharry Medical Practice                              research into                                                                                                                                                                                               delivered for infant
      Plan                                                  practice                                                                                                                                                                                                    mortality, cardiovascular
      Randomized controlled trial                                                                                                                                                                                                                                       disease, cancer
                                                                                                                                                                                                                                                                        screening, HIV/AIDs,
                                                                                                                                                                                                                                                                        and adult and child
                                                                                                                                                                                                                                                                        immunization
                                                                                                                                                                                                                                                                                                      continued
Table 1 continued

      TRIP II
      ..............................................................................................................................................................................................................................................................................................................
      Principal investigator/                                                           Health care                                                                       Conceptual/
      organization/collaborators/                                                       providers                  Patient population/                                    theoretical
      study design                                          Project title involved                                 condition                                              framework                         TRIP intervention                                           Outcomes
      ..............................................................................................................................................................................................................................................................................................................
      24. Loeb                                              Optimizing                  Nursing staff Residents of nursing homes Organizational                                                             Implement evidence-based                                    Reduction of antibiotic
      McMaster University,                                  antibiotic use in nursing                                                                                     theory                            clinical algorithm by                                       use
      Hospital Network                                      in long-term homes                                                                                            Marketing theory teleconferencing, site visits,
      Randomized controlled trial care                                                                                                                                                                      distribution of printed material,
                                                                                                                                                                                                            workshops

      25. Ornstein                                          Prevention of Primary care                             Patients who receive                                   Adult learning                    Academic detailing and         Guideline
      Medical University of South                           coronary heart physicians                              preventive services                                    Social influence                   electronic medical record      adherence—15 process
      Carolina/Practice Partners                            disease and                                                                                                   theory                            through practice site visits,  measures
      Research Network                                      cerebrovascular                                                                                               Organizational                    sharing of quality improvement
      Randomized controlled trial                           disease                                                                                                       theory                            techniques by investigator
                                                                                                                                                                          Marketing theory                  meetings, ongoing support by
                                                                                                                                                                                                            project investigators

      26. Vargas                                            Developing                  Head Start                 Pre-school children with                               Organizational   Multifaceted asthma case                                                     Process outcomes:
      Arkansas Children’s Hosp                              an asthma                   personnel                  asthma                                                 theory           management model                                                             Attendance
      Research Institution/Head                             management                                                                                                    Marketing theory
      Start sites                                           model for
                                                            Head Start
                                                            children
                                                                                                                                                                                                                                                                                                      continued




243
                                                                                                                                                                                                                                                                                                                       Translating research into practice
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                                                                                                                                                                                                                                                                                                                       C. M. Farquhar et al.




      Table 1 continued

      TRIP II
      ..............................................................................................................................................................................................................................................................................................................
      Principal investigator/                                                           Health care                                                                       Conceptual/
      organization/collaborators/                                                       providers                  Patient population/                                    theoretical
      study design                                          Project title involved                                 condition                                              framework                         TRIP intervention                                           Outcomes
      ..............................................................................................................................................................................................................................................................................................................
      Randomized controlled trial                                                                                                                                         Adult learning                                                                                Patient outcomes:
                                                                                                                                                                                                                                                                        Asthma-related school
                                                                                                                                                                                                                                                                        absences
                                                                                                                                                                                                                                                                        Asthma symptoms
                                                                                                                                                                                                                                                                        Quality of life for
                                                                                                                                                                                                                                                                        parents and children
                                                                                                                                                                                                                                                                        Medication use
                                                                                                                                                                                                                                                                        Cost

      27. Watson                                            A model of Nursing staff Residents of nursing homes Organizational                                                                              Identify, evaluate and follow up Guideline adherence
      University of Rochester/                              use of urinary in nursing                           theory                                                                                      cases of urinary incontinence    (eight parameters)
      Nursing home network                                  incontinence homes                                  Adult learning
      Comparative study                                     guidelines in
                                                            nursing homes

      MCO, managed care organization.
Translating research into practice



Table 2 Key dimensions of translating research into practice projects

                                                                                                                  Focus on
                                                                                                                  disparities/
Health care                     Grantee                                                 Patient                   vulnerable
provider                        institution Collaborators1 population1 populations1 Condition focus Setting                                                                                           Location
.............................................................................................................................................................................................................................
Primary care                    University               University                     Nursing                   Ethnic/       Asthma (3) [18,            Home/                                     Urban (7)
providers (10)                  (22) [1–3,               networks (10)                  home                      racial (13)   19,26]                     community                                 [7,8,10,11,
[1–3,12,16,19,20,               5–11,14–16,              [1–3,5,10,12,16,               residents (4)             [2,4,9,14,16,                            (18) [1–4,6,                              16,18,21]
21,23,25]                       18–25,27]                17,23,24]                      [5,22,24,27]              19–23,25,26]                             9,11–13,15,
                                                                                                                                                           16,18–21,
                                                                                                                                                           23,25,26]
Hospital staff                  Research      MCO (6)                   Children/                                 Children/                 Pain           Inpatient                                 Rural (only)
(4) [7,8,14,17]                 Foundation/ [11–13,18,19,               adolescents                               adolescents               management (4) (5) [7,8,10,                              (0)
                                institute (3) 21]                       (8) [3,7,11,                              (7) [3,7,11,              [4,10,14,22]   14,17]
                                [12,17,26]                              13,18,19,21,                              13,19,21,26]
                                                                        26]
Nursing staff (5) MCO (1)                                Commercial (1) Elderly (3)                               Elderly (9)               Urinary          Nursing      Mixed (20)
[3,4,11,22,27]    [13]                                   [15]           [4,14,17]                                 [4–6,10,14,               incontinence (1) home (4)     [1–5,9,
                                                                                                                  17,22,24,25,              [27]             [5,22,24,27] 12–15,17,
                                                                                                                  27]                                                     19,20,
                                                                                                                                                                          22–27]
Multidisciplinary Nursing                                Provider                       Medicaid/                 Medicaid/                 Infections/
group (10) [5,6, service (1)                             network (5)                    indigent (4)              indigent (4)              antibiotic use
9–11,13,15,18,    [4]                                    [2,9,17,20,25]                 [2,9,12,23]               [2,9,12,23]               (2) [3,24]
24,26]
                                                         Nursing home                   Population                                          Diabetes (2)
                                                         networks (2)                   based (4)                                           [2,20]
                                                         [5,27]                         [1,10,15,16]
                                                         Hospital                       Disease                                             Cardiovascular
                                                         networks (4)                   specific (5)                                         disease (5) [4,6,
                                                         [6–8,14]                       [6,8,17,20,                                         8,17,25]
                                                                                        25]
                                                         Other (2) [22,                                                                     Prevention
                                                         26]                                                                                services (8) [7,9,
                                                                                                                                            11–13,15,21,23]

MCO, managed care organization.
1
 More than one category possible.
Total number of projects in the named category is given in parentheses, and reference number of project is in square brackets, listed
below by principal investigator (see Table 1).
1. Balas; 2. Chin; 3. Davis; 4. Feldman; 5. Gurwitz; 6. Holmes-Rovner; 7. Horbar; 8. Katz; 9. Manfredi; 10. Morrison; 11. Shafer; 12.
Shwartz; 13. Thompson; 14. Titler; 15. Allison; 16. Bates; 17. Borbas; 18. Cloutier; 19. Fifield; 20. Gerber; 21. Irwin; 22. Jones; 23. Levine;
24. Loeb; 25. Ornstein; 26. Vargas; 27. Watson.



benefit by promoting formal venues for discussion among                                                           The coordinating committee incorporated the findings from
the investigators. In addition, all of the TRIP projects were                                                    the TRIP I meeting into planning for the TRIP II initiative.
limited to 3 years, so it was important that study problems                                                      After the TRIP II grants were awarded, the coordinating
be addressed early and effectively.                                                                              committee held a meeting of the principal investigator and
   After the awarding of the TRIP I grants, AHRQ formed                                                          partner from each TRIP II project. This meeting had the
an internal coordinating committee to plan and support the                                                       same purpose as the previous meeting of TRIP I investigators,
TRIP II initiative, and convened a meeting of the TRIP I                                                         in addition to the goal of establishing a TRIP II steering
investigators. Grantees were asked to give a brief overview                                                      committee made up of representatives of TRIP II in-
of their methods, problems anticipated or experienced, and                                                       vestigators and partners and the AHRQ. The major goals
the importance of their research. The discussion confirmed                                                        for the steering committee are to continue to develop the
the AHRQ’s belief that some of the impediments to per-                                                           science base for implementation, provide leadership to the
forming this type of research are not isolated or insignificant.                                                  field, advance methods for the study of TRIP, lead the


                                                                                                                                                                                                                       245
C. M. Farquhar et al.



Table 3 Features of study methodology

                                 Focus on guidelines
                                 or performance                           Unit of                                                              Framework for
Study design                     measures                                 randomization                       Unit of analysis1 change1                                                 Project evaluation1
 .............................................................................................................................................................................................................................
Randomized                       National (14)                            Hospitals (3)                       Hospital (3)                     Adult learning/                          Process outcomes
controlled trial [4,8–10,12,14,15,                                        [7,14,17]                           [7,14,17]                        health education                         (5) [10,21,22,25]
(22) [1–5,7–9,                   19–23,25–27]                                                                                                  theory (16) [1–3,6,7,
11–18,20,21,                                                                                                                                   9–13,15,19,20,25–27]
23–26]
Comparative (5) Professional                                              Provider (5)                        Provider (5)                     Social influence                          Provider outcomes
[6,10,19,22,27]                  organization (5)                         [1,3,4,16,21,23]                    [3,12,13,18,21]                  theory (4) [6,7,13,25] (6) [3,6,12,18,20,22]
                                 [2,3,7,17,18]
                                 Local/adapted (4)                        Practices/clinics Practice/clinic                                    Marketing/Social                         Hospital/nursing
                                 [1,6,16,24]                              (6) [11–13,15,18, (2) [18,25]                                        marketing theories                       home/practice
                                                                          25]                                                                  (7) [3,10,17,18,                         outcomes (13) [5,6,
                                                                                                                                               24–26]                                   7,11,13,14,17,18,21,
                                                                                                                                                                                        23–25,27]
                                 HMO/HEDIS                                Community                           Community                        Organizational                           Patient outcomes
                                 measure (2) [13,15] health centers/                                          health centers/ theory (17) [1,2,4,5,9, (17) [1,2,4,6,8,9,10,
                                                                          maternal and                        maternal and                     11,14,15,18–27]                          12,14–16,18–22,26]
                                                                          child health                        child health
                                                                          clinics (3) [2,26]                  clinics (1) [11]
                                                                          Nursing homes                       Nursing homes Behavioral theory/                                          Cost (12) [2–4,6,10,
                                                                          (2) [5,24]                          (4) [5,22,24,27] cognitive feedback                                       13,14,16,18,20,22,
                                                                                                                                               (6) [4,5,8,13,15,17]                     25]
                                                                          Patient (3) [8,20] Patients (15)                                     Preceed/proceed                          Qualitative (4)
                                                                                                              [1,2,4,6,8–10,12, model (10) [4,7,10,                                     [2,22,24,25]
                                                                                                              14–16,19,20,25, 11,13,15,16,21,22]
                                                                                                              26]
                                                                          Not randomized                                                       Roger’s diffusion of
                                                                          controlled trials                                                    innovation model (1)
                                                                          (5) [6,10,19,22,27]                                                  [14]

MCO, managed care organization.
1
 More than one category possible.
Total number of projects in the named category is given in parentheses, and reference number of project is in square brackets, listed
below by principal investigator (see Table 1).
1. Balas; 2. Chin; 3. Davis; 4. Feldman; 5. Gurwitz; 6. Holmes-Rovner; 7. Horbar; 8. Katz; 9. Manfredi; 10. Morrison; 11. Shafer; 12.
Shwartz; 13. Thompson; 14. Titler; 15. Allison; 16. Bates; 17. Borbas; 18. Cloutier; 19. Fifield; 20. Gerber; 21. Irwin; 22. Jones; 23. Levine;
24. Loeb; 25. Ornstein; 26. Vargas; 27. Watson.


dissemination of TRIP II results, advise the AHRQ on future                                                         The key dimensions of the projects are presented in Table
TRIP initiatives and on development of an agency toolbox                                                         2. The grants focused on a wide variety of health care
of implementation tools and research aids, and conduct                                                           providers and patients. Primary care providers (10) and
external evaluation. The steering committee is chaired by a                                                      multidisciplinary teams (10) were the most frequent health
TRIP II investigator and has established several working                                                         care providers. Collaborators were most often provider or
subcommittees. The steering committee meets at least twice                                                       university networks (21) and only six were managed care
a year with ongoing communication via conference call,                                                           organizations. Children were the most common patient popu-
E-mail, and ad hoc meetings of subcommittees.                                                                    lation (eight) followed by nursing home residents (four) and
                                                                                                                 Medicaid beneficiaries (four). Nearly half of the studies
                                                                                                                 included substantial numbers of patients from different ethnic
Results                                                                                                          and racial groups. Prevention services were a common focus
                                                                                                                 (eight), as was cardiovascular disease (five). Eighteen of the
A total of 27 grants were awarded, 14 TRIP I grants in 1999                                                      studies were community-based and the remainder hospital-
and 2000, and 13 TRIP II grants in 2000. A description of                                                        (five) or nursing home-based (four).
each of the grants is given in Table 1.                                                                             The study methodologies are presented in Table 3. The


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[287 met]
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  • 1. International Journal for Quality in Health Care 2002; Volume 14, Number 3: pp. 233–249 Translating research into practice: the future ahead CYNTHIA M. FARQUHAR1, DANIEL STRYER2 AND JEAN SLUTSKY3 1 Center for Practice Technology Assessment, Agency for Healthcare Research and Quality, 2Center for Effectiveness and Outcomes Research, Agency for Healthcare Research and Quality and 3National Guidelines Clearinghouse, Center for Practice Technology Assessment, Agency for Healthcare Research and Quality, Rockville, MD, USA Abstract Objective. To summarize and analyze the focus and methodologies of the Translating Research into Practice (TRIP) projects funded in 1999–2000 by the US Agency for Healthcare Research and Quality (AHRQ). Data sources and study design. An analysis of the successful applications for the TRIP I and II requests for applications in 1999 and 2000 was produced from the data collected. Data collection. The following items were abstracted from each of the successful applications: provider focus, patient population, vulnerable populations, methodologies, interventions for change, outcomes measured, and conceptual framework used. Principal findings. AHRQ funded 27 TRIP grants in 1999 and 2000. A wide variety of health care providers, settings, and patients were the target of the grants. The most common study design was a randomized controlled trial. The most common TRIP interventions were educational and the most common frameworks were either adult learning theory or organizational theory. More than half of the projects planned to use information technology and half the projects had a focus on reducing errors. Conclusions. The TRIP projects encompass a broad range of providers, environments, patients, and interventions. The field of applied research and quality improvements should be considerably enhanced by these research projects. Keywords: applied research, decision aids, evidence-based medicine, guidelines, implementation, quality improvements, research evidence Clinicians are increasingly challenged to provide quality health help improve health outcomes if it could be implemented care in the midst of an environment of increasing health successfully. care choices, rising expectations, constrained resources, and Although a number of strategies for implementing change increasing complexity of delivery systems. A definition of have been proposed, research evidence to guide this phase of quality health care is often elusive, but the key components the process is lacking [4]. These strategies include continuing are health care that is effective, efficient, up to date, and medical education, self-instructed learning, academic detailing, timely [1,2]. Providing ‘the right care, at the right time, for audit and feedback, provider reminder systems, incentives, the right person, in the right way’ is one way of describing local opinion leaders, outreach visits, continuous quality quality health care [1]. In order to achieve at least some of improvement initiatives, clinical information systems, and these goals, it is necessary to use the findings of well designed computer decision support systems. Despite a number of research studies and translate them into everyday practice. randomized controlled trials of quality improvement and Despite these best efforts to improve access to research implementation initiatives, considerable gaps in the research information, the impact on clinician behavior or patient evidence remain [2,5–8]. outcomes has been limited. For example, a recent review of Fortunately, some research has already demonstrated that published studies on the quality of care received by Americans implementation of available research evidence is worthwhile, found that only 60% of patients with chronic conditions as significant improvements in health outcomes will accrue received recommended care [3]. In most of these conditions, [9–12]. Although no one successful strategy currently exists, research evidence of effective strategies exists that could a combination of different strategies may be effective in Address reprint requests to C. M. Farquhar, Department of Obstetrics and Gynaecology, National Women’s Hospital, Auckland, New Zealand. E-mail: c.farquhar@auckland.ac.nz Published by Oxford University Press 233
  • 2. C. M. Farquhar et al. achieving behavior change. The impact of implementation Methodologies that were sought included qualitative stud- strategies will depend on the context in which they are ies, quantitative research, and empirical work. In order to applied, and will be influenced by factors including incentives, monitor and account for secular changes in practice patterns, health care settings, practitioner and patient perceptions, and studies employing control group designs were strongly en- the desired behavior change [13]. However, too little is known couraged. It was emphasized that to ensure internal and about which combinations of implementation strategies are external validity, reliability, and transferability, the evidence effective in which clinical contexts and for which clinical needs of organizations that might eventually implement sim- conditions. These realities compound the problem of getting ilar interventions should be considered. Strategies to reduce evidence into practice. bias such as use of randomization or concurrent comparisons With these concerns in mind, the Agency for Health Care were recommended. Applicants were further asked to con- Policy and Research [known since December 1999 as the sider the potential of evidence-based tools. They were also Agency for Healthcare Research and Quality (AHRQ)] an- encouraged to consider the effect of local circumstances such nounced its interest in grant applications focusing on trans- as specific populations, diverse health settings, resources lating research into practice (TRIP) in January 1999 [14]. constraints, and political context on both the implementation These proposals were known as the TRIP I grants, and were process and the outcomes of care. awarded late in 1999 and in 2000. A further request for applications (RFA) for translating research into practice (TRIP II) was announced in December 1999 and these grants were Methods awarded in September 2000 [15]. The overarching goal of the RFAs was to support the evaluation of interventions The objective of this paper is to summarize and analyze the whose aim was to improve the outcomes, quality, effect- focus and methodologies of the TRIP projects funded in iveness, efficiency, and/or cost-effectiveness of health care 1999–2000 by the AHRQ. The paper was compiled from based on findings derived from sound research. The in- the successful applications for the TRIP I and TRIP II terventions would be evaluated for their effectiveness at funding rounds in 1999 and 2000. The following items were changing processes and/or outcomes of care, as well as on whether they are sustainable, reproducible, and generalizable. abstracted by one author (CMF) from each of the successful A second goal was to demonstrate that the translation of applications: provider focus, patient population, vulnerable research into practice leads to measurable and sustainable populations, methodologies, interventions for change, out- improvements in health care. comes measured, and conceptual framework used. The ap- Broadly, these RFAs encouraged research related to in- plications were categorized by this author in consultation novative strategies for implementing evidence-based tools with the co-authors. Categories for the conceptual frameworks and information among practitioners caring for diverse popu- included adult learning, social influence, marketing and social lations in a variety of health care settings. A range of marketing, organizational theory, and behavioral theory [17]. interventions was suggested, including: structural and or- Adult learning theory and health education theory focus ganizational changes, comprehensive quality improvement on personal motivation to change and active participation of systems, computerized drug information and dosage, clinician the learner [18,19]. Social influence theories focus on the role reminders, audit and feedback methods, interactive systems of social support, peer approval, and role models in promoting to facilitate shared decision making, computer systems to behavior change [20]. Marketing and social marketing theory deliver educational materials at the point of care, and clinical together provide a framework for identifying factors that practice guidelines and protocols. In addition, the RFAs drive change and meet the needs of the target group [21]. encouraged applications from studies addressing how or- Organizational theory focuses on the environmental context ganizational research could be translated into practice, the within which clinicians function as a key determinant of impact of organizational variables on clinical translation, whether innovations are utilized, and the emphasis is on and the organizational and structural context of successful organizational and structural factors that may hinder or interventions needed to facilitate replication. facilitate changes in practice [22]. Behavior theory, which Applicants were encouraged to address conditions and focuses on environmental cues and reinforcement such as settings where the most improvement was likely to occur, audit and feedback, is seen to be central in encouraging and where wide variability in practice currently existed, where maintaining behavioral change [19]. wide disparities in care existed for racial/ethnic minorities, To learn more about the TRIP I and II research projects and where a large burden of disease and poor quality of life and to promote exchange of ideas among the TRIP re- were documented. The funding priority also focused on at searchers, the AHRQ designed a series of activities to take least one of the six specified areas of the President’s Race advantage of the similarities and differences among projects and Disparities Initiative (infant mortality, cancer screening both in research design and execution of the studies. Previous and management, cardiovascular disease, diabetes, HIV in- experience had led the AHRQ to believe it was likely that fection/AIDS, and child and adult immunizations), as well recruitment problems, contamination issues, and problems as mental health and pediatric asthma [16]. Of particular concerning stability of delivery systems were challenging for interest were interventions that used the strengths of in- implementation research. Since many of these obstacles can formation systems for implementing evidence-based strategies be difficult to overcome, it was thought that the investigators, for health care improvement. the AHRQ, and eventually the research community could 234
  • 3. Table 1 Summary of the TRIP I and II grants TRIP I .............................................................................................................................................................................................................................................................................................................. Principal investigator/ Health care Conceptual/ organization/collaborators/ providers Patient population/ theoretical study design Project title involved condition framework TRIP intervention Outcomes .............................................................................................................................................................................................................................................................................................................. 1. Balas Point of care Family Patients of family physicians Adult learning Computer decision support % of patients (who are) University of Missouri, delivery of physicians (diabetes, acute myocardial theory system with interactive treated in accordance Columbia University, research infarction, heart failure, Organizational electronic guidelines with with evidence and Duke University evidence pneumonia, stroke/transient theory feedback, including resources guidelines Randomized controlled trial ischemic attack/atrial and education fibrillation, breast cancer) 2. Chin Improving Health care Indigent vulnerable patients Adult learning Breakthrough series of Quality of care University of Chicago, diabetes care providers at with diabetes who attend Organizational communication/behavior standards Bayer Institute collaboratively community community health centers theory interventions: extended training Randomized controlled trial in the health in quality management and community centers chronic disease model, brainstorming and problem solving, patient–provider communication 3. Davis Pediatric Pediatricians Children with otitis media, Organizational Evidenced-based decision Changes in provider University of Washington evidence- and family acute sinusitis, allergic theory support system behavior Randomized controlled trial based phyisicians rhinitis, bronchiolitis Marketing theory medicine 4. Feldman Evidence- Home Patients with cardiac heart Behavioral theory Electronic ‘just in time’ Process measures Visiting nurse service of based visiting failure and cancer Organizational reminders, follow-up with Patient health status New York/Johns Hopkins reminders in nurses Two-thirds of the patients theory experts, clinical practice Use and cost of health University home health are female Medicare guidelines, and patient care services Randomized controlled trial care recipients education continued 235 Translating research into practice
  • 4. 236 Table 1 continued C. M. Farquhar et al. TRIP I .............................................................................................................................................................................................................................................................................................................. Principal investigator/ Health care Conceptual/ organization/collaborators/ providers Patient population/ theoretical study design Project title involved condition framework TRIP intervention Outcomes .............................................................................................................................................................................................................................................................................................................. 5. Gurwitz Reducing Health care Long-term care residents Organizational Computer-based clinical Reduction in adverse Universty of Massachusetts adverse drug providers at theory decision support systems drug events Randomized controlled trial events in long stay nursing resident care homes units 6. Holmes-Rovner Patient Mixed: Patients following a Social influence Decision support and coaching Physician prescribing, Michigan State University decision physicians, myocardial infarction theory health behaviors, Comparative study support and nurses Adult learning functional status, counselling theory cholesterol measurements, utility, patients perception 7. Horbar Evidence- Pediatricians Neonates at risk of Social influence Multifaceted approach to Patient outcomes of University of Vermont/ based respiratory disease syndrome theory education by training mortality, treatment University of Alabama/ surfactant Adult learning workshops, reviewing evidence, given, time to first Vermont Oxford Network treatment for theory feedback and audit, and peer dose, chronic lung Randomized controlled trial pre-term comparisons disease, infection infants 8. Katz Improving the Emergency Patients with unstable Cognitive Linking adherence to guidelines Patient outcomes University of Wisconsin evidence for department angina feedback/ to patient outcome related to unstable Randomized controlled trial unstable physicians knowledge angina angina guidelines continued
  • 5. Table 1 continued TRIP I .............................................................................................................................................................................................................................................................................................................. Principal investigator/ Health care Conceptual/ organization/collaborators/ providers Patient population/ theoretical study design Project title involved condition framework TRIP intervention Outcomes .............................................................................................................................................................................................................................................................................................................. 9. Manfredi Smoking Health care Women in maternal and Organizational Academic detailing for Provider compliance University of Illinois control in providers in child health clinics theory providers, train the trainer with AHRQ guidelines Randomized controlled trial maternal and maternal and (pregnant, post-partum, Adult learning workshop Reduction in patients’ child health child health well-child, family planning theory Patients’ access to centralized smoking clinics clinics services) telephone counseling 10. Morrison Interventions Inpatient Surgical and medical Adult learning Education of nurses and Change in pain intensity Mt Sinai School of Medicine to improve units inpatients theory physicians Pain relief Comparative study pain outcomes Behavioral theory Patient education Analgesic prescribing Marketing theory Audit and feedback practices Computer decision support system 11. Shafer Do urine tests Nurses in Sexually active teens Adult learning Educational: targeting and % urine testing for University of California San increase outpatient theory training clinic nurses, 5 hour Chlamydia testing in Francisco/Kaiser Chlamydia pediatric workshop sexually active Randomized controlled trial screening in clinics adolescents (part of teens? (HMO) HEDIS reporting) 12. Swartz Practice Physicians Cigarette smokers Adult learning Personalized data feedback and % of patients with Maine Medical Assessment profiling to theory educational office visits tobacco status Foundation increase (profiling) ascertained by providers Randomized controlled trial tobacco and practice cessation Patients and provider survey continued 237 Translating research into practice
  • 6. 238 C. M. Farquhar et al. Table 1 continued TRIP I .............................................................................................................................................................................................................................................................................................................. Principal investigator/ Health care Conceptual/ organization/collaborators/ providers Patient population/ theoretical study design Project title involved condition framework TRIP intervention Outcomes .............................................................................................................................................................................................................................................................................................................. 13. Thompson Translating Primary care Adolescents aged 14–20 Adult learning Opinion leaders, measurement Adherence to guidelines Group Health Puget Sound Chlamydia physicians of years theory and feedback, prompts, and for chlamydia measured Randomized controlled trial guidelines into an HMO Behavioral theory chart prompts by the % of females practice Social influence tested for Chlamydia theory 14. Titler Evidence- Nurses and Elderly patients with hip Organizational Guideline development Rate and extent of University of Iowa, based practice: physicians in fracture theory: Rogers’ Acute pain management in the innovation adoption by partnership with 12 acute pain hospitals (1995) model for elderly nurses and physicians hospitals in the Midwest management diffusion of Quick reference guides Nurse and physician Randomized controlled trial in the elderly innovation Incorporation into existing perceived barriers to policies and procedures use of evidence-based Focus groups guidelines Education and use of nurse Cost of delivering an and physician leaders intervention that Web-based, video, and written promotes adoption of resources evidence-based Use of change champions and guidelines core group approach continued
  • 7. Table 1 continued TRIP II .............................................................................................................................................................................................................................................................................................................. Principal investigator/ Health care Conceptual/ organization/collaborators/ providers Patient population/ theoretical study design Project title involved condition framework TRIP intervention Outcomes .............................................................................................................................................................................................................................................................................................................. 15. Allison An internet Primary care Women at risk of Chlamydia Adult learning Internet-based learning % of women at risk University of Alabama/US intervention providers trachomatis aged between Audit and feedback screened for Chlamydia Quality Algorithms to increase 16 and 26 years old Case-based medical education trachomatis (HEDIS) Randomized controlled trial Chlamydia screening 16. Bates Improving Primary care Patients (not specified) Organizational Electronic reminders, electronic Guideline compliance, Partners Health Care System quality with physicians theory links to evidence-based utilization, quality of Randomized controlled trial outpatient Behavioral theory information care decision support continued 239 Translating research into practice
  • 8. 240 Table 1 continued C. M. Farquhar et al. TRIP II .............................................................................................................................................................................................................................................................................................................. Principal investigator/ Health care Conceptual/ organization/collaborators/ providers Patient population/ theoretical study design Project title involved condition framework TRIP intervention Outcomes .............................................................................................................................................................................................................................................................................................................. 17. Borbas Improved Hospitals Ischemic stroke patients Social marketing Use of formal hospital Guideline adherence: Minneapolis Medical utilization of Behavior theory leadership teamed with the appropriate use of Research Foundation, ischemic informal medical opinion thrombolytic and aspirin Hospital consortium stroke research leaders and the feedback of therapy, avoidance of Randomized controlled trial organizational data as well as excessive blood pressure clinical data at the intervention reduction, early sites mobilization, anti- embolism efforts, patient and family education, therapy assessment within 48 hours, long-term anti- thrombotic therapy and planning for anti- hypertensive management at discharge 18. Cloutier Use of a Primary care Children with asthma Organizational Asthma management program Guideline adherence, University of Connecticut/ pediatric providers theory (Easy Breathing) utility rates, prescription ConnectiCare (IPA, MCO) asthma Marketing/social rates, hospital and Randomized controlled trial management marketing emergency room rates, program by patient, family, and providers provider satisfaction, through a quality of life, cost MCO continued
  • 9. Table 1 continued TRIP II .............................................................................................................................................................................................................................................................................................................. Principal investigator/ Health care Conceptual/ organization/collaborators/ providers Patient population/ theoretical study design Project title involved condition framework TRIP intervention Outcomes .............................................................................................................................................................................................................................................................................................................. 19. Fifield Better Primary care Children with asthma Organizational Guideline prompts at point of Process data: asthma University of Connecticut pediatric providers theory care action plans Health Center/Community outcomes Adult learning Family education Patient data: symptom Health Network of through control Connecticut, Inc, Medicaid chronic care Health-related quality of MCO life Comparative study Pharmaceutical use Emergency room visits and hospitalization Cost 20. Gerber Multimedia Primary care Patients with diabetics Adult learning Computer-based education for Patient knowledge, self- University of Illinois, Cook diabetes providers patients with diabetes efficacy and self-care, County Hospital education glycosylated Ambulatory Network hemoglobin, patient and Randomized controlled trial staff satisfaction 21. Irwin Implementing Primary care Adolescents Organizational Training and use of evidence- Rates of delivery of University of California, San adolescent providers theory based medicine tools preventive services and Francisco/Kaiser preventive adolescents Permanente guidelines Randomized controlled trial continued 241 Translating research into practice
  • 10. 242 Table 1 continued C. M. Farquhar et al. TRIP II .............................................................................................................................................................................................................................................................................................................. Principal investigator/ Health care Conceptual/ organization/collaborators/ providers Patient population/ theoretical study design Project title involved condition framework TRIP intervention Outcomes .............................................................................................................................................................................................................................................................................................................. 22. Jones Improving Nursing Nursing home residents Organizational Translation of multiple clinical Process measures: University of Colorado, pain home staff theory—diffusion practice guidelines for pain into Identification of Area Health Education management of innovations training residents in pain Centers in nursing Videos for staff and Medication Comparative study homes educational videos for residents appropriateness and their families Staff survey of Also use of chart review and knowledge and attitudes feedback to physicians Outcomes measures: Creation of an internal pain Assessment of pain team Improved staff knowledge and attitudes about pain management Improved organizational policies related to pain Cost 23. Levine Translating Nurses and Low income patients who Organizational Nurse-mediated prevention Proportion of Meharry Medical College/ prevention physicians require preventive services theory reminders preventive services Meharry Medical Practice research into delivered for infant Plan practice mortality, cardiovascular Randomized controlled trial disease, cancer screening, HIV/AIDs, and adult and child immunization continued
  • 11. Table 1 continued TRIP II .............................................................................................................................................................................................................................................................................................................. Principal investigator/ Health care Conceptual/ organization/collaborators/ providers Patient population/ theoretical study design Project title involved condition framework TRIP intervention Outcomes .............................................................................................................................................................................................................................................................................................................. 24. Loeb Optimizing Nursing staff Residents of nursing homes Organizational Implement evidence-based Reduction of antibiotic McMaster University, antibiotic use in nursing theory clinical algorithm by use Hospital Network in long-term homes Marketing theory teleconferencing, site visits, Randomized controlled trial care distribution of printed material, workshops 25. Ornstein Prevention of Primary care Patients who receive Adult learning Academic detailing and Guideline Medical University of South coronary heart physicians preventive services Social influence electronic medical record adherence—15 process Carolina/Practice Partners disease and theory through practice site visits, measures Research Network cerebrovascular Organizational sharing of quality improvement Randomized controlled trial disease theory techniques by investigator Marketing theory meetings, ongoing support by project investigators 26. Vargas Developing Head Start Pre-school children with Organizational Multifaceted asthma case Process outcomes: Arkansas Children’s Hosp an asthma personnel asthma theory management model Attendance Research Institution/Head management Marketing theory Start sites model for Head Start children continued 243 Translating research into practice
  • 12. 244 C. M. Farquhar et al. Table 1 continued TRIP II .............................................................................................................................................................................................................................................................................................................. Principal investigator/ Health care Conceptual/ organization/collaborators/ providers Patient population/ theoretical study design Project title involved condition framework TRIP intervention Outcomes .............................................................................................................................................................................................................................................................................................................. Randomized controlled trial Adult learning Patient outcomes: Asthma-related school absences Asthma symptoms Quality of life for parents and children Medication use Cost 27. Watson A model of Nursing staff Residents of nursing homes Organizational Identify, evaluate and follow up Guideline adherence University of Rochester/ use of urinary in nursing theory cases of urinary incontinence (eight parameters) Nursing home network incontinence homes Adult learning Comparative study guidelines in nursing homes MCO, managed care organization.
  • 13. Translating research into practice Table 2 Key dimensions of translating research into practice projects Focus on disparities/ Health care Grantee Patient vulnerable provider institution Collaborators1 population1 populations1 Condition focus Setting Location ............................................................................................................................................................................................................................. Primary care University University Nursing Ethnic/ Asthma (3) [18, Home/ Urban (7) providers (10) (22) [1–3, networks (10) home racial (13) 19,26] community [7,8,10,11, [1–3,12,16,19,20, 5–11,14–16, [1–3,5,10,12,16, residents (4) [2,4,9,14,16, (18) [1–4,6, 16,18,21] 21,23,25] 18–25,27] 17,23,24] [5,22,24,27] 19–23,25,26] 9,11–13,15, 16,18–21, 23,25,26] Hospital staff Research MCO (6) Children/ Children/ Pain Inpatient Rural (only) (4) [7,8,14,17] Foundation/ [11–13,18,19, adolescents adolescents management (4) (5) [7,8,10, (0) institute (3) 21] (8) [3,7,11, (7) [3,7,11, [4,10,14,22] 14,17] [12,17,26] 13,18,19,21, 13,19,21,26] 26] Nursing staff (5) MCO (1) Commercial (1) Elderly (3) Elderly (9) Urinary Nursing Mixed (20) [3,4,11,22,27] [13] [15] [4,14,17] [4–6,10,14, incontinence (1) home (4) [1–5,9, 17,22,24,25, [27] [5,22,24,27] 12–15,17, 27] 19,20, 22–27] Multidisciplinary Nursing Provider Medicaid/ Medicaid/ Infections/ group (10) [5,6, service (1) network (5) indigent (4) indigent (4) antibiotic use 9–11,13,15,18, [4] [2,9,17,20,25] [2,9,12,23] [2,9,12,23] (2) [3,24] 24,26] Nursing home Population Diabetes (2) networks (2) based (4) [2,20] [5,27] [1,10,15,16] Hospital Disease Cardiovascular networks (4) specific (5) disease (5) [4,6, [6–8,14] [6,8,17,20, 8,17,25] 25] Other (2) [22, Prevention 26] services (8) [7,9, 11–13,15,21,23] MCO, managed care organization. 1 More than one category possible. Total number of projects in the named category is given in parentheses, and reference number of project is in square brackets, listed below by principal investigator (see Table 1). 1. Balas; 2. Chin; 3. Davis; 4. Feldman; 5. Gurwitz; 6. Holmes-Rovner; 7. Horbar; 8. Katz; 9. Manfredi; 10. Morrison; 11. Shafer; 12. Shwartz; 13. Thompson; 14. Titler; 15. Allison; 16. Bates; 17. Borbas; 18. Cloutier; 19. Fifield; 20. Gerber; 21. Irwin; 22. Jones; 23. Levine; 24. Loeb; 25. Ornstein; 26. Vargas; 27. Watson. benefit by promoting formal venues for discussion among The coordinating committee incorporated the findings from the investigators. In addition, all of the TRIP projects were the TRIP I meeting into planning for the TRIP II initiative. limited to 3 years, so it was important that study problems After the TRIP II grants were awarded, the coordinating be addressed early and effectively. committee held a meeting of the principal investigator and After the awarding of the TRIP I grants, AHRQ formed partner from each TRIP II project. This meeting had the an internal coordinating committee to plan and support the same purpose as the previous meeting of TRIP I investigators, TRIP II initiative, and convened a meeting of the TRIP I in addition to the goal of establishing a TRIP II steering investigators. Grantees were asked to give a brief overview committee made up of representatives of TRIP II in- of their methods, problems anticipated or experienced, and vestigators and partners and the AHRQ. The major goals the importance of their research. The discussion confirmed for the steering committee are to continue to develop the the AHRQ’s belief that some of the impediments to per- science base for implementation, provide leadership to the forming this type of research are not isolated or insignificant. field, advance methods for the study of TRIP, lead the 245
  • 14. C. M. Farquhar et al. Table 3 Features of study methodology Focus on guidelines or performance Unit of Framework for Study design measures randomization Unit of analysis1 change1 Project evaluation1 ............................................................................................................................................................................................................................. Randomized National (14) Hospitals (3) Hospital (3) Adult learning/ Process outcomes controlled trial [4,8–10,12,14,15, [7,14,17] [7,14,17] health education (5) [10,21,22,25] (22) [1–5,7–9, 19–23,25–27] theory (16) [1–3,6,7, 11–18,20,21, 9–13,15,19,20,25–27] 23–26] Comparative (5) Professional Provider (5) Provider (5) Social influence Provider outcomes [6,10,19,22,27] organization (5) [1,3,4,16,21,23] [3,12,13,18,21] theory (4) [6,7,13,25] (6) [3,6,12,18,20,22] [2,3,7,17,18] Local/adapted (4) Practices/clinics Practice/clinic Marketing/Social Hospital/nursing [1,6,16,24] (6) [11–13,15,18, (2) [18,25] marketing theories home/practice 25] (7) [3,10,17,18, outcomes (13) [5,6, 24–26] 7,11,13,14,17,18,21, 23–25,27] HMO/HEDIS Community Community Organizational Patient outcomes measure (2) [13,15] health centers/ health centers/ theory (17) [1,2,4,5,9, (17) [1,2,4,6,8,9,10, maternal and maternal and 11,14,15,18–27] 12,14–16,18–22,26] child health child health clinics (3) [2,26] clinics (1) [11] Nursing homes Nursing homes Behavioral theory/ Cost (12) [2–4,6,10, (2) [5,24] (4) [5,22,24,27] cognitive feedback 13,14,16,18,20,22, (6) [4,5,8,13,15,17] 25] Patient (3) [8,20] Patients (15) Preceed/proceed Qualitative (4) [1,2,4,6,8–10,12, model (10) [4,7,10, [2,22,24,25] 14–16,19,20,25, 11,13,15,16,21,22] 26] Not randomized Roger’s diffusion of controlled trials innovation model (1) (5) [6,10,19,22,27] [14] MCO, managed care organization. 1 More than one category possible. Total number of projects in the named category is given in parentheses, and reference number of project is in square brackets, listed below by principal investigator (see Table 1). 1. Balas; 2. Chin; 3. Davis; 4. Feldman; 5. Gurwitz; 6. Holmes-Rovner; 7. Horbar; 8. Katz; 9. Manfredi; 10. Morrison; 11. Shafer; 12. Shwartz; 13. Thompson; 14. Titler; 15. Allison; 16. Bates; 17. Borbas; 18. Cloutier; 19. Fifield; 20. Gerber; 21. Irwin; 22. Jones; 23. Levine; 24. Loeb; 25. Ornstein; 26. Vargas; 27. Watson. dissemination of TRIP II results, advise the AHRQ on future The key dimensions of the projects are presented in Table TRIP initiatives and on development of an agency toolbox 2. The grants focused on a wide variety of health care of implementation tools and research aids, and conduct providers and patients. Primary care providers (10) and external evaluation. The steering committee is chaired by a multidisciplinary teams (10) were the most frequent health TRIP II investigator and has established several working care providers. Collaborators were most often provider or subcommittees. The steering committee meets at least twice university networks (21) and only six were managed care a year with ongoing communication via conference call, organizations. Children were the most common patient popu- E-mail, and ad hoc meetings of subcommittees. lation (eight) followed by nursing home residents (four) and Medicaid beneficiaries (four). Nearly half of the studies included substantial numbers of patients from different ethnic Results and racial groups. Prevention services were a common focus (eight), as was cardiovascular disease (five). Eighteen of the A total of 27 grants were awarded, 14 TRIP I grants in 1999 studies were community-based and the remainder hospital- and 2000, and 13 TRIP II grants in 2000. A description of (five) or nursing home-based (four). each of the grants is given in Table 1. The study methodologies are presented in Table 3. The 246