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Jim Waite
                                                                              OM 380
                                                                              10/14/2004

                                   x bar and R Charts

       Statistical process control is an effective method for improving a firm’s quality

and productivity. There has been an increased interest in their effective implementation in

American industry, brought about by increased competition and improvements in quality

in foreign-made products. Many tools may be utilized to gain the desired information on

a firm’s quality and productivity. Some of the more commonly used tools are control

charts, which are useful in determining any changes in process performance. These

include a variety of charts such as p charts, c charts and x bar and R charts. In this paper,

I will be focusing on the latter two mentioned.

X bar Charts defined

       An x bar chart is used to monitor the average value, or mean, of a process over

time. For each subgroup, the x bar value is plotted. The upper and lower control limits

define the range of inherent variation in the subgroup means when the process is in

control.

R Chart defined

       An R Chart is a control chart that is used to monitor process variation when the

variable of interest is a quantitative measure. Now, what does all this mean? These

charts will allow us to see any deviations from desired limits within the quality process

and, in effect, allow the firm to make necessary adjustments to improve quality.

The Chart Construction Process

       In order to construct x bar and R charts, we must first find our upper- and lower-

control limits. This is done by utilizing the following formulae:
UCL = µ+ 3σ
                 √n

        LCL = µ - 3σ
                  √n


        While theoretically possible, since we do not know either the population process

mean or standard deviation, these formulas cannot be used directly and both must be

estimated from the process itself. First, the R chart is constructed. If the R chart validates

that the process variation is in statistical control, the x bar chart is constructed.

Steps in Constructing an R chart


1. Select k successive subgroups where k is at least 20, in which there are n
   measurements in each subgroup. Typically n is between 1 and 9. 3, 4, or 5
   measurements per subgroup is quite common.
2. Find the range of each subgroup R(i) where R(i)=biggest value - smallest value for
   each subgroup i.
3. Find the centerline for the R chart, denoted by




4. Find the UCL and LCL with the following formulas: UCL= D(4)RBAR and
   LCL=D(3)RBAR with D(3) and D(4) can be found in the following table:

        Table of D(3) and D(4)
        n D(3) D(4)        n D(3) D(4)
        2 0      3.267    6 0    2.004
        3 0      2.574    7 .076 1.924
        4 0      2.282    8 .136 1.864
        5 0      2.114    9 .184 1.816

5. Plot the subgroup data and determine if the process is in statistical control. If not,
   determine the reason for the assignable cause, eliminate it, and the subgroup(s) and
   repeat the previous 3 steps. Do NOT eliminate subgroups with points out of range for
   which assignable causes cannot be found.
6. Once the R chart is in a state of statistical control and the centerline RBAR can be
   considered a reliable estimate of the range, the process standard deviation can be
   estimated using:
d(2) can be found in the following table:

      n    d(2) n    d(2)
      2    1.128 6    2.534
      3    1.693 7    2.704
      4    2.059 8    2.847
      5    2.326 9    2.970


Steps in Constructing the XBAR Chart

   1. Find the mean of each subgroup XBAR(1), XBAR(2), XBAR(3)... XBAR(k) and
      the grand mean of all subgroups using:




   2. Find the UCL and LCL using the following equations:




      A(2) can be found in the following table:
      n   A(2)     n   A(2)
      2   1.880    6   .483
      3   1.023    7   .419
      4    .729    8   .373
      5    .577    9   .337

   3. Plot the LCL, UCL, centerline, and subgroup means
   4. Interpret the data using the following guidelines to determine if the process is in
      control:

      a.  one point outside the 3 sigma control limits
      b.  eight successive points on the same side of the centerline
      c.  six successive points that increase or decrease
      d.  two out of three points that are on the same side of the centerline,
         both at a distance exceeding 2 sigma’s from the centerline
      e. four out of five points that are on the same side of the centerline,
         four at a distance exceeding 1 sigma from the centerline
      f. using an average run length (ARL) for determining process anomalies
Example:

The following data consists of 20 sets of three measurements of the diameter of an engine

shaft.

n    meas#1 meas#2 meas#3       Range XBAR
1    2.0000 1.9998 2.0002    0.0004 2.0000
2    1.9998 2.0003 2.0002    0.0005 2.0001
3    1.9998 2.0001 2.0005    0.0007 2.0001
4    1.9997 2.0000 2.0004    0.0007 2.0000
5    2.0003 2.0003 2.0002    0.0001 2.0003
6    2.0004 2.0003 2.0000    0.0004 2.0002
7    1.9998 1.9998 1.9998    0.0000 1.9998
8    2.0000 2.0001 2.0001    0.0001 2.0001
9    2.0005 2.0000 1.9999    0.0006 2.0001
10   1.9995 1.9998 2.0001    0.0006 1.9998
11   2.0002 1.9999 2.0001    0.0003 2.0001
12   2.0002 1.9998 2.0005    0.0007 2.0002
13   2.0000 2.0001 1.9998    0.0003 2.0000
14   2.0000 2.0002 2.0004    0.0004 2.0002
15   1.9994 2.0001 1.9996    0.0007 1.9997
16   1.9999 2.0003 1.9993    0.0010 1.9998
17   2.0002 1.9998 2.0004    0.0006 2.0001
18   2.0000 2.0001 2.0001    0.0001 2.0001
19   1.9997 1.9994 1.9998    0.0004 1.9996
20   2.0003 2.0007 1.9999    0.0008 2.0003

RBAR CHART LIMITS:

RBAR = 0.0005

UCL=D(4)*RBAR = 2.574 * .0005 = 0.001287
LCL=D(3)*RBAR = 0.000 * .0005 = 0.000


XBAR CHART LIMITS:

XDBLBAR = 2.0000

UCL = XDBLBAR + A(2)*RBAR = 2.000+1.023*.0005 = 2.0005115
LCL = XDBLBAR - A(2)*RBAR = 2.000-1.023*.0005 = 1.9994885
R - Chart:




XBAR - Chart:
Works Cited

Erwin M. Saniga, Economic Statistical Control-Chart Designs With an Application to
      Xbar and R Charts (University of Delaware, Department of Business
      Administration, Newark DE, 1989)

Richard L. Marcellus, Operating characteristics of X-bar charts with asymmetric control
       limits (Department of Industrial Engineering, Northern Illinois University,
       DeKalb IL, 1998)

W. H. Woodall, “The Statistical Design of Quality Control Charts,” The Statistician, 34,
      155-160.

Business Statistics: A Decision-Making Approach, Groebner, David F., Shannon, Patrick
W., Fry, Phillip C., and Smith, Kent D.; Prentice Hall, UpperSaddle River, NJ, 2001.

Paul A. Keller, “When to use and X-bar/R Chart,” Internet
       http://www.qualityamerica.com/knowledgecente/knowctrWhen_to_Use_an__Xba
       r__R_Chart.htm (10/13/2004)

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X Bar R Charts

  • 1. Jim Waite OM 380 10/14/2004 x bar and R Charts Statistical process control is an effective method for improving a firm’s quality and productivity. There has been an increased interest in their effective implementation in American industry, brought about by increased competition and improvements in quality in foreign-made products. Many tools may be utilized to gain the desired information on a firm’s quality and productivity. Some of the more commonly used tools are control charts, which are useful in determining any changes in process performance. These include a variety of charts such as p charts, c charts and x bar and R charts. In this paper, I will be focusing on the latter two mentioned. X bar Charts defined An x bar chart is used to monitor the average value, or mean, of a process over time. For each subgroup, the x bar value is plotted. The upper and lower control limits define the range of inherent variation in the subgroup means when the process is in control. R Chart defined An R Chart is a control chart that is used to monitor process variation when the variable of interest is a quantitative measure. Now, what does all this mean? These charts will allow us to see any deviations from desired limits within the quality process and, in effect, allow the firm to make necessary adjustments to improve quality. The Chart Construction Process In order to construct x bar and R charts, we must first find our upper- and lower- control limits. This is done by utilizing the following formulae:
  • 2. UCL = µ+ 3σ √n LCL = µ - 3σ √n While theoretically possible, since we do not know either the population process mean or standard deviation, these formulas cannot be used directly and both must be estimated from the process itself. First, the R chart is constructed. If the R chart validates that the process variation is in statistical control, the x bar chart is constructed. Steps in Constructing an R chart 1. Select k successive subgroups where k is at least 20, in which there are n measurements in each subgroup. Typically n is between 1 and 9. 3, 4, or 5 measurements per subgroup is quite common. 2. Find the range of each subgroup R(i) where R(i)=biggest value - smallest value for each subgroup i. 3. Find the centerline for the R chart, denoted by 4. Find the UCL and LCL with the following formulas: UCL= D(4)RBAR and LCL=D(3)RBAR with D(3) and D(4) can be found in the following table: Table of D(3) and D(4) n D(3) D(4) n D(3) D(4) 2 0 3.267 6 0 2.004 3 0 2.574 7 .076 1.924 4 0 2.282 8 .136 1.864 5 0 2.114 9 .184 1.816 5. Plot the subgroup data and determine if the process is in statistical control. If not, determine the reason for the assignable cause, eliminate it, and the subgroup(s) and repeat the previous 3 steps. Do NOT eliminate subgroups with points out of range for which assignable causes cannot be found. 6. Once the R chart is in a state of statistical control and the centerline RBAR can be considered a reliable estimate of the range, the process standard deviation can be estimated using:
  • 3. d(2) can be found in the following table: n d(2) n d(2) 2 1.128 6 2.534 3 1.693 7 2.704 4 2.059 8 2.847 5 2.326 9 2.970 Steps in Constructing the XBAR Chart 1. Find the mean of each subgroup XBAR(1), XBAR(2), XBAR(3)... XBAR(k) and the grand mean of all subgroups using: 2. Find the UCL and LCL using the following equations: A(2) can be found in the following table: n A(2) n A(2) 2 1.880 6 .483 3 1.023 7 .419 4 .729 8 .373 5 .577 9 .337 3. Plot the LCL, UCL, centerline, and subgroup means 4. Interpret the data using the following guidelines to determine if the process is in control: a. one point outside the 3 sigma control limits b. eight successive points on the same side of the centerline c. six successive points that increase or decrease d. two out of three points that are on the same side of the centerline, both at a distance exceeding 2 sigma’s from the centerline e. four out of five points that are on the same side of the centerline, four at a distance exceeding 1 sigma from the centerline f. using an average run length (ARL) for determining process anomalies
  • 4. Example: The following data consists of 20 sets of three measurements of the diameter of an engine shaft. n meas#1 meas#2 meas#3 Range XBAR 1 2.0000 1.9998 2.0002 0.0004 2.0000 2 1.9998 2.0003 2.0002 0.0005 2.0001 3 1.9998 2.0001 2.0005 0.0007 2.0001 4 1.9997 2.0000 2.0004 0.0007 2.0000 5 2.0003 2.0003 2.0002 0.0001 2.0003 6 2.0004 2.0003 2.0000 0.0004 2.0002 7 1.9998 1.9998 1.9998 0.0000 1.9998 8 2.0000 2.0001 2.0001 0.0001 2.0001 9 2.0005 2.0000 1.9999 0.0006 2.0001 10 1.9995 1.9998 2.0001 0.0006 1.9998 11 2.0002 1.9999 2.0001 0.0003 2.0001 12 2.0002 1.9998 2.0005 0.0007 2.0002 13 2.0000 2.0001 1.9998 0.0003 2.0000 14 2.0000 2.0002 2.0004 0.0004 2.0002 15 1.9994 2.0001 1.9996 0.0007 1.9997 16 1.9999 2.0003 1.9993 0.0010 1.9998 17 2.0002 1.9998 2.0004 0.0006 2.0001 18 2.0000 2.0001 2.0001 0.0001 2.0001 19 1.9997 1.9994 1.9998 0.0004 1.9996 20 2.0003 2.0007 1.9999 0.0008 2.0003 RBAR CHART LIMITS: RBAR = 0.0005 UCL=D(4)*RBAR = 2.574 * .0005 = 0.001287 LCL=D(3)*RBAR = 0.000 * .0005 = 0.000 XBAR CHART LIMITS: XDBLBAR = 2.0000 UCL = XDBLBAR + A(2)*RBAR = 2.000+1.023*.0005 = 2.0005115 LCL = XDBLBAR - A(2)*RBAR = 2.000-1.023*.0005 = 1.9994885
  • 5. R - Chart: XBAR - Chart:
  • 6. Works Cited Erwin M. Saniga, Economic Statistical Control-Chart Designs With an Application to Xbar and R Charts (University of Delaware, Department of Business Administration, Newark DE, 1989) Richard L. Marcellus, Operating characteristics of X-bar charts with asymmetric control limits (Department of Industrial Engineering, Northern Illinois University, DeKalb IL, 1998) W. H. Woodall, “The Statistical Design of Quality Control Charts,” The Statistician, 34, 155-160. Business Statistics: A Decision-Making Approach, Groebner, David F., Shannon, Patrick W., Fry, Phillip C., and Smith, Kent D.; Prentice Hall, UpperSaddle River, NJ, 2001. Paul A. Keller, “When to use and X-bar/R Chart,” Internet http://www.qualityamerica.com/knowledgecente/knowctrWhen_to_Use_an__Xba r__R_Chart.htm (10/13/2004)