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Mobile Communications
     Chapter 9: Mobile Transport Layer
                 Motivation                              Additional optimizations
                 TCP-mechanisms                                 Fast retransmit/recovery
                 Classical approaches                           Transmission freezing
                      Indirect TCP                              Selective retransmission
                      Snooping TCP                              Transaction oriented TCP
                      Mobile TCP
                      PEPs in general
                                                         TCP for 2.5G/3G wireless

Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/    MC SS05             9.1
Transport Layer

     E.g. HTTP (used by web services)
     typically uses TCP
                                                       Client                     Server
              Reliable transport between client                    TCP SYN
              and server required
     TCP                                                         TCP SYN/ACK           Connection
              Steam oriented, not transaction                                          setup
              oriented
                                                                    TCP ACK
              Network friendly: time-out
                 congestion                                       HTTP request
                 slow down transmission
                                                                                       Data
     Well known – TCP guesses quite often                        HTTP response         transmission
     wrong in wireless and mobile networks
              Packet loss due to transmission                                              >15 s
              errors
                                                                                           no data
              Packet loss due to change of
              network                                            GPRS: 500ms!          Connection
     Result                                                                            release
              Severe performance degradation




Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05          9.2
Motivation I

     Transport protocols typically designed for
              Fixed end-systems
              Fixed, wired networks
     Research activities
              Performance
              Congestion control
              Efficient retransmissions
     TCP congestion control
              packet loss in fixed networks typically due to (temporary) overload
              situations
              router have to discard packets as soon as the buffers are full
              TCP recognizes congestion only indirect via missing
              acknowledgements, retransmissions unwise, they would only
              contribute to the congestion and make it even worse
              slow-start algorithm as reaction

Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05   9.3
Motivation II

     TCP slow-start algorithm
              sender calculates a congestion window for a receiver
              start with a congestion window size equal to one segment
              exponential increase of the congestion window up to the congestion
              threshold, then linear increase
              missing acknowledgement causes the reduction of the congestion
              threshold to one half of the current congestion window
              congestion window starts again with one segment
     TCP fast retransmit/fast recovery
              TCP sends an acknowledgement only after receiving a packet
              if a sender receives several acknowledgements for the same
              packet, this is due to a gap in received packets at the receiver
              however, the receiver got all packets up to the gap and is actually
              receiving packets
              therefore, packet loss is not due to congestion, continue with
              current congestion window (do not use slow-start)


Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05   9.4
Influences of mobility on TCP-mechanisms

     TCP assumes congestion if packets are dropped
              typically wrong in wireless networks, here we often have packet
              loss due to transmission errors
              furthermore, mobility itself can cause packet loss, if e.g. a mobile
              node roams from one access point (e.g. foreign agent in Mobile IP)
              to another while there are still packets in transit to the wrong
              access point and forwarding is not possible


     The performance of an unchanged TCP degrades severely
              however, TCP cannot be changed fundamentally due to the large
              base of installation in the fixed network, TCP for mobility has to
              remain compatible
              the basic TCP mechanisms keep the whole Internet together




Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05   9.5
Early approach: Indirect TCP I

     Indirect TCP or I-TCP segments the connection
              no changes to the TCP protocol for hosts connected to the wired
              Internet, millions of computers use (variants of) this protocol
              optimized TCP protocol for mobile hosts
              splitting of the TCP connection at, e.g., the foreign agent into 2 TCP
              connections, no real end-to-end connection any longer
              hosts in the fixed part of the net do not notice the characteristics of
              the wireless part

     mobile host
                                          access point
                                          (foreign agent)        „wired“ Internet




                         „wireless“ TCP                           standard TCP


Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05             9.6
I-TCP socket and state migration




                                                       access point1



                                  socket migration
                                  and state transfer              Internet




                                                access point2
   mobile host




Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05      9.7
Indirect TCP II

     Advantages
              no changes in the fixed network necessary, no changes for the hosts
              (TCP protocol) necessary, all current optimizations to TCP still work
              transmission errors on the wireless link do not propagate into the fixed
              network
              simple to control, mobile TCP is used only for one hop between, e.g.,
              a foreign agent and mobile host
              therefore, a very fast retransmission of packets is possible, the short
              delay on the mobile hop is known
     Disadvantages
              loss of end-to-end semantics, an acknowledgement to a sender does
              now not any longer mean that a receiver really got a packet, foreign
              agents might crash
              higher latency possible due to buffering of data within the foreign
              agent and forwarding to a new foreign agent


Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05   9.8
Early approach: Snooping TCP I

     „Transparent“ extension of TCP within the foreign agent
              buffering of packets sent to the mobile host
              lost packets on the wireless link (both directions!) will be
              retransmitted immediately by the mobile host or foreign agent,
              respectively (so called “local” retransmission)
              the foreign agent therefore “snoops” the packet flow and recognizes
              acknowledgements in both directions, it also filters ACKs
              changes of TCP only within the foreign agent

                    local retransmission                                                   correspondent
                                                 foreign                                   host
                                                 agent
                                                                  „wired“ Internet


                         snooping of ACKs           buffering of data
   mobile
   host
                                     end-to-end TCP connection

Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05              9.9
Snooping TCP II

     Data transfer to the mobile host
              FA buffers data until it receives ACK of the MH, FA detects packet
              loss via duplicated ACKs or time-out
              fast retransmission possible, transparent for the fixed network
     Data transfer from the mobile host
              FA detects packet loss on the wireless link via sequence numbers,
              FA answers directly with a NACK to the MH
              MH can now retransmit data with only a very short delay
     Integration of the MAC layer
              MAC layer often has similar mechanisms to those of TCP
              thus, the MAC layer can already detect duplicated packets due to
              retransmissions and discard them
     Problems
              snooping TCP does not isolate the wireless link as good as I-TCP
              snooping might be useless depending on encryption schemes

Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05   9.10
Early approach: Mobile TCP
     Special handling of lengthy and/or frequent disconnections
     M-TCP splits as I-TCP does
              unmodified TCP fixed network to supervisory host (SH)
              optimized TCP SH to MH
     Supervisory host
              no caching, no retransmission
              monitors all packets, if disconnection detected
                    set sender window size to 0
                    sender automatically goes into persistent mode
              old or new SH reopen the window
     Advantages
              maintains semantics, supports disconnection, no buffer forwarding
     Disadvantages
              loss on wireless link propagated into fixed network
              adapted TCP on wireless link

Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05   9.11
Fast retransmit/fast recovery

     Change of foreign agent often results in packet loss
              TCP reacts with slow-start although there is no congestion
     Forced fast retransmit
              as soon as the mobile host has registered with a new foreign agent,
              the MH sends duplicated acknowledgements on purpose
              this forces the fast retransmit mode at the communication partners
              additionally, the TCP on the MH is forced to continue sending with
              the actual window size and not to go into slow-start after
              registration
     Advantage
              simple changes result in significant higher performance
     Disadvantage
              further mix of IP and TCP, no transparent approach




Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05   9.12
Transmission/time-out freezing

     Mobile hosts can be disconnected for a longer time
              no packet exchange possible, e.g., in a tunnel, disconnection due
              to overloaded cells or mux. with higher priority traffic
              TCP disconnects after time-out completely
     TCP freezing
              MAC layer is often able to detect interruption in advance
              MAC can inform TCP layer of upcoming loss of connection
              TCP stops sending, but does now not assume a congested link
              MAC layer signals again if reconnected
     Advantage
              scheme is independent of data
     Disadvantage
              TCP on mobile host has to be changed, mechanism depends on
              MAC layer


Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05   9.13
Selective retransmission

     TCP acknowledgements are often cumulative
              ACK n acknowledges correct and in-sequence receipt of packets
              up to n
              if single packets are missing quite often a whole packet sequence
              beginning at the gap has to be retransmitted (go-back-n), thus
              wasting bandwidth
     Selective retransmission as one solution
              RFC2018 allows for acknowledgements of single packets, not only
              acknowledgements of in-sequence packet streams without gaps
              sender can now retransmit only the missing packets
     Advantage
              much higher efficiency
     Disadvantage
              more complex software in a receiver, more buffer needed at the
              receiver


Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05   9.14
Transaction oriented TCP

     TCP phases
              connection setup, data transmission, connection release
              using 3-way-handshake needs 3 packets for setup and release,
              respectively
              thus, even short messages need a minimum of 7 packets!
     Transaction oriented TCP
              RFC1644, T-TCP, describes a TCP version to avoid this overhead
              connection setup, data transfer and connection release can be
              combined
              thus, only 2 or 3 packets are needed
     Advantage
              efficiency
     Disadvantage
              requires changed TCP
              mobility not longer transparent

Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05   9.15
Comparison of different approaches for a “mobile” TCP
 Approach              Mechanism                     Advantages              Disadvantages
 Indirect TCP          splits TCP connection         isolation of wireless
                                                                      loss of TCP semantics,
                       into two connections          link, simple     higher latency at
                                                                      handover
 Snooping TCP      “snoops” data and         transparent for end-to- problematic with
                   acknowledgements, local end connection, MAC        encryption, bad isolation
                   retransmission            integration possible     of wireless link
 M-TCP             splits TCP connection,    Maintains end-to-end     Bad isolation of wireless
                   chokes sender via         semantics, handles       link, processing
                   window size               long term and frequent overhead due to
                                             disconnections           bandwidth management
 Fast retransmit/ avoids slow-start after    simple and efficient     mixed layers, not
 fast recovery     roaming                                            transparent
 Transmission/     freezes TCP state at      independent of content changes in TCP
 time-out freezing disconnect, resumes       or encryption, works for required, MAC
                   after reconnection        longer interrupts        dependant
 Selective         retransmit only lost data very efficient           slightly more complex
 retransmission                                                       receiver software, more
                                                                      buffer needed
 Transaction       combine connection        Efficient for certain    changes in TCP
 oriented TCP      setup/release and data    applications             required, not transparent
                   transmission


Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05          9.16
TCP Improvements I

                                                                                     0.93 * MSS
     Initial research work                                                  BW ≤
              Indirect TCP, Snoop TCP, M-TCP, T/TCP, SACK,                           RTT * p
              Transmission/time-out freezing, …                              • max. TCP BandWidth
     TCP over 2.5/3G wireless networks                                       • Max. Segment Size
                                                                             • Round Trip Time
              Fine tuning today’s TCP                                        • loss probability
              Learn to live with
                    Data rates: 64 kbit/s up, 115-384 kbit/s down; asymmetry: 3-6, but also
                    up to 1000 (broadcast systems), periodic allocation/release of channels
                    High latency, high jitter, packet loss
              Suggestions
                    Large (initial) sending windows, large maximum transfer unit, selective
                    acknowledgement, explicit congestion notification, time stamp, no
                    header compression
              Already in use
                    i-mode running over FOMA
                    WAP 2.0 (“TCP with wireless profile”)


Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05       9.17
TCP Improvements II

     Performance enhancing proxies (PEP, RFC 3135)                                  Mobile system
              Transport layer
                                                                                               wireless
                    Local retransmissions and acknowledgements
              Additionally on the application layer
                    Content filtering, compression, picture downscaling                    PEP
                    E.g., Internet/WAP gateways
                    Web service gateways?
              Big problem: breaks end-to-end semantics
                    Disables use of IP security                                          Internet
                    Choose between PEP and security!
     More open issues
              RFC 3150 (slow links)
                    Recommends header compression, no timestamp                    Comm. partner
              RFC 3155 (links with errors)
                    States that explicit congestion notification cannot be used
              In contrast to 2.5G/3G recommendations!

Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/   MC SS05           9.18

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transport protocols

  • 1. Mobile Communications Chapter 9: Mobile Transport Layer Motivation Additional optimizations TCP-mechanisms Fast retransmit/recovery Classical approaches Transmission freezing Indirect TCP Selective retransmission Snooping TCP Transaction oriented TCP Mobile TCP PEPs in general TCP for 2.5G/3G wireless Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.1
  • 2. Transport Layer E.g. HTTP (used by web services) typically uses TCP Client Server Reliable transport between client TCP SYN and server required TCP TCP SYN/ACK Connection Steam oriented, not transaction setup oriented TCP ACK Network friendly: time-out congestion HTTP request slow down transmission Data Well known – TCP guesses quite often HTTP response transmission wrong in wireless and mobile networks Packet loss due to transmission >15 s errors no data Packet loss due to change of network GPRS: 500ms! Connection Result release Severe performance degradation Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.2
  • 3. Motivation I Transport protocols typically designed for Fixed end-systems Fixed, wired networks Research activities Performance Congestion control Efficient retransmissions TCP congestion control packet loss in fixed networks typically due to (temporary) overload situations router have to discard packets as soon as the buffers are full TCP recognizes congestion only indirect via missing acknowledgements, retransmissions unwise, they would only contribute to the congestion and make it even worse slow-start algorithm as reaction Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.3
  • 4. Motivation II TCP slow-start algorithm sender calculates a congestion window for a receiver start with a congestion window size equal to one segment exponential increase of the congestion window up to the congestion threshold, then linear increase missing acknowledgement causes the reduction of the congestion threshold to one half of the current congestion window congestion window starts again with one segment TCP fast retransmit/fast recovery TCP sends an acknowledgement only after receiving a packet if a sender receives several acknowledgements for the same packet, this is due to a gap in received packets at the receiver however, the receiver got all packets up to the gap and is actually receiving packets therefore, packet loss is not due to congestion, continue with current congestion window (do not use slow-start) Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.4
  • 5. Influences of mobility on TCP-mechanisms TCP assumes congestion if packets are dropped typically wrong in wireless networks, here we often have packet loss due to transmission errors furthermore, mobility itself can cause packet loss, if e.g. a mobile node roams from one access point (e.g. foreign agent in Mobile IP) to another while there are still packets in transit to the wrong access point and forwarding is not possible The performance of an unchanged TCP degrades severely however, TCP cannot be changed fundamentally due to the large base of installation in the fixed network, TCP for mobility has to remain compatible the basic TCP mechanisms keep the whole Internet together Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.5
  • 6. Early approach: Indirect TCP I Indirect TCP or I-TCP segments the connection no changes to the TCP protocol for hosts connected to the wired Internet, millions of computers use (variants of) this protocol optimized TCP protocol for mobile hosts splitting of the TCP connection at, e.g., the foreign agent into 2 TCP connections, no real end-to-end connection any longer hosts in the fixed part of the net do not notice the characteristics of the wireless part mobile host access point (foreign agent) „wired“ Internet „wireless“ TCP standard TCP Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.6
  • 7. I-TCP socket and state migration access point1 socket migration and state transfer Internet access point2 mobile host Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.7
  • 8. Indirect TCP II Advantages no changes in the fixed network necessary, no changes for the hosts (TCP protocol) necessary, all current optimizations to TCP still work transmission errors on the wireless link do not propagate into the fixed network simple to control, mobile TCP is used only for one hop between, e.g., a foreign agent and mobile host therefore, a very fast retransmission of packets is possible, the short delay on the mobile hop is known Disadvantages loss of end-to-end semantics, an acknowledgement to a sender does now not any longer mean that a receiver really got a packet, foreign agents might crash higher latency possible due to buffering of data within the foreign agent and forwarding to a new foreign agent Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.8
  • 9. Early approach: Snooping TCP I „Transparent“ extension of TCP within the foreign agent buffering of packets sent to the mobile host lost packets on the wireless link (both directions!) will be retransmitted immediately by the mobile host or foreign agent, respectively (so called “local” retransmission) the foreign agent therefore “snoops” the packet flow and recognizes acknowledgements in both directions, it also filters ACKs changes of TCP only within the foreign agent local retransmission correspondent foreign host agent „wired“ Internet snooping of ACKs buffering of data mobile host end-to-end TCP connection Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.9
  • 10. Snooping TCP II Data transfer to the mobile host FA buffers data until it receives ACK of the MH, FA detects packet loss via duplicated ACKs or time-out fast retransmission possible, transparent for the fixed network Data transfer from the mobile host FA detects packet loss on the wireless link via sequence numbers, FA answers directly with a NACK to the MH MH can now retransmit data with only a very short delay Integration of the MAC layer MAC layer often has similar mechanisms to those of TCP thus, the MAC layer can already detect duplicated packets due to retransmissions and discard them Problems snooping TCP does not isolate the wireless link as good as I-TCP snooping might be useless depending on encryption schemes Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.10
  • 11. Early approach: Mobile TCP Special handling of lengthy and/or frequent disconnections M-TCP splits as I-TCP does unmodified TCP fixed network to supervisory host (SH) optimized TCP SH to MH Supervisory host no caching, no retransmission monitors all packets, if disconnection detected set sender window size to 0 sender automatically goes into persistent mode old or new SH reopen the window Advantages maintains semantics, supports disconnection, no buffer forwarding Disadvantages loss on wireless link propagated into fixed network adapted TCP on wireless link Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.11
  • 12. Fast retransmit/fast recovery Change of foreign agent often results in packet loss TCP reacts with slow-start although there is no congestion Forced fast retransmit as soon as the mobile host has registered with a new foreign agent, the MH sends duplicated acknowledgements on purpose this forces the fast retransmit mode at the communication partners additionally, the TCP on the MH is forced to continue sending with the actual window size and not to go into slow-start after registration Advantage simple changes result in significant higher performance Disadvantage further mix of IP and TCP, no transparent approach Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.12
  • 13. Transmission/time-out freezing Mobile hosts can be disconnected for a longer time no packet exchange possible, e.g., in a tunnel, disconnection due to overloaded cells or mux. with higher priority traffic TCP disconnects after time-out completely TCP freezing MAC layer is often able to detect interruption in advance MAC can inform TCP layer of upcoming loss of connection TCP stops sending, but does now not assume a congested link MAC layer signals again if reconnected Advantage scheme is independent of data Disadvantage TCP on mobile host has to be changed, mechanism depends on MAC layer Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.13
  • 14. Selective retransmission TCP acknowledgements are often cumulative ACK n acknowledges correct and in-sequence receipt of packets up to n if single packets are missing quite often a whole packet sequence beginning at the gap has to be retransmitted (go-back-n), thus wasting bandwidth Selective retransmission as one solution RFC2018 allows for acknowledgements of single packets, not only acknowledgements of in-sequence packet streams without gaps sender can now retransmit only the missing packets Advantage much higher efficiency Disadvantage more complex software in a receiver, more buffer needed at the receiver Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.14
  • 15. Transaction oriented TCP TCP phases connection setup, data transmission, connection release using 3-way-handshake needs 3 packets for setup and release, respectively thus, even short messages need a minimum of 7 packets! Transaction oriented TCP RFC1644, T-TCP, describes a TCP version to avoid this overhead connection setup, data transfer and connection release can be combined thus, only 2 or 3 packets are needed Advantage efficiency Disadvantage requires changed TCP mobility not longer transparent Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.15
  • 16. Comparison of different approaches for a “mobile” TCP Approach Mechanism Advantages Disadvantages Indirect TCP splits TCP connection isolation of wireless loss of TCP semantics, into two connections link, simple higher latency at handover Snooping TCP “snoops” data and transparent for end-to- problematic with acknowledgements, local end connection, MAC encryption, bad isolation retransmission integration possible of wireless link M-TCP splits TCP connection, Maintains end-to-end Bad isolation of wireless chokes sender via semantics, handles link, processing window size long term and frequent overhead due to disconnections bandwidth management Fast retransmit/ avoids slow-start after simple and efficient mixed layers, not fast recovery roaming transparent Transmission/ freezes TCP state at independent of content changes in TCP time-out freezing disconnect, resumes or encryption, works for required, MAC after reconnection longer interrupts dependant Selective retransmit only lost data very efficient slightly more complex retransmission receiver software, more buffer needed Transaction combine connection Efficient for certain changes in TCP oriented TCP setup/release and data applications required, not transparent transmission Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.16
  • 17. TCP Improvements I 0.93 * MSS Initial research work BW ≤ Indirect TCP, Snoop TCP, M-TCP, T/TCP, SACK, RTT * p Transmission/time-out freezing, … • max. TCP BandWidth TCP over 2.5/3G wireless networks • Max. Segment Size • Round Trip Time Fine tuning today’s TCP • loss probability Learn to live with Data rates: 64 kbit/s up, 115-384 kbit/s down; asymmetry: 3-6, but also up to 1000 (broadcast systems), periodic allocation/release of channels High latency, high jitter, packet loss Suggestions Large (initial) sending windows, large maximum transfer unit, selective acknowledgement, explicit congestion notification, time stamp, no header compression Already in use i-mode running over FOMA WAP 2.0 (“TCP with wireless profile”) Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.17
  • 18. TCP Improvements II Performance enhancing proxies (PEP, RFC 3135) Mobile system Transport layer wireless Local retransmissions and acknowledgements Additionally on the application layer Content filtering, compression, picture downscaling PEP E.g., Internet/WAP gateways Web service gateways? Big problem: breaks end-to-end semantics Disables use of IP security Internet Choose between PEP and security! More open issues RFC 3150 (slow links) Recommends header compression, no timestamp Comm. partner RFC 3155 (links with errors) States that explicit congestion notification cannot be used In contrast to 2.5G/3G recommendations! Prof. Dr.-Ing. Jochen Schiller, http://www.jochenschiller.de/ MC SS05 9.18