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Albert Simard
Presented to
Knowledge Strategy Exchange Network
Toronto, ON. May 13-14, 1013
New Approaches to
Knowledge Management (Part1)
Definitions
Paradigm: Shared worldview, or
knowledge “landscape” and all its
implications within which a
discipline legitimately operates
Paradigm Shift: A profound
change in the underlying model
that increases its capacity to
explain observed phenomena; a
higher-order understanding. The Thinker - Rodin
Signs of Paradigm Problems
Accumulating anomalies that
the paradigm cannot explain.
Competing concepts, theories,
and principles.
Diverse interpretations of
observations and experience.
Anomalies, disagreements,
and diversity are increasingly
important.
What if…
Instead of the mantra that
organizational culture must
change for knowledge
management to succeed,
We ask the question: “Given an
existing culture, what can
knowledge management do to
leverage the value of
organizational knowledge and
increase the productivity of
knowledge work?”
Outline
Management Levels
Management Regimes
Creation
Validation
Organization
Authorization
Knowledge Manageability
Knowledge Management Levels
Assets
Sharing
Work
Transfer
Infrastructure
Collaboration
National Defence,
National Security,
Public Safety
Markets
Resources Government
Application
Stock
Flow
Defence
R&D
Canada
Creation
KM Levels
Knowledge Infrastructure
work routines
lessons learned,
best practices,
People
learning, motivation,
rewards, incentives,
staffing, skills
roles, responsibilities,
authorities, resources
Content,
Services
data, risk analysis,
reports, monitoring,
operations, policies
Tools
systems to
capture, store,
share, and
process content
KM Levels
Governance
Processes
Knowledge Assets
Capture: Represent explicit or tacit
knowledge on reproducible media
Inventory: Find, list, and describe
knowledge; map to business needs,
value and prioritize
Needs: What needs to be known to
accomplish organizational goals; identify
core knowledge
Gaps: Difference between what is known
and what needs to be known
Preserve: organize, store, search &
retrieval, maintain and migrate
throughout life-cycle
KM Levels
Knowledge Sharing
Explicit Knowledge
• Dissemination (Provider Pushes – transmission, semantics,
effectiveness)
• Access (User Pulls – awareness, permission, accessibility,
searching, retrieval)
• Exchange (Market Trades – reciprocity, trust, signals,
inefficiencies, pathologies)
Tacit Knowledge
• Methods (conversations, Q&A, capturing, advising, teaching,
storytelling, mentoring, presenting)
• Place (meetings, workshops, conferences, on-site,
demonstrations, classrooms, symposia, communities)
• Technology (telephone, e-mail, video conference, chat rooms,
bulletin boards, on-line forums, blogs, social network sites)
KM Levels
Collaboration
Dialogue, conversations in groups
Sharing, exchanges among peers
Candor, freedom of expression
Trust, safety, honesty
Transparency, openness
Agreed rules of conduct
Diversity, flexibility, outliers
Equality, meritocracy of ideas
Collective, not individual benefit
KM Levels
Social Network Principles
Openness – collaboration based
on candor, transparency, freedom,
flexibility, and accessibility.
Peering – horizontal voluntary
meritocracy, based on fun,
altruism, or personal values.
Sharing – increased value of
common products benefits all
participants.
Acting Globally – value is
created through large knowledge
ecosystems.
Cass Sunstein (2006)
KM Levels
Knowledge Work (DRDC)
Governance
Monitoring
Intelligence
Needs
Priorities
Establishment
Programs
Services
Acquire
Create
Develop
Mobilize
Learn
Report
Integration
Innovation
Mitigation
Advice
Adaptation
Clients
DND
(management)
(R & D)
KM Levels
Knowledge Transfer
Communications: one-way dissemination of approved
messages and positions.
Transaction: two-way exchanges of knowledge
products & services.
Parallel: Transferring knowledge products & services
from or to two or more providers or users.
Sequential: Multiple organizations sequentially produce
and transfer knowledge products & services.
Cyclic: Knowledge service “value chains” continuously
create and transfer new knowledge.
Network: Interactions among large numbers of
participants in a “knowledge ecosystem.”
KM Levels
Outline
Management Levels
Management Regimes
Creation
Validation
Organization
Authorization
Knowledge Manageability
Organizational Knowledge Flow
Creation Validation
OrganizationAuthorization
Incentives
Compliance (you will)
Pay, job security, duty, work ethic, penalties
Military, manufacturing, law, regulation, policies
Meet quotas, minimum standards, routine tasks
Motivation (you’ll be rewarded)
Ambition, challenges, bonuses, rewards, recognition
Efficiency, productivity, quality
Increases, improvements
Engagement (would you like to?)
Meaningfulness, ownership, self-esteem, enjoyment
Creativity, innovation, discovery
Commitment, involvement, willingness, enjoyment
Creation
Engagement
Autonomy: (agreed task, flexible schedule, select
technique, choose team)
Mastery: (mindset, takes time and effort, is asymptotic)
Purpose: (meaningful goals, words are important,
policies)
Daniel Pink (2009)
Creation
Eliciting Methods
Conversations, discussions, dialogue (colleagues, peers)
Questions & answers, problems & solutions (novice/expert)
After-action reviews, lessons learned (event/group)
Capture, document, interview, record (expert/facilitator)
Extraction, identify, codify, organize (expert/know engineer)
Advising, briefing, recommending (subordinate/superior)
Teaching, educating, training (teacher/student)
Storytelling, narratives, anecdotes (teller/listener)
Explaining, demonstrating, describing (technician/user)
Presentations, lectures, speeches (speaker/audience)
Creation
Communities Create & Validate
Knowledge
Knowledge exists in the minds of people. Experience is
as important as formal knowledge.
Knowledge is tacit as well as explicit. Transferring tacit
knowledge is more effective through human interaction.
Knowledge is social as well as individual. Today’s
knowledge is the result of centuries of collective research.
Knowledge is changing at an accelerating rate. It takes a
community of people to keep up with new concepts,
practices, and technology.
Validation
Participants
- Help with their work
- Solve problems
- Find experts
- Receive feedback
- Place to learn
- Enhance reputation
Management
- Connect isolated experts
- Coordinate activities
- Fast problem solving
- Reduce development time
- Standardize processes
- Develop & retain talent
Community Benefits
Outputs
- Tangible: documents, reports, manuals, recommendations,
reduced innovation time and cost
- Intangible: increased skills, sense of trust, relationships,
diverse perspectives, capacity to innovate, spirit of enquiry
Validation
Harvesting Methods
Service Center: repository for community outputs;
interface with communities, minimize duplication, inform
communities
Leader: transfer community outputs; Identify emerging
trends, prioritize issues
Sponsor: endorse community outputs; bridge between
the community and the organization, provide support,
minimize organizational barriers
Champion: ensure adoption of community outputs;
communicate purpose, promote the community
Validation
Organizational Structure
Organization
Technology
support
Manage
InterfaceContent
Research
Social
Common
Governance
context
work
Knowledge Services Value Chain
Use
Internally
Use
Professionally
Use
Personally
Create Transform Add Value
Transfer EvaluateManage
Extract
Advance
Embed
Legend
S&T Partners Centre for
Security
Science
Practitioners &
Stakeholders
Organization
Knowledge Creation Process
Legend:
Work
Output
Service
Social
Statistical apps.
Store
Analyze
Body of
knowledge Review
Literature
Experimental
design
Test
Experiment
inadequate
adequate
Write
Review
Publish
Edit
Hypothesis
Data
Tacit
Explicit
Product
Gap
Library,
Web,
Search
Expertise
Office app.
Data mgt.
Analysis apps.
Interface
Collaboration
Organization
Organizing Knowledge
Classification systems
Indexes, catalogues
Thesauri, Taxonomies
Ontologies, Mind maps
Folksonomies
Automated methods
Artificial intelligence
Organization
Governance Framework
Negotiation
Negotiation
Negotiation
Authorization
Direction, Authority,
ResourcesProgram
Governance
Project
Governance
Work
Systems
Reports,
Advice,
Issues
Corp. Service
Governance
Centre Service
Governance
KIT Services
Technology Content
Reports,
Advice
Issues
Other services:
science, HR,
finance,
purchasing…
Mandate Resources Constraints
Authority
Responsibility
Accountability
Budget
Staff
Capacity
Laws
TB Policies
DND Policies
Corporate
Governance
Authorization
Understanding – Keep it simple; one message with stories and
multiple analogies from different perspectives.
Experience – Do your homework; pre-brief decision makers, solicit
opinions, negotiate objections (to a point).
Resources – Pick low-hanging fruit; plan low cost, small effort, low
impact activities.
Management – Think big, start small; divide into small projects with
measurable, high-impact deliverables.
Submission – Leadership is essential; bypass unjustified
objections, accept majority vote, authorize work.
Authorization
Sustainability
Leadership – Outputs must be delivered within a leader’s tenure;
preferably, get them institutionalized.
Governance – Representative, federated decision making is the only
sustainable governance for knowledge work.
Reorganization – Align a project/activity with the organizational
business model.
Priorities – Align the project/activity with the organization’s long-term
strategy
Support – Deliver initial outputs when & as promised; be prepared to
adapt to changing priorities.
Culture – Develop favorable policies, reward desired behavior, leverage
work, implement helpful systems.
Authorization
Outline
Management Levels
Management Regimes
Individuals
Communities
Organization
Authorization
Knowledge Manageability
Cynefin Framework
Manageability
Kurtz and
Snowden
(2003)
Management Regimes
Authoritative
Hierarchy
Organizational
Structure
Negotiated
Agreement
Responsible
Autonomy
Purpose (Why) Authorize Organize Collaborate &
Validate
Create
Entity (What) Decisions &
Actions
Objects &
Tasks
People &
Connectivity
Environment
& Interests
Process (How) Decide & Act Capture &
Structure
Connect
Communities
Engage
People
Interactions Hierarchy Work Process Agreements Dialogue
Knowledge Authoritative Explicit Tacit Innate
Manageability
Authority
Knowledge
Definitions
Authoritative Hierarchy: Knowledge creation, management,
and use can be completely, totally, or entirely mandated,
governed, structured, and evaluated. (>90%)
Organizational Structure: Knowledge creation, management,
and use can be predominantly, generally, or mostly
mandated, governed, structured, and evaluated. (50%-90%)
Negotiated Agreement: Knowledge creation, management,
and use can be partly, nominally, or incompletely mandated,
governed, structured, and evaluated. (10%-50%)
Responsible Autonomy: Knowledge creation, management,
and use can be slightly, minimally, or not mandated,
governed, structured, and evaluated. (10%<)
Manageability
Knowledge Manageability
Management
levels
Authoritative
Hierarchy
Organizational
Infrastructure
Negotiated
Agreement
Responsible
Autonomy
Transfer Direction Products &
Services
Exchange Knowledge
markets
Work Mandate Process Agreement Self-interest
Collaboration Assignment Representation Partnership Participation
Sharing Vertical Horizontal Community Network
Assets Embed Sole IP rights Joint IP rights Open source
Infrastructure Authoritative Standardized Connective Enabling
Management Regimes
Manageability
Management Regimes and
Strategic Trends
Authoritative
Hierarchy
Organizational
Structure
Partnership
Agreement
Responsible
Autonomy
Relative
Importancehigh
low
Management Regime
Manageability
Main Messages
There are six knowledge
management levels.
There are four knowledge
management regimes
Knowledge flows across all
levels and regimes.
This is a new paradigm for
knowledge management. M. C. Escher (1957)
“Cube with Magic Ribbons”
http://cradpdf.drdc-rddc.gc.ca/PDFS/unc118/p536618_A1b.pdf
New Approaches to Knowledge Management (part 1)

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New Approaches to Knowledge Management (part 1)

  • 1. Albert Simard Presented to Knowledge Strategy Exchange Network Toronto, ON. May 13-14, 1013 New Approaches to Knowledge Management (Part1)
  • 2. Definitions Paradigm: Shared worldview, or knowledge “landscape” and all its implications within which a discipline legitimately operates Paradigm Shift: A profound change in the underlying model that increases its capacity to explain observed phenomena; a higher-order understanding. The Thinker - Rodin
  • 3. Signs of Paradigm Problems Accumulating anomalies that the paradigm cannot explain. Competing concepts, theories, and principles. Diverse interpretations of observations and experience. Anomalies, disagreements, and diversity are increasingly important.
  • 4. What if… Instead of the mantra that organizational culture must change for knowledge management to succeed, We ask the question: “Given an existing culture, what can knowledge management do to leverage the value of organizational knowledge and increase the productivity of knowledge work?”
  • 6. Knowledge Management Levels Assets Sharing Work Transfer Infrastructure Collaboration National Defence, National Security, Public Safety Markets Resources Government Application Stock Flow Defence R&D Canada Creation KM Levels
  • 7. Knowledge Infrastructure work routines lessons learned, best practices, People learning, motivation, rewards, incentives, staffing, skills roles, responsibilities, authorities, resources Content, Services data, risk analysis, reports, monitoring, operations, policies Tools systems to capture, store, share, and process content KM Levels Governance Processes
  • 8. Knowledge Assets Capture: Represent explicit or tacit knowledge on reproducible media Inventory: Find, list, and describe knowledge; map to business needs, value and prioritize Needs: What needs to be known to accomplish organizational goals; identify core knowledge Gaps: Difference between what is known and what needs to be known Preserve: organize, store, search & retrieval, maintain and migrate throughout life-cycle KM Levels
  • 9. Knowledge Sharing Explicit Knowledge • Dissemination (Provider Pushes – transmission, semantics, effectiveness) • Access (User Pulls – awareness, permission, accessibility, searching, retrieval) • Exchange (Market Trades – reciprocity, trust, signals, inefficiencies, pathologies) Tacit Knowledge • Methods (conversations, Q&A, capturing, advising, teaching, storytelling, mentoring, presenting) • Place (meetings, workshops, conferences, on-site, demonstrations, classrooms, symposia, communities) • Technology (telephone, e-mail, video conference, chat rooms, bulletin boards, on-line forums, blogs, social network sites) KM Levels
  • 10. Collaboration Dialogue, conversations in groups Sharing, exchanges among peers Candor, freedom of expression Trust, safety, honesty Transparency, openness Agreed rules of conduct Diversity, flexibility, outliers Equality, meritocracy of ideas Collective, not individual benefit KM Levels
  • 11. Social Network Principles Openness – collaboration based on candor, transparency, freedom, flexibility, and accessibility. Peering – horizontal voluntary meritocracy, based on fun, altruism, or personal values. Sharing – increased value of common products benefits all participants. Acting Globally – value is created through large knowledge ecosystems. Cass Sunstein (2006) KM Levels
  • 13. Knowledge Transfer Communications: one-way dissemination of approved messages and positions. Transaction: two-way exchanges of knowledge products & services. Parallel: Transferring knowledge products & services from or to two or more providers or users. Sequential: Multiple organizations sequentially produce and transfer knowledge products & services. Cyclic: Knowledge service “value chains” continuously create and transfer new knowledge. Network: Interactions among large numbers of participants in a “knowledge ecosystem.” KM Levels
  • 15. Organizational Knowledge Flow Creation Validation OrganizationAuthorization
  • 16. Incentives Compliance (you will) Pay, job security, duty, work ethic, penalties Military, manufacturing, law, regulation, policies Meet quotas, minimum standards, routine tasks Motivation (you’ll be rewarded) Ambition, challenges, bonuses, rewards, recognition Efficiency, productivity, quality Increases, improvements Engagement (would you like to?) Meaningfulness, ownership, self-esteem, enjoyment Creativity, innovation, discovery Commitment, involvement, willingness, enjoyment Creation
  • 17. Engagement Autonomy: (agreed task, flexible schedule, select technique, choose team) Mastery: (mindset, takes time and effort, is asymptotic) Purpose: (meaningful goals, words are important, policies) Daniel Pink (2009) Creation
  • 18. Eliciting Methods Conversations, discussions, dialogue (colleagues, peers) Questions & answers, problems & solutions (novice/expert) After-action reviews, lessons learned (event/group) Capture, document, interview, record (expert/facilitator) Extraction, identify, codify, organize (expert/know engineer) Advising, briefing, recommending (subordinate/superior) Teaching, educating, training (teacher/student) Storytelling, narratives, anecdotes (teller/listener) Explaining, demonstrating, describing (technician/user) Presentations, lectures, speeches (speaker/audience) Creation
  • 19. Communities Create & Validate Knowledge Knowledge exists in the minds of people. Experience is as important as formal knowledge. Knowledge is tacit as well as explicit. Transferring tacit knowledge is more effective through human interaction. Knowledge is social as well as individual. Today’s knowledge is the result of centuries of collective research. Knowledge is changing at an accelerating rate. It takes a community of people to keep up with new concepts, practices, and technology. Validation
  • 20. Participants - Help with their work - Solve problems - Find experts - Receive feedback - Place to learn - Enhance reputation Management - Connect isolated experts - Coordinate activities - Fast problem solving - Reduce development time - Standardize processes - Develop & retain talent Community Benefits Outputs - Tangible: documents, reports, manuals, recommendations, reduced innovation time and cost - Intangible: increased skills, sense of trust, relationships, diverse perspectives, capacity to innovate, spirit of enquiry Validation
  • 21. Harvesting Methods Service Center: repository for community outputs; interface with communities, minimize duplication, inform communities Leader: transfer community outputs; Identify emerging trends, prioritize issues Sponsor: endorse community outputs; bridge between the community and the organization, provide support, minimize organizational barriers Champion: ensure adoption of community outputs; communicate purpose, promote the community Validation
  • 23. Knowledge Services Value Chain Use Internally Use Professionally Use Personally Create Transform Add Value Transfer EvaluateManage Extract Advance Embed Legend S&T Partners Centre for Security Science Practitioners & Stakeholders Organization
  • 24. Knowledge Creation Process Legend: Work Output Service Social Statistical apps. Store Analyze Body of knowledge Review Literature Experimental design Test Experiment inadequate adequate Write Review Publish Edit Hypothesis Data Tacit Explicit Product Gap Library, Web, Search Expertise Office app. Data mgt. Analysis apps. Interface Collaboration Organization
  • 25. Organizing Knowledge Classification systems Indexes, catalogues Thesauri, Taxonomies Ontologies, Mind maps Folksonomies Automated methods Artificial intelligence Organization
  • 26. Governance Framework Negotiation Negotiation Negotiation Authorization Direction, Authority, ResourcesProgram Governance Project Governance Work Systems Reports, Advice, Issues Corp. Service Governance Centre Service Governance KIT Services Technology Content Reports, Advice Issues Other services: science, HR, finance, purchasing… Mandate Resources Constraints Authority Responsibility Accountability Budget Staff Capacity Laws TB Policies DND Policies Corporate Governance
  • 27. Authorization Understanding – Keep it simple; one message with stories and multiple analogies from different perspectives. Experience – Do your homework; pre-brief decision makers, solicit opinions, negotiate objections (to a point). Resources – Pick low-hanging fruit; plan low cost, small effort, low impact activities. Management – Think big, start small; divide into small projects with measurable, high-impact deliverables. Submission – Leadership is essential; bypass unjustified objections, accept majority vote, authorize work. Authorization
  • 28. Sustainability Leadership – Outputs must be delivered within a leader’s tenure; preferably, get them institutionalized. Governance – Representative, federated decision making is the only sustainable governance for knowledge work. Reorganization – Align a project/activity with the organizational business model. Priorities – Align the project/activity with the organization’s long-term strategy Support – Deliver initial outputs when & as promised; be prepared to adapt to changing priorities. Culture – Develop favorable policies, reward desired behavior, leverage work, implement helpful systems. Authorization
  • 31. Management Regimes Authoritative Hierarchy Organizational Structure Negotiated Agreement Responsible Autonomy Purpose (Why) Authorize Organize Collaborate & Validate Create Entity (What) Decisions & Actions Objects & Tasks People & Connectivity Environment & Interests Process (How) Decide & Act Capture & Structure Connect Communities Engage People Interactions Hierarchy Work Process Agreements Dialogue Knowledge Authoritative Explicit Tacit Innate Manageability Authority Knowledge
  • 32. Definitions Authoritative Hierarchy: Knowledge creation, management, and use can be completely, totally, or entirely mandated, governed, structured, and evaluated. (>90%) Organizational Structure: Knowledge creation, management, and use can be predominantly, generally, or mostly mandated, governed, structured, and evaluated. (50%-90%) Negotiated Agreement: Knowledge creation, management, and use can be partly, nominally, or incompletely mandated, governed, structured, and evaluated. (10%-50%) Responsible Autonomy: Knowledge creation, management, and use can be slightly, minimally, or not mandated, governed, structured, and evaluated. (10%<) Manageability
  • 33. Knowledge Manageability Management levels Authoritative Hierarchy Organizational Infrastructure Negotiated Agreement Responsible Autonomy Transfer Direction Products & Services Exchange Knowledge markets Work Mandate Process Agreement Self-interest Collaboration Assignment Representation Partnership Participation Sharing Vertical Horizontal Community Network Assets Embed Sole IP rights Joint IP rights Open source Infrastructure Authoritative Standardized Connective Enabling Management Regimes Manageability
  • 34. Management Regimes and Strategic Trends Authoritative Hierarchy Organizational Structure Partnership Agreement Responsible Autonomy Relative Importancehigh low Management Regime Manageability
  • 35. Main Messages There are six knowledge management levels. There are four knowledge management regimes Knowledge flows across all levels and regimes. This is a new paradigm for knowledge management. M. C. Escher (1957) “Cube with Magic Ribbons” http://cradpdf.drdc-rddc.gc.ca/PDFS/unc118/p536618_A1b.pdf