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Organizational Diagnostic Models


      © Ramakrishna Kongalla,
          Assistant Professor




               R'tist @ Tourism
Uses of Organizational Models
• An organizational model is a representation of an
  organization that helps us to understand more clearly
  and quickly what we are observing in organizations
   – 1. Models help to enhance our understanding of
     organizational behavior.
   – 2. Models help to categorize data about an
     organization.
   – 3. Models help to interpret data about an
     organization.
   – 4. Models help to provide a common, short-hand
     language.
                         R'tist @ Tourism
Organizational Diagnostic Models
1. Force Field Analysis (1951)
2. Leavitt’s Model (1965)
3. Likert System Analysis (1967)
4. Open Systems Theory (1966)
5. Weisbord’s Six-Box Model (1976)
6. Congruence Model for Organization Analysis (1977)
7. McKinsey 7S Framework (1981-82)
8. Tichy’s Technical Political Cultural (TPC) Framework (1983)
9. High-Performance Programming (1984)
10. Diagnosing Individual and Group Behavior (1987)
11. Burke-Litwin Model of Organizational Performance &
   Change (1992)
12. Falletta’s Organizational Intelligence Model (2008)

                            R'tist @ Tourism
1. Force Field Analysis (1951)
• This model is relatively simple to understand and easy to
  visualize.
• A depiction of the model identifies both driving forces and
  restraining forces within an organization.
• These driving forces, such as environmental factors, push
  for change within the organization
• while the restraining forces, such as organizational factors
  (e.g., limited resources or poor morale), act as barriers to
  change.
• The model relies upon the change process, with the social
  implications built into the model (e.g., disequilibrium is
  expected to occur until equilibrium is reestablished).
• The general goal of this model is to intentionally move to a
  desirable state of equilibrium by adding driving forces,
  where important, and eliminating restraining forces, where
  appropriate.
                           R'tist @ Tourism
R'tist @ Tourism
2. Leavitt’s Model (1965)
• Sometime after Lewin conceptualized Force Field Analysis
  (i.e., fourteen years later, in 1965), Leavitt designed another
  relatively simple model.
• This model does specify particular variables within
  organizations, rather than driving forces they are:
   – Structure variables (authority systems, communication systems,
     and work flow)
   – Technological variables (equipment and machinery required for the
     task variable)
   – Task variables (all the tasks and subtasks involved in providing
     products and services)
   – Human variables (those who carry out the tasks associated with
     organizational goals (i.e., products and services)
• The diamond shaped arrows in the model emphasize the
  interdependence among the four variables. One variable will
  affect the other variables.
                              R'tist @ Tourism
• Planned change in one variable, one or more variables will be
  impacted
• Variables within this model are dynamic and interdependent
• The model is too simple to make any direct causal statements
  regarding the four variables.
• Unlike Force Field Analysis, Leavitt does not address the role of
  the external environment in bringing about change in any of the
  variables.




                             R'tist @ Tourism
3. Likert System Analysis (1967)

• The organizational dimensions Likert addresses in
  his framework include
  – Motivation, communication, interaction, decision
    making, goal setting, control, and performance
• While Likert did not use an illustration to depict
  his framework, like the earlier models reviewed
• He describes four different types of management
  systems within organizations, which take into
  account the organizational dimensions he
  identifies

                      R'tist @ Tourism
R'tist @ Tourism
4. Open Systems Theory (1966)
• The premise of the theory is that organizations are social
  systems which are dependent upon the environment in
  which they exist for inputs (Katz & Kahn, 1978)
• Open systems theory allows for repeated cycles of input,
  transformation (i.e., throughputs), output, and renewed
  input within organizations
• A feedback loop connects organizational outputs with
  renewed inputs
• Traditional   organizational      theories   have   viewed
  organizations as “closed” systems which are independent of
  the environment in which they exist (Katz & Kahn, 1978).

                          R'tist @ Tourism
R'tist @ Tourism
5. Weisbord’s Six-Box Model (1976)
• Weisbord (1976) proposes six broad categories in his model of
  organizational     life,  including    purposes,   structures,
  relationships, leadership, rewards, and helpful mechanisms
• The purposes of an organization are the organization’s
  mission and goals
• Weisbord refers to structure as the way in which the
  organization is organized; this may be by
   – By function – where specialists work together
   – By product, program, or project – where multi-skilled teams work
     together
• ways in which people and units interact is termed
  relationships
• box of relationships is the way in which people interact with
  technology in their work.
• Rewards are the intrinsic and extrinsic rewards people
  associate with their work.
                              R'tist @ Tourism
• The leadership box refers to typical leadership tasks,
  including the balance between the other boxes.
• Finally, the helping mechanisms are the planning,
  controlling, budgeting, and information systems that
  serve to meet organizational goals.
• The external environment is also depicted in
  Weisbord’s model, although it is not represented as a
  “box”
• Weisbord identifies as inputs the money, people, ideas,
  and machinery which are used to fulfill the
  organization’s mission. The outputs are products and
  services.

                         R'tist @ Tourism
• Two premises which are not apparent in Weisbord’s
  model are crucial to understanding the boxes in the
  model.
• The first premise refers to formal versus informal
  systems. Formal systems are those policies and
  procedures the organization claims to do. In contrast,
  informal systems are those behaviors which actually
  occur. The bigger the gap between the formal and
  informal systems within the organization, the less
  effective the organization is.
• The second premise concerns the fit between the
  organization and the environment, that is, the
  discrepancy between the existing organization and the
  way the organization should function to meet external
  demands. Weisbord defines external demands or
  pressures as customers, government, and unions.
                        R'tist @ Tourism
R'tist @ Tourism
6. Congruence Model for Organization Analysis (1977)
• Nadler-Tushman Congruence Model is a more comprehensive
  model, specifying inputs, throughputs, and outputs, which is
  consistent with open systems theory (Katz & Kahn, 1978).
• This model is very similar to Leavitt’s model, it also retains
  the formal and informal systems of the Weisbord six-box
  model.
• The model is based on several assumptions which are
  common to modern organizational diagnostic models; these
  assumptions are as follows:
   – 1. Organizations are open social systems within a larger
     environment.
   – 2. Organizations are dynamic entities (i.e., change is possible and
     occurs).
   – 3. Organizational behavior occurs at the individual, the group, and
     the systems level.
   – 4. Interactions occur between the individual, group, and systems
     levels of organizational behavior.
                               R'tist @ Tourism
• The inputs within the Nadler-Tushman Congruence model
  include such factors as the environment, resources, history (i.e.,
  patterns of past behavior), and organizational strategies
• The system components of the whole organizational
  transformation process are informal organizational
  arrangements, task, formal organizational arrangements, and
  individual components .
• Similarly, the outputs of the model include individual, group,
  and system outputs: products and services, performance, and
  effectiveness.
• While outputs such as products and services are generally
  understood, specific examples of organizational performance
  and effectiveness



                             R'tist @ Tourism
R'tist @ Tourism
7. McKinsey 7S Framework (1981-82)
• The McKinsey 7S Framework was created as a recognizable and
  easily remembered model in business. The seven variables,
  which the authors term “levers,” all begin with the letter “S”




                             R'tist @ Tourism
• Model was also designed to illustrate the
  interdependency of the variables; the illustration of the
  model has been termed the “Managerial Molecule.”
• The variables represented in the model were considered
  to be of crucial importance to managers and
  practitioners
• The seven variables include structure, strategy, systems,
  skills, style, staff, and shared values. Structure is defined
  as the skeleton of the organization or the organizational
  chart.
   – systems are the routinized processes and procedures
     followed within the organization
   – Staff are described in terms of personnel categories within
     the organization (e.g., engineers)
   – skills variable refers to the capabilities of the staff within the
     organization as a whole

                               R'tist @ Tourism
– way in which key managers behave in achieving
     organizational goals is considered to be the style variable
   – shared values variable, originally termed superordinate
     goals, refers to the significant meanings or guiding concepts
     that organizational members share
• Authors have concluded that American companies
  tend to focus on those variables which they feel they
  can change (e.g., structure, strategy, and systems)
  while neglecting the other variables.
• These other variables (e.g., skills, style, staff, and
  shared values) are considered to be “soft” variables.


                             R'tist @ Tourism
8. Tichy’s Technical Political Cultural (TPC) Framework (1983)


• Tichy’s model includes inputs, throughputs, and outputs, which
  is consistent with the open systems perspective discussed
  earlier.
• Tichy identifies key variables in the model which are important
  to the change management process (Tichy, 1983).
• The environment and history (broadly construed) are two major
  categories of input to the organization whereas resources are a
  third category of input.
• The throughput variables, or change levers, identified in the
  model include mission/strategy, tasks, prescribed networks,
  people, organizational processes, and emergent networks


                             R'tist @ Tourism
R'tist @ Tourism
9. High-Performance Programming (1984)

• Nelson and Burns describe four organizational systems
  which are more or less effective.
• These systems, or frames, as Nelson and Burns call them
   –    the high-performing organization (level 4),
   –   the proactive organization (level 3),
   –   the responsive organization (level 2), and
   –   the reactive organization (level 1).




                                R'tist @ Tourism
R'tist @ Tourism
10. Diagnosing Individual and Group Behavior (1987)

• Harrison (1987) has devised a model for diagnosing
  individual and group behavior within organizations.
• This model is somewhat unique in that it focuses on
  outputs such as organizational performance and quality
  of work life.
• The model represents an open systems perspective
  with minimal boundaries between the organization and
  external environment.
• However, the external environment is not represented
  by anything other than resources and feedback loops

                        R'tist @ Tourism
R'tist @ Tourism
11. Burke-Litwin Model of Organizational Performance & Change
                             (1992)
• Burke-Litwin Causal Model of Organizational Performance
  and Change (B-L Model) was developed by Litwin and others
  (Litwin & Stringer, 1968; Tagiuri & Litwin, 1968) and later
  refined by Burke in the late 1980’s (Burke & Litwin, 1992).
• This model includes several key features which go beyond the
  models discussed earlier:
   – • includes twelve theoretical constructs (i.e., organizational
     variables)
   – • distinguishes between the culture and the climate of an
     organization
   – • distinguishes between transformational and transactional
     dynamics
   – • specifies the nature and direction of influence of organizational
     variables
   – • is based on previous models, empirical studies, and OD practice

                               R'tist @ Tourism
• The twelve organizational variables in the B-L Model
  are
   – external environment, mission and strategy, leadership,
     organizational culture, structure, management practices,
     systems, work unit climate, task requirements and individual
     skills, motivation, individual needs and values, and individual
     and organizational performance.
• With the representation of the external environment
  as a variable, it is evident that open systems theory
  underlies the B-L Model.
• The external environment variable is considered to be
  the input to the system with the individual and
  organizational performance variable representing the
  output                    R'tist @ Tourism
R'tist @ Tourism
R'tist @ Tourism
R'tist @ Tourism
12. Falletta’s Organizational Intelligence Model (2008)

• The final model introduced and described here is a relatively
  newer model, namely the Organizational Intelligence Model,
  which was developed by Falletta in 2004 and later refined and
  published in 2008.
• This model includes several elements which are similar to the B-L
  model as well as additional key factors and indices that drive
  employee engagement and performance.
• The Organizational Intelligence Model can serve as a diagnostic
  framework for OD purposes as well as to facilitate the design
  and interpretation of most employee and organizational survey
  efforts. In total, the model includes 11 factors and variables



                             R'tist @ Tourism
R'tist @ Tourism
Thank You…!!!




    R'tist @ Tourism

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Organizational Change Models

  • 1. Organizational Diagnostic Models © Ramakrishna Kongalla, Assistant Professor R'tist @ Tourism
  • 2. Uses of Organizational Models • An organizational model is a representation of an organization that helps us to understand more clearly and quickly what we are observing in organizations – 1. Models help to enhance our understanding of organizational behavior. – 2. Models help to categorize data about an organization. – 3. Models help to interpret data about an organization. – 4. Models help to provide a common, short-hand language. R'tist @ Tourism
  • 3. Organizational Diagnostic Models 1. Force Field Analysis (1951) 2. Leavitt’s Model (1965) 3. Likert System Analysis (1967) 4. Open Systems Theory (1966) 5. Weisbord’s Six-Box Model (1976) 6. Congruence Model for Organization Analysis (1977) 7. McKinsey 7S Framework (1981-82) 8. Tichy’s Technical Political Cultural (TPC) Framework (1983) 9. High-Performance Programming (1984) 10. Diagnosing Individual and Group Behavior (1987) 11. Burke-Litwin Model of Organizational Performance & Change (1992) 12. Falletta’s Organizational Intelligence Model (2008) R'tist @ Tourism
  • 4. 1. Force Field Analysis (1951) • This model is relatively simple to understand and easy to visualize. • A depiction of the model identifies both driving forces and restraining forces within an organization. • These driving forces, such as environmental factors, push for change within the organization • while the restraining forces, such as organizational factors (e.g., limited resources or poor morale), act as barriers to change. • The model relies upon the change process, with the social implications built into the model (e.g., disequilibrium is expected to occur until equilibrium is reestablished). • The general goal of this model is to intentionally move to a desirable state of equilibrium by adding driving forces, where important, and eliminating restraining forces, where appropriate. R'tist @ Tourism
  • 6. 2. Leavitt’s Model (1965) • Sometime after Lewin conceptualized Force Field Analysis (i.e., fourteen years later, in 1965), Leavitt designed another relatively simple model. • This model does specify particular variables within organizations, rather than driving forces they are: – Structure variables (authority systems, communication systems, and work flow) – Technological variables (equipment and machinery required for the task variable) – Task variables (all the tasks and subtasks involved in providing products and services) – Human variables (those who carry out the tasks associated with organizational goals (i.e., products and services) • The diamond shaped arrows in the model emphasize the interdependence among the four variables. One variable will affect the other variables. R'tist @ Tourism
  • 7. • Planned change in one variable, one or more variables will be impacted • Variables within this model are dynamic and interdependent • The model is too simple to make any direct causal statements regarding the four variables. • Unlike Force Field Analysis, Leavitt does not address the role of the external environment in bringing about change in any of the variables. R'tist @ Tourism
  • 8. 3. Likert System Analysis (1967) • The organizational dimensions Likert addresses in his framework include – Motivation, communication, interaction, decision making, goal setting, control, and performance • While Likert did not use an illustration to depict his framework, like the earlier models reviewed • He describes four different types of management systems within organizations, which take into account the organizational dimensions he identifies R'tist @ Tourism
  • 10. 4. Open Systems Theory (1966) • The premise of the theory is that organizations are social systems which are dependent upon the environment in which they exist for inputs (Katz & Kahn, 1978) • Open systems theory allows for repeated cycles of input, transformation (i.e., throughputs), output, and renewed input within organizations • A feedback loop connects organizational outputs with renewed inputs • Traditional organizational theories have viewed organizations as “closed” systems which are independent of the environment in which they exist (Katz & Kahn, 1978). R'tist @ Tourism
  • 12. 5. Weisbord’s Six-Box Model (1976) • Weisbord (1976) proposes six broad categories in his model of organizational life, including purposes, structures, relationships, leadership, rewards, and helpful mechanisms • The purposes of an organization are the organization’s mission and goals • Weisbord refers to structure as the way in which the organization is organized; this may be by – By function – where specialists work together – By product, program, or project – where multi-skilled teams work together • ways in which people and units interact is termed relationships • box of relationships is the way in which people interact with technology in their work. • Rewards are the intrinsic and extrinsic rewards people associate with their work. R'tist @ Tourism
  • 13. • The leadership box refers to typical leadership tasks, including the balance between the other boxes. • Finally, the helping mechanisms are the planning, controlling, budgeting, and information systems that serve to meet organizational goals. • The external environment is also depicted in Weisbord’s model, although it is not represented as a “box” • Weisbord identifies as inputs the money, people, ideas, and machinery which are used to fulfill the organization’s mission. The outputs are products and services. R'tist @ Tourism
  • 14. • Two premises which are not apparent in Weisbord’s model are crucial to understanding the boxes in the model. • The first premise refers to formal versus informal systems. Formal systems are those policies and procedures the organization claims to do. In contrast, informal systems are those behaviors which actually occur. The bigger the gap between the formal and informal systems within the organization, the less effective the organization is. • The second premise concerns the fit between the organization and the environment, that is, the discrepancy between the existing organization and the way the organization should function to meet external demands. Weisbord defines external demands or pressures as customers, government, and unions. R'tist @ Tourism
  • 16. 6. Congruence Model for Organization Analysis (1977) • Nadler-Tushman Congruence Model is a more comprehensive model, specifying inputs, throughputs, and outputs, which is consistent with open systems theory (Katz & Kahn, 1978). • This model is very similar to Leavitt’s model, it also retains the formal and informal systems of the Weisbord six-box model. • The model is based on several assumptions which are common to modern organizational diagnostic models; these assumptions are as follows: – 1. Organizations are open social systems within a larger environment. – 2. Organizations are dynamic entities (i.e., change is possible and occurs). – 3. Organizational behavior occurs at the individual, the group, and the systems level. – 4. Interactions occur between the individual, group, and systems levels of organizational behavior. R'tist @ Tourism
  • 17. • The inputs within the Nadler-Tushman Congruence model include such factors as the environment, resources, history (i.e., patterns of past behavior), and organizational strategies • The system components of the whole organizational transformation process are informal organizational arrangements, task, formal organizational arrangements, and individual components . • Similarly, the outputs of the model include individual, group, and system outputs: products and services, performance, and effectiveness. • While outputs such as products and services are generally understood, specific examples of organizational performance and effectiveness R'tist @ Tourism
  • 19. 7. McKinsey 7S Framework (1981-82) • The McKinsey 7S Framework was created as a recognizable and easily remembered model in business. The seven variables, which the authors term “levers,” all begin with the letter “S” R'tist @ Tourism
  • 20. • Model was also designed to illustrate the interdependency of the variables; the illustration of the model has been termed the “Managerial Molecule.” • The variables represented in the model were considered to be of crucial importance to managers and practitioners • The seven variables include structure, strategy, systems, skills, style, staff, and shared values. Structure is defined as the skeleton of the organization or the organizational chart. – systems are the routinized processes and procedures followed within the organization – Staff are described in terms of personnel categories within the organization (e.g., engineers) – skills variable refers to the capabilities of the staff within the organization as a whole R'tist @ Tourism
  • 21. – way in which key managers behave in achieving organizational goals is considered to be the style variable – shared values variable, originally termed superordinate goals, refers to the significant meanings or guiding concepts that organizational members share • Authors have concluded that American companies tend to focus on those variables which they feel they can change (e.g., structure, strategy, and systems) while neglecting the other variables. • These other variables (e.g., skills, style, staff, and shared values) are considered to be “soft” variables. R'tist @ Tourism
  • 22. 8. Tichy’s Technical Political Cultural (TPC) Framework (1983) • Tichy’s model includes inputs, throughputs, and outputs, which is consistent with the open systems perspective discussed earlier. • Tichy identifies key variables in the model which are important to the change management process (Tichy, 1983). • The environment and history (broadly construed) are two major categories of input to the organization whereas resources are a third category of input. • The throughput variables, or change levers, identified in the model include mission/strategy, tasks, prescribed networks, people, organizational processes, and emergent networks R'tist @ Tourism
  • 24. 9. High-Performance Programming (1984) • Nelson and Burns describe four organizational systems which are more or less effective. • These systems, or frames, as Nelson and Burns call them – the high-performing organization (level 4), – the proactive organization (level 3), – the responsive organization (level 2), and – the reactive organization (level 1). R'tist @ Tourism
  • 26. 10. Diagnosing Individual and Group Behavior (1987) • Harrison (1987) has devised a model for diagnosing individual and group behavior within organizations. • This model is somewhat unique in that it focuses on outputs such as organizational performance and quality of work life. • The model represents an open systems perspective with minimal boundaries between the organization and external environment. • However, the external environment is not represented by anything other than resources and feedback loops R'tist @ Tourism
  • 28. 11. Burke-Litwin Model of Organizational Performance & Change (1992) • Burke-Litwin Causal Model of Organizational Performance and Change (B-L Model) was developed by Litwin and others (Litwin & Stringer, 1968; Tagiuri & Litwin, 1968) and later refined by Burke in the late 1980’s (Burke & Litwin, 1992). • This model includes several key features which go beyond the models discussed earlier: – • includes twelve theoretical constructs (i.e., organizational variables) – • distinguishes between the culture and the climate of an organization – • distinguishes between transformational and transactional dynamics – • specifies the nature and direction of influence of organizational variables – • is based on previous models, empirical studies, and OD practice R'tist @ Tourism
  • 29. • The twelve organizational variables in the B-L Model are – external environment, mission and strategy, leadership, organizational culture, structure, management practices, systems, work unit climate, task requirements and individual skills, motivation, individual needs and values, and individual and organizational performance. • With the representation of the external environment as a variable, it is evident that open systems theory underlies the B-L Model. • The external environment variable is considered to be the input to the system with the individual and organizational performance variable representing the output R'tist @ Tourism
  • 33. 12. Falletta’s Organizational Intelligence Model (2008) • The final model introduced and described here is a relatively newer model, namely the Organizational Intelligence Model, which was developed by Falletta in 2004 and later refined and published in 2008. • This model includes several elements which are similar to the B-L model as well as additional key factors and indices that drive employee engagement and performance. • The Organizational Intelligence Model can serve as a diagnostic framework for OD purposes as well as to facilitate the design and interpretation of most employee and organizational survey efforts. In total, the model includes 11 factors and variables R'tist @ Tourism
  • 35. Thank You…!!! R'tist @ Tourism