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Interventions and Development Strategies for Sustainable Transformation of Upland Agricultural Systems in  West Sumatra, Indonesia   Astia Dendi November 28,  2003
Outline of The Presentation ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Background Food Insecurity Poverty Land Resources Degradation Challenges
Background ,[object Object],Number of people living below poverty line (in million) % 1970 70 60 1996 11 1998 80 40 Source:  Adapted from  Tjiptoherjanto, 1999 Table: Trend of poverty in Indonesia 22
Research Problems ,[object Object],[object Object]
Research Problems ,[object Object],[object Object]
General Objectives ,[object Object],[object Object]
Specific Objectives ,[object Object],[object Object],[object Object]
Analytical Framework (P) Physical characteristics of resource (P) External Framework Conditions: Knowledge& Tech. characteristics of the resource users (K) Institutional characteristics (I) SoEc of the resource users (Ec) Market environments Policy-Inst. environment Physical infrastructure Outputs: Human Behavior & Interactions Agricultural Knowledge & Information  (E) Outcomes Sustainability Performance
Main Steps Households interviews (n=137)  and Key Persons Interviews  Preliminary watersheds surveys Data analysis and presentation: Factor analysis, qualitative methods Case Studies Village s  Survey Formulation of research questions & analytical framework
Selection of the study site and households sample ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Sample Composition 26   households 19   households Agricultural Extension Target Group 49   households 43   households Non Agricultural Extension Target Group Strong Customary Institutions Weak Customary Institutions
Households Sample  by agricultural extension category 45 92 Total 4 19 Muaro Sungai Lolo 9 30 Silayang 14 20 Pintu Padang 18 23 Lubuak Gadang With AE (hh) Without  AE (hh)
Population & household sample Nagari (Village) Population Households Number of households interviewed Lubuak Gadang 1256 304 41 Pintu Padang 1301 327 34 Silayang 3146 672 39 Muaro Sungai Lolo 3952 843 23 Total 9655 2146 137
Data Analysis ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Regional Overview
Study Area :  Sub-district Mapat Tunggul
Natural Landscape Hilly-Mountanious   Elevation: 250-650 m
Rainfall Pattern
Settlement pattern & population Village Muaro Sei.Lolo Village Lubuak Gadang Village  Silayang Village Pintu Padang
Farm households
Road condition in rainy season:  only 4WD Cars can enter and exit Poor road condition to Silayang & Sungai Lolo
Means of Transportation
Resource Governance & Land Tenure The Minangkabau Concept on  Common Property Resource and  Issues
Land Tenure (1) ,[object Object],[object Object],[object Object]
Land Tenure (2) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Land Tenure (3) ,[object Object],[object Object],[object Object],[object Object]
Evolution of the Farming Systems and  Underlying Factors
Swidden rice cultivation system
Trend of yield of the swidden rice in the study area Yield in 1811= 1760 kg ha -1  (Marsden, 1811: 77) Yield in 1884=1100-1760 kg ha -1  (Neumann, 1884)
The Swidden-fallow cycle Old Bush Lands ( Baluka Tuo ) 6-10 yrs of fallow f allow period Young Bush Lands  ( Baluka Mudo ) 4-5 yrs of fallow fallow period Old Forests ( Rimbo ) Swidden fields 1-3 years of cultivation Slash and Burn Bare Land and/or Imperata Grassland  ( Padang Lalang )
Contrasting view of the  baluko tuo  and the  baluka mudo  in the ERW Baluka Tuo Baluka Mudo
Dutch Colonial Era ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Japanese Colonial Era (1942-1945) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Early Independence Era (1945-1965) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
New Order Era (1965-1997) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Early Reform Era (1998 to date) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Recultivation of  bush fallow showing  a rubber-rice intercropping model
Newly Developed Intercropping models  Rubber-Cocoa Gambir-Rubber Rubber-patchouli Oil palm-Rubber
Shifting cultivation   Source: Own field study, 2002   Nagari Total Household Households engaged in shifting cultivation      % of all   Ha/hh Lubuk Gadang  304 50-60 0.75-1.25 Pintu Padang  327 60-70 0.5-1 Silayang  672 60-75 0.75-1.5 Muaro Sungai Lolo 843 50-60 0.75-1.5 All study area  2122 65 0.5-1.5
Tree crops cultivation Source: Own field study, 2002   Nagari House-hold Number Rubber Gambir     % Ha/household % Ha/household Lubuk Gadang  304 90 1.5 0 0 Pintu Padang  327 70 1 0 0 Silayang  672 70 1.5 5 2 Muaro Sungai Lolo 843 60 2 30 2 All study area  2122        
Development of agricultural  cultivations  during 1994-2002 *  ProRLK report, 1994 ** Key persons interviews and own estimate Nagari Total area (ha) Cultivated area (1994)* Cultivated area (2002)**   hectare % hectare % Lubuk Gadang 4250 950 22 1500-1600 35-38 Pintu Padang 2100 600 29 850-950 40-45 Silayang 21000 1720 8 2300-2500 11-12 Muaro Sungai Lolo 58300 5198 9 6300-6500 10-11 Total in study area 85650 8468 9.88 10950-11550 12-14
Significant Factors  Underlying Farming Systems Adjustments   ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Final results of factor analysis Market participation dynamics Labor endowment Effectiveness of CRM Participation in CoLe Customary tenurial dynamics Sustenance of food security 0.67 sawacul -0.68 neworcha 0.68 k-tenur2 0.83 k-tenur3 0.66 busha 0.79 extcat -0.51 alangha 0.67 instcat 0.74 confresco 0.79 hhsize 0.84 activlab 0.50 forestha 0.51 yieldlev2 0.58 oldorcha -0.67 access 0.69 priceset Factor 6 Factor 5 Factor 4 Factor 3 Factor 2 Factor 1 Variable
Factor Analysis ,[object Object],[object Object],[object Object],[object Object]
Factor Analysis ,[object Object],[object Object],[object Object]
Wetland rice production reduces forest pressure in Silayang?
Wetland rice production reduces forest pressure in Sungai Lolo?
Conclusions and Discussion Indebtedness Insufficient Food Low Income Low Yield Low Investment  Resource-base Degradation Poverty and Resource Degradation Trap Figure: A main perspective of poverty and resource degradation linkages
Conclusions and Discussion ,[object Object],[object Object],[object Object],[object Object]
Conclusions and Discussion ,[object Object],[object Object],[object Object],[object Object]
Conclusions and Discussion ,[object Object],[object Object],[object Object]
Future Directions ,[object Object],[object Object],[object Object],[object Object],[object Object]
Future Directions ,[object Object],[object Object],[object Object],[object Object]
Future Directions ,[object Object],[object Object],[object Object],[object Object]
Future Directions ,[object Object],[object Object],[object Object],[object Object]
Thank you very much

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Interventions and Development Strategies for Sustainable Transformation of Upland Agricultural Systems in West Sumatra, Indonesia

  • 1. Interventions and Development Strategies for Sustainable Transformation of Upland Agricultural Systems in West Sumatra, Indonesia Astia Dendi November 28, 2003
  • 2.
  • 3. Background Food Insecurity Poverty Land Resources Degradation Challenges
  • 4.
  • 5.
  • 6.
  • 7.
  • 8.
  • 9. Analytical Framework (P) Physical characteristics of resource (P) External Framework Conditions: Knowledge& Tech. characteristics of the resource users (K) Institutional characteristics (I) SoEc of the resource users (Ec) Market environments Policy-Inst. environment Physical infrastructure Outputs: Human Behavior & Interactions Agricultural Knowledge & Information (E) Outcomes Sustainability Performance
  • 10. Main Steps Households interviews (n=137) and Key Persons Interviews Preliminary watersheds surveys Data analysis and presentation: Factor analysis, qualitative methods Case Studies Village s Survey Formulation of research questions & analytical framework
  • 11.
  • 12. Sample Composition 26 households 19 households Agricultural Extension Target Group 49 households 43 households Non Agricultural Extension Target Group Strong Customary Institutions Weak Customary Institutions
  • 13. Households Sample by agricultural extension category 45 92 Total 4 19 Muaro Sungai Lolo 9 30 Silayang 14 20 Pintu Padang 18 23 Lubuak Gadang With AE (hh) Without AE (hh)
  • 14. Population & household sample Nagari (Village) Population Households Number of households interviewed Lubuak Gadang 1256 304 41 Pintu Padang 1301 327 34 Silayang 3146 672 39 Muaro Sungai Lolo 3952 843 23 Total 9655 2146 137
  • 15.
  • 17. Study Area : Sub-district Mapat Tunggul
  • 18. Natural Landscape Hilly-Mountanious Elevation: 250-650 m
  • 20. Settlement pattern & population Village Muaro Sei.Lolo Village Lubuak Gadang Village Silayang Village Pintu Padang
  • 22. Road condition in rainy season: only 4WD Cars can enter and exit Poor road condition to Silayang & Sungai Lolo
  • 24. Resource Governance & Land Tenure The Minangkabau Concept on Common Property Resource and Issues
  • 25.
  • 26.
  • 27.
  • 28. Evolution of the Farming Systems and Underlying Factors
  • 30. Trend of yield of the swidden rice in the study area Yield in 1811= 1760 kg ha -1 (Marsden, 1811: 77) Yield in 1884=1100-1760 kg ha -1 (Neumann, 1884)
  • 31. The Swidden-fallow cycle Old Bush Lands ( Baluka Tuo ) 6-10 yrs of fallow f allow period Young Bush Lands ( Baluka Mudo ) 4-5 yrs of fallow fallow period Old Forests ( Rimbo ) Swidden fields 1-3 years of cultivation Slash and Burn Bare Land and/or Imperata Grassland ( Padang Lalang )
  • 32. Contrasting view of the baluko tuo and the baluka mudo in the ERW Baluka Tuo Baluka Mudo
  • 33.
  • 34.
  • 35.
  • 36.
  • 37.
  • 38. Recultivation of bush fallow showing a rubber-rice intercropping model
  • 39. Newly Developed Intercropping models Rubber-Cocoa Gambir-Rubber Rubber-patchouli Oil palm-Rubber
  • 40. Shifting cultivation Source: Own field study, 2002   Nagari Total Household Households engaged in shifting cultivation     % of all Ha/hh Lubuk Gadang 304 50-60 0.75-1.25 Pintu Padang 327 60-70 0.5-1 Silayang 672 60-75 0.75-1.5 Muaro Sungai Lolo 843 50-60 0.75-1.5 All study area 2122 65 0.5-1.5
  • 41. Tree crops cultivation Source: Own field study, 2002   Nagari House-hold Number Rubber Gambir     % Ha/household % Ha/household Lubuk Gadang 304 90 1.5 0 0 Pintu Padang 327 70 1 0 0 Silayang 672 70 1.5 5 2 Muaro Sungai Lolo 843 60 2 30 2 All study area 2122        
  • 42. Development of agricultural cultivations during 1994-2002 * ProRLK report, 1994 ** Key persons interviews and own estimate Nagari Total area (ha) Cultivated area (1994)* Cultivated area (2002)**   hectare % hectare % Lubuk Gadang 4250 950 22 1500-1600 35-38 Pintu Padang 2100 600 29 850-950 40-45 Silayang 21000 1720 8 2300-2500 11-12 Muaro Sungai Lolo 58300 5198 9 6300-6500 10-11 Total in study area 85650 8468 9.88 10950-11550 12-14
  • 43.
  • 44. Final results of factor analysis Market participation dynamics Labor endowment Effectiveness of CRM Participation in CoLe Customary tenurial dynamics Sustenance of food security 0.67 sawacul -0.68 neworcha 0.68 k-tenur2 0.83 k-tenur3 0.66 busha 0.79 extcat -0.51 alangha 0.67 instcat 0.74 confresco 0.79 hhsize 0.84 activlab 0.50 forestha 0.51 yieldlev2 0.58 oldorcha -0.67 access 0.69 priceset Factor 6 Factor 5 Factor 4 Factor 3 Factor 2 Factor 1 Variable
  • 45.
  • 46.
  • 47. Wetland rice production reduces forest pressure in Silayang?
  • 48. Wetland rice production reduces forest pressure in Sungai Lolo?
  • 49. Conclusions and Discussion Indebtedness Insufficient Food Low Income Low Yield Low Investment Resource-base Degradation Poverty and Resource Degradation Trap Figure: A main perspective of poverty and resource degradation linkages
  • 50.
  • 51.
  • 52.
  • 53.
  • 54.
  • 55.
  • 56.