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The CCAFS Regional Agricultural
Forecasting Toolbox (CRAFT)
James Hansen, Theme 2 Leader
International Research Institute for Climate and Society
Herramientas para la Adaptación y Mitigación del Cambio Climático
en la Agricultura en Centroamérica
Panamá, 6-8 de Agosto 2013
Date
2
What is CRAFT?
• Software platform to support within-season forecasting of crop
production; secondarily, risk analysis and climate change impacts
• Functions:
• Manage spatial data, crop simulation (currently DSSAT)
• Integrate seasonal forecasts (CPT)
• Spatial aggregation
• Probabilistic analysis
• Post-simulation calibration
• Visualization
• Analyses: risk, forecast,
hindcasts, climate change
• Current version preliminary
3
What is CCAFS?
• Strategic partnership of international agriculture (CGIAR)
and global change (Future Earth) research communities
4
What is CCAFS?
• Strategic partnership of international agriculture (CGIAR)
and global change (Future Earth) research communities
• World’s largest research program addressing the
challenge of climate change and food security
 Mechanism for organizing, funding
climate-related work across CGIAR
 Involves all 15 CGIAR Centers
 $67M per year
5
What is CCAFS?
• Strategic partnership of international agriculture (CGIAR)
and global change (Future Earth) research communities
• World’s largest research program addressing the
challenge of climate change and food security
• 5 target regions across the developing world
6
What is CCAFS?
• Strategic partnership of international agriculture (CGIAR)
and global change (Future Earth) research communities
• World’s largest research program addressing the
challenge of climate change and food security
• 5 target regions across the developing world
• Organized around 4 Themes:
• Adaptation to progressive change
• Adaptation through managing climate risk
• Pro-poor climate change mitigation
• Integration for decision-making
7
Risk
analysis
Inputsupply
management
Farmer
advisories
Food security
early warning,
planning
Trade planning,
strategic imports
Insurance
evaluation,
payout
Insurance
design
Time of year
Uncertainty(e.g.,RMSEP)
seasonal
forecast
planting
marketing
harvest
anthesis
growing season
EVENT
APPLICATION Why CRAFT?
Support adaptation opportunities
8
Why CRAFT?
Meets an unmet need
• Platform to facilitate research, testing and implementation
of crop forecasting methods
• Target researchers and operational institutions in the
developing world
• Accessible: free, open-source (eventually)
• Adaptable: support multiple crop model families
9
Basics of yield forecasting:
Uncertainty
• Consider yields simulated
with monitored weather
thru current date, then
sampled historic weather
• Uncertainty diminishes as
season progresses
• Model error the non-
climatic component
• Relative contribution of
climate, model uncertainty
changes through the
season
forecast
date harvest
season
onset
Time of growing season
1
2
.
.
.
n
T
Weatherdatayear
monitored
weather
historic
weather
0.5
1.0
1.5
2.0
Grainyield,Mg/ha
1May 1Jun 1Jul 1Aug Harvest
Forecast Date
90th
75th
50th
25th
10th
1989 climatology-based Qld.
Australia wheat forecast. Observed,
and forecast percentiles. Hansen et
al., 2004. Agric. For. Meteorol.
127:77-92
Uncertainty
planting anthesis harvest
Time
model uncertainty
climate uncertain
SIMULATION
◄——— PREDICTION ———
Hansen, J.W., Challinor, A., Ines, A.V.M, Wheeler,
T., Moron, V., 2006. Climate Research 33:27-41.
10
Basics of yield forecasting:
Reducing uncertainty
Uncertainty
planting anthesis harvest
Time
model uncertainty
climate uncertainty
Uncertainty
planting anthesis harvest
Time
2b. N-limited
3. Actual
1. Potential
pests, disease,
micronutrients,
toxicities
H, T,
crop
charac-
teristics
water2a. Water-limited
??????
soil N dynamics,
plant N use,
stress response
photosynthesis,
respiration,
phenology
water balance,
transpiration,
stress response
Level of production Processes
nitrogen
after Rabbinge, 1993
• Reduce model error:
• Improve model
• Improve inputs
• Assimilate monitored state
• Greatest benefit late in season
• Reduce climate uncertainty
• Incorporate seasonal forecasts
for remainder of season
• Greatest benefit early in season
Uncertainty
planting anthesis harvest
Time
model uncertainty
climate uncertainty
Uncertainty
planting anthesis harvest
Time
11
Incorporating seasonal forecasts:
Queensland wheat study (2004)
• WSI-type crop model
• PC1 of GCM (ECHAM4.5)
rainfall, persisted SSTs
• Yields by cross-validated
linear regression with
normalizing transformation
• Probabilistic, updated
• Demonstrated yields more
predictable than rainfall
• One of several potential
methods tested 200 0 200 400 km
Correlation
< 0.34 (n.s.)
0.34 - 0.45
0.45 - 0.50
0.50 - 0.55
0.55 - 0.60
0.60 - 0.65
> 0.65
Rain
Yield
Hansen, Pogieter, Tippett, 2004.
Agric. For. Meteorol. 127:77-92
N
200 0 200 400 km
1 July
1 June
1 August
1 May
Correlation
<0.34 (n.s.)
0.34-0.45
0.45-0.55
0.55-0.65
0.65-0.75
0.75-0.85
> 0.85
0.5
1.0
1.5
2.0
Grainyield,Mg/ha
1May 1Jun 1Jul 1Aug Harvest
Forecast Date
0.5
1.0
1.5
2.0
1May 1Jun 1Jul 1Aug Harvest
Forecast Date
1982 Queensland, Australia wheat yield forecast.
climatology only + GCM forecast
Forecast date
Grainyield(Mgha-1)
12
Linking crop simulation models and
seasonal climate forecasts statistically
forecast
date
harvest
model
initialization
fittedstatisticalmodel
yn,1
yn,2
yn,3
.
.
.
yn,n-1
Time of year
1
2
.
.
.
n
}
Weatherdatayear
ˆky
13
Versions:
• Windows 95+
• Linux batch
• Windows batch (for CRAFT)
Incorporating seasonal forecasts:
CPT
Climate Predictability Tool (CPT) is an easy-to-use software
package for making tailored seasonal climate forecasts.
14
Why CPT?
Address problems that arose in RCOFs:
• Slow production made pre-forum workshops expensive
and prohibited monthly updates
• Multiplicity, colinearity, artificial skill, lack of rigorous
evaluation made forecasts questionable
• Little use of GCM predictions
(http://www.wmo.int/pages/prog/wcp/wcasp/clips/outlooks/climate_forecasts.html)
15
What CPT does
• Statistical forecasting
• Statistical downscaling
coarse resolution
fine resolution
statistical model
dynamical model
16
What CPT does
• Statistical forecasting
• Statistical downscaling
• Designed to use gridded data (GCM output and SSTs)
as predictors
• Uses principal components (PCs, or EOFs) as predictors
• Rigorous cross-validation to avoid artificial skill
• Diagnostics and evaluation
• New multi-model support
17
CPT: Principal Components (PCs)
• Explain maximum amounts of variance within data
• Capture important patterns of variability over large areas
• Uncorrelated, which reduces regression parameter errors
• Few PCs need be retained, reducing dangers of “fishing”
• Corrects spatial biases
First PC of Oct-Dec 1950 -1999
sea-surface temperatures
18
CPT: Canonical Correlation Analysis
(CCA)
July (top) and December (bottom)
tropical Pacific sea-surface
temperature anomaly, 1950-1999
December
July
19
CPT: Which method?
Predictor
Predictand
(simulated yield)
Method
Point-wise Point-wise Multiple regression
Spatial pattern Point-wise Principal component regression
Spatial pattern Spatial pattern Canonical correlation analysis
20
CCAFS structure:
Yield forecast work flow
WEATHER
SOIL
CULTIVAR
MANAGEMENT
CROP MODEL
(DSSAT CSM)
SIMULATED YIELDS
STATISTICAL
MODEL
(CPT)
SEASONAL
PREDICTORS
FORECAST YIELDS
AGGREGATION
CALIBRATION
CALIBRATED YIELDS
AGGREGATED YIELDS
OBSERVED YIELDS
3
4
1
2
21
CROP SIMULATOR
IMPORT
PROCESS MANAGER
U
S
E
R
I
N
T
E
R
F
A
C
E
CROP MODEL MANAGER
CCAFS Modules
EXTERNAL ENGINES
INPUT/OUTPUT FILES
CENTRAL
RDBMS
EXPORT
AGGREGATOR
CPT TOOL
SEASONAL FORECAST MANAGER
MS Windows
MS .NET
MySQL DB
CRAFT Architecture
22
Steps: yield forecast run
• Step 1 – Prepare/Review Data Sets
• Step 2 – Create Project & Run
• Step 3 – Link Data Sources
• Step 4 – Enter Crop Management Data
• Step 5 – Setup & Execute Crop Model Run
• Step 6 – View Crop Model Run Results
• Step 7 – Seasonal Forecast Run
• Step 8 – View Forecast Yield Results
23
Home Page
• Main Menu
• Connect
application to
desired database,
and test
• Lists 5 most recent
projects
• Project Name link
will direct the user
to the current state
of the workflow
24
Data Upload
• CCAFS pre-loaded
with default data
(currently South
Asia).
• Users can upload
data: crop mask,
cultivar, fertilizer,
field history, planting,
irrigation mask &
management, soil.
• These data are input
data to DSSAT and
CPT engines during
run.
• Version control of
user-supplied data.
25
Management
Define input levels
– Field, Cultivar,
Planting, Irrigation,
Fertilizer – using
Management menu
from the menu bar.
26
Project
• Search or select
existing project,
or create new
project
• Navigate to data
source form for
active run of
active project
27
Data Sources
• Customize run
by selecting
uploaded or
default data
sources
• Drop-down lists
of previously
uploaded data
• This screen is
not shown if
Default is
selected when
creating Project
and Run.
28
Apply Inputs
• Tabbed details of
available Levels,
and a grid to show
the applied levels
for specified ‘Type
of Data’
• Green = input
applied,
• Pink = input not
applied
• Mandatory fields
must be applied
29
Run Project
• Executes current
active project with
configured data
sources and applied
inputs
• On successful
execution, prompts
to save run results,
view result maps
• 2 steps:
• Crop simulation
• Seasonal forecast
30
Visualization
• Displays user-
selected output
variables and
statistics
• Interactive grid
cell selection
• Display, map
results by grid
cell or polygon
31
User interface summary
SPATIAL
DATA
MANAGEMENT
DATA
PROJECT &
RUN SETUP
RUN
PROJECT
RESULTS
Import
default data
sets – admin
only
Import
gridded user
data sets
Export default
data sets
Export
gridded user
data sets
Define Cultivar
Define Planting
Dates
Define Irrigation
Application
Define Fertilizer
Application
Define Field
History
Create a
project
Search and
Select Project
& Run
Create Run(s)
Identify data
sources
Apply UI based
inputs
Run crop
model
Run
Seasonal
Forecast
module
Run
Calibration
module
Single Project Run
• Select project
• Select outputs to
view
• View/Export
Results
Compare Project
Runs
• Select the two
projects
• Select outputs to
compare
• View/Export
Results
32
Major planned enhancements
• Generalize locations, grid schemes, user inputs
• Crop model interoparability (AgMIP)
• Additional crop models:
• APSIM
• AquaCrop
• ORYZA2000
• SARA-H
• InfoCrop
• …
• Hindcast analysis and validation statistics
• De-trending and post-simulation calibration

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CCAFS Regional Agricultural Forecasting Toolbox (CRAFT)

  • 1. 1 The CCAFS Regional Agricultural Forecasting Toolbox (CRAFT) James Hansen, Theme 2 Leader International Research Institute for Climate and Society Herramientas para la Adaptación y Mitigación del Cambio Climático en la Agricultura en Centroamérica Panamá, 6-8 de Agosto 2013 Date
  • 2. 2 What is CRAFT? • Software platform to support within-season forecasting of crop production; secondarily, risk analysis and climate change impacts • Functions: • Manage spatial data, crop simulation (currently DSSAT) • Integrate seasonal forecasts (CPT) • Spatial aggregation • Probabilistic analysis • Post-simulation calibration • Visualization • Analyses: risk, forecast, hindcasts, climate change • Current version preliminary
  • 3. 3 What is CCAFS? • Strategic partnership of international agriculture (CGIAR) and global change (Future Earth) research communities
  • 4. 4 What is CCAFS? • Strategic partnership of international agriculture (CGIAR) and global change (Future Earth) research communities • World’s largest research program addressing the challenge of climate change and food security  Mechanism for organizing, funding climate-related work across CGIAR  Involves all 15 CGIAR Centers  $67M per year
  • 5. 5 What is CCAFS? • Strategic partnership of international agriculture (CGIAR) and global change (Future Earth) research communities • World’s largest research program addressing the challenge of climate change and food security • 5 target regions across the developing world
  • 6. 6 What is CCAFS? • Strategic partnership of international agriculture (CGIAR) and global change (Future Earth) research communities • World’s largest research program addressing the challenge of climate change and food security • 5 target regions across the developing world • Organized around 4 Themes: • Adaptation to progressive change • Adaptation through managing climate risk • Pro-poor climate change mitigation • Integration for decision-making
  • 7. 7 Risk analysis Inputsupply management Farmer advisories Food security early warning, planning Trade planning, strategic imports Insurance evaluation, payout Insurance design Time of year Uncertainty(e.g.,RMSEP) seasonal forecast planting marketing harvest anthesis growing season EVENT APPLICATION Why CRAFT? Support adaptation opportunities
  • 8. 8 Why CRAFT? Meets an unmet need • Platform to facilitate research, testing and implementation of crop forecasting methods • Target researchers and operational institutions in the developing world • Accessible: free, open-source (eventually) • Adaptable: support multiple crop model families
  • 9. 9 Basics of yield forecasting: Uncertainty • Consider yields simulated with monitored weather thru current date, then sampled historic weather • Uncertainty diminishes as season progresses • Model error the non- climatic component • Relative contribution of climate, model uncertainty changes through the season forecast date harvest season onset Time of growing season 1 2 . . . n T Weatherdatayear monitored weather historic weather 0.5 1.0 1.5 2.0 Grainyield,Mg/ha 1May 1Jun 1Jul 1Aug Harvest Forecast Date 90th 75th 50th 25th 10th 1989 climatology-based Qld. Australia wheat forecast. Observed, and forecast percentiles. Hansen et al., 2004. Agric. For. Meteorol. 127:77-92 Uncertainty planting anthesis harvest Time model uncertainty climate uncertain SIMULATION ◄——— PREDICTION ——— Hansen, J.W., Challinor, A., Ines, A.V.M, Wheeler, T., Moron, V., 2006. Climate Research 33:27-41.
  • 10. 10 Basics of yield forecasting: Reducing uncertainty Uncertainty planting anthesis harvest Time model uncertainty climate uncertainty Uncertainty planting anthesis harvest Time 2b. N-limited 3. Actual 1. Potential pests, disease, micronutrients, toxicities H, T, crop charac- teristics water2a. Water-limited ?????? soil N dynamics, plant N use, stress response photosynthesis, respiration, phenology water balance, transpiration, stress response Level of production Processes nitrogen after Rabbinge, 1993 • Reduce model error: • Improve model • Improve inputs • Assimilate monitored state • Greatest benefit late in season • Reduce climate uncertainty • Incorporate seasonal forecasts for remainder of season • Greatest benefit early in season Uncertainty planting anthesis harvest Time model uncertainty climate uncertainty Uncertainty planting anthesis harvest Time
  • 11. 11 Incorporating seasonal forecasts: Queensland wheat study (2004) • WSI-type crop model • PC1 of GCM (ECHAM4.5) rainfall, persisted SSTs • Yields by cross-validated linear regression with normalizing transformation • Probabilistic, updated • Demonstrated yields more predictable than rainfall • One of several potential methods tested 200 0 200 400 km Correlation < 0.34 (n.s.) 0.34 - 0.45 0.45 - 0.50 0.50 - 0.55 0.55 - 0.60 0.60 - 0.65 > 0.65 Rain Yield Hansen, Pogieter, Tippett, 2004. Agric. For. Meteorol. 127:77-92 N 200 0 200 400 km 1 July 1 June 1 August 1 May Correlation <0.34 (n.s.) 0.34-0.45 0.45-0.55 0.55-0.65 0.65-0.75 0.75-0.85 > 0.85 0.5 1.0 1.5 2.0 Grainyield,Mg/ha 1May 1Jun 1Jul 1Aug Harvest Forecast Date 0.5 1.0 1.5 2.0 1May 1Jun 1Jul 1Aug Harvest Forecast Date 1982 Queensland, Australia wheat yield forecast. climatology only + GCM forecast Forecast date Grainyield(Mgha-1)
  • 12. 12 Linking crop simulation models and seasonal climate forecasts statistically forecast date harvest model initialization fittedstatisticalmodel yn,1 yn,2 yn,3 . . . yn,n-1 Time of year 1 2 . . . n } Weatherdatayear ˆky
  • 13. 13 Versions: • Windows 95+ • Linux batch • Windows batch (for CRAFT) Incorporating seasonal forecasts: CPT Climate Predictability Tool (CPT) is an easy-to-use software package for making tailored seasonal climate forecasts.
  • 14. 14 Why CPT? Address problems that arose in RCOFs: • Slow production made pre-forum workshops expensive and prohibited monthly updates • Multiplicity, colinearity, artificial skill, lack of rigorous evaluation made forecasts questionable • Little use of GCM predictions (http://www.wmo.int/pages/prog/wcp/wcasp/clips/outlooks/climate_forecasts.html)
  • 15. 15 What CPT does • Statistical forecasting • Statistical downscaling coarse resolution fine resolution statistical model dynamical model
  • 16. 16 What CPT does • Statistical forecasting • Statistical downscaling • Designed to use gridded data (GCM output and SSTs) as predictors • Uses principal components (PCs, or EOFs) as predictors • Rigorous cross-validation to avoid artificial skill • Diagnostics and evaluation • New multi-model support
  • 17. 17 CPT: Principal Components (PCs) • Explain maximum amounts of variance within data • Capture important patterns of variability over large areas • Uncorrelated, which reduces regression parameter errors • Few PCs need be retained, reducing dangers of “fishing” • Corrects spatial biases First PC of Oct-Dec 1950 -1999 sea-surface temperatures
  • 18. 18 CPT: Canonical Correlation Analysis (CCA) July (top) and December (bottom) tropical Pacific sea-surface temperature anomaly, 1950-1999 December July
  • 19. 19 CPT: Which method? Predictor Predictand (simulated yield) Method Point-wise Point-wise Multiple regression Spatial pattern Point-wise Principal component regression Spatial pattern Spatial pattern Canonical correlation analysis
  • 20. 20 CCAFS structure: Yield forecast work flow WEATHER SOIL CULTIVAR MANAGEMENT CROP MODEL (DSSAT CSM) SIMULATED YIELDS STATISTICAL MODEL (CPT) SEASONAL PREDICTORS FORECAST YIELDS AGGREGATION CALIBRATION CALIBRATED YIELDS AGGREGATED YIELDS OBSERVED YIELDS 3 4 1 2
  • 21. 21 CROP SIMULATOR IMPORT PROCESS MANAGER U S E R I N T E R F A C E CROP MODEL MANAGER CCAFS Modules EXTERNAL ENGINES INPUT/OUTPUT FILES CENTRAL RDBMS EXPORT AGGREGATOR CPT TOOL SEASONAL FORECAST MANAGER MS Windows MS .NET MySQL DB CRAFT Architecture
  • 22. 22 Steps: yield forecast run • Step 1 – Prepare/Review Data Sets • Step 2 – Create Project & Run • Step 3 – Link Data Sources • Step 4 – Enter Crop Management Data • Step 5 – Setup & Execute Crop Model Run • Step 6 – View Crop Model Run Results • Step 7 – Seasonal Forecast Run • Step 8 – View Forecast Yield Results
  • 23. 23 Home Page • Main Menu • Connect application to desired database, and test • Lists 5 most recent projects • Project Name link will direct the user to the current state of the workflow
  • 24. 24 Data Upload • CCAFS pre-loaded with default data (currently South Asia). • Users can upload data: crop mask, cultivar, fertilizer, field history, planting, irrigation mask & management, soil. • These data are input data to DSSAT and CPT engines during run. • Version control of user-supplied data.
  • 25. 25 Management Define input levels – Field, Cultivar, Planting, Irrigation, Fertilizer – using Management menu from the menu bar.
  • 26. 26 Project • Search or select existing project, or create new project • Navigate to data source form for active run of active project
  • 27. 27 Data Sources • Customize run by selecting uploaded or default data sources • Drop-down lists of previously uploaded data • This screen is not shown if Default is selected when creating Project and Run.
  • 28. 28 Apply Inputs • Tabbed details of available Levels, and a grid to show the applied levels for specified ‘Type of Data’ • Green = input applied, • Pink = input not applied • Mandatory fields must be applied
  • 29. 29 Run Project • Executes current active project with configured data sources and applied inputs • On successful execution, prompts to save run results, view result maps • 2 steps: • Crop simulation • Seasonal forecast
  • 30. 30 Visualization • Displays user- selected output variables and statistics • Interactive grid cell selection • Display, map results by grid cell or polygon
  • 31. 31 User interface summary SPATIAL DATA MANAGEMENT DATA PROJECT & RUN SETUP RUN PROJECT RESULTS Import default data sets – admin only Import gridded user data sets Export default data sets Export gridded user data sets Define Cultivar Define Planting Dates Define Irrigation Application Define Fertilizer Application Define Field History Create a project Search and Select Project & Run Create Run(s) Identify data sources Apply UI based inputs Run crop model Run Seasonal Forecast module Run Calibration module Single Project Run • Select project • Select outputs to view • View/Export Results Compare Project Runs • Select the two projects • Select outputs to compare • View/Export Results
  • 32. 32 Major planned enhancements • Generalize locations, grid schemes, user inputs • Crop model interoparability (AgMIP) • Additional crop models: • APSIM • AquaCrop • ORYZA2000 • SARA-H • InfoCrop • … • Hindcast analysis and validation statistics • De-trending and post-simulation calibration