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Evaluation of the Effectiveness of a Tool
to Support Novice Auditors



                               Christopher Bailey
                               Dr. Elaine Pearson
                              Teesside University

                            c.p.bailey@tees.ac.uk
Practitioner Context
• Computing students need support with accessibility as:

   –   Lack general awareness of accessibility.
   –   Minimal inclusion in UG and/or PG curriculum.
   –   Evaluation is only one element of accessibility.
   –   Projects include developing live websites.
   –   Limited face-to-face student/tutor instruction.
   –   Limited time to dedicate to accessibility.
   –   Limited access to expertise/end users for testing.
   –   Need skills to enhance employability.
Research Context
• Evaluation report (audit) has motivational and educational value
  (Sloan, 2006).

• Manual evaluation is important (WCAG 2.0, UWEM, BW).

• Evaluation support tools aimed at experienced evaluators.

• The expertise level of the evaluator is particularly significant (WCAG
  2.0, Brajnik, 2010; BW, Yesilada et al, 2009).

• Fewer false positives and false negatives, faster, and more
  confident in judgements.

• Comprehension, Knowledge and Effort (Alonso et al, 2010).
Accessibility Evaluation Assistant
•   Educational evaluation support tool for novices

•   Support functions:
     – User Group
     – Site Features
     – Check Categories

•   Structured Walkthrough Method – Translation of expert process
     – Title and Summary of Accessibility Principle (Heuristic)
     – The User Group(s) affected
     – The nature of problem caused and barrier presented
     – A step-by-step checking procedure (manual and/or tool support
     – Guidance for verification (interpreting results of tool)
     – An example video tutorial
How Effective is AEA?
•   Initial trial showed promising validity and reliability (Bailey &
    Pearson, 2011)

•   Compare relative effectiveness to WCAG 2.0

•   Reliability (reach same decision)

•   Validity
     – Correctness (in matching experienced evaluator)
     – Sensitivity (identifying true barriers)

•   Usefulness

•   Usability

•   Efficiency
Trial Methodology
•   38 Undergraduate Computing Students, 12 week elective
    Accessibility and Adaptive Technology Module.

•   Conducted within constraints of curriculum as an assessment

•   4 Tasks:
     – 2 Evaluation Exercises: Sunsail and Harley Davidson Home
       Pages
     – 2 Reflective Pieces: Personas/User Group, Experience of
       Evaluation (Compare Methods, Describe Problems).

•   Evaluate 15 AEA Heuristics, equivalent 17 WCAG 2.0 Success
    Criteria, relevant to both webpages.

•   Check criteria is Met, Not Met or Partly Met and explain/justify their
    decision.
Results: Reliability
                      Week 1                                    Week 2
Grp.
              Method/Website           Rel.         Method/Website                 Rel.
1         AEA - Harley Davidson        73%      WCAG 2.0 - Sunsail                 63%
2         WCAG 2.0 –
                                       67%      AEA - Sunsail                      78%
          Harley Davidson
3                                               WCAG 2.0 –
          AEA - Sunsail                71%                                         59%
                                                Harley Davidson
4         WCAG 2.0 - Sunsail           70%      AEA - Harley Davidson              63%




                          Week 1                Week 2                   Overall
     Method                  WCAG                    WCAG                     WCAG
                  AEA                     AEA                      AEA
                              2.0                     2.0                      2.0
    Reliability   72%          68.5%     70.5%        61%         71.25%      64.75%
Results: Validity (Correctness)
                         Week 1                                Week 2
Grp.
               Method/Website       Validity         Method/Website              Validity
1        AEA - Harley Davidson       73%       WCAG 2.0 - Sunsail                  49%
2        WCAG 2.0 –                  59%       AEA - Sunsail                       73%
         Harley Davidson
3        AEA - Sunsail               66%       WCAG 2.0 –                          49%
                                               Harley Davidson
4        WCAG 2.0 - Sunsail          50%       AEA - Harley Davidson               62%




                       Week 1               Week 2                     Overall
    Method                  WCAG                 WCAG                       WCAG
                 AEA                  AEA                      AEA
                             2.0                  2.0                        2.0
    Validity     69.5%      54.5%    67.5%        49%          68.5%        51.75%
Results: Validity (Sensitivity - AEA)
       Sunsail Home Page               Harley Davidson Home Page
   Heuristic Failure   Detection       Heuristic Failure     Detection
Images of Text             72%     Images of Text              88%
Text Size                  89%     Colour Contrast             59%
Keyboard Navigation        94%     Text Size                   88%
Skip Navigation            89%     Keyboard Navigation         76%
Image Text                         Skip Navigation             94%
                           94%
Alternatives                       Image Text Alternatives     82%
Headings                   83%     Headings                    76%
Form Labels                39%     Form Labels                 76%
Valid (X)HTML Code         94%     Identify Language of        76%
Site Map                   100%    Page
Average                    85%     Valid (X)HTML Code         100%
                                   Search Function             94%
                                   Average                     83%
Results: Validity (Sensitivity)
• Overall Comparison

      Sunsail Home Page         Harley Davidson Home Page
  Method         Average         Method        Average
              Detection Rate                Detection Rate
AEA                85%         AEA               83%
WCAG 2.0           80%         WCAG 2.0          74%
Qualitative Feeback (AEA)
• Usable, Useful, Efficient?

           Positive                     Negative
 Easy/Simple to Use/Concise   Check explanation too brief
 Easy to Understand/Clear     Poor UI Usability/Videos too
 Terminology                  small
 Explanation Guides User      Checks Require Individual
                              Judgement
 Categorisation/Grouping of   Hard to Judge Met/Not Met
 Checks
 Speed of Check Process       No Advice on Solving
                              Problems
 Helpful Videos               Bugs and Errors
Qualitative Feeback (WCAG)
• Usable, Useful, Efficient?
           Positive                   Negative
  Detailed Explanations      Confusing/Difficult to
                             Understand
  Linked to Regulation and   Complex/Hard to Use
  Industry
  Real Examples in           More
  Documentation              Knowledge/Experience
                             Required
  Fewer Individual           Hard to Judge Relevance
  Judgements Required        of Check
  Easy to Navigate           No Explanation for
  Documentation              Performing Check
Findings and Implications
•   Use of AEA leads to higher levels of reliability and correctness, and
    novices are able to identify true barriers.

•   Subjective judgements influence results (evaluator effect).

•   We can provide a method, but we still can’t control:
    – Thoroughness
    – Effort
    – Competence

•   Novices can relate heuristics to WCAG 2.0 Success Criteria

•   Structured approach makes it easier to apply, repeat and learn.

•   Complement existing methods for use in industry.
Future Work
•   Enhance Structured Walkthrough approach to further limit errors:
     – Remove ambiguities to reduce misinterpretation
     – Enhance guidance for decision making
     – Develop a simple metric for determining severity

•   Redevelop AEA to increase flexibility of delivery

•   Trial in another institution

•   Add functionality to formally support WCAG 2.0 evaluation

•   Longitudinal studies:
     – Further demonstrate effectiveness of AEA
     – Barriers which novices consistently identify/miss
     – Identify best strategies to teach novices (evaluation, simulation,
       demonstration, personas)
Student Experience
• “….using the AEA are that you are told precisely
  what you are checking clearly and concisely, making
  the process faster and simpler. With WCAG 2.0 the
  sentences are extremely long…. I had to repeatedly
  read the check.”


• “The AEA is very easy to understand, follow and
  implement the checks. The step-by-step instructions
  are not only helpful, but informative and made my
  understand why I should be performing the check”.
Student Experience
• “The advantages of the AEA tool are speed, simplicity
  and ease-of-use. Using the AEA definitely felt more
  effective as it follows the WCAG 2.0 guideline but
  streamlines the majority of checks allowing you bypass
  the technical jargon and bureaucracy in WCAG.”


• “I found the AEA tool significantly easier and more
  intuitive that the WCAG 2.0 approach….it guides the
  tester to a relevant section, explains what to look for in
  an easy to understand manner as well as explaining the
  purpose of the test.”
Evaluation of the Effectiveness of a Tool
to Support Novice Auditors

http://arc.tees.ac.uk/aea

                               Christopher Bailey
                               Dr. Elaine Pearson
                              Teesside University

                            c.p.bailey@tees.ac.uk

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Effectiveness of Tool for Novice Auditors

  • 1. Evaluation of the Effectiveness of a Tool to Support Novice Auditors Christopher Bailey Dr. Elaine Pearson Teesside University c.p.bailey@tees.ac.uk
  • 2. Practitioner Context • Computing students need support with accessibility as: – Lack general awareness of accessibility. – Minimal inclusion in UG and/or PG curriculum. – Evaluation is only one element of accessibility. – Projects include developing live websites. – Limited face-to-face student/tutor instruction. – Limited time to dedicate to accessibility. – Limited access to expertise/end users for testing. – Need skills to enhance employability.
  • 3. Research Context • Evaluation report (audit) has motivational and educational value (Sloan, 2006). • Manual evaluation is important (WCAG 2.0, UWEM, BW). • Evaluation support tools aimed at experienced evaluators. • The expertise level of the evaluator is particularly significant (WCAG 2.0, Brajnik, 2010; BW, Yesilada et al, 2009). • Fewer false positives and false negatives, faster, and more confident in judgements. • Comprehension, Knowledge and Effort (Alonso et al, 2010).
  • 4. Accessibility Evaluation Assistant • Educational evaluation support tool for novices • Support functions: – User Group – Site Features – Check Categories • Structured Walkthrough Method – Translation of expert process – Title and Summary of Accessibility Principle (Heuristic) – The User Group(s) affected – The nature of problem caused and barrier presented – A step-by-step checking procedure (manual and/or tool support – Guidance for verification (interpreting results of tool) – An example video tutorial
  • 5. How Effective is AEA? • Initial trial showed promising validity and reliability (Bailey & Pearson, 2011) • Compare relative effectiveness to WCAG 2.0 • Reliability (reach same decision) • Validity – Correctness (in matching experienced evaluator) – Sensitivity (identifying true barriers) • Usefulness • Usability • Efficiency
  • 6. Trial Methodology • 38 Undergraduate Computing Students, 12 week elective Accessibility and Adaptive Technology Module. • Conducted within constraints of curriculum as an assessment • 4 Tasks: – 2 Evaluation Exercises: Sunsail and Harley Davidson Home Pages – 2 Reflective Pieces: Personas/User Group, Experience of Evaluation (Compare Methods, Describe Problems). • Evaluate 15 AEA Heuristics, equivalent 17 WCAG 2.0 Success Criteria, relevant to both webpages. • Check criteria is Met, Not Met or Partly Met and explain/justify their decision.
  • 7. Results: Reliability Week 1 Week 2 Grp. Method/Website Rel. Method/Website Rel. 1 AEA - Harley Davidson 73% WCAG 2.0 - Sunsail 63% 2 WCAG 2.0 – 67% AEA - Sunsail 78% Harley Davidson 3 WCAG 2.0 – AEA - Sunsail 71% 59% Harley Davidson 4 WCAG 2.0 - Sunsail 70% AEA - Harley Davidson 63% Week 1 Week 2 Overall Method WCAG WCAG WCAG AEA AEA AEA 2.0 2.0 2.0 Reliability 72% 68.5% 70.5% 61% 71.25% 64.75%
  • 8. Results: Validity (Correctness) Week 1 Week 2 Grp. Method/Website Validity Method/Website Validity 1 AEA - Harley Davidson 73% WCAG 2.0 - Sunsail 49% 2 WCAG 2.0 – 59% AEA - Sunsail 73% Harley Davidson 3 AEA - Sunsail 66% WCAG 2.0 – 49% Harley Davidson 4 WCAG 2.0 - Sunsail 50% AEA - Harley Davidson 62% Week 1 Week 2 Overall Method WCAG WCAG WCAG AEA AEA AEA 2.0 2.0 2.0 Validity 69.5% 54.5% 67.5% 49% 68.5% 51.75%
  • 9. Results: Validity (Sensitivity - AEA) Sunsail Home Page Harley Davidson Home Page Heuristic Failure Detection Heuristic Failure Detection Images of Text 72% Images of Text 88% Text Size 89% Colour Contrast 59% Keyboard Navigation 94% Text Size 88% Skip Navigation 89% Keyboard Navigation 76% Image Text Skip Navigation 94% 94% Alternatives Image Text Alternatives 82% Headings 83% Headings 76% Form Labels 39% Form Labels 76% Valid (X)HTML Code 94% Identify Language of 76% Site Map 100% Page Average 85% Valid (X)HTML Code 100% Search Function 94% Average 83%
  • 10. Results: Validity (Sensitivity) • Overall Comparison Sunsail Home Page Harley Davidson Home Page Method Average Method Average Detection Rate Detection Rate AEA 85% AEA 83% WCAG 2.0 80% WCAG 2.0 74%
  • 11. Qualitative Feeback (AEA) • Usable, Useful, Efficient? Positive Negative Easy/Simple to Use/Concise Check explanation too brief Easy to Understand/Clear Poor UI Usability/Videos too Terminology small Explanation Guides User Checks Require Individual Judgement Categorisation/Grouping of Hard to Judge Met/Not Met Checks Speed of Check Process No Advice on Solving Problems Helpful Videos Bugs and Errors
  • 12. Qualitative Feeback (WCAG) • Usable, Useful, Efficient? Positive Negative Detailed Explanations Confusing/Difficult to Understand Linked to Regulation and Complex/Hard to Use Industry Real Examples in More Documentation Knowledge/Experience Required Fewer Individual Hard to Judge Relevance Judgements Required of Check Easy to Navigate No Explanation for Documentation Performing Check
  • 13. Findings and Implications • Use of AEA leads to higher levels of reliability and correctness, and novices are able to identify true barriers. • Subjective judgements influence results (evaluator effect). • We can provide a method, but we still can’t control: – Thoroughness – Effort – Competence • Novices can relate heuristics to WCAG 2.0 Success Criteria • Structured approach makes it easier to apply, repeat and learn. • Complement existing methods for use in industry.
  • 14. Future Work • Enhance Structured Walkthrough approach to further limit errors: – Remove ambiguities to reduce misinterpretation – Enhance guidance for decision making – Develop a simple metric for determining severity • Redevelop AEA to increase flexibility of delivery • Trial in another institution • Add functionality to formally support WCAG 2.0 evaluation • Longitudinal studies: – Further demonstrate effectiveness of AEA – Barriers which novices consistently identify/miss – Identify best strategies to teach novices (evaluation, simulation, demonstration, personas)
  • 15. Student Experience • “….using the AEA are that you are told precisely what you are checking clearly and concisely, making the process faster and simpler. With WCAG 2.0 the sentences are extremely long…. I had to repeatedly read the check.” • “The AEA is very easy to understand, follow and implement the checks. The step-by-step instructions are not only helpful, but informative and made my understand why I should be performing the check”.
  • 16. Student Experience • “The advantages of the AEA tool are speed, simplicity and ease-of-use. Using the AEA definitely felt more effective as it follows the WCAG 2.0 guideline but streamlines the majority of checks allowing you bypass the technical jargon and bureaucracy in WCAG.” • “I found the AEA tool significantly easier and more intuitive that the WCAG 2.0 approach….it guides the tester to a relevant section, explains what to look for in an easy to understand manner as well as explaining the purpose of the test.”
  • 17. Evaluation of the Effectiveness of a Tool to Support Novice Auditors http://arc.tees.ac.uk/aea Christopher Bailey Dr. Elaine Pearson Teesside University c.p.bailey@tees.ac.uk