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Innovative Libraries:
Tales from the Stacks
Jill Hurst-Wahl          Christina K. Pikas
Hurst Associates, Ltd.   The Johns Hopkins Univ.
                         Applied Physics Laboratory



www.hurstassociates.com/ppt/cil2007_d203.ppt
Agenda
Why is This Study Important?
Research Methods
What Our Participants Told Us
Conclusions
Advice From Participants
Q&A
Background
2006: Failing to Innovate: Not an Option
– Need to innovative to remain relevant
– Could be driven by community needs
– Formal processes exist, but…
2007: Pikas & Hurst-Wahl
– What could be learned from library leaders?
– Are there useful tales from the stacks?
What is Innovation?
   The creation of a new process or
   product resulting from study and
          experimentation.

   The successful implementation of
creativity. It combines free thinking and
  brainstorming with careful planning,
  execution, and evaluation of results.
Why is this study
Important?
The need for real-world analysis on library
mgmt. support for innovation
– Pressure from all sides to innovate
– Seemingly insurmountable barriers
The desire to know how successful library
managers understand
– The role of staff, structure and funding in library
  innovation
– The role of the “user” in innovation
Methods
Why Qualitative Research?
We wanted to know best practices
Lack of data to compile useful survey
We wanted in-depth information
Make the invisible, visible: librarians
frequently don't take credit and brag
about themselves!
Methods
Purposeful sample
Semi-structured interview, flexible
Most by phone, one on-site
Not recorded
Coded & analyzed by C & J
Limitations
Time! (Work, school, CIL)
Types of organizations
Note-taking vs. taped interviews
Analysis is a work in progress
Limited member checks
Managers From…
One special library, 26 FTE employees
Two academic libraries
– 29,957 students
– 3,000 FTE students, two campus
Two school library systems
– 1 district, 67 schools, 52.8K students
– 22 districts, 63 school libraries, 26K student
Three public libraries
– Inner-city central public library
– Mid-size public library with 56 FTE
– County library system, 250 FTE
Manager Personality
  All were amazing, enthusiastic, and
  smart people. Other traits:
   – Persistent in dealing with “non-goal
     oriented, non-team oriented, non-leadership
     people” (ckp-3)
   – Able to see the “big picture” or view the
     “box” from a different angle

What would best serve the organization? (ckp-3)
Manager Personality
 – Proud of staff, system, accomplishments
 – Willing to ask for permission as well as ask
   for forgiveness
 – Model (the verb) behavior
Lucky?
 Supportive bosses
Technology advanced leadership – supportive
    of getting new tools, even ones that are
                expensive (jhw-3)
   Leadership is open to anything (jhw-1)
 Wonderful staff
  I'm lucky I have an incredible staff (ckp-4)
 Pre-existing innovative culture
 Healthy budgets
Some create their own “luck”

Hire amazing people
Work with people who are willing to try
new things
Work around uncooperative people
It's all out there but let more interested people
 find things - they become very positive voices -
         focusing on early adopters (ckp-4)
Money: Plenty vs. Lack
 While some were well funded, others
 found the motivation to be innovative
 out of their limited funding.

“expensive is not equal to innovative!” (ckp-2)
Formal vs. Informal
Our participants reported using both
formal and informal brainstorming,
submission/approval, planning, and
evaluation processes

 “Explore, read reviews, pilot back off or
              expand” (jhw-3)
Formal Processes
Item on staff evaluations
– An innovation goal / Expectation to serve…
Written into the strategic plan
Recognition for innovative ideas
Formal Submission & Approval Processes
– But...delegated to the lowest level possible
Task forces to identify needs, innovations
(jhw-2)
Informal Processes:
Freedom to Play
Innovative library managers do not
micromanage their staff. Instead, they
allow them time and resources to play.
Informal Processes:
 Freedom to Play
“They try things that they don't know how to do or
  that are outside of their experience. Put people
   in that position and it feeds on itself.. increases
                  confidence” (ckp-1)

“One branch tried it and now others have picked it
    up...they all have permission to try” (ckp-2)

 “Experiment, show it to everyone else, then get
     permission to put it in production” (jhw-1)
Informal Processes:
Innovative Approaches
Innovative library managers look
for ideas everywhere
                   − other departments
– business books
                   − non-LIS conferences
– customers
And for everything
– Shelving
– Checking out books
– Organizing workflow, work spaces
Informal Processes:
 Living the Innovative Life
“We live it – so things don't seem innovative to us”
                        (jhw-3)

       “Tech people see themselves as being
     innovative. Librarians see it as doing their
       jobs. Constantly evaluating. Matching
          programs with population” (ckp-4)
Entrepreneurial Role
Several mentioned the library as the
organization that came up with the
ideas, did pilot projects, and then
transitioned the functioning program to
another department, complete with
best practices.
“[we] are small business incubator. [funding
agency] is the venture capitalist.” (ckp-4)
Entrepreneurial Role
The library
 – has the enterprise view
 – has access to ideas/vision
 – can do research
 – is the home of innovation
There are No Failures
  We asked each manager about things
  they'd tried that failed. Overwhelmingly,
  the managers stated that there were no
  failures.
   – Some innovations were too early
   – Some had unexpected consequences
   – Some did not have customer/partner buy-in
“they were things to bring more attention to what
   we had, not what we needed to do” (ckp-1)
There are No Failures
 They learned, identified what didn't
 work, tried a new approach, got more
 buy-in/feedback the next time...

“Don't worry about mistakes...know that things
               will break” (jhw-1)
Staff & Structure
 Need to do more with fewer FTE
 – One reported 30% less in last 4 years
 – Flat staff vs. growing user base
 Limited hierarchical structure
 Aging staff that needs to work smarter
 Want staff to be self-motivated
   “Innovation used to mean hiring more
  staff. Now innovation means doing more
          with less money.” (jhw-2)
Mentoring
 Our participants hire creative,
 enthusiastic staff, and have them
 manage projects. The manager offers
 coaching and mentoring in project
 management.

“Everyone has something that they can feel
  passionate about, my job is to coach them
  in how to do something and then they take
          it to the next level” (ckp-3)
Conclusions
Non-innovative   Innovative
Motivation
 – Funding
 – Staff size
Conclusions
Atmosphere
 – Everyone looking for new ideas
 – Low risk experimentation and play
 – "Committee of the whole" to bounce ideas
   off of (jhw-1)
Training
 – Ways to think about innovation
 – Planning/project management
Advice: Leadership
Be committed
Embrace technology or promote those
who can
Be open to successes & failures
Have a plan / long-range plan
Have courage
Make a financial commitment
Hire a consultant
Advice: Training
Attend workshops & conferences
(leadership & staff)
Teach techniques that help with
innovation
Read & share what you read
Reward staff for participating in training
Advice: Focus
Focus on your users & their needs
Make yourself available to your users
 – Implement their good ideas
Who Inspires Them?
Americans for Libraries         Public Library Association
Council (ALC)                   (PLA)
Cornell University              Public Library of Charlotte
                                Mecklenburg County
Liverpool (NY) Public Library
                                Richmond (B.C.) Public
MIT
                                Library – Ironwood Branch
Middle Country Public
                                Smaller college libraries
Library- Centereach
                                South Jersey Regional Library
Mukilteo (WA) School District
                                Cooperative
NY Library Association
                                Topeka and Shawnee County
Orange County (FL) Library
                                Public Library
System
                                Western Benchmarking
                                Consortium
Final Advice
    “You have to feel excitement
     and passion and have fun
   and laugh and make mistakes
      and feel it and these are
     hard things to do.” (ckp-1)
Contact Information
Jill Hurst-Wahl
Hurst Associates, Ltd.
hurst@HurstAssociates.com

Christina K. Pikas
The Johns Hopkins University
Applied Physics Laboratory
christina.pikas@jhuapl.edu

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Innovative Libraries: Tales from the Stacks

  • 1. Innovative Libraries: Tales from the Stacks Jill Hurst-Wahl Christina K. Pikas Hurst Associates, Ltd. The Johns Hopkins Univ. Applied Physics Laboratory www.hurstassociates.com/ppt/cil2007_d203.ppt
  • 2. Agenda Why is This Study Important? Research Methods What Our Participants Told Us Conclusions Advice From Participants Q&A
  • 3. Background 2006: Failing to Innovate: Not an Option – Need to innovative to remain relevant – Could be driven by community needs – Formal processes exist, but… 2007: Pikas & Hurst-Wahl – What could be learned from library leaders? – Are there useful tales from the stacks?
  • 4. What is Innovation? The creation of a new process or product resulting from study and experimentation. The successful implementation of creativity. It combines free thinking and brainstorming with careful planning, execution, and evaluation of results.
  • 5. Why is this study Important? The need for real-world analysis on library mgmt. support for innovation – Pressure from all sides to innovate – Seemingly insurmountable barriers The desire to know how successful library managers understand – The role of staff, structure and funding in library innovation – The role of the “user” in innovation
  • 6. Methods Why Qualitative Research? We wanted to know best practices Lack of data to compile useful survey We wanted in-depth information Make the invisible, visible: librarians frequently don't take credit and brag about themselves!
  • 7. Methods Purposeful sample Semi-structured interview, flexible Most by phone, one on-site Not recorded Coded & analyzed by C & J
  • 8. Limitations Time! (Work, school, CIL) Types of organizations Note-taking vs. taped interviews Analysis is a work in progress Limited member checks
  • 9. Managers From… One special library, 26 FTE employees Two academic libraries – 29,957 students – 3,000 FTE students, two campus Two school library systems – 1 district, 67 schools, 52.8K students – 22 districts, 63 school libraries, 26K student Three public libraries – Inner-city central public library – Mid-size public library with 56 FTE – County library system, 250 FTE
  • 10. Manager Personality All were amazing, enthusiastic, and smart people. Other traits: – Persistent in dealing with “non-goal oriented, non-team oriented, non-leadership people” (ckp-3) – Able to see the “big picture” or view the “box” from a different angle What would best serve the organization? (ckp-3)
  • 11. Manager Personality – Proud of staff, system, accomplishments – Willing to ask for permission as well as ask for forgiveness – Model (the verb) behavior
  • 12. Lucky? Supportive bosses Technology advanced leadership – supportive of getting new tools, even ones that are expensive (jhw-3) Leadership is open to anything (jhw-1) Wonderful staff I'm lucky I have an incredible staff (ckp-4) Pre-existing innovative culture Healthy budgets
  • 13. Some create their own “luck” Hire amazing people Work with people who are willing to try new things Work around uncooperative people It's all out there but let more interested people find things - they become very positive voices - focusing on early adopters (ckp-4)
  • 14. Money: Plenty vs. Lack While some were well funded, others found the motivation to be innovative out of their limited funding. “expensive is not equal to innovative!” (ckp-2)
  • 15. Formal vs. Informal Our participants reported using both formal and informal brainstorming, submission/approval, planning, and evaluation processes “Explore, read reviews, pilot back off or expand” (jhw-3)
  • 16. Formal Processes Item on staff evaluations – An innovation goal / Expectation to serve… Written into the strategic plan Recognition for innovative ideas Formal Submission & Approval Processes – But...delegated to the lowest level possible Task forces to identify needs, innovations (jhw-2)
  • 17. Informal Processes: Freedom to Play Innovative library managers do not micromanage their staff. Instead, they allow them time and resources to play.
  • 18. Informal Processes: Freedom to Play “They try things that they don't know how to do or that are outside of their experience. Put people in that position and it feeds on itself.. increases confidence” (ckp-1) “One branch tried it and now others have picked it up...they all have permission to try” (ckp-2) “Experiment, show it to everyone else, then get permission to put it in production” (jhw-1)
  • 19. Informal Processes: Innovative Approaches Innovative library managers look for ideas everywhere − other departments – business books − non-LIS conferences – customers And for everything – Shelving – Checking out books – Organizing workflow, work spaces
  • 20. Informal Processes: Living the Innovative Life “We live it – so things don't seem innovative to us” (jhw-3) “Tech people see themselves as being innovative. Librarians see it as doing their jobs. Constantly evaluating. Matching programs with population” (ckp-4)
  • 21. Entrepreneurial Role Several mentioned the library as the organization that came up with the ideas, did pilot projects, and then transitioned the functioning program to another department, complete with best practices. “[we] are small business incubator. [funding agency] is the venture capitalist.” (ckp-4)
  • 22. Entrepreneurial Role The library – has the enterprise view – has access to ideas/vision – can do research – is the home of innovation
  • 23. There are No Failures We asked each manager about things they'd tried that failed. Overwhelmingly, the managers stated that there were no failures. – Some innovations were too early – Some had unexpected consequences – Some did not have customer/partner buy-in “they were things to bring more attention to what we had, not what we needed to do” (ckp-1)
  • 24. There are No Failures They learned, identified what didn't work, tried a new approach, got more buy-in/feedback the next time... “Don't worry about mistakes...know that things will break” (jhw-1)
  • 25. Staff & Structure Need to do more with fewer FTE – One reported 30% less in last 4 years – Flat staff vs. growing user base Limited hierarchical structure Aging staff that needs to work smarter Want staff to be self-motivated “Innovation used to mean hiring more staff. Now innovation means doing more with less money.” (jhw-2)
  • 26. Mentoring Our participants hire creative, enthusiastic staff, and have them manage projects. The manager offers coaching and mentoring in project management. “Everyone has something that they can feel passionate about, my job is to coach them in how to do something and then they take it to the next level” (ckp-3)
  • 27. Conclusions Non-innovative Innovative Motivation – Funding – Staff size
  • 28. Conclusions Atmosphere – Everyone looking for new ideas – Low risk experimentation and play – "Committee of the whole" to bounce ideas off of (jhw-1) Training – Ways to think about innovation – Planning/project management
  • 29. Advice: Leadership Be committed Embrace technology or promote those who can Be open to successes & failures Have a plan / long-range plan Have courage Make a financial commitment Hire a consultant
  • 30. Advice: Training Attend workshops & conferences (leadership & staff) Teach techniques that help with innovation Read & share what you read Reward staff for participating in training
  • 31. Advice: Focus Focus on your users & their needs Make yourself available to your users – Implement their good ideas
  • 32. Who Inspires Them? Americans for Libraries Public Library Association Council (ALC) (PLA) Cornell University Public Library of Charlotte Mecklenburg County Liverpool (NY) Public Library Richmond (B.C.) Public MIT Library – Ironwood Branch Middle Country Public Smaller college libraries Library- Centereach South Jersey Regional Library Mukilteo (WA) School District Cooperative NY Library Association Topeka and Shawnee County Orange County (FL) Library Public Library System Western Benchmarking Consortium
  • 33. Final Advice “You have to feel excitement and passion and have fun and laugh and make mistakes and feel it and these are hard things to do.” (ckp-1)
  • 34. Contact Information Jill Hurst-Wahl Hurst Associates, Ltd. hurst@HurstAssociates.com Christina K. Pikas The Johns Hopkins University Applied Physics Laboratory christina.pikas@jhuapl.edu