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Historical Methodology
Value of Historical Research


It throws light on present and future trends.



It enables understanding of and solutions to
contemporary problems to be sought in the past.



It can illuminate the effects of key interactions within a
culture or sub-culture.



It allows for the revaluation of data in relation to
selected hypotheses, theories and generalizations that
are presently held about the past and the present.
Steps in a Historical-Comparative
Research Project
 1.

Conceptualization of an idea, topic, or
research question
 2. Locate evidence and do background
literature review
 3. Evaluate evidence
 4. Organize evidence
 5. Synthesize evidence and develop general
explanatory model
 6. Develop a narrative exposition of the
findings
Data Sources
 Primary




Sources:

first-hand or eyewitness observations of
phenomenon
Source material closest to the
person/information/period/idea being studied

 Secondary




Sources:

second-hand observation, i.e. the author collected
the data from eyewitnesses
Document relating to information presented
elsewhere
Oral History







Oral history interviewing is valuable for history,
anthropology, and folklore.
Collects information about the past from observers
and participants in that past.
Gathers data not available in written records about
events, people, decisions, and processes.
Can show how individual values and actions shaped
the past, and how the past shapes present-day
values and actions.
Methodological problem:


Oral history interviews are grounded in memory, and
memory is a subjective instrument for recording the past,
always shaped by the present moment and the individual
psyche.
Source criticism…..
core principles
A

primary source is more reliable than a
secondary source
 The closer a source is to the event which it
purports to describe, the more one can trust it
to give an accurate description of what really
happened.
 A source may be forged or corrupted; strong
indications of the originality of the source
increases its reliability
 If

a number of independent sources contain
the same message the credibility of the
message is strongly increased.
 Since the tendency of a source is to provide
some kind of a bias tendencies need to be
minimized or supplemented with opposite
motivation.
 If it can be demonstrated that witness /source
has no direct interest in creating bias its
credibility increases
Evaluating Sources

 External


Appraises the authenticity and authorship of the
data source

 Internal


Criticism:

Criticism:

Appraises the meaning and intent of the data
source
External Criticism
 Six
1.

2.
3.
4.

5.

6.

inquiries
When was the source
written/unwritten/produced?[date]
Where was it produced?[localization]
By whom was it produced?[authorship]
From what preexisting material was it
produced?[analysis]
In what original form was it produced?
[integrity]
What is the evidential value of its contents?
[credibility]
Synthesis: historical reasoning
1.

2.

Once individual pieces of information have
been assessed in context, hypotheses can
be formed and established by historical
reasoning.
It includes assembling a body of historical
data and its presentation in terms of
objective truth and significance.
Hallmarks of Critical History
1.

2.

3.

Method…correct technique to find and
criticise data and arrangement and
presentation of data according to an
effective plan
Candor..does not conceal or gloss over
matters.
Accuracy/truth…meticulous correctness of
statement.
4

Thoroughness…use of all important
sources which have a bearing on the subject
and treatment of all significant phases of the
subject.
 5 Verifiability….a work of history must be
fortified by indication of sources which will
enable the reader to check for accuracy and
reliability
Types Of Historical Research
 A.




Historical Events Research

examines particular events or processes that
occurred over short spans of time
Methodological problems



Meanings may have changed
Information may not be complete
Types (cont.)
 B.




Historical Process Research

focus on how and why a series of events unfolded
over some period of time
Methodological problems:







May place too much emphasis on the actions and
decisions of particular actors
Not always clear which example represents general
pattern
definitions may change over time
relies on long-term records and archives
Types (cont.)
 C.




Cross-Sectional Comparative Research

comparing two or more social settings or groups
(usually countries) at one particular point in time
Methodological problems:


comparability of measures across countries
Types (cont.)
 D.

Comparative Historical Research

combines historical process research
and cross-sectional comparative research
 To understand causal processes at work within
particular groups and to identify general historical
patterns across groups
 Methodological problems:







history has not been recorded accurately or reliably
difficult to know how to deal with exceptions
difficult to conclude that one factor (and not others) is
what causes some outcome
groups being compared may not be independent
(Galton’s Problem)
Equivalence in Historical
Research
 How

can we make comparisons across
diverse contexts (both in time and
geography)?
 Lexicon equivalence
 Contextual equivalence
 Conceptual equivalence
 Measurement equivalence
Weaknesses of Historical Method
 1.

Bias in interpreting historical sources.
 2. Interpreting sources is very time
consuming.
 3. Sources of historical materials may be
problematic
 4. Lack of control over external variables
Strengths of Historical Method
 1.

The historical method is unobtrusive
 2. The historical method is well suited for
trend analysis.
 3. There is no possibility of researchersubject interaction.
Interesting Internet Sites on
Historical Research












Multimedia History Tutorials at U. of Calgary
http://www.ucalgary.ca/applied_history/tutor/
Where To Do Historical Research (Links)
http://www.wheretodoresearch.com/History.htm
History On-Line
http://www.ihrinfo.ac.uk/search/welcome.html
University of Washington History Site
http://www.lib.washington.edu/subject/History/
Oral History Digital Collection Youngstown State U.
http://www.maag.ysu.edu/oralhistory/oral_hist.html
Oral History Project List Columbia University
http://www.columbia.edu/cu/lweb/indiv/oral/projects.html

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Historical Research Methods for Understanding the Past, Present & Future

  • 2. Value of Historical Research  It throws light on present and future trends.  It enables understanding of and solutions to contemporary problems to be sought in the past.  It can illuminate the effects of key interactions within a culture or sub-culture.  It allows for the revaluation of data in relation to selected hypotheses, theories and generalizations that are presently held about the past and the present.
  • 3. Steps in a Historical-Comparative Research Project  1. Conceptualization of an idea, topic, or research question  2. Locate evidence and do background literature review  3. Evaluate evidence  4. Organize evidence  5. Synthesize evidence and develop general explanatory model  6. Develop a narrative exposition of the findings
  • 4. Data Sources  Primary   Sources: first-hand or eyewitness observations of phenomenon Source material closest to the person/information/period/idea being studied  Secondary   Sources: second-hand observation, i.e. the author collected the data from eyewitnesses Document relating to information presented elsewhere
  • 5. Oral History      Oral history interviewing is valuable for history, anthropology, and folklore. Collects information about the past from observers and participants in that past. Gathers data not available in written records about events, people, decisions, and processes. Can show how individual values and actions shaped the past, and how the past shapes present-day values and actions. Methodological problem:  Oral history interviews are grounded in memory, and memory is a subjective instrument for recording the past, always shaped by the present moment and the individual psyche.
  • 6. Source criticism….. core principles A primary source is more reliable than a secondary source  The closer a source is to the event which it purports to describe, the more one can trust it to give an accurate description of what really happened.  A source may be forged or corrupted; strong indications of the originality of the source increases its reliability
  • 7.  If a number of independent sources contain the same message the credibility of the message is strongly increased.  Since the tendency of a source is to provide some kind of a bias tendencies need to be minimized or supplemented with opposite motivation.  If it can be demonstrated that witness /source has no direct interest in creating bias its credibility increases
  • 8. Evaluating Sources  External  Appraises the authenticity and authorship of the data source  Internal  Criticism: Criticism: Appraises the meaning and intent of the data source
  • 9. External Criticism  Six 1. 2. 3. 4. 5. 6. inquiries When was the source written/unwritten/produced?[date] Where was it produced?[localization] By whom was it produced?[authorship] From what preexisting material was it produced?[analysis] In what original form was it produced? [integrity] What is the evidential value of its contents? [credibility]
  • 10. Synthesis: historical reasoning 1. 2. Once individual pieces of information have been assessed in context, hypotheses can be formed and established by historical reasoning. It includes assembling a body of historical data and its presentation in terms of objective truth and significance.
  • 11. Hallmarks of Critical History 1. 2. 3. Method…correct technique to find and criticise data and arrangement and presentation of data according to an effective plan Candor..does not conceal or gloss over matters. Accuracy/truth…meticulous correctness of statement.
  • 12. 4 Thoroughness…use of all important sources which have a bearing on the subject and treatment of all significant phases of the subject.  5 Verifiability….a work of history must be fortified by indication of sources which will enable the reader to check for accuracy and reliability
  • 13. Types Of Historical Research  A.   Historical Events Research examines particular events or processes that occurred over short spans of time Methodological problems   Meanings may have changed Information may not be complete
  • 14. Types (cont.)  B.   Historical Process Research focus on how and why a series of events unfolded over some period of time Methodological problems:     May place too much emphasis on the actions and decisions of particular actors Not always clear which example represents general pattern definitions may change over time relies on long-term records and archives
  • 15. Types (cont.)  C.   Cross-Sectional Comparative Research comparing two or more social settings or groups (usually countries) at one particular point in time Methodological problems:  comparability of measures across countries
  • 16. Types (cont.)  D. Comparative Historical Research combines historical process research and cross-sectional comparative research  To understand causal processes at work within particular groups and to identify general historical patterns across groups  Methodological problems:      history has not been recorded accurately or reliably difficult to know how to deal with exceptions difficult to conclude that one factor (and not others) is what causes some outcome groups being compared may not be independent (Galton’s Problem)
  • 17. Equivalence in Historical Research  How can we make comparisons across diverse contexts (both in time and geography)?  Lexicon equivalence  Contextual equivalence  Conceptual equivalence  Measurement equivalence
  • 18. Weaknesses of Historical Method  1. Bias in interpreting historical sources.  2. Interpreting sources is very time consuming.  3. Sources of historical materials may be problematic  4. Lack of control over external variables
  • 19. Strengths of Historical Method  1. The historical method is unobtrusive  2. The historical method is well suited for trend analysis.  3. There is no possibility of researchersubject interaction.
  • 20. Interesting Internet Sites on Historical Research       Multimedia History Tutorials at U. of Calgary http://www.ucalgary.ca/applied_history/tutor/ Where To Do Historical Research (Links) http://www.wheretodoresearch.com/History.htm History On-Line http://www.ihrinfo.ac.uk/search/welcome.html University of Washington History Site http://www.lib.washington.edu/subject/History/ Oral History Digital Collection Youngstown State U. http://www.maag.ysu.edu/oralhistory/oral_hist.html Oral History Project List Columbia University http://www.columbia.edu/cu/lweb/indiv/oral/projects.html