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Some Reasons
Why Emergencies
Create Challenging
Environments
      David Alexander
      University College London
Complex interactions take place
  between cause and effect.
Physical Environment Social
  (including natural,    (including cultural,
 built, technological)
             Liabilities political, economic



                                    Risk            Susceptibility
Attributes




                                           VULNERABILITY
             Capabilities




                              Resistance             Resilience


                            Source: McEntire 2001
Organisational    Political         Natural
systems:         systems:          systems:
management       decisions          function



 Hazard                         Vulnerability

                   Resilience
Social                            Technical
systems:                           systems:
behaviour                        malfunction
Vulnerability
       Total: life is
       generally precarious
       Economic: people lack
       adequate occupation
       Technological/technocratic: due
       to the riskiness of technology
       Delinquent: caused by
       corruption, negligence, etc.
       Residual: caused by
       lack of modernisation
       Newly generated: caused by
       changes in circumstances
Knowledge
                       Knowledge of
    of hazards
                        community
     and their
                       vulnerability
      impacts
                 DRR
              Knowledge
               of coping
Disaster     capacity and
  Risk        resilience
Reduction
Uncertainty cannot always be
transformed into probability or fact.
Indeterminacy     Climate
                  change

        Collateral       Cascading
       vulnerability      effects

       Interaction      Secondary
      between risks     disasters

           "Fat-tailed" (skewed)
               distributions     Probability
                of impacts
THE KNOWN

  DETERMINISM
 Cause          Effect
                               PROBABILITY
         Grey             (constrained uncertainty)
         area            Cause      Single, multiple
                            or cascading effects
PURE UNCERTAINTY
 Causal relationship
      unknown

                 THE UNKNOWN
Organisation for disaster risk reduction
must be integrated across broad areas
 of science and public administration.
Disaster Risk Reduction
          Resilience
Civil Contingencies Management
       Civil Protection
          Disaster
         Management

       Broader   Changing
     scope and   objectives
      outcomes   of emergency
                 management
Population
               (community)      Plans,
                protection   procedures,
                              protocols
Hazard
forecasting,   Major event
monitoring,    management
etc.
                             Human and
                              material
                Incident     resources
               management
Top-down
 Evolving                                 Large
strategic                              technological
situation                                hazards
            Instability    Complex
             threats       hazards
                                         'Na-tech'
                 Civil Defence            (hybrid)
                Civil Protection          hazards
          Enhanced           Natural
       natural hazards       hazards
Evolving                                  Major
climate                                 geophysical
change                                    events
                     Bottom-up
Community disaster planning
    Volunteerism                            Donations

        Self-organisation            Community
                                      resources


        Organisation              Resources

         Imposed                  Governmental
         organisation                resources

    Laws, protocols, directives
Standards, norms, guidelines       International resources
needs to be           needs to be shortened
   lengthened




              impact
     warning
       and              emergency
    evacuation         management
                        and rescue repair of
preparation                          basic
  for the       isolation           services recovery and
next event                                   reconstruction
                                           needs to be
Risk reduction and disaster mitigation    strengthened
Technical    Organisational      Social

 Hazard           Decision
                  to warn       Warning



Scientists     Administrators    General
                                  Public

                   Risk
Evaluation     communication    Protective
                                  action


          The warning process
Technology creates
   a revolution in
 disaster response
   and resilience,
but it also creates
 new vulnerability.
Sociocentrism                              Technocentrism

                                     Technology
                                       as risk
individual                           mitigation

                 Cultural filter
family
                                                  Research,
peer group
                                                 development
organisation
                                               and investment
community
                                                in technology
society
international                        Technology
                                     as a source
                                   of vulnerability
Technology
                    as a source of
                    risk reduction



 Benign               Ceaseless
                     development
Malignant           of technology

Technology as                           Technology
an inadvertent                       as a deliberate
source of risk                        source of risk
                                  Risk
                 Cultural
                               management
                  filter
                                practices
Perception                    Knowledge
                 Risk
              assessment


   Risk                          Risk
                Disaster
management                     analysis
                 threat

                  Risk
Institutional communication   Adaptation
  learning
Recovery from disaster is a political
  as much as a technical process.
DESTRUCTION OF HOUSING       EVACUATION

      PRECAUTIONARY        SEMI-PERMANENT             PERMANENT
       pending survey        pending repair        pending resettlement

                        SPONTANEOUS SOLUTIONS

 INFORMAL SHELTER       BUSES AND AUTOMOBILES         PUBLIC BUILDINGS

                         ORGANISED FIRST-AID

   TENTS   MOBILE TRAILERS     HOTELS      SPONSORED OUT- MIGRATION

                     ORGANISED RESETTLEMENT
                 with temporary urbanisation of the site

 PREFAB CONTAINER HOMES       PREFAB CHALET-STYLE HOUSING UNITS

                    ORGANISED RECONSTRUCTION
                with permanent reurbanisation of the site

            RECONSTRUCTION PLANS, HEARINGS, APPEALS

              REDEVELOPMENT         NEW DEVELOPMENT
Good
              Amelioration            (functionality
                                       maintained)
       Suff-              Reco-
       ering Transitional very
Earth-                            Permanent
             housing and
 quake                          reconstruction
             settlement

                     Public image           Bad
                     of politicians     (functional
          National                       problems)
Political                          Political impact
          Regional    Elections
response                          on reconstruction
           Local
                        A reconstruction model
Experience    Change and
           and theory     innovation
                                 Learning
• Unexpected
  event
                                processes
• New              Lesson to      Lesson
  circumstance                   learned
                   be learned
• Error
• New
  practice
                                 Improved
                 Recognition and safety
                 comprehension
BENIGN (healthy)
           at the service of the people


IDEOLOGY         interplay   dialectic    CULTURE

                MALIGN (corrupt)
         at the service of vested interests
Justification                            Development

  [spiritual, cultural, political, economic]
MAGNITUDE
                EVENTS
& FREQUENCY

                     LAG

  SCIENCE     KNOWLEDGE

                     LAG

            IMPLEMENTATION

LEGISLATION          LAG
                             CUMULATIVE
              COMPLIANCE
                                LAG
Sustainability is at the heart of resilience.
SUSTAINABILITY
          disaster risk reduction


                  RISKS
daily: unemployment, poverty, disease, etc.
major disaster: floods, storms, quakes, etc.
 emerging risks: pandemics, climate change


           resource consumption
      stewardship of the environment
            economic activities
                 lifestyles
           SUSTAINABILITY
Hazards
                   and risks:
                    disaster
                  preparedness       Uncertain
                                       future:
Governance:
                                     long-term
 democratic        Livelihoods:
                                       trends
participation        diversity
                                       climate
 in decision       and security
                                       change
   making
                                      capacity
                                      to adapt
                  RESILIENCE:
                  managing risks
                adapting to change
                securing resources
Thank you for
              your attention!




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Emergencies create challenging environments

  • 1. Some Reasons Why Emergencies Create Challenging Environments David Alexander University College London
  • 2. Complex interactions take place between cause and effect.
  • 3. Physical Environment Social (including natural, (including cultural, built, technological) Liabilities political, economic Risk Susceptibility Attributes VULNERABILITY Capabilities Resistance Resilience Source: McEntire 2001
  • 4. Organisational Political Natural systems: systems: systems: management decisions function Hazard Vulnerability Resilience Social Technical systems: systems: behaviour malfunction
  • 5. Vulnerability Total: life is generally precarious Economic: people lack adequate occupation Technological/technocratic: due to the riskiness of technology Delinquent: caused by corruption, negligence, etc. Residual: caused by lack of modernisation Newly generated: caused by changes in circumstances
  • 6. Knowledge Knowledge of of hazards community and their vulnerability impacts DRR Knowledge of coping Disaster capacity and Risk resilience Reduction
  • 7. Uncertainty cannot always be transformed into probability or fact.
  • 8. Indeterminacy Climate change Collateral Cascading vulnerability effects Interaction Secondary between risks disasters "Fat-tailed" (skewed) distributions Probability of impacts
  • 9. THE KNOWN DETERMINISM Cause Effect PROBABILITY Grey (constrained uncertainty) area Cause Single, multiple or cascading effects PURE UNCERTAINTY Causal relationship unknown THE UNKNOWN
  • 10. Organisation for disaster risk reduction must be integrated across broad areas of science and public administration.
  • 11. Disaster Risk Reduction Resilience Civil Contingencies Management Civil Protection Disaster Management Broader Changing scope and objectives outcomes of emergency management
  • 12. Population (community) Plans, protection procedures, protocols Hazard forecasting, Major event monitoring, management etc. Human and material Incident resources management
  • 13. Top-down Evolving Large strategic technological situation hazards Instability Complex threats hazards 'Na-tech' Civil Defence (hybrid) Civil Protection hazards Enhanced Natural natural hazards hazards Evolving Major climate geophysical change events Bottom-up
  • 14. Community disaster planning Volunteerism Donations Self-organisation Community resources Organisation Resources Imposed Governmental organisation resources Laws, protocols, directives Standards, norms, guidelines International resources
  • 15. needs to be needs to be shortened lengthened impact warning and emergency evacuation management and rescue repair of preparation basic for the isolation services recovery and next event reconstruction needs to be Risk reduction and disaster mitigation strengthened
  • 16. Technical Organisational Social Hazard Decision to warn Warning Scientists Administrators General Public Risk Evaluation communication Protective action The warning process
  • 17. Technology creates a revolution in disaster response and resilience, but it also creates new vulnerability.
  • 18. Sociocentrism Technocentrism Technology as risk individual mitigation Cultural filter family Research, peer group development organisation and investment community in technology society international Technology as a source of vulnerability
  • 19. Technology as a source of risk reduction Benign Ceaseless development Malignant of technology Technology as Technology an inadvertent as a deliberate source of risk source of risk Risk Cultural management filter practices
  • 20. Perception Knowledge Risk assessment Risk Risk Disaster management analysis threat Risk Institutional communication Adaptation learning
  • 21. Recovery from disaster is a political as much as a technical process.
  • 22. DESTRUCTION OF HOUSING EVACUATION PRECAUTIONARY SEMI-PERMANENT PERMANENT pending survey pending repair pending resettlement SPONTANEOUS SOLUTIONS INFORMAL SHELTER BUSES AND AUTOMOBILES PUBLIC BUILDINGS ORGANISED FIRST-AID TENTS MOBILE TRAILERS HOTELS SPONSORED OUT- MIGRATION ORGANISED RESETTLEMENT with temporary urbanisation of the site PREFAB CONTAINER HOMES PREFAB CHALET-STYLE HOUSING UNITS ORGANISED RECONSTRUCTION with permanent reurbanisation of the site RECONSTRUCTION PLANS, HEARINGS, APPEALS REDEVELOPMENT NEW DEVELOPMENT
  • 23. Good Amelioration (functionality maintained) Suff- Reco- ering Transitional very Earth- Permanent housing and quake reconstruction settlement Public image Bad of politicians (functional National problems) Political Political impact Regional Elections response on reconstruction Local A reconstruction model
  • 24. Experience Change and and theory innovation Learning • Unexpected event processes • New Lesson to Lesson circumstance learned be learned • Error • New practice Improved Recognition and safety comprehension
  • 25. BENIGN (healthy) at the service of the people IDEOLOGY interplay dialectic CULTURE MALIGN (corrupt) at the service of vested interests Justification Development [spiritual, cultural, political, economic]
  • 26. MAGNITUDE EVENTS & FREQUENCY LAG SCIENCE KNOWLEDGE LAG IMPLEMENTATION LEGISLATION LAG CUMULATIVE COMPLIANCE LAG
  • 27. Sustainability is at the heart of resilience.
  • 28. SUSTAINABILITY disaster risk reduction RISKS daily: unemployment, poverty, disease, etc. major disaster: floods, storms, quakes, etc. emerging risks: pandemics, climate change resource consumption stewardship of the environment economic activities lifestyles SUSTAINABILITY
  • 29. Hazards and risks: disaster preparedness Uncertain future: Governance: long-term democratic Livelihoods: trends participation diversity climate in decision and security change making capacity to adapt RESILIENCE: managing risks adapting to change securing resources
  • 30. Thank you for your attention! m.slideshare.net/dealexander