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The Judicial Branch
AP Government
Learning Goals
 Explain the structure of the federal court system.
 Evaluate factors important in appointing judicial nominees.
 Compare and contrast arguments in favor and against judicial
activism.
 Describe the process of reaching a decision in the U.S. Supreme
Court.
 Assess the influences on U.S. Supreme Court decision making.
 Compare and contrast the limits on judicial action.
 Assess the role of the judiciary in a constitutional democracy.
Federal Court Structure
Structure Cont.…
 Set up by the Constitution
 All Federal Judges serve for life & are nominated by the
President & confirmed by the Senate (they can be impeached)
 Each of these courts have jurisdiction (the right to hear a case)
 State courts also have jurisdiction, but state cases can enter the
Federal system through state supreme courts
 The case HAS to include a federal law or a US Constitutional
issue (these are justiciable disputes)
 Can hear civil or criminal cases
 Criminal (punishment can be prison; attorney appointed; right to jury)
 Civil (lawsuit; punishment is usually $$$; no attorney or jury rights)
District Courts & Appeals Courts
 District Courts:
 94 total; 678 judges
 hear trials and decide
cases (original
jurisdiction)
 Appeals Courts:
 12 (one in DC)
 Three judge panels
(appellate jurisdiction)
 Can only review cases
decided by District
Courts
Jurisdiction (a court’s right or authority
to hear a case)
 Original (trial court): Federal—US laws, the Constitution, 2
or more state governments, US government, citizens of
different states or citizen and a different
state, ambassadors or foreign officials
 Concurrent (choice of courts): both Federal & state
governments have jurisdiction
 Appellate (hears an appeal): includes Supreme Court
The Supreme Court
 Original jurisdiction: certain cases
in which a state is a party; cases
involving reps. of foreign
governments
 Appellate jurisdiction: almost all
cases
 They set precedents that lower
courts must follow
 Steps:
1. Grant certiorari/case on docket
2. Briefs accepted from both sides
3. Oral arguments (Solicitor General
represents the USA—Donald
Verrilli)
4. Judges conference
5. Decision issued/opinion read
Who Are The Judges
(appointed by
President, approved by
Senate)?
First, what factors are considered when
nominating someone to a judgeship?
 No qualifications are required by the Constitution
 Presidents almost always appoint ideological allies.
Why?
 Lower Court judges—Senators from those states
recommend names to the President
 The President submits names back to the Senators
(senatorial courtesy)
 Like everything in DC, this has become VERY
politicized (Presidents are relying on recess
appointments)
 Senate hearing usually held (Judiciary
Committee)—sometimes use a litmus test
 Recent failure: Robert Bork (1987)
 Race and Gender are factors too
 Ideology is key: judicial activism v. judicial restraint
Reagan Appointees
Antonin Scalia (C) Anthony Kennedy (M)
H.W. Bush Appointee
Clarence Thomas (C)
Clinton Appointees
Ruth Bader Ginsburg (L) Stephen Breyer (L)
W. Bush Appointees
Chief Justice John Roberts
(C)
Samuel Alito (C)
Obama Appointees
Justice Sonya Sotomayer
(L)
Justice Elena Kagan (L)
Oral Argument
Planned Parenthood v. Ayotte
Decision
 Most important ever: Marbury v. Madison
Major
Supreme
Court
Cases
Or, who do these judges think they are interpreting the constitution?
SHS Social
Studies
Marbury vs. Madison
Judicial Review is established.
SHS Social
Studies
After the 1800 election, Adams
appoints new judges…
John Adams (Federalist) signs
appointments on his last night in
office.
Thomas Jefferson (Democratic
Republican) is to take over as
President.
What political party do you think the
judges Adams appointed belonged
to? Why did he did this?
“midnight judges”- what these
new judges were referred to.
William Marbury was one of
these “midnight judges.”
Why is Madison involved?
James Madison, TJs new Secretary of State,
was supposed to officially present Marbury
with his new position…But he didn’t!
So… Marbury sued and appealed to the
Supreme Court to get Madison to award
him the position…
The Verdict.
Supreme Court refuses to grant Marbury
his position!!
Why?
A section of the Judiciary Act of 1789
(which set up the federal court system in
the first place) was unconstitutional and
void.
Lasting Impact
This is the first time the Supreme Court
overturns an act of Congress.
Checks & balances in action!
Judicial Review- Supreme Court’s
ability to declare a law or act
unconstitutional
McCulloch v. Maryland
More major
cases…
A Federalism case.
Federalism and the Issue
 Federalism: Coexistence of Federal, state, and local POWERS
 Second Bank of the United States created
 Maryland tried to impede operation of the BUS
 imposed a tax on all notes of banks not chartered in Maryland
 BUS was the only out-of-state bank in Maryland
Fundamental Issues
 Does the Constitution grants Congress implied powers for
implementing the Constitution's express powers?
 Can a state’s action impede valid constitutional exercises of power
by the Federal government?
The Verdict
 On the first question, Marshall argued that the necessary and proper
clause of the Constitution implied that Congress could charter a
national bank
 Congress was exercising of its explicit power to regulate interstate
commerce and coin and regulate money.
 On the second question, Marshall wrote that "the power to tax is the
power to destroy”
 Allowing the state to tax the national bank violated the supremacy
clause (Article VI) of the Constitution.
 The Bank therefore is legal
U. S. Constitution
 Article I: “The Congress shall have power . . . to regulate commerce with
foreign nations, and among the several states, and with the Indian tribes.”
 Article VI: “This Constitution, and the laws of the United States which shall
be made in pursuance thereof . . . shall be the supreme law of the land.”
Gibbons v. Ogden
Steamboat ferries impacted the constitution? Really?
The commerce clause…
Ogden’s Steamboat Monopoly
Under a New York law adopted in 1798,
Robert Livingston obtained a monopoly, or
exclusive right, for steamboat navigation
within the state of New York.
Any boats that competed with this
monopoly would be forfeited by the owner.
More facts…
In 1815, after the deaths of Livingston and
Fulton, Aaron Ogden obtained a right under
the monopoly and began to run a
steamboat between New Jersey and New
York City.
In 1818 Thomas Gibbons, one of Ogden’s
former partners, began a competing
operation between Elizabethtown, New
Jersey, and New York City.
Ogden sued Gibbons for violation of his
monopoly and in 1820 New York's highest
court found in Ogden’s favor.
In the US Supreme Court
 The Supreme Court unanimously concluded that the New York law
granting the monopoly was invalid. Chief Justice John Marshall
wrote the Court’s opinion.
 Marshall: “Commerce, undoubtedly, is traffic, but it is something
more…” Marshall concluded that commerce included all
navigation that is “in any manner connected with commerce.”
Intra- versus Inter-State Commerce
 Marshall stated that the power of Congress to regulate
commerce did not include commerce that was
“completely internal” and that did not “extend to or
affect other States.” The states had the power to
regulate such completely internal commerce.
However, the issue before the Court concerned
commerce between two states and therefore involved
federal authority over commerce.
Plessy v. Ferguson & Brown v.
Board of Education
Quick review—I know that you know these cases
14th Amendment
Landmark Cases
Miranda v. Arizona
How much power can the police exercise on a suspect?
Warren Court
decision
Background
Ernesto Miranda
Arrested for
kidnapping and
rape
Poor, uneducated,
English may not
have been his
native language
Intensively
questioned for 2 to
3 hours
The Interrogation
Miranda was not told
that he had a right to
remain silent.
He was not told that he
had a right to an
attorney.
After about 3
hours, police obtained a
signed, written
confession.
What
Amendments
Apply?
5th: Self-
Incrimination
6th: Right to an
attorney
14th: Equal
protection of the
laws
Ruling
 Miranda should have been told of these rights
 Therefore, police must explain these to anyone who is a
suspect or arrested (once a suspect is in custody)
 Police must ask “Do you understand these rights?”
 A suspect can decide at any time to exercise these
rights
 Or, they can voluntarily waive them
Exclusionary Rule
 Illegally obtained evidence cannot be used to convict a person of a crime.
 Statements made by any suspects was not informed of his/her Miranda
rights may be excluded from trial.
 Statements made by any suspects who did not understand his/her Miranda
Warning may be excluded from trial.
US v. Nixon
Executive
privilege
First…Nixon and Watergate
He was a bad, bad boy.
Origins: Pentagon Papers
 Daniel Ellsberg, an employee of the
Defense Department , leaked a
classified assessment (negative) of the
Vietnam War in 1971 (Pentagon Papers)
 Senior government officials had serious
misgivings about the war.
 New York Times and Washington Post
began to publish the Pentagon
Papers, the Nixon Administration sued
(prior restraint)
 Supreme Court ruled the papers could
continue to publish the documents
White House Plumbers
 After the release of the Pentagon
Papers, the White House created
a unit to ensure internal security
(stop leaks)
 1971: burglarized the office of
Daniel Ellsberg’s
psychiatrist, seeking material to
discredit him.
 Nixon’s domestic advisor John
Ehrlichman knew of and
approved the plan
Howard Hunt G. Gordon Liddy
James McCord Chuck
Colson
The Watergate Break-in
 1972: Plumbers turned their activities
to political espionage (re-elect
Nixon)
 June 17, 1972, 5 men were arrested
while attempting to bug the
headquarters of the Democratic
Party inside the Watergate building
in Washington D.C.
 One of the men arrested, James
McCord, was the head of security
for the Republican Party.
The Election of 1972
Investigations
 Original investigation: White
House. Guess what they
concluded?
 Watergate came to be
investigated by a Special
Prosecutor, a Senate
committee, and by the judge in
the original break-in case
 John Dean: testified about a
cover-up
 Alexander Butterfield: taping
system in the Oval Office
 Saturday Night Massacre
The Tapes Sirica: tapes are
evidence; Nixon:
Executive Privilege
US v. Nixon: Supreme
Court ruled tapes
must ne turned over
Reasoning: the
separation of
powers, nor the
generalized need for
confidentiality of
high-level
communications, ca
n sustain an
absolute, unqualified,
presidential privilege
The Tapes  Tapes showed the cover-up:
 authorizing the payment of
hush money
 attempting to use the CIA to
interfere with the FBI
investigation.
 18 ½ minute gap
 Nixon’s secretary Rosemary
Woods “accidently” stepped
on the mute button
 Audio experts: it was erased
at least 5 times
 After “The smoking gun
tapes,” were released in
August 1974, the House
Judiciary Committee
approved Articles of
Impeachment against Nixon
 Nixon resigns later that month

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The Judicial Branch

  • 2. Learning Goals  Explain the structure of the federal court system.  Evaluate factors important in appointing judicial nominees.  Compare and contrast arguments in favor and against judicial activism.  Describe the process of reaching a decision in the U.S. Supreme Court.  Assess the influences on U.S. Supreme Court decision making.  Compare and contrast the limits on judicial action.  Assess the role of the judiciary in a constitutional democracy.
  • 4. Structure Cont.…  Set up by the Constitution  All Federal Judges serve for life & are nominated by the President & confirmed by the Senate (they can be impeached)  Each of these courts have jurisdiction (the right to hear a case)  State courts also have jurisdiction, but state cases can enter the Federal system through state supreme courts  The case HAS to include a federal law or a US Constitutional issue (these are justiciable disputes)  Can hear civil or criminal cases  Criminal (punishment can be prison; attorney appointed; right to jury)  Civil (lawsuit; punishment is usually $$$; no attorney or jury rights)
  • 5.
  • 6. District Courts & Appeals Courts  District Courts:  94 total; 678 judges  hear trials and decide cases (original jurisdiction)  Appeals Courts:  12 (one in DC)  Three judge panels (appellate jurisdiction)  Can only review cases decided by District Courts
  • 7. Jurisdiction (a court’s right or authority to hear a case)  Original (trial court): Federal—US laws, the Constitution, 2 or more state governments, US government, citizens of different states or citizen and a different state, ambassadors or foreign officials  Concurrent (choice of courts): both Federal & state governments have jurisdiction  Appellate (hears an appeal): includes Supreme Court
  • 8. The Supreme Court  Original jurisdiction: certain cases in which a state is a party; cases involving reps. of foreign governments  Appellate jurisdiction: almost all cases  They set precedents that lower courts must follow  Steps: 1. Grant certiorari/case on docket 2. Briefs accepted from both sides 3. Oral arguments (Solicitor General represents the USA—Donald Verrilli) 4. Judges conference 5. Decision issued/opinion read
  • 9. Who Are The Judges (appointed by President, approved by Senate)?
  • 10. First, what factors are considered when nominating someone to a judgeship?  No qualifications are required by the Constitution  Presidents almost always appoint ideological allies. Why?  Lower Court judges—Senators from those states recommend names to the President  The President submits names back to the Senators (senatorial courtesy)  Like everything in DC, this has become VERY politicized (Presidents are relying on recess appointments)  Senate hearing usually held (Judiciary Committee)—sometimes use a litmus test  Recent failure: Robert Bork (1987)  Race and Gender are factors too  Ideology is key: judicial activism v. judicial restraint
  • 11. Reagan Appointees Antonin Scalia (C) Anthony Kennedy (M)
  • 13. Clinton Appointees Ruth Bader Ginsburg (L) Stephen Breyer (L)
  • 14. W. Bush Appointees Chief Justice John Roberts (C) Samuel Alito (C)
  • 15. Obama Appointees Justice Sonya Sotomayer (L) Justice Elena Kagan (L)
  • 17. Decision  Most important ever: Marbury v. Madison
  • 18. Major Supreme Court Cases Or, who do these judges think they are interpreting the constitution? SHS Social Studies
  • 19. Marbury vs. Madison Judicial Review is established. SHS Social Studies
  • 20. After the 1800 election, Adams appoints new judges… John Adams (Federalist) signs appointments on his last night in office. Thomas Jefferson (Democratic Republican) is to take over as President. What political party do you think the judges Adams appointed belonged to? Why did he did this?
  • 21. “midnight judges”- what these new judges were referred to. William Marbury was one of these “midnight judges.”
  • 22. Why is Madison involved? James Madison, TJs new Secretary of State, was supposed to officially present Marbury with his new position…But he didn’t! So… Marbury sued and appealed to the Supreme Court to get Madison to award him the position…
  • 23. The Verdict. Supreme Court refuses to grant Marbury his position!! Why? A section of the Judiciary Act of 1789 (which set up the federal court system in the first place) was unconstitutional and void.
  • 24. Lasting Impact This is the first time the Supreme Court overturns an act of Congress. Checks & balances in action! Judicial Review- Supreme Court’s ability to declare a law or act unconstitutional
  • 25. McCulloch v. Maryland More major cases… A Federalism case.
  • 26. Federalism and the Issue  Federalism: Coexistence of Federal, state, and local POWERS  Second Bank of the United States created  Maryland tried to impede operation of the BUS  imposed a tax on all notes of banks not chartered in Maryland  BUS was the only out-of-state bank in Maryland
  • 27. Fundamental Issues  Does the Constitution grants Congress implied powers for implementing the Constitution's express powers?  Can a state’s action impede valid constitutional exercises of power by the Federal government?
  • 28. The Verdict  On the first question, Marshall argued that the necessary and proper clause of the Constitution implied that Congress could charter a national bank  Congress was exercising of its explicit power to regulate interstate commerce and coin and regulate money.  On the second question, Marshall wrote that "the power to tax is the power to destroy”  Allowing the state to tax the national bank violated the supremacy clause (Article VI) of the Constitution.  The Bank therefore is legal
  • 29. U. S. Constitution  Article I: “The Congress shall have power . . . to regulate commerce with foreign nations, and among the several states, and with the Indian tribes.”  Article VI: “This Constitution, and the laws of the United States which shall be made in pursuance thereof . . . shall be the supreme law of the land.”
  • 30. Gibbons v. Ogden Steamboat ferries impacted the constitution? Really? The commerce clause…
  • 31. Ogden’s Steamboat Monopoly Under a New York law adopted in 1798, Robert Livingston obtained a monopoly, or exclusive right, for steamboat navigation within the state of New York. Any boats that competed with this monopoly would be forfeited by the owner.
  • 32. More facts… In 1815, after the deaths of Livingston and Fulton, Aaron Ogden obtained a right under the monopoly and began to run a steamboat between New Jersey and New York City. In 1818 Thomas Gibbons, one of Ogden’s former partners, began a competing operation between Elizabethtown, New Jersey, and New York City. Ogden sued Gibbons for violation of his monopoly and in 1820 New York's highest court found in Ogden’s favor.
  • 33. In the US Supreme Court  The Supreme Court unanimously concluded that the New York law granting the monopoly was invalid. Chief Justice John Marshall wrote the Court’s opinion.  Marshall: “Commerce, undoubtedly, is traffic, but it is something more…” Marshall concluded that commerce included all navigation that is “in any manner connected with commerce.”
  • 34. Intra- versus Inter-State Commerce  Marshall stated that the power of Congress to regulate commerce did not include commerce that was “completely internal” and that did not “extend to or affect other States.” The states had the power to regulate such completely internal commerce. However, the issue before the Court concerned commerce between two states and therefore involved federal authority over commerce.
  • 35. Plessy v. Ferguson & Brown v. Board of Education Quick review—I know that you know these cases 14th Amendment Landmark Cases
  • 36. Miranda v. Arizona How much power can the police exercise on a suspect? Warren Court decision
  • 37. Background Ernesto Miranda Arrested for kidnapping and rape Poor, uneducated, English may not have been his native language Intensively questioned for 2 to 3 hours
  • 38. The Interrogation Miranda was not told that he had a right to remain silent. He was not told that he had a right to an attorney. After about 3 hours, police obtained a signed, written confession.
  • 39. What Amendments Apply? 5th: Self- Incrimination 6th: Right to an attorney 14th: Equal protection of the laws
  • 40. Ruling  Miranda should have been told of these rights  Therefore, police must explain these to anyone who is a suspect or arrested (once a suspect is in custody)  Police must ask “Do you understand these rights?”  A suspect can decide at any time to exercise these rights  Or, they can voluntarily waive them
  • 41. Exclusionary Rule  Illegally obtained evidence cannot be used to convict a person of a crime.  Statements made by any suspects was not informed of his/her Miranda rights may be excluded from trial.  Statements made by any suspects who did not understand his/her Miranda Warning may be excluded from trial.
  • 43. First…Nixon and Watergate He was a bad, bad boy.
  • 44. Origins: Pentagon Papers  Daniel Ellsberg, an employee of the Defense Department , leaked a classified assessment (negative) of the Vietnam War in 1971 (Pentagon Papers)  Senior government officials had serious misgivings about the war.  New York Times and Washington Post began to publish the Pentagon Papers, the Nixon Administration sued (prior restraint)  Supreme Court ruled the papers could continue to publish the documents
  • 45. White House Plumbers  After the release of the Pentagon Papers, the White House created a unit to ensure internal security (stop leaks)  1971: burglarized the office of Daniel Ellsberg’s psychiatrist, seeking material to discredit him.  Nixon’s domestic advisor John Ehrlichman knew of and approved the plan Howard Hunt G. Gordon Liddy James McCord Chuck Colson
  • 46. The Watergate Break-in  1972: Plumbers turned their activities to political espionage (re-elect Nixon)  June 17, 1972, 5 men were arrested while attempting to bug the headquarters of the Democratic Party inside the Watergate building in Washington D.C.  One of the men arrested, James McCord, was the head of security for the Republican Party.
  • 48. Investigations  Original investigation: White House. Guess what they concluded?  Watergate came to be investigated by a Special Prosecutor, a Senate committee, and by the judge in the original break-in case  John Dean: testified about a cover-up  Alexander Butterfield: taping system in the Oval Office  Saturday Night Massacre
  • 49. The Tapes Sirica: tapes are evidence; Nixon: Executive Privilege US v. Nixon: Supreme Court ruled tapes must ne turned over Reasoning: the separation of powers, nor the generalized need for confidentiality of high-level communications, ca n sustain an absolute, unqualified, presidential privilege
  • 50. The Tapes  Tapes showed the cover-up:  authorizing the payment of hush money  attempting to use the CIA to interfere with the FBI investigation.  18 ½ minute gap  Nixon’s secretary Rosemary Woods “accidently” stepped on the mute button  Audio experts: it was erased at least 5 times  After “The smoking gun tapes,” were released in August 1974, the House Judiciary Committee approved Articles of Impeachment against Nixon  Nixon resigns later that month