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Civil Litigation:
Process and Procedures

     Chapter Fourteen
       Depositions
A Unique Form of Discovery
              An opportunity to ask questions of
               parties OR witnesses (lay or expert)
              May choose to observe the way a
               witness or party answers
                 Demeanor

                 Level of comfort

                 “Jury appeal”

              Evaluate the presentations of both sides

Civil Litigation: Process and Procedures       © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                  All Rights Reserved.
Goldman/Hughes                             2
Paralegal Duties
                Schedule depositions
                     Calendar for all attorneys
                     Subpoena witnesses
                     Notify parties
                     Schedule a court reporter
                     Reserve a location
                Attend & take notes (noting demeanor,
                 body language of both sides)
                Prepare a digest of the deposition
Civil Litigation: Process and Procedures           © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                      All Rights Reserved.
Goldman/Hughes                             3
Other Paralegal Duties
    Listen, observe, take notes
    Be sure
           Proper notice has gone out
           Client, witnesses, attorney & court reporter
            know how to get there
    Be there early to
           Review set-up (where are the restrooms?)
           Greet clients & witnesses

Civil Litigation: Process and Procedures       © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                  All Rights Reserved.
Goldman/Hughes                             4
Types of Depositions
    Depositions before filing a complaint
           Limited circumstances, by motion
           Obtain information necessary to preparing a
            complaint
    Deposition on Written Questions
           Questions are prepared in advance, posed by the
            court reporter
           Limited use, usually when travel is a hardship
           Doesn’t require attorneys to be present


Civil Litigation: Process and Procedures       © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                  All Rights Reserved.
Goldman/Hughes                             5
Oral Deposition
    Attended by the parties, lawyers, witness, court
     reporter
           Witness is asked questions by an attorney under
            oath
           Response is similar to a trial situation response
           Objections can be made for the record
                  Must give reason
                  Witness will answer, subject to a judge later sustaining
                   the objection
           Paralegal notes responses, inconsistencies

Civil Litigation: Process and Procedures            © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                       All Rights Reserved.
Goldman/Hughes                             6
Videotaped Depositions
    Oral deposition, recorded as a video,
     rather than written, transcript
    May be done in anticipation of a witness
     becoming unavailable to testify at trial
           Physical illness or disability
           Travel limitations
           Experts with scheduling difficulties, cost
            factor of personal appearance in court

Civil Litigation: Process and Procedures       © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                  All Rights Reserved.
Goldman/Hughes                             7
Video Guidelines




Civil Litigation: Process and Procedures       © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                  All Rights Reserved.
Goldman/Hughes                             8
Uses of Depositions
                Opportunity to hear the other side’s version of
                 the events
                Evaluate the effectiveness of witnesses
                Exposes the client to a more hostile form of
                 questioning, similar to cross-examination
                Preserves testimony in case the witness
                 becomes unable to testify
                     Even if oral, not videotaped
                     Unforeseen difficulty
                     As long as both sides had the opportunity to ask questions

Civil Litigation: Process and Procedures              © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                         All Rights Reserved.
Goldman/Hughes                             9
Impeachment
    If the deposition differs
           From previous material given under oath
            (interrogatories, affidavits)
           From testimony in court
    Raises doubts about the
           Truthfulness of the witness
           The accuracy of the witness’s recall



Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             10
Notice
    Notice of Deposition adequate for parties,
     counsel, court reporting service to attend
    Subpoenas required for witnesses
           Duces tecum, if documents are required
           A court order, subject to penalties for contempt of
            court
           Served by the same means as a complaint
                  Adult to adult
                  Residence or usual place of business
                  May require a witness fee

Civil Litigation: Process and Procedures          © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                     All Rights Reserved.
Goldman/Hughes                             11
Court Reporter
    Notified by Notice of Deposition
    May conduct the deposition on written
     questions without attorneys present
    Will administer the oath
    Needs
           Date, time, location
           To know the type of equipment required
           A fee

Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             12
Preparation
    Review the file
    Review with the client
           Prior statements
           Reports
                  Police
                  Accident
                  Insurance
                  Investigators
                  Medical personnel


Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             13
Questions
        Discuss the types of questions
                Open-ended, narrative
                Closed-ended
                Leading
        Discuss objections
        May choose to practice
                If client is unusually shy or apprehensive
                To prepare for the rougher questions of an
                 adversary

Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             14
Deposition Advice

       Dress appropriately                      Be on time
       Don’t talk over anyone – court           If you respond, it is assumed you
       reporters can only follow one            understood the question and are
       speaker at a time                        responding to it
       Listen to the question                   If you don’t understand a question,
                                                ask for it to be rephrased
       Don’t guess                              If you don’t know an answer, say “I
                                                don’t know.”
       Don’t argue                              Tell the truth




Civil Litigation: Process and Procedures                 © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                            All Rights Reserved.
Goldman/Hughes                             15
Deposition Scope
    Permits questions asked of the other
     side’s witnesses, even if they have been
     hostile to previous efforts
    Can seek information that would be
     objectionable at trial, if it can be shown to
     possibly lead to admissible evidence




Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             16
Deposition Digest
    Will aid in trial (potential impeachment)
    Should be prepared while still fresh in the mind
    Integrate notes & mark transcript (or video
     location by footage) for important concepts
    Electronic transcripts are more easily searched
     & coded
    Include background information on the
     witnesses (a computer search may help)


Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             17
Digest
Sample




Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             18
The “Usual Stipulations”
    Will frequently include a waiver of the right
     to review & correct
    If the usual stipulations are not adopted
           The transcript should be reviewed with the
            witness
           The witness should suggest corrections, if
            necessary
           The witness should sign the transcript with the
            corrections made

Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             19

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Chapter 14 fourteen depositions civ lit 2nd

  • 1. Civil Litigation: Process and Procedures Chapter Fourteen Depositions
  • 2. A Unique Form of Discovery  An opportunity to ask questions of parties OR witnesses (lay or expert)  May choose to observe the way a witness or party answers  Demeanor  Level of comfort  “Jury appeal”  Evaluate the presentations of both sides Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 2
  • 3. Paralegal Duties  Schedule depositions  Calendar for all attorneys  Subpoena witnesses  Notify parties  Schedule a court reporter  Reserve a location  Attend & take notes (noting demeanor, body language of both sides)  Prepare a digest of the deposition Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 3
  • 4. Other Paralegal Duties  Listen, observe, take notes  Be sure  Proper notice has gone out  Client, witnesses, attorney & court reporter know how to get there  Be there early to  Review set-up (where are the restrooms?)  Greet clients & witnesses Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 4
  • 5. Types of Depositions  Depositions before filing a complaint  Limited circumstances, by motion  Obtain information necessary to preparing a complaint  Deposition on Written Questions  Questions are prepared in advance, posed by the court reporter  Limited use, usually when travel is a hardship  Doesn’t require attorneys to be present Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 5
  • 6. Oral Deposition  Attended by the parties, lawyers, witness, court reporter  Witness is asked questions by an attorney under oath  Response is similar to a trial situation response  Objections can be made for the record  Must give reason  Witness will answer, subject to a judge later sustaining the objection  Paralegal notes responses, inconsistencies Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 6
  • 7. Videotaped Depositions  Oral deposition, recorded as a video, rather than written, transcript  May be done in anticipation of a witness becoming unavailable to testify at trial  Physical illness or disability  Travel limitations  Experts with scheduling difficulties, cost factor of personal appearance in court Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 7
  • 8. Video Guidelines Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 8
  • 9. Uses of Depositions  Opportunity to hear the other side’s version of the events  Evaluate the effectiveness of witnesses  Exposes the client to a more hostile form of questioning, similar to cross-examination  Preserves testimony in case the witness becomes unable to testify  Even if oral, not videotaped  Unforeseen difficulty  As long as both sides had the opportunity to ask questions Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 9
  • 10. Impeachment  If the deposition differs  From previous material given under oath (interrogatories, affidavits)  From testimony in court  Raises doubts about the  Truthfulness of the witness  The accuracy of the witness’s recall Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 10
  • 11. Notice  Notice of Deposition adequate for parties, counsel, court reporting service to attend  Subpoenas required for witnesses  Duces tecum, if documents are required  A court order, subject to penalties for contempt of court  Served by the same means as a complaint  Adult to adult  Residence or usual place of business  May require a witness fee Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 11
  • 12. Court Reporter  Notified by Notice of Deposition  May conduct the deposition on written questions without attorneys present  Will administer the oath  Needs  Date, time, location  To know the type of equipment required  A fee Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 12
  • 13. Preparation  Review the file  Review with the client  Prior statements  Reports  Police  Accident  Insurance  Investigators  Medical personnel Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 13
  • 14. Questions  Discuss the types of questions  Open-ended, narrative  Closed-ended  Leading  Discuss objections  May choose to practice  If client is unusually shy or apprehensive  To prepare for the rougher questions of an adversary Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 14
  • 15. Deposition Advice Dress appropriately Be on time Don’t talk over anyone – court If you respond, it is assumed you reporters can only follow one understood the question and are speaker at a time responding to it Listen to the question If you don’t understand a question, ask for it to be rephrased Don’t guess If you don’t know an answer, say “I don’t know.” Don’t argue Tell the truth Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 15
  • 16. Deposition Scope  Permits questions asked of the other side’s witnesses, even if they have been hostile to previous efforts  Can seek information that would be objectionable at trial, if it can be shown to possibly lead to admissible evidence Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 16
  • 17. Deposition Digest  Will aid in trial (potential impeachment)  Should be prepared while still fresh in the mind  Integrate notes & mark transcript (or video location by footage) for important concepts  Electronic transcripts are more easily searched & coded  Include background information on the witnesses (a computer search may help) Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 17
  • 18. Digest Sample Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 18
  • 19. The “Usual Stipulations”  Will frequently include a waiver of the right to review & correct  If the usual stipulations are not adopted  The transcript should be reviewed with the witness  The witness should suggest corrections, if necessary  The witness should sign the transcript with the corrections made Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 19