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Lead, Phthalates, and the
                  CPSIA
                          Staff of the
                 U.S. Consumer Product Safety
                         Commission

These comments are those of the CPSC staff, have not been reviewed or approved by, and may not necessarily reflect the views of, the Commission.
Lead Section 101
• Lead content limits phased in over 3 yrs
     600 ppm (Feb 10, 2009) to
     300 ppm (Aug 14 2009) to
                    14,
     100 ppm, if feasible (Aug 14, 2011)
• Paint and other surface coatings reduced
  from 0.06% (600 ppm) to 0.009%
  (90 ppm) (Aug 14, 2009)
• Study of XRF effectiveness (Aug 14 2009)
                                    14,
                                         2
Lead Related
        Lead-Related Actions
1.
1 Interpretive Rule on Inaccessible
   Component Parts
  – Allow use of accessibility probes
  – Allow use and abuse tests
  – Use of tools will not be considered in
    evaluating accessibility




                                             3
Lead-Related
        Lead Related Actions
2.
2 Exemptions for Certain Electronic Devices
   Withdrawal of proposed rule, issuance of
   Interim Final Rule (Feb 6 2009)
                             6,
   - List of items unable to meet limits (e.g.,
      lead in cathode ray tubes)
   - Removable components if inaccessible
                        p
      in functional form (e.g., battery packs)
   - Staff review no less than 5 yrs
                                              4
Lead-Related
       Lead Related Actions
3.
3 Determinations: materials or products that
   do not exceed lead content limits (NPR)
   - natural materials (not adulterated
                            adulterated,
     treated, or had lead added in process)
   - precious gemstones
         i           t
   - semiprecious gemstones if mineral not
     associated with lead
   - pearls, wood, natural fibers, others
     p     ,       ,             ,
                                           5
Ordinary Books
• Ordinary Books
  – Children’s books printed after 1985,
    conventionally printed intended to be read
                   printed,

  – Limited staff analysis showed the presence of
    lead in inks in older books

  – Children’s books have limited useful life
    (approx 20 years)
                                                    6
Textiles

• Dyed or undyed textiles (cotton, wool, hemp,
  nylon) and non-metallic thread and trim used in
  children’s apparel and fabric products (e.g.,
  blanket)
   – Does not include products that have
     undergone further treatment that imparts lead
   – Does not include ornamented products
   – Does not include products with plastic or
     metal fasteners

                                                     7
Lead-Related
       Lead Related Actions
4.
4 Proposed procedures & requirements for
   Commission determination or exclusion
    -May be evaluated on a case by case
     May                   case-by-case
         basis.
    - Does not exceed lead content limits
    - Exceeds lead content limits


                                            8
Staff Assessments
• Products that do not exceed lead limits

  – D t il d description of product or material
    Detailed d    i ti    f    d t       t i l
  – Data on lead content
  – Data or information on manufacturing process
              f                  f
  – Information on test methods used



                                               9
Staff Assessments
• Products that exceed lead limits:
  – Normal and reasonably foreseeable use and
    abuse activity and aging will not result in
    absorption of any lead into the body.
  – Information about the product
  – Information about child’s interaction with the
    p
    product



                                                     10
Lead Enforcement Policy

• Issued Feb 6, 2009, addresses:

  – Accessibility
  – Electronics
  – Exclusions
  – Materials consistently below limits
  – Product classes consistently below limits


                                                11
Lead Enforcement Policy

– Reporting excess lead content
– Exports of products with excessive lead
– Testing and certification
         g
– Effectiveness




                                            12
CPSIA Section 108
            What are Phthalates?
• Family of >50 compounds
• Plasticizer (softener) for PVC & other plastics
• Solvent in paint, adhesives, cosmetics, fragrances

Found in:
• Toys action figures, & playground equipment
  Toys,         figures
• Flooring, siding, windows, plumbing, & home
  furnishings
• Cosmetics, pharmaceuticals, & room fresheners
• Footwear, rainwear, automobiles, & stationery
• Food, water, air, & house dust
                                                       13
Phthalates in Children’s Products
• Di(2-Ethylhexyl) Phthalate (DEHP)
  – Chronic Hazard Advisory Panel (CHAP)
  – Voluntary ban for teethers, rattles, and
    pacifiers (1985)
  – ASTM F-963
           F 963
• Diisononyl Phthalate (DINP)
  – Petition to ban PVC in children’s products
                           children s
  – Voluntarily removed from teethers, rattles
  – CHAP
  – DINP in toys, teethers, and rattles not
    hazardous to children
  – Petition denied (2003)
                                                 14
Chronic H
Ch i Hazard Advisory Panel (CHAP)
          d Ad i     P   l
 • Consumer Product Safety Act (CPSA)
 • Seven independent scientists:
   – Selected by CPSC from a list of ≥ 21
     nominated by National Academy of Sciences
   – Possess the required expertise
   – Not employed by the federal government,
     except NIH, NTP, or NCTR
   – Not associated with manufacturers
   – Cleared by the Office of the General Counsel
 • Members select a Chair and Vice-Chair
                              Vice Chair
                                                    15
CHAP s
           CHAP’s Examination
For all phthalates used in children’s products:
• All potential effects on children’s health
         t ti l ff t        hild ’ h lth
   – Including endocrine disruption
• Individual and cumulative risks
• Estimate exposure to children, pregnant
  women, and others
          ,
• Total phthalate exposure from:
   – Children’s products
   – Personal care products (FDA jurisdiction)
   – All other sources
• All routes of exposure
                                                  16
CHAP s
            CHAP’s Examination
• Level of no harm to:
  –   Children
      Child
  –   Pregnant women
  –   Other susceptible individuals
  –   Offspring
  –   Using appropriate safety factors
• Phthalate alternatives used in children’s
                                 children s
  products
• Conducted de novo using  g
  – All available information
  – Objective methods

                                              17
CHAP Report
• CHAP Report
  – Includes a recommendation whether to ban any
    additional phthalates or phthalate alternatives.


• CPSC Staff
  – Evaluate the CHAP report and recommend to
    the Commission whether to make the interim
    ban permanent
  – Evaluate CHAP report and recommend whether
    to ban any additional phthalates or phthalate
    alternatives

                                                       18
CHAP Timeline
• Letter requesting nominees to NAS sent
  February 10 2009
            10,
• First CHAP meeting
  – Could take a year before the first meeting
                 y                           g
• The CHAP will have 18 months to
  complete its examination, and
• 6 months to prepare a final report
• CPSC staff has 6 months to prepare a
  Commission briefing p
                     g package
                             g
• Entire process could take 3 years or more


                                                 19
Phthalates Ban
             Phth l t B

• Permanent Ban—February 10, 2009
  >0.1% DEHP, DBP, BBP in children’s toys
  or child care articles
• Interim Ban—February 10, 2009
  >0.1% DINP, DIDP, DnOP in children’s toys that
  can be placed in a child’s mouth or brought to
  their mouth so they can be sucked or chewed
  and child care articles
• Based on mass of entire product
                          p
                                                   20
Draft Guidance – Which Products?
Comments & Information Needed
C              f     i      d d

  • Published in FR February 23, 2009

  • Outlines staff approach and
    requests submission of comments
      q
    and information by March 25, 2009




                                        21
Children s
         Children’s Toy
• Consumer product designed or intended
  for use by a child 12 years of age or
  younger during play

  • Factors
  • ASTM F-963 exclusions
          F 963




                                          22
Examples of Toys
Item                   Excluded   Section
                        F-963      108
General use Ball                    X
Athletic Equip           X
Plastic Bat                         X
Bike                     X
Bath Toy                            X
Art M t i l
A t Material             X          ?
Playground Equip         X          ?
Small Ball Promotion                ?
                                            23
Toys That Can Be Placed in a
       Child’s
       Child’ Mouthh

• If any part can be kept in the mouth so
  that it can be sucked or chewed

• T
  Toys less than 5 cm i any di
       l    th        in    dimension
                                  i




                                            24
Testing of Toys in Inflatable or
         Deflated State
Item         Inflated by
                       y       Inflated     Deflated
             Cons or Manuf
Pool Toyy         C                            X
Beach Ball        C                            X
Some general
 use balls        M              X
Regulation-size   Excluded by F-963, not considered toy
 athletic equip
  thl ti     i



                                                       25
Child Care Articles
• Designed or intended for children 3 and
  under to facilitate sleep or feeding or to
  help such children with sucking or
  teething

   • Facilitate child versus adult
   • Consider level of involvement or
     proximity of child and product



                                               26
Child Care Articles

• Used directly in mouth: primary
  function product, subject to law (e.g.,
  pacifier)

• Direct contact w child w/ or w/o direct
  mouth contact: primary function
  product, subject to law (e.g., bib)



                                            27
Child Care Articles

• Close proximity to child, may or may
  not be subject to law (e.g., crib
  mattress)

• Multifunction items: manufacturer
  stated intent, primary or secondary
  function, may or may not be subject to
  law (e.g., strollers)


                                           28
Examples of Child Care Articles
Item                 Primary   Child Care
                     Product     Article
Pacifier               X           X
Bib                    X           X
Bottle Warmer
Crib Teething Rail     ?           ?
Crib Mattress          ?           ?
Stroller               ?           ?
Diaper Pad


                                            29
Practical Guidance for Meeting
   Phthalates Requirements
• Until finalized given limited staff
        finalized,
  resources, staff will focus on:

  – products most likely to pose a risk of
   phthalate exposure to children that is those
                           children,     is,
   intended for young children and can be put in
   the mouth



                                               30
Examples of Input Requested
           by Staff
• Is staff s approach primary versus
     staff’s approach,
  secondary child care articles, technically
  sound?

• D
  Does th staff’s approach f
        the t ff’         h focus on
  products with the most potential exposure
  to hild
  t children 3 years and under?
                       d d ?


                                               31
Examples of Input Requested
          by Staff
• Should these items be subject to section
  108 and how should they be classified?
     bib,
     bib crib mattress crib sheet swing
               mattress,    sheet, swing,
     stroller, wading pool,

• Should some promotional items be
  regarded as toys? What characteristics
  make them toys?
                                             32

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CPSIA Lead and Phthalates Guidance

  • 1. Lead, Phthalates, and the CPSIA Staff of the U.S. Consumer Product Safety Commission These comments are those of the CPSC staff, have not been reviewed or approved by, and may not necessarily reflect the views of, the Commission.
  • 2. Lead Section 101 • Lead content limits phased in over 3 yrs 600 ppm (Feb 10, 2009) to 300 ppm (Aug 14 2009) to 14, 100 ppm, if feasible (Aug 14, 2011) • Paint and other surface coatings reduced from 0.06% (600 ppm) to 0.009% (90 ppm) (Aug 14, 2009) • Study of XRF effectiveness (Aug 14 2009) 14, 2
  • 3. Lead Related Lead-Related Actions 1. 1 Interpretive Rule on Inaccessible Component Parts – Allow use of accessibility probes – Allow use and abuse tests – Use of tools will not be considered in evaluating accessibility 3
  • 4. Lead-Related Lead Related Actions 2. 2 Exemptions for Certain Electronic Devices Withdrawal of proposed rule, issuance of Interim Final Rule (Feb 6 2009) 6, - List of items unable to meet limits (e.g., lead in cathode ray tubes) - Removable components if inaccessible p in functional form (e.g., battery packs) - Staff review no less than 5 yrs 4
  • 5. Lead-Related Lead Related Actions 3. 3 Determinations: materials or products that do not exceed lead content limits (NPR) - natural materials (not adulterated adulterated, treated, or had lead added in process) - precious gemstones i t - semiprecious gemstones if mineral not associated with lead - pearls, wood, natural fibers, others p , , , 5
  • 6. Ordinary Books • Ordinary Books – Children’s books printed after 1985, conventionally printed intended to be read printed, – Limited staff analysis showed the presence of lead in inks in older books – Children’s books have limited useful life (approx 20 years) 6
  • 7. Textiles • Dyed or undyed textiles (cotton, wool, hemp, nylon) and non-metallic thread and trim used in children’s apparel and fabric products (e.g., blanket) – Does not include products that have undergone further treatment that imparts lead – Does not include ornamented products – Does not include products with plastic or metal fasteners 7
  • 8. Lead-Related Lead Related Actions 4. 4 Proposed procedures & requirements for Commission determination or exclusion -May be evaluated on a case by case May case-by-case basis. - Does not exceed lead content limits - Exceeds lead content limits 8
  • 9. Staff Assessments • Products that do not exceed lead limits – D t il d description of product or material Detailed d i ti f d t t i l – Data on lead content – Data or information on manufacturing process f f – Information on test methods used 9
  • 10. Staff Assessments • Products that exceed lead limits: – Normal and reasonably foreseeable use and abuse activity and aging will not result in absorption of any lead into the body. – Information about the product – Information about child’s interaction with the p product 10
  • 11. Lead Enforcement Policy • Issued Feb 6, 2009, addresses: – Accessibility – Electronics – Exclusions – Materials consistently below limits – Product classes consistently below limits 11
  • 12. Lead Enforcement Policy – Reporting excess lead content – Exports of products with excessive lead – Testing and certification g – Effectiveness 12
  • 13. CPSIA Section 108 What are Phthalates? • Family of >50 compounds • Plasticizer (softener) for PVC & other plastics • Solvent in paint, adhesives, cosmetics, fragrances Found in: • Toys action figures, & playground equipment Toys, figures • Flooring, siding, windows, plumbing, & home furnishings • Cosmetics, pharmaceuticals, & room fresheners • Footwear, rainwear, automobiles, & stationery • Food, water, air, & house dust 13
  • 14. Phthalates in Children’s Products • Di(2-Ethylhexyl) Phthalate (DEHP) – Chronic Hazard Advisory Panel (CHAP) – Voluntary ban for teethers, rattles, and pacifiers (1985) – ASTM F-963 F 963 • Diisononyl Phthalate (DINP) – Petition to ban PVC in children’s products children s – Voluntarily removed from teethers, rattles – CHAP – DINP in toys, teethers, and rattles not hazardous to children – Petition denied (2003) 14
  • 15. Chronic H Ch i Hazard Advisory Panel (CHAP) d Ad i P l • Consumer Product Safety Act (CPSA) • Seven independent scientists: – Selected by CPSC from a list of ≥ 21 nominated by National Academy of Sciences – Possess the required expertise – Not employed by the federal government, except NIH, NTP, or NCTR – Not associated with manufacturers – Cleared by the Office of the General Counsel • Members select a Chair and Vice-Chair Vice Chair 15
  • 16. CHAP s CHAP’s Examination For all phthalates used in children’s products: • All potential effects on children’s health t ti l ff t hild ’ h lth – Including endocrine disruption • Individual and cumulative risks • Estimate exposure to children, pregnant women, and others , • Total phthalate exposure from: – Children’s products – Personal care products (FDA jurisdiction) – All other sources • All routes of exposure 16
  • 17. CHAP s CHAP’s Examination • Level of no harm to: – Children Child – Pregnant women – Other susceptible individuals – Offspring – Using appropriate safety factors • Phthalate alternatives used in children’s children s products • Conducted de novo using g – All available information – Objective methods 17
  • 18. CHAP Report • CHAP Report – Includes a recommendation whether to ban any additional phthalates or phthalate alternatives. • CPSC Staff – Evaluate the CHAP report and recommend to the Commission whether to make the interim ban permanent – Evaluate CHAP report and recommend whether to ban any additional phthalates or phthalate alternatives 18
  • 19. CHAP Timeline • Letter requesting nominees to NAS sent February 10 2009 10, • First CHAP meeting – Could take a year before the first meeting y g • The CHAP will have 18 months to complete its examination, and • 6 months to prepare a final report • CPSC staff has 6 months to prepare a Commission briefing p g package g • Entire process could take 3 years or more 19
  • 20. Phthalates Ban Phth l t B • Permanent Ban—February 10, 2009 >0.1% DEHP, DBP, BBP in children’s toys or child care articles • Interim Ban—February 10, 2009 >0.1% DINP, DIDP, DnOP in children’s toys that can be placed in a child’s mouth or brought to their mouth so they can be sucked or chewed and child care articles • Based on mass of entire product p 20
  • 21. Draft Guidance – Which Products? Comments & Information Needed C f i d d • Published in FR February 23, 2009 • Outlines staff approach and requests submission of comments q and information by March 25, 2009 21
  • 22. Children s Children’s Toy • Consumer product designed or intended for use by a child 12 years of age or younger during play • Factors • ASTM F-963 exclusions F 963 22
  • 23. Examples of Toys Item Excluded Section F-963 108 General use Ball X Athletic Equip X Plastic Bat X Bike X Bath Toy X Art M t i l A t Material X ? Playground Equip X ? Small Ball Promotion ? 23
  • 24. Toys That Can Be Placed in a Child’s Child’ Mouthh • If any part can be kept in the mouth so that it can be sucked or chewed • T Toys less than 5 cm i any di l th in dimension i 24
  • 25. Testing of Toys in Inflatable or Deflated State Item Inflated by y Inflated Deflated Cons or Manuf Pool Toyy C X Beach Ball C X Some general use balls M X Regulation-size Excluded by F-963, not considered toy athletic equip thl ti i 25
  • 26. Child Care Articles • Designed or intended for children 3 and under to facilitate sleep or feeding or to help such children with sucking or teething • Facilitate child versus adult • Consider level of involvement or proximity of child and product 26
  • 27. Child Care Articles • Used directly in mouth: primary function product, subject to law (e.g., pacifier) • Direct contact w child w/ or w/o direct mouth contact: primary function product, subject to law (e.g., bib) 27
  • 28. Child Care Articles • Close proximity to child, may or may not be subject to law (e.g., crib mattress) • Multifunction items: manufacturer stated intent, primary or secondary function, may or may not be subject to law (e.g., strollers) 28
  • 29. Examples of Child Care Articles Item Primary Child Care Product Article Pacifier X X Bib X X Bottle Warmer Crib Teething Rail ? ? Crib Mattress ? ? Stroller ? ? Diaper Pad 29
  • 30. Practical Guidance for Meeting Phthalates Requirements • Until finalized given limited staff finalized, resources, staff will focus on: – products most likely to pose a risk of phthalate exposure to children that is those children, is, intended for young children and can be put in the mouth 30
  • 31. Examples of Input Requested by Staff • Is staff s approach primary versus staff’s approach, secondary child care articles, technically sound? • D Does th staff’s approach f the t ff’ h focus on products with the most potential exposure to hild t children 3 years and under? d d ? 31
  • 32. Examples of Input Requested by Staff • Should these items be subject to section 108 and how should they be classified? bib, bib crib mattress crib sheet swing mattress, sheet, swing, stroller, wading pool, • Should some promotional items be regarded as toys? What characteristics make them toys? 32