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Advanced Patent Searching
                 Frisina, LLC
Creating Wealth Through Intellectual Property TM




              www.frisinaIP.com
                                             Copyright © 2007-2011 Frisina, LLC
Introduction
                        Representative Sectors   Our mission is to create wealth for our clients through the
                        • Chemicals              strategic use of intellectual property.
                        • Polymers
                        • Pharmaceuticals        We understand the challenges facing businesses in today's
                        • Biotechnology          economic environment, and strive to secure and monetize our
                        • Biomedical             clients’ intellectual assets. With nearly 15 years in innovation
                        • Medical Imaging        combined as a patent attorney and scientist, I am uniquely
                        • Advanced Materials     positioned to guide clients through the legal maze of intellectual
                        • Nanotechnology         property strategy facing start-ups and more established ventures.
453 South High Street
      Suite 302         • Semiconductors
  Akron, OH 44311       • Medical Instruments    In addition to legal expertise and an unimpeachable commitment
 (330)338-0589 direct
                        • Medical Tests          to quality, we offer our clients unparalleled value and security.
dominic@frisinaIP.com   • Liquid Crystals        Particularly, we have strategically invested in state-of-the-art
  www.frisinaIP.com     • Power Generation       practice and intellectual property (IP) portfolio management
                        • Fuel Cells             systems. These systems enable us to intelligently analyze
                        • Software               clients’ IP holdings and suggest tactics to exploit strengths,
                        • Internet Law           identify and shore-up weaknesses, and generate income.
                        • Business Methods



                                                                                      Copyright © 2007-2011 Frisina, LLC
Contents
• Types of Searches

• Available Search Engines

• The Process of Searching




                                 Copyright © 2007-2011 Frisina, LLC
Types of Searches




                    Copyright © 2007-2011 Frisina, LLC
Search Types
• Novelty
  – a/k/a Patent Availability or Patentability
• Collection
  – a/k/a State of The Art
• Freedom to Operate
  – a/k/a Freedom to Practice, or Product Clearance
• Validity/Invalidity


                                                 Copyright © 2007-2011 Frisina, LLC
Novelty Searches
•Purpose: Searching a specific invention to determine
 whether it is novel
•Search Scope:
  • World-wide live/expired patents and applications
  • Non patent literature
•Document Review Scope:
  • The entire document


                                                 Copyright © 2007-2011 Frisina, LLC
Collection Searches
•Purpose: Survey of an area of technology
  • Not a search of a specific invention
  • Determining the patent landscape of a given space
  • Identifying a niche ripe for innovation
•Search Scope:
  • world-wide live/expired patents and applications
•Document Review Scope:
  • The entire document

                                                  Copyright © 2007-2011 Frisina, LLC
Freedom to Operate Searches
•Purpose: Searching for patents that you may infringe
•Search Scope:
  • Live patents and applications in a selected jurisdiction
•Document Review Scope:
  • centers around the claims
  • construction and infringement analysis




                                                    Copyright © 2007-2011 Frisina, LLC
Invalidity Searches
•Purpose: Searching for art to invalidate the patent of
 another
•Search Scope:
  • World-wide patents and applications having priority dates prior
    to the patent at issue
•Document Review Scope:
  • The entire document is relevant
  • Searching for novelty and obviousness issues

                                                   Copyright © 2007-2011 Frisina, LLC
Available Search Engines




                      Copyright © 2007-2011 Frisina, LLC
Available Search Engines
• Free Services
  – USPTO (PatFT and AppFT databases)
    • Limited to US documents
  – Google Patents
    • Limited to US documents
  – Free Patents Online (www.freepatentsonline.com)
    • US, WIPO, EPO, Japanese abstracts, non-patent literature




                                                     Copyright © 2007-2011 Frisina, LLC
Available Search Engines
• Limitations
  – Coverage
     • Holdings may be limited
     • May or may not be published
  – Data mining
     • Information about you may be sold




                                           Copyright © 2007-2011 Frisina, LLC
Available Search Engines
• Subscription Services $5-50K per year
            Company           Product
            Thomson-Reuters   Aureka
            Gridlogics        Patent Insight Pro
            ScioSphere        ScioSphere
            Thomson-Reuters   Thomson Data Analyzer
            LexisNexis        TotalPatent
            TreParel          KMX Patent Analytics
            Search Technology VantagePoint
            Thomson-Reuters   Delphion



                                                      Copyright © 2007-2011 Frisina, LLC
The Process of Searching




                      Copyright © 2007-2011 Frisina, LLC
The Process of Novelty Searching
• Define the invention
  – Be specific
  – Establish the necessary elements
• Establish International Classifications
  – Use http://www.wipo.int/classifications/ipc/ipc8/?lang=en
  – US classifications are not generally useful




                                                  Copyright © 2007-2011 Frisina, LLC
The Process of Novelty Searching
• Formulate search strings
  – Keyword search with IC’s
  – Use keywords very cautiously


• Review the relevant art
  – Note keyword hits in context
  – Review close art in detail



                                   Copyright © 2007-2011 Frisina, LLC
The Process of Novelty Searching
• Refine search strings
  – Adjust keywords and IC’s based on reviewed art
  – This process of review and refinement repeats until you are
    confident with the results


• Search specific elements of the invention
  – Disparate art can be combined by examiners



                                                 Copyright © 2007-2011 Frisina, LLC
The Process of Novelty Searching




                          Copyright © 2007-2011 Frisina, LLC
The Process of Novelty Searching
• String Construction (novelty search)
  – Identifying relevant IC’s
     • Use keywords and use the WIPO manual
  – Isolate individual elements of the invention
     • Use IC’s, and identify the most relevant keywords
     • Use wildcards, proximity searching, and stemming functions
     • Define the string broadly
  – Combine strings of isolated elements
     • A combination of each element is a search of the entire invention


                                                         Copyright © 2007-2011 Frisina, LLC
Thank You
For Further Information
      www.frisinaIP.com
           Newsletters
           IP Owl Blog
           Slide Shows


          Contact Me
       (330)338-0589 Direct
      dominic@frisinaIP.com


                              Copyright © 2007-2011 Frisina, LLC

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Advanced Patent Search Techniques

  • 1. Advanced Patent Searching Frisina, LLC Creating Wealth Through Intellectual Property TM www.frisinaIP.com Copyright © 2007-2011 Frisina, LLC
  • 2. Introduction Representative Sectors Our mission is to create wealth for our clients through the • Chemicals strategic use of intellectual property. • Polymers • Pharmaceuticals We understand the challenges facing businesses in today's • Biotechnology economic environment, and strive to secure and monetize our • Biomedical clients’ intellectual assets. With nearly 15 years in innovation • Medical Imaging combined as a patent attorney and scientist, I am uniquely • Advanced Materials positioned to guide clients through the legal maze of intellectual • Nanotechnology property strategy facing start-ups and more established ventures. 453 South High Street Suite 302 • Semiconductors Akron, OH 44311 • Medical Instruments In addition to legal expertise and an unimpeachable commitment (330)338-0589 direct • Medical Tests to quality, we offer our clients unparalleled value and security. dominic@frisinaIP.com • Liquid Crystals Particularly, we have strategically invested in state-of-the-art www.frisinaIP.com • Power Generation practice and intellectual property (IP) portfolio management • Fuel Cells systems. These systems enable us to intelligently analyze • Software clients’ IP holdings and suggest tactics to exploit strengths, • Internet Law identify and shore-up weaknesses, and generate income. • Business Methods Copyright © 2007-2011 Frisina, LLC
  • 3. Contents • Types of Searches • Available Search Engines • The Process of Searching Copyright © 2007-2011 Frisina, LLC
  • 4. Types of Searches Copyright © 2007-2011 Frisina, LLC
  • 5. Search Types • Novelty – a/k/a Patent Availability or Patentability • Collection – a/k/a State of The Art • Freedom to Operate – a/k/a Freedom to Practice, or Product Clearance • Validity/Invalidity Copyright © 2007-2011 Frisina, LLC
  • 6. Novelty Searches •Purpose: Searching a specific invention to determine whether it is novel •Search Scope: • World-wide live/expired patents and applications • Non patent literature •Document Review Scope: • The entire document Copyright © 2007-2011 Frisina, LLC
  • 7. Collection Searches •Purpose: Survey of an area of technology • Not a search of a specific invention • Determining the patent landscape of a given space • Identifying a niche ripe for innovation •Search Scope: • world-wide live/expired patents and applications •Document Review Scope: • The entire document Copyright © 2007-2011 Frisina, LLC
  • 8. Freedom to Operate Searches •Purpose: Searching for patents that you may infringe •Search Scope: • Live patents and applications in a selected jurisdiction •Document Review Scope: • centers around the claims • construction and infringement analysis Copyright © 2007-2011 Frisina, LLC
  • 9. Invalidity Searches •Purpose: Searching for art to invalidate the patent of another •Search Scope: • World-wide patents and applications having priority dates prior to the patent at issue •Document Review Scope: • The entire document is relevant • Searching for novelty and obviousness issues Copyright © 2007-2011 Frisina, LLC
  • 10. Available Search Engines Copyright © 2007-2011 Frisina, LLC
  • 11. Available Search Engines • Free Services – USPTO (PatFT and AppFT databases) • Limited to US documents – Google Patents • Limited to US documents – Free Patents Online (www.freepatentsonline.com) • US, WIPO, EPO, Japanese abstracts, non-patent literature Copyright © 2007-2011 Frisina, LLC
  • 12. Available Search Engines • Limitations – Coverage • Holdings may be limited • May or may not be published – Data mining • Information about you may be sold Copyright © 2007-2011 Frisina, LLC
  • 13. Available Search Engines • Subscription Services $5-50K per year Company Product Thomson-Reuters Aureka Gridlogics Patent Insight Pro ScioSphere ScioSphere Thomson-Reuters Thomson Data Analyzer LexisNexis TotalPatent TreParel KMX Patent Analytics Search Technology VantagePoint Thomson-Reuters Delphion Copyright © 2007-2011 Frisina, LLC
  • 14. The Process of Searching Copyright © 2007-2011 Frisina, LLC
  • 15. The Process of Novelty Searching • Define the invention – Be specific – Establish the necessary elements • Establish International Classifications – Use http://www.wipo.int/classifications/ipc/ipc8/?lang=en – US classifications are not generally useful Copyright © 2007-2011 Frisina, LLC
  • 16. The Process of Novelty Searching • Formulate search strings – Keyword search with IC’s – Use keywords very cautiously • Review the relevant art – Note keyword hits in context – Review close art in detail Copyright © 2007-2011 Frisina, LLC
  • 17. The Process of Novelty Searching • Refine search strings – Adjust keywords and IC’s based on reviewed art – This process of review and refinement repeats until you are confident with the results • Search specific elements of the invention – Disparate art can be combined by examiners Copyright © 2007-2011 Frisina, LLC
  • 18. The Process of Novelty Searching Copyright © 2007-2011 Frisina, LLC
  • 19. The Process of Novelty Searching • String Construction (novelty search) – Identifying relevant IC’s • Use keywords and use the WIPO manual – Isolate individual elements of the invention • Use IC’s, and identify the most relevant keywords • Use wildcards, proximity searching, and stemming functions • Define the string broadly – Combine strings of isolated elements • A combination of each element is a search of the entire invention Copyright © 2007-2011 Frisina, LLC
  • 20. Thank You For Further Information www.frisinaIP.com Newsletters IP Owl Blog Slide Shows Contact Me (330)338-0589 Direct dominic@frisinaIP.com Copyright © 2007-2011 Frisina, LLC