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How does lack of standardization in authorship affect 
the measurement of science output? Mexican picture 
Flor Trillo, PhD Candidate, University of Granada, Spain 
Background 
Objective 
Determine the status in scientific publications from 2000-2012 of Mexican SNI level III 
researchers in the international bibliographic database, Scopus. 
Results 
Conclusions 
After analyzing the current status of the scientific production of Mexican SNI level III 
researchers, several problems were identified. These problems basically all stem from the 
lack of consistency in the researcher profiling, starting since the submission process and 
continuing through the editorial review process; particularly when the papers are indexed or 
included in databases, such as Scopus. 
It is imperative to normalize the process of documengint research profiles, through systems 
as Researcher ID and ORCID, in order to have a more accurate picture of the scientific 
production in Mexico, helping Mexican researchers and institutions achieve a higher position 
in academic ranking systems like SCImago Journal & Country Rank. 
Knowing the origins of the papers and the importance of the contributions will impact to 
improve their future research. 
References 
Elsevier B. V. Scopus. Coverage of metadata [Retrieved April, 2013 from http://www.scopus.com] 
Foro Consultivo Científico y Tecnológico y Academia Mexicana de Ciencias (2005) Una reflexión sobre el 
Sistema Nacional de Investigadores a 20 años de su creación. México: FCCyT. 
Licea de Arenas J; Santillán-Rivero EG (2002). Bibliometría ¿para qué?. Biblioteca Universitaria. Nueva época, 
enero-junio. 5(1) 
Metlich- Medlich AI (2009). Restricciones de la institución en la productividad científica. El caso de una 
universidad pública mexicana. Revista Electrónica de Investigación Educativa. México: 11(1); 1-20. 
Reglamento del SNI (2011). México: Diario Oficial de la Federación. 
Reyes G, Suriñach J (2012). Las evaluaciones internas del SNI: coherencias o coincidencias. Secuencia: 83; 
mayo-agosto; 179-217 
Rivas-Tovar LA (2005). La formación de investigadores en México. Perfiles Latinoamericanos, diciembre; 89- 
113 
Sistema Nacional de Investigadores (2012). Investigadores vigentes 2012. México: CONACYT. 
Numerous databases have been developed to track scientific outcomes such as 
publications, allowing us to measure academic performance and rank the production of 
individuals researchers or institutions. However, lack of standardization among the 
various database search parameters can lead to errors and omissions in identifying 
authors and institutions, preventing accurate measurement of research production. 
In México, a governmental system was established in 1984 to promote quantity and 
quality of scientific research in the country. The Sistema Nacional de Investigadores 
(SNI, or National System of Researchers) is a subsidiary of the Consejo Nacional de 
Ciencia y Tecnología (CONACyT or National Council of Sciences and Technology). The 
SNI is divided into two main categories: candidates and national researchers, with the 
latter divided into two levels: II, III and National Researcher Emeritus. 
Level III is reserved for those researchers who have made significant contributions 
nationally and internationally to their fields, and in this category is where is establish the 
evaluation board who later on make decisions about who can access as candidate or will 
be promoted to the next level. 
Since Level III researchers are considered the model of excellency in their field, this 
group was chosen to profile their scientific productivity as measured by to one of the 
most used databases with worldwide coverage, Scopus. 
Methods 
1,581 researchers were identified in SNI level III were tracked trough the database Scopus, 
from 2000-2012 
In Mexico 1,581 researchers were classified in SNI level III in 2012, of which 1,077 (68.12%) 
were included in this study, representing 95 institutions in Scopus. 
Base on these 1,077 researchers: 
• Average rate of publications was between 1 to 295 papers per researcher. 
• Physics, Mathematics and Earth sciences had the highest rate of researchers with 
publications up to 319 (29.61%) 
• Health sciences and Medicine produce approximately 59 papers per researcher, with an 
average citation of 16. 
• Social sciences generated about 4 documents per researcher with around 5 citations per 
Production distribution 
by field 
publication 
• 92 (8.5%) researchers had just one publication. 
Production distribution 
by gender 
Physics, 
Mathematics and 
Earth science 
32% 
Biology and 
Chemistry 
25% 
Social 
science 
Behavioral 
sciences and 
Humanities 
2% 
Health science and 
Medicine 
20% 
1% 
Biotechnology 
and Agriculture 
research 
9% 
Engineering 
11% 
Production distribution 
by academic degree 
Non specific 
2% 
Bachelor Degree 
4% 
Master Degree 
2% 
PhD 
92% 
• 985 (91,45%) researchers whose production was between 2-294 papers were clasiffied 
in three groups: 
A. With 2 to 49 publications, with a total of 657 (66.70%) researchers 
B. With 50 to 99 publications, with a total of 277 (28.12%) researchers 
C. With 100 to 294 publications, with a total of 51 (5.17%) researchers 
• The publications from Group C have 500 to 8,240 citations in total: 
Group C, distribution 
by field 
Group C, distribution 
by institution 
 1,581 researchers in 
2012, level III, just 8.52% 
of the total SNI 
 Affiliated to 110 national 
institutions, 13 
international 
 In 13 years, the total 
contribution was about 
41,794 publications with 
465,125 citations in total 
 Representing just the 
27.59% of scientific 
production in the country, 
according to reports in 
Scopus 
 According to Scopus, 
Mexico was in the 28th 
position in scientific 
production in 2012 
Of the 504 (31.87%) researchers excluded: 
• 342 (21.63%) researchers did not appear in Scopus 
• 162 (10.18%) researchers presented inconsistencies during the search 
(typo/spelling mistakes in the name, different institutional affiliation and/or field of 
research) 
• Representing about 4.4% in scientific production (total of 6,725 publications) 
Step 1 
Creation of a 
database with 
1,581 SNI level III 
researchers, 
reported active in 
2012: 
• Researcher’s 
name 
• Institutional 
afiliation 
• Academic 
degree 
• Field of 
research 
Step 2 
Search in Scopus, 
in a period from 
2000 to 2012, 
using the next 
criteria: 
• Full and partial 
researcher’s 
name 
• Institutional 
afiliation 
• Field of 
research 
• Country of 
origin and 
employment 
Step 3 
Identification of 
tracking 
problems: 
• Full and partial 
typo/spelling 
mistakes on 
researcher’s 
name 
• Mismatches of 
institutional 
afiliation 
• Mismatches on 
Research Field 
• Mismatches in 
country 
• Citation errors 
Step 4 
Recolection and 
data analysis, to 
establish 
comparations by 
field, 
country/institution 
al afiliation, 
gender, academic 
degree, number of 
publications and 
national presence 
in Scopus. 
14% 
4% 
31% 
2% 
27% 
22% 
Engineering 
Biotechnology and agriculture 
sciences 
Health science and medicine 
Behavioral science and 
Humanities 
Biology and chemistry 
Physics , Mathematics and Earth 
science 
Male 
82% 
Female 
18% 
17% 
13% 
9% 
8% 
4% 4% 
2% 
4% 
2% 
4% 
2% 
2% 
2% 
2% 
4% 
4% 
4% 
4% 
2% 
2% 
2%2%2%2% 
Universidad Nacional Autónoma de México 
Centro de Investigación y de Estudios Avanzados, IPN 
Universidad Autónoma Metropolitana 
Instituto Nacional de Ciencias Médicas y Nutrición Salvador Zubirán 
Universidad de Guadalajara 
Secretaría de Salud 
Instituto Tecnológico de Estudios Superiores de Monterrey 
Instituto Politécnico Nacional 
Instituto Nacional de Salud Pública 
Instituto Nacional de Neurología y Neurocirugía 
Instituto Nacional de Enfermedades Respiratorias 
Instituto Nacional de Astrofísica Óptica y Electrónica 
Universidad de Sonora 
Universidad Autónoma de Morelos 
Universidad Autónoma de Nuevo León 
Instituto Nacional de Enfermedades Respiratorias 
Instituto Nacional de Psiquiatría Ramón de la Fuente 
Instituto Nacional de Cardiología Dr. Ignacio Chávez 
Instituto Mexicano del Petróleo 
Instituto de Ecología, A.C. 
El Colegio de la Frontera Sur 
Centro de Investigaciones en Óptica, A.C. 
Benemerita Universidad Autónoma de Puebla 
Anthony Nolan Research

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How does lack of standardization in authorship affect the measurement of science output? Mexican picture

  • 1. How does lack of standardization in authorship affect the measurement of science output? Mexican picture Flor Trillo, PhD Candidate, University of Granada, Spain Background Objective Determine the status in scientific publications from 2000-2012 of Mexican SNI level III researchers in the international bibliographic database, Scopus. Results Conclusions After analyzing the current status of the scientific production of Mexican SNI level III researchers, several problems were identified. These problems basically all stem from the lack of consistency in the researcher profiling, starting since the submission process and continuing through the editorial review process; particularly when the papers are indexed or included in databases, such as Scopus. It is imperative to normalize the process of documengint research profiles, through systems as Researcher ID and ORCID, in order to have a more accurate picture of the scientific production in Mexico, helping Mexican researchers and institutions achieve a higher position in academic ranking systems like SCImago Journal & Country Rank. Knowing the origins of the papers and the importance of the contributions will impact to improve their future research. References Elsevier B. V. Scopus. Coverage of metadata [Retrieved April, 2013 from http://www.scopus.com] Foro Consultivo Científico y Tecnológico y Academia Mexicana de Ciencias (2005) Una reflexión sobre el Sistema Nacional de Investigadores a 20 años de su creación. México: FCCyT. Licea de Arenas J; Santillán-Rivero EG (2002). Bibliometría ¿para qué?. Biblioteca Universitaria. Nueva época, enero-junio. 5(1) Metlich- Medlich AI (2009). Restricciones de la institución en la productividad científica. El caso de una universidad pública mexicana. Revista Electrónica de Investigación Educativa. México: 11(1); 1-20. Reglamento del SNI (2011). México: Diario Oficial de la Federación. Reyes G, Suriñach J (2012). Las evaluaciones internas del SNI: coherencias o coincidencias. Secuencia: 83; mayo-agosto; 179-217 Rivas-Tovar LA (2005). La formación de investigadores en México. Perfiles Latinoamericanos, diciembre; 89- 113 Sistema Nacional de Investigadores (2012). Investigadores vigentes 2012. México: CONACYT. Numerous databases have been developed to track scientific outcomes such as publications, allowing us to measure academic performance and rank the production of individuals researchers or institutions. However, lack of standardization among the various database search parameters can lead to errors and omissions in identifying authors and institutions, preventing accurate measurement of research production. In México, a governmental system was established in 1984 to promote quantity and quality of scientific research in the country. The Sistema Nacional de Investigadores (SNI, or National System of Researchers) is a subsidiary of the Consejo Nacional de Ciencia y Tecnología (CONACyT or National Council of Sciences and Technology). The SNI is divided into two main categories: candidates and national researchers, with the latter divided into two levels: II, III and National Researcher Emeritus. Level III is reserved for those researchers who have made significant contributions nationally and internationally to their fields, and in this category is where is establish the evaluation board who later on make decisions about who can access as candidate or will be promoted to the next level. Since Level III researchers are considered the model of excellency in their field, this group was chosen to profile their scientific productivity as measured by to one of the most used databases with worldwide coverage, Scopus. Methods 1,581 researchers were identified in SNI level III were tracked trough the database Scopus, from 2000-2012 In Mexico 1,581 researchers were classified in SNI level III in 2012, of which 1,077 (68.12%) were included in this study, representing 95 institutions in Scopus. Base on these 1,077 researchers: • Average rate of publications was between 1 to 295 papers per researcher. • Physics, Mathematics and Earth sciences had the highest rate of researchers with publications up to 319 (29.61%) • Health sciences and Medicine produce approximately 59 papers per researcher, with an average citation of 16. • Social sciences generated about 4 documents per researcher with around 5 citations per Production distribution by field publication • 92 (8.5%) researchers had just one publication. Production distribution by gender Physics, Mathematics and Earth science 32% Biology and Chemistry 25% Social science Behavioral sciences and Humanities 2% Health science and Medicine 20% 1% Biotechnology and Agriculture research 9% Engineering 11% Production distribution by academic degree Non specific 2% Bachelor Degree 4% Master Degree 2% PhD 92% • 985 (91,45%) researchers whose production was between 2-294 papers were clasiffied in three groups: A. With 2 to 49 publications, with a total of 657 (66.70%) researchers B. With 50 to 99 publications, with a total of 277 (28.12%) researchers C. With 100 to 294 publications, with a total of 51 (5.17%) researchers • The publications from Group C have 500 to 8,240 citations in total: Group C, distribution by field Group C, distribution by institution  1,581 researchers in 2012, level III, just 8.52% of the total SNI  Affiliated to 110 national institutions, 13 international  In 13 years, the total contribution was about 41,794 publications with 465,125 citations in total  Representing just the 27.59% of scientific production in the country, according to reports in Scopus  According to Scopus, Mexico was in the 28th position in scientific production in 2012 Of the 504 (31.87%) researchers excluded: • 342 (21.63%) researchers did not appear in Scopus • 162 (10.18%) researchers presented inconsistencies during the search (typo/spelling mistakes in the name, different institutional affiliation and/or field of research) • Representing about 4.4% in scientific production (total of 6,725 publications) Step 1 Creation of a database with 1,581 SNI level III researchers, reported active in 2012: • Researcher’s name • Institutional afiliation • Academic degree • Field of research Step 2 Search in Scopus, in a period from 2000 to 2012, using the next criteria: • Full and partial researcher’s name • Institutional afiliation • Field of research • Country of origin and employment Step 3 Identification of tracking problems: • Full and partial typo/spelling mistakes on researcher’s name • Mismatches of institutional afiliation • Mismatches on Research Field • Mismatches in country • Citation errors Step 4 Recolection and data analysis, to establish comparations by field, country/institution al afiliation, gender, academic degree, number of publications and national presence in Scopus. 14% 4% 31% 2% 27% 22% Engineering Biotechnology and agriculture sciences Health science and medicine Behavioral science and Humanities Biology and chemistry Physics , Mathematics and Earth science Male 82% Female 18% 17% 13% 9% 8% 4% 4% 2% 4% 2% 4% 2% 2% 2% 2% 4% 4% 4% 4% 2% 2% 2%2%2%2% Universidad Nacional Autónoma de México Centro de Investigación y de Estudios Avanzados, IPN Universidad Autónoma Metropolitana Instituto Nacional de Ciencias Médicas y Nutrición Salvador Zubirán Universidad de Guadalajara Secretaría de Salud Instituto Tecnológico de Estudios Superiores de Monterrey Instituto Politécnico Nacional Instituto Nacional de Salud Pública Instituto Nacional de Neurología y Neurocirugía Instituto Nacional de Enfermedades Respiratorias Instituto Nacional de Astrofísica Óptica y Electrónica Universidad de Sonora Universidad Autónoma de Morelos Universidad Autónoma de Nuevo León Instituto Nacional de Enfermedades Respiratorias Instituto Nacional de Psiquiatría Ramón de la Fuente Instituto Nacional de Cardiología Dr. Ignacio Chávez Instituto Mexicano del Petróleo Instituto de Ecología, A.C. El Colegio de la Frontera Sur Centro de Investigaciones en Óptica, A.C. Benemerita Universidad Autónoma de Puebla Anthony Nolan Research