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Social Innovation and
Resilience
                      Frances Westley
   Waterloo Institute of Social Innovation and Resilience
In this presentation I will…
!   Define key terms

!   Look at resilience as a property linked to adaptive capacity
    (represented in the adaptive cycle)
!   Look at resilience as something one wants to build indirectly
    through a pattern of invention for adaptation
!   Look at resilience as something one wants to reduce
    indirectly or directly through a pattern of innovation for
    transformation
!   Close with some questions for discussion
Some definitions
!   Resilience: the capacity of a system to absorb disturbance
    and reorganize while undergoing change, so as to still
    retain essentially the same function, structure, identity,
    and feedbacks” (Walker et al. 2004; Folke et al. 2010).

!   Resilience is about neither persistence nor change but about
    balancing and integrating both in an adaptive cycle
Routine Change (Persistence)




                               Conservation
                                    K




          Growth
             r
Adaptation/Transformation              Release
                                                   Ω




                                      Backloop




                   Reorganization
                         α




Steve Carpenter,
Stored
                      --




Released
            Variety        Sameness
Much          The birth, growth, destruction and renewal of a forest
Little CAPITAL STORED




                                                                       1
                                                       Creative
                                                      Destruction


                        Weak   CONNECTEDNESS                 Strong
Much          The birth, growth, destruction and renewal of a forest


                        2
                        Renewal/Exploration
Little CAPITAL STORED




                                                                1
                                                Release or Creative
                                                    Destruction


                        Weak      CONNECTEDNESS              Strong
The birth, growth, destruction and renewal of a forest
Little CAPITAL STORED Much




                             3
                                 Exploitation



                             Weak      CONNECTEDNESS             Strong
Much     The birth, growth, destruction and renewal of a forest

                                                                  4
                                               Conservation
CAPITAL STORED




                 3
                     Exploitation
Little




                 Weak       CONNECTEDNESS                    Strong
Resilience and basins of
       attraction
In comes agency….
!      Adaptability: the capacity of individuals within the
      system to maintain or manage its resilience through
      continuous invention and adjustments

!     Transformability: the capacity to create untried
      beginnings from which to evolve a fundamentally new
      way of living when existing ecological, economic, and
      social conditions make the current system untenable
      (social innovation).
In comes innovation….
!   Social Inventions: any product, process, design,
   program or initiative designed to assist vulnerable
   populations or those serving them to adapt more
   affectively to social or ecological circumstances
!   Social Innovation: any product, process, design ,
   program or initiative that profoundly changes the
   defining routines and laws, resource and authority
   flows, cultural beliefs and practices of a given social
   system. Social innovations transform intractable
   problem domains.
The adaptive cycle and
invention/innovation?
The idea is developed               An established innovation




The idea is launched as a product,          An idea is born
process or organization
Release or Creative
Destruction
The psychosocial space called release or
               creative destruction


!   Key pressures - sensemaking and reconfiguration of resources

!   Associated changes -
    !   Breakdown of trust, networks and meanings
    !   Confusion, lack of clarity, lack of direction
    !   Pirating ideas and resources; introduction of novelty
    !   People: those who thrive on crisis, on new beginnings are
       happy here – others may be depressed or in mourning
Reorganization or
exploration
The psychosocial space called reorganization
             or exploration

!   Key pressures: resource (funds, time, energy, attention, skill)
    availability - low connectivity - time pressure
!   Associated changes:
    !   multiple random walks , experiments, initiatives which
        lead to little in the way of measurable outcomes
    !   people who learn by doing are happy here, others may feel
        increasingly anxious about waste of time or directionless
    !   reflection moving to experimentation, lots of false starts and
        sometimes frustration and mounting anxiety about inputs/
        output ratios
exploitation
The psychosocial space called exploitation

!   Key pressure- demand for delivery and productivity
!   Associated changes-
    !   The dynamic of start-up - high excitement as the
       initiative takes form. Communication is still highly
       personal, roles flexible, integration through mutual
       adjustment.
   !   With success and time, there is increasing need for
       organizing systems (communication, control,
       accounting), job definition and regulation.
   !   Team-builders and the action oriented come into
       their own. Conceptualizers may feel a little
       uncomfortable.
conservation
The Psycho-social space called
                 conservation
!   Key pressures - standardization of rules and
   procedures; demand for product
!   Associated changes
   !   A time of measurable returns and performance
   !   Increased demands for reliability and productivity
   !   Increased reliance on systems for monitoring and
       rewarding efficiency
   !   Good management prevails- visionaries step aside or
       move on?
Use of the adaptive cycle in
           change making
!   Where are you as an individual most comfortable?
   Least comfortable?

!   Organizational assessment: Which phase is each of
   organization/program? What does the combined
   picture say about where is in the adaptive cycle?

!   To what extent does the pattern of activities in any
   program area support the resilience of the broader system?
But what about the broader societal
outcomes you are seeking:
Adaptation or Transformation?
Crossing scales
Fig. 2
Resilience suggest the role of
 opportunity and of agency
1.                             D. Scaling Up -
A. Institutional                2.          3       Institutional
                   Economi   Political   Cultural
landscape             c
                                                    Entrepreneurs




                                                    E. Scaling Out/
                                                    Social
                                                    entrepreneurs
Thinking like a
movement: The PLAN
Case           Institutional level
                      Changing the definition
                      of citzenship




     National level
     Can Plan be
     disseminated??

                                                               Individual level
                                                               Fatigue and
                                                               questioning
                                        Organizational level
                                        Success brings many
                                        demands
Resilience
                 2. Building
                     the
                  resilience
                    of the
                 innovative
                               3. nibbling at the
                 alternative
1.Reducing the                 system to create a
resilience of                      window of
dominant                          opportunity
regime
Use of concepts of adaptation,
   transformation and cross scale
    interactions in strategic grant
               making
!   Is the goal of the program to build the resilience of the
    system through building adaptive capacity ?
                            •  Or

!   Is the goal of the program to reduce the resilience of the
    focal system through building capacity for social
    innovation?
What is your goal?
      To maintain the resilience of the                      To transform the current
       current system by adaptation?                                 systems
!        Treat the “institutional” or                !     Treat the “institutional” or
         environmental landscape as a given                environmental landscape as mutable and
                                                           needing change
!        Focus on the problem regime level
                                                     !     Concentrate on connecting good ideas at
                                                           the level of innovation niches to windows
!        Look for opportunities to introduce               of opportunity at institutional scales and
         new (inventive) programs , processes,             connecting the two.
         initiatives that address the needs of the
         most vulnerable and builds the              !     Social entrepreneurs and institutional
         resilience of the whole                           entrepreneurs are vital

!        Social entrepreneurs key as providers       !     Build the capacity for institutional
         of these inventive approaches                     entrepreneurship: system thinking,
                                                           pattern recognition, networking,
!        Re-engaging the voice of the                      advocacy, brokering partnerships, selling
         vulnerable provides the diversity                 ideas, building vertical social capital etc.
         needed for invention

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Social innovation and Resilience

  • 1. Social Innovation and Resilience Frances Westley Waterloo Institute of Social Innovation and Resilience
  • 2. In this presentation I will… !   Define key terms !   Look at resilience as a property linked to adaptive capacity (represented in the adaptive cycle) !   Look at resilience as something one wants to build indirectly through a pattern of invention for adaptation !   Look at resilience as something one wants to reduce indirectly or directly through a pattern of innovation for transformation !   Close with some questions for discussion
  • 3. Some definitions !   Resilience: the capacity of a system to absorb disturbance and reorganize while undergoing change, so as to still retain essentially the same function, structure, identity, and feedbacks” (Walker et al. 2004; Folke et al. 2010). ! Resilience is about neither persistence nor change but about balancing and integrating both in an adaptive cycle
  • 4. Routine Change (Persistence) Conservation K Growth r
  • 5. Adaptation/Transformation Release Ω Backloop Reorganization α Steve Carpenter,
  • 6. Stored -- Released Variety Sameness
  • 7. Much The birth, growth, destruction and renewal of a forest Little CAPITAL STORED 1 Creative Destruction Weak CONNECTEDNESS Strong
  • 8. Much The birth, growth, destruction and renewal of a forest 2 Renewal/Exploration Little CAPITAL STORED 1 Release or Creative Destruction Weak CONNECTEDNESS Strong
  • 9. The birth, growth, destruction and renewal of a forest Little CAPITAL STORED Much 3 Exploitation Weak CONNECTEDNESS Strong
  • 10. Much The birth, growth, destruction and renewal of a forest 4 Conservation CAPITAL STORED 3 Exploitation Little Weak CONNECTEDNESS Strong
  • 11. Resilience and basins of attraction
  • 12. In comes agency…. !   Adaptability: the capacity of individuals within the system to maintain or manage its resilience through continuous invention and adjustments ! Transformability: the capacity to create untried beginnings from which to evolve a fundamentally new way of living when existing ecological, economic, and social conditions make the current system untenable (social innovation).
  • 13. In comes innovation…. !   Social Inventions: any product, process, design, program or initiative designed to assist vulnerable populations or those serving them to adapt more affectively to social or ecological circumstances !   Social Innovation: any product, process, design , program or initiative that profoundly changes the defining routines and laws, resource and authority flows, cultural beliefs and practices of a given social system. Social innovations transform intractable problem domains.
  • 14. The adaptive cycle and invention/innovation?
  • 15. The idea is developed An established innovation The idea is launched as a product, An idea is born process or organization
  • 17. The psychosocial space called release or creative destruction !   Key pressures - sensemaking and reconfiguration of resources !   Associated changes - !   Breakdown of trust, networks and meanings !   Confusion, lack of clarity, lack of direction !   Pirating ideas and resources; introduction of novelty !   People: those who thrive on crisis, on new beginnings are happy here – others may be depressed or in mourning
  • 19. The psychosocial space called reorganization or exploration !   Key pressures: resource (funds, time, energy, attention, skill) availability - low connectivity - time pressure !   Associated changes: !   multiple random walks , experiments, initiatives which lead to little in the way of measurable outcomes !   people who learn by doing are happy here, others may feel increasingly anxious about waste of time or directionless !   reflection moving to experimentation, lots of false starts and sometimes frustration and mounting anxiety about inputs/ output ratios
  • 21. The psychosocial space called exploitation !   Key pressure- demand for delivery and productivity !   Associated changes- !   The dynamic of start-up - high excitement as the initiative takes form. Communication is still highly personal, roles flexible, integration through mutual adjustment. !   With success and time, there is increasing need for organizing systems (communication, control, accounting), job definition and regulation. !   Team-builders and the action oriented come into their own. Conceptualizers may feel a little uncomfortable.
  • 23. The Psycho-social space called conservation !   Key pressures - standardization of rules and procedures; demand for product !   Associated changes !   A time of measurable returns and performance !   Increased demands for reliability and productivity !   Increased reliance on systems for monitoring and rewarding efficiency !   Good management prevails- visionaries step aside or move on?
  • 24. Use of the adaptive cycle in change making !   Where are you as an individual most comfortable? Least comfortable? !   Organizational assessment: Which phase is each of organization/program? What does the combined picture say about where is in the adaptive cycle? !   To what extent does the pattern of activities in any program area support the resilience of the broader system?
  • 25. But what about the broader societal outcomes you are seeking: Adaptation or Transformation?
  • 28. Resilience suggest the role of opportunity and of agency
  • 29. 1. D. Scaling Up - A. Institutional 2. 3 Institutional Economi Political Cultural landscape c Entrepreneurs E. Scaling Out/ Social entrepreneurs
  • 30. Thinking like a movement: The PLAN Case Institutional level Changing the definition of citzenship National level Can Plan be disseminated?? Individual level Fatigue and questioning Organizational level Success brings many demands
  • 31. Resilience 2. Building the resilience of the innovative 3. nibbling at the alternative 1.Reducing the system to create a resilience of window of dominant opportunity regime
  • 32. Use of concepts of adaptation, transformation and cross scale interactions in strategic grant making !   Is the goal of the program to build the resilience of the system through building adaptive capacity ? •  Or !   Is the goal of the program to reduce the resilience of the focal system through building capacity for social innovation?
  • 33. What is your goal? To maintain the resilience of the To transform the current current system by adaptation? systems !   Treat the “institutional” or !   Treat the “institutional” or environmental landscape as a given environmental landscape as mutable and needing change !   Focus on the problem regime level !   Concentrate on connecting good ideas at the level of innovation niches to windows !   Look for opportunities to introduce of opportunity at institutional scales and new (inventive) programs , processes, connecting the two. initiatives that address the needs of the most vulnerable and builds the !   Social entrepreneurs and institutional resilience of the whole entrepreneurs are vital !   Social entrepreneurs key as providers !   Build the capacity for institutional of these inventive approaches entrepreneurship: system thinking, pattern recognition, networking, !   Re-engaging the voice of the advocacy, brokering partnerships, selling vulnerable provides the diversity ideas, building vertical social capital etc. needed for invention