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Practical use of defect
detection and
prediction
Christopher Beal
Principal Engineer
Sun Microsystems

                          1
Sun Microsystems
• Founded in 1982
  > Stanford University Network
• Large R&D for size
• Delivers
  >   Software
  >   Services
  >   Systems
  >   Microelectronics
• Guided by a singular vision
  > quot;The Network is the Computerquot;
                                    2
Solaris
• The most advanced Operating System
  >   Zfs
  >   Fault management
  >   Dtrace
  >   Containers
  >   Open Source
      – http://www.opensolaris.org
• Made up of many different projects
  > Known as consolidations



                                       3
Solaris
• Projects include
  >   Desktop: What you see
  >   Install: To get it installed
  >   X: The windowing system
  >   Docs
  >   Internationalization/Localization
  >   ON: Operating System and Networking




                                            4
Solaris
• Multiple releases
  > Opensolaris
     – Project nevada
     – http://www.opensolaris.com
  > Solaris 10
     – 3-4 update releases a year
           –   New features
     – Fixes delivered via patches
  > Solaris 9
     – No new features
     – Fixes delivered via patches


                                     5
Sun Support
• 5 tier support model       Bug Fix

• More complex
  problems get passed                    50%
  up                   Escalation

                       Product           0.4%
                       Problem
                       Problem

                                   50%   75000

                                                 6
One Consolidation: ON
• The core OS
  > Kernel, networking, libraries, utilities
  > Low Level platform code
  > Multithreaded, complex interactions
• Size and complexity
  > 15,555,000 lines
  > 44324 files
• Contributers
  > ~2000 people contribute


                                               7
The Data Sets
• Defects are recorded in a database
  > Bugs
  > Request for enhancement (RFE)
  > Thousands recorded over the years
• Escalations are recorded in a separate database
  > < 0.1% of incoming calls result from a bug




                                                    8
The Problem
• It was noticed that about 1/6 of the incoming
  escalations were from a pre-existing bug
• If these can be fixed before customers hit them it
  will save both Sun and the Customer money




                                                       9
The Supposition
• Proactive bug fixing is good
• Saves money
  > Each escalation cost $32000
  > Proactive fixing costs $9000
     – To generate a patch
• Promotes quality
  > Fewer customers hit problems
• Prevents damage to reputation
  > Fewer escalations
• The key is fixing the right bugs
                                     10
Too much work
• Escalation work is done by the Revenue Product
  Engineering team
  > ~200 engineers
• Aim to fix the right bugs first
  > High customer impact
  > Low risk
• The key is identifying the right ones to fix
  > How can we do this?



                                                   11
Escalation Prediction
• Use data a tool to learn which Bugs are likely to get
  escalated
  > Commercially available data mining A/I used
     – Data captured from bugs and escalations
     – Pre processed to add historical data, and statistics
     – Train it on historical data,
     – Derive a suitable model
     – Validate results with real escalation data
• Run on current data
  > Initially verify based on knowledge and experience
  > Feedback for improvement to the model
                                                              12
The Model
Data Mining                           Solaris RPE
          Train

      Add Statistics   Validate            Feedback

       Add History     Predict                Fix

      Input Values     Report               Evaluate




                       Data Sources

                                                       13
The Model
• Data Mining uses a subset of the data points
  > Numerical and range based field
  > Fields with limited number of possibilities
     – Category and subcategory
     – Customer Name
          –   Statistically corrected
  > No text analysis




                                                  14
Sample Report




                15
The Implementation
• Identify resources to proactively work
  > Solaris RPE
• Run a weekly report of Escalation Prediction
  > Use knowledge and judgement to identify the most
    important
  > Proactively Fix
  > For false positives provide feedback to EP team
     – To improve the model




                                                       16
Successes
✔   41 patches for EP fixes released
    > Proactively preventing escalations
✔   Notable fixes include
    > 4964867 boot.bin: boot panic requires console presence
      for reboot
       – Allows better diagnosis after a problem
    > 4876829 console: bind with uninitialized sin6_scope_id
       – Identified a regression in a patch
    > 6280143 lufs_enable() strikes again
       – Panic on boot


                                                               17
More Successes and some issues
✔   With training the model improved
✗   Some bugs which could not be hit always reported
✗   Slow cycle of learning
✗   Too much reactive work to do
✗   Lack of text analysis in the prediction
    ✗   Led to people mistrust results




                                                       18
Why we discontinued
• Resource crunch
  > The teams identified to proactively work these suddenly
    was overloaded by reactive work
     – Success os Solaris 10
     – Reduction in force elsewhere moved more work to RPE
• Lack of expertise
  > The author of the model left the company
  > Difficult to retrain the model
     – Gradual decline in report quality




                                                              19
Why we discontinued
• Lack of a champion
  > Existing executive champions moved on
  > New executives struggled to grasp the model
• All this in a background of tough financial times
  > Many people leaving Sun
  > Reduction in force
  > Focus on the present




                                                      20
Lessons Learned
• Ring Fence your resources
  > If you have a team implementing your model then keep
    them safe
• Keep it simple
  > Exec sponsors move on, make sure it can be resold
     – Without a champion funding will be challenging
• Keep improving it
  > If it goes backwards it loses credibility
  > Implementor buy in is key



                                                           21
What we do now
• Release criteria
  > Review P1 and P2 bugs for fixing
• Incoming triage
  > All new bugs reviewed to see if they are complete
     – ie. an analysis can be performed with the data provided
  > Identify need to be fixed protectively




                                                                 22
What we do now
• Work on getting bugs defined properly
  > Use Kepner Tregoe based trouble shooting methodology
• Fix in update releases
  > Allow all changes to be tested together
  > Improves quality
  > Regular release schedule allows for focused work




                                                           23
What are we considering next?
• Upgrading static analysis tools
  > Better analysis of source code
• Performing run time checking
  > Use tools to verify code correctness during execution
• Use of defect prediction?
  > Should we be looking at ways of identifying code likely to
    contain bugs




                                                                 24
Practical use of defect
detection and
prediction
Christopher Beal
chris.beal@sun.com


                          25

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Practical use of defect detection and prediction

  • 1. Practical use of defect detection and prediction Christopher Beal Principal Engineer Sun Microsystems 1
  • 2. Sun Microsystems • Founded in 1982 > Stanford University Network • Large R&D for size • Delivers > Software > Services > Systems > Microelectronics • Guided by a singular vision > quot;The Network is the Computerquot; 2
  • 3. Solaris • The most advanced Operating System > Zfs > Fault management > Dtrace > Containers > Open Source – http://www.opensolaris.org • Made up of many different projects > Known as consolidations 3
  • 4. Solaris • Projects include > Desktop: What you see > Install: To get it installed > X: The windowing system > Docs > Internationalization/Localization > ON: Operating System and Networking 4
  • 5. Solaris • Multiple releases > Opensolaris – Project nevada – http://www.opensolaris.com > Solaris 10 – 3-4 update releases a year – New features – Fixes delivered via patches > Solaris 9 – No new features – Fixes delivered via patches 5
  • 6. Sun Support • 5 tier support model Bug Fix • More complex problems get passed 50% up Escalation Product 0.4% Problem Problem 50% 75000 6
  • 7. One Consolidation: ON • The core OS > Kernel, networking, libraries, utilities > Low Level platform code > Multithreaded, complex interactions • Size and complexity > 15,555,000 lines > 44324 files • Contributers > ~2000 people contribute 7
  • 8. The Data Sets • Defects are recorded in a database > Bugs > Request for enhancement (RFE) > Thousands recorded over the years • Escalations are recorded in a separate database > < 0.1% of incoming calls result from a bug 8
  • 9. The Problem • It was noticed that about 1/6 of the incoming escalations were from a pre-existing bug • If these can be fixed before customers hit them it will save both Sun and the Customer money 9
  • 10. The Supposition • Proactive bug fixing is good • Saves money > Each escalation cost $32000 > Proactive fixing costs $9000 – To generate a patch • Promotes quality > Fewer customers hit problems • Prevents damage to reputation > Fewer escalations • The key is fixing the right bugs 10
  • 11. Too much work • Escalation work is done by the Revenue Product Engineering team > ~200 engineers • Aim to fix the right bugs first > High customer impact > Low risk • The key is identifying the right ones to fix > How can we do this? 11
  • 12. Escalation Prediction • Use data a tool to learn which Bugs are likely to get escalated > Commercially available data mining A/I used – Data captured from bugs and escalations – Pre processed to add historical data, and statistics – Train it on historical data, – Derive a suitable model – Validate results with real escalation data • Run on current data > Initially verify based on knowledge and experience > Feedback for improvement to the model 12
  • 13. The Model Data Mining Solaris RPE Train Add Statistics Validate Feedback Add History Predict Fix Input Values Report Evaluate Data Sources 13
  • 14. The Model • Data Mining uses a subset of the data points > Numerical and range based field > Fields with limited number of possibilities – Category and subcategory – Customer Name – Statistically corrected > No text analysis 14
  • 16. The Implementation • Identify resources to proactively work > Solaris RPE • Run a weekly report of Escalation Prediction > Use knowledge and judgement to identify the most important > Proactively Fix > For false positives provide feedback to EP team – To improve the model 16
  • 17. Successes ✔ 41 patches for EP fixes released > Proactively preventing escalations ✔ Notable fixes include > 4964867 boot.bin: boot panic requires console presence for reboot – Allows better diagnosis after a problem > 4876829 console: bind with uninitialized sin6_scope_id – Identified a regression in a patch > 6280143 lufs_enable() strikes again – Panic on boot 17
  • 18. More Successes and some issues ✔ With training the model improved ✗ Some bugs which could not be hit always reported ✗ Slow cycle of learning ✗ Too much reactive work to do ✗ Lack of text analysis in the prediction ✗ Led to people mistrust results 18
  • 19. Why we discontinued • Resource crunch > The teams identified to proactively work these suddenly was overloaded by reactive work – Success os Solaris 10 – Reduction in force elsewhere moved more work to RPE • Lack of expertise > The author of the model left the company > Difficult to retrain the model – Gradual decline in report quality 19
  • 20. Why we discontinued • Lack of a champion > Existing executive champions moved on > New executives struggled to grasp the model • All this in a background of tough financial times > Many people leaving Sun > Reduction in force > Focus on the present 20
  • 21. Lessons Learned • Ring Fence your resources > If you have a team implementing your model then keep them safe • Keep it simple > Exec sponsors move on, make sure it can be resold – Without a champion funding will be challenging • Keep improving it > If it goes backwards it loses credibility > Implementor buy in is key 21
  • 22. What we do now • Release criteria > Review P1 and P2 bugs for fixing • Incoming triage > All new bugs reviewed to see if they are complete – ie. an analysis can be performed with the data provided > Identify need to be fixed protectively 22
  • 23. What we do now • Work on getting bugs defined properly > Use Kepner Tregoe based trouble shooting methodology • Fix in update releases > Allow all changes to be tested together > Improves quality > Regular release schedule allows for focused work 23
  • 24. What are we considering next? • Upgrading static analysis tools > Better analysis of source code • Performing run time checking > Use tools to verify code correctness during execution • Use of defect prediction? > Should we be looking at ways of identifying code likely to contain bugs 24
  • 25. Practical use of defect detection and prediction Christopher Beal chris.beal@sun.com 25