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Fatal Footprint:
The Global Human Impact
of Cluster Munitions




                      Preliminary Report,
                         November 2006
                   Handicap International
Table of Contents



Table of Contents                        2     Conclusion                                              41
                                               LESSON 1:
Acknowledgments                           5    Data Collection, the Devil is in the Detail             41
                                               LESSON 2:
Abbreviations and Acronyms               6
                                               Cluster Munitions Cause Disproportionate
Introduction                              7    Long-Term Civilian Harm                                 42
                                               LESSON 3:
Methodology and Research Team            9     Cluster Submunitions Casualties are Young
                                               Males at Work                                           43
Focus: Southeast Asia                    11    LESSON 4:
                                               Immediate and Comprehensive Clearance
   CAMBODIA                             11
                                               Reduces Civilian Casualties                             43
   LAO PEOPLE’S DEMOCRATIC REPUBLIC     13
   VIETNAM                              15
                                               Tables
Focus: Africa                            17    TABLE 1: Confirmed Cluster Submunitions
   CHAD                                 17     Casualties in Affected Countries            44
   ERITREA                              18     TABLE 2: Status of Casualty Data Collection
   ETHIOPIA                             18     in Cluster Submunitions Affected Countries 45
   SIERRA LEONE                         19
   SUDAN                                19     Selected Biography                                      46
Focus: Southeast Europe                 21
                                               Notes                                                   48
   ALBANIA                              21
   BOSNIA and HERZEGOVINA               22
   CROATIA                              22
   KOSOVO                               23
   MONTENEGRO                           26
   SERBIA                               26

Focus:
Commonwealth of Independent States      27

   CHECHNYA/RUSSIAN FEDERATION          27
   TAJIKISTAN                           27

Focus: Greater Middle East and
North Africa Region                     29

   AFGHANISTAN                          29
   IRAQ                                 31
   KUWAIT                               34
   LEBANON                              34
   SAUDI ARABIA                         38
   SYRIA                                38
   WESTERN SAHARA/MOROCCO               38


                                      Fatal Footprint: The Global Human Impact of Cluster Munition /   3
Acknowledgments



      his preliminary report was conducted,         Action Center (CROMAC), Clear Path

T     written and produced by Handicap
      International, with the financial support
of the Government of Norway.
                                                    International (CPI), HIB-Cambodia, Julien
                                                    Temple, Reuben Nogueria-McCarthy and Edith
                                                    Karam from UNICEF, the Iraqi Health and Social
                                                    Care Organization (IHSCO), John C. Brown from
     Handicap International (HI) would like to
                                                    VVAF Iraq, Landmine Action UK (LMA UK), the
express its appreciation to the many mine
                                                    Landmine Resource Center staff (LMRC), the
action organizations, organizations working
                                                    National Demining Office (NDO) and the UN
with people with disabilities, disabled people’s
                                                    Mine Action Coordination Center for South
organizations and the other individuals and
                                                    Lebanon (MACC-SL) in Lebanon, Mines Advisory
organizations that provided information, time,
                                                    Group Iraq (MAG), the National Authority for
resources and expertise for this study.
                                                    Prosthetics and Orthotics (NAPO) and the UN
     HI owes special thanks to the cluster sub-     Mine Action Office in Sudan (UNMAO), the
munitions and other mine/ERW survivors, fami-       National Demining Office in Chad (HCND), the
lies and communities who shared their experi-       Office of the Kosovo Protection Corps
ence.                                               Coordinator (OKPCC) EOD Management Unit,
                                                    Rosy Cave at the United Nations Institute for
     The team values the support of the
                                                    Disarmament Research (UNIDIR), Steve Goose,
International      Campaign   to      Ban
                                                    Mark Hiznay and Bonnie Docherty at Human
Landmines/Landmine Monitor and the Cluster
                                                    Rights Watch (HRW), UN Mission in Ethiopia
Munition Coalition networks.
                                                    and Eritrea Mine Action Coordination Centre
     It would also like to thank the following      (UNMEE MACC) and Zamanuddin Noori and
organizations and individuals for their assis-      Olivier Moeckli of the International Committee
tance: Albanian Mine Action Executive (AMAE),       of the Red Cross (ICRC) in Afghanistan, as well
Andrew Wells-Dang and Catholic Relief Services      as several people who provided anonymous
(CRS) Vietnam, Cambodia Mine UXO Victim             information.
Information System (CMVIS), Croatian Mine




                                           Fatal Footprint: The Global Human Impact of Cluster Munition /   5
Abbreviations and Acronyms



AMAE      Albanian Mine Action Executive                     MAC-MACC Mine Action Center/Mine Action
AO        Aviatsionnaya Oskolochnyang                                 Cell - Mine Action Coordination
          (Aviation Fragmentation)                                    Centre
ARCS      Afghan Red Crescent Society                        MAG      Mines Advisory Group
BHMAC     Bosnia and Herzegovina Mine                        MCC      Mennonite Central Committee
          Action Center                                      MRE      Mine Risk Education
BLU       Bomb Live Unit                                     NATO     North Atlantic Treaty Organization
CBU       Cluster Bomb Unit                                  NDO      National Demining Office
CBR       Community-Based Rehabilitation                     NGO      Non-Governmental Organization
CCW       Convention on Certain                              NMAA     National Mine Action Authority
          Conventional Weapons                               NRA      National Regulatory Authority
CEM       Combined Effects Munition                          OKPCC    Office of Kosovo Protection Corps
CMC       Cluster Munition Coalition                                  Coordinator
CMVIS     Cambodia Mine UXO Victim                           PTAB     Protivotankovaya Aviatsionnaya
          Information System                                          Bomba (Anti-tank Aviation Bomb)
CPI       Clear Path International                           TMAC     Tajik Mine Action Cell
CROMAC Croatian Mine Action Center                           UN       United Nations
Dispenser Container or bomb from which                       UNDP     United Nations Development
          submunitions are ejected                                    Programme
DPICM     Dual-Purpose Improved                              UNICEF   United Nations Children’s Fund
          Conventional Munitions                             UNIDIR   United Nations Institute for
EOD       Explosive Ordnance Disposal                                 Disarmament Research
ERW       Explosive Remnants of War                          UNMACA UN Mine Action Center for
Footprint Extent of surface area covered by a                         Afghanistan
          cluster munitions strike                           UNMIK    United Nations Mission in Kosovo
GICHD     Geneva International Centre for                    UNOPS    United Nations Office for Project
          Humanitarian Demining                                       Services
HI        Handicap International                             UNMAO    United Nations Mine Action Office
HRW       Human Rights Watch                                 UNMEE    United Nations Mission in Ethiopia
ICBL      International Campaign to Ban                               and Eritrea
          Landmines                                          UXO      Unexploded Ordnance
ICRC      International Committee of the                     VVAF     Vietnam Veterans of America
          Red Cross                                                   Foundation
IDP       Internally Displaced Person
IHSCO     Iraqi Health and Social Care
          Organization
IMSMA     Information Management System
          for Mine Action
KISR      Kuwait Institute for Scientific
          Research
LMA UK    Landmine Action UK
LIS       Landmine Impact Survey




 6   / Fatal Footprint: The Global Human Impact of Cluster Munitions
Introduction




T
      he July-August 2006 Lebanon conflict            to ensure success, creating wider and overlap-
      drew widespread attention to the long-          ping contamination. Within the footprint, sub-
      term impact of cluster munitions on civil-      munitions indiscriminately kill and injure mili-
ian populations. Calls for a ban of this indis-       tary targets and civilians.
criminate weapon are becoming louder. One
country – Belgium – has already taken this step,      Even when accepting the low official failure
adopting legislation supported by Handicap            rates of optimal test conditions, large numbers
International, and initiatives are underway in at     of submunitions fail to explode upon impact. In
least eight other countries.                          reality, failure rates are often significantly high-
                                                      er due to soil and weather conditions, as well as
As in the case of Lebanon, previous usage of          incorrect delivery and frequent malfunctioning
cluster munitions has sparked eloquent verbal         of self-destruct and self-neutralization mecha-
condemnations and has been at the forefront of        nisms, as was seen in Lebanon. Consequently,
intermittent international interest and activism      a fatal footprint remains until all deadly debris
since the first extensive utilization in South-       is cleared and the actual strike is only the start-
east Asia in the 1960-70s. Since then – like the      ing point of the long-lasting harm the weapon
items themselves – the issue of cluster muni-         can cause.
tions and their impact lay largely dormant until
the outbreak of the Balkan and Gulf conflicts.        Yet, unlike the initial blasts, the effects of unex-
However, for more than 30 years, states failed        ploded submunitions do seem more discrimi-
to address the lasting humanitarian impact of         nate; affecting many more civilians than mili-
cluster munitions.                                    tary personnel, killing and injuring children at
                                                      play, families returning after war and young
More than half a century has passed since the         men and women in the course of their daily
design and first use of cluster munitions.            lives, as well as those clearing failed submuni-
Ensuing decades have seen both the number of          tions and peacekeepers.
casualties mount, and the use of these muni-
tions proliferate. Spreading through new con-         Unlike many instances of production, stockpil-
flicts to destroy lives, disrupt communities, and     ing and combat use, the human impact during
deny vulnerable populations’ access to                and after the conflict have not been routinely
resources needed for economic recovery, clus-         recorded nor publicized. As a result, the full
ter munitions simultaneously assure both a            scope of the problem is largely unknown and
costly and lethal legacy of war for post-conflict     undervalued.
generations.
                                                      Fatal Footprint: The Global Human Impact of
Cluster munitions are imprecise weapons,              Cluster Munitions is an unprecedented prelimi-
designed to strike a greater surface area than        nary effort to document the impact of cluster
many other conventional weapons by dispers-           munitions on the lives of people in 23 countries
ing smaller yet highly lethal explosive submuni-      and areas that are not internationally recog-
tions. The cluster submunitions scattered on          nized, which are confirmed to be affected by
the surface create a ‘footprint’. The footprint of    cluster munitions. Despite its preliminary char-
a single cluster munitions strike is often hun-       acter, this report is the first comprehensive
dreds of meters wide, and more than 1,000 sub-        study systematically analyzing the impact of
munitions can be dispensed at a time.                 cluster munitions on civilian populations
Oftentimes, targets are struck more than once         through casualty data. It utilizes the limited



                                             Fatal Footprint: The Global Human Impact of Cluster Munition /   7
information available on casualties of cluster
submunitions to track the human impact from
the initial cluster munitions strikes, over the
short-term post-strike emergency phase, to the
post-conflict period, which can affect the lives
of individuals, families and communities for
generations. By identifying which people
become casualties, when, how and why, the
research goes beyond simply assessing
whether cluster munitions are indiscriminate
and excessively injurious.

Fatal Footprint is part of an ongoing project that
seeks to improve understanding of the impact
of cluster munitions by documenting short-,
mid- and long-term casualties, cumulative
effects of disability, mortality and resource
denial on families and communities. It also pro-
vides insight into the items and activities pos-
ing the greatest threats in affected areas. This
work has been made possible with the support
of the Government of Norway, which has also
taken a lead and pledged to work towards an
international ban on cluster bombs.

At the international level, the Third Review
Conference of the Convention on Prohibitions or
Restrictions on the Use of Certain Conventional
Weapons, to be held from 6 to 17 November
2006, provides a unique opportunity for
Member States to acknowledge and tackle the
lasting human impact of cluster munitions and
hasten the establishment of a legally binding
instrument on these weapons.


                        Brussels, 2 November 2006




  8   / Fatal Footprint: The Global Human Impact of Cluster Munitions
Methodology and Research Team
                 ResearchTteam




       andicap International has utilized its field          Initial inquiries clearly indicated the need

H      and research experience in the area of
       victim assistance and data collection to
       provide a better understanding of the
consequences of cluster munitions use on peo-
                                                       to analyze data of all casualties caused by clus-
                                                       ter submunitions, including both those people
                                                       killed and injured as a result of cluster muni-
                                                       tions strikes and people involved in incidents
ple in 23 contaminated countries and areas not         resulting from submunitions as remnants of
internationally recognized.                            war.
      The report takes a regional approach,                 The study outline and preparations start-
comprising individual country profiles, while          ed in April 2006 and the research resulting in
taking into account both the wider regional and        this preliminary report was conducted from
historical context and country-specific charac-        mid-July to mid-October 2006 by a team of
teristics of cluster munitions used. A few             researchers, information providers and experts
selected cases of cluster munitions use and            with experience in mine action, mine victim
subsequent human impact have been elaborat-            assistance, data collection and post-conflict
ed for their relevance with regard to the scale of     societies. A final report is scheduled to appear
contamination, historical and contemporary             in 2007 as part of a larger project.
significance, as well as various ways of dealing
with and recording post-strike impact. The                   Initially, background information on clus-
research has been divided into five regions:           ter munitions use, technical specifications, as
Africa, the Commonwealth of Independent                well as existing published information on clus-
States, the Greater Middle East and North Africa       ter submunitions casualties was compiled in
Region, Southeast Asia, and Southeastern               one place and studied. Following that, a broad
Europe. Three countries in the Southeast Asia          range of research methods, including analysis
region, three countries in the Greater Middle          of publications, email, telephone and face-to-
East and North Africa Region, and Kosovo were          face interviews (at international forums) were
chosen as key cases for their geographical, his-       used. A data gathering and management sys-
torical and contamination diversity and paral-         tem was developed to store, streamline and
lels.                                                  correlate casualty data, strike data and techni-
      Each country profile contains a short            cal specifications. In addition, a field trip to
background section explaining cluster muni-            Lebanon was undertaken from 30 August to 10
tions use and contamination to describe the            September in order to conduct first-hand
potential extent of unexploded cluster submu-          research. Information from anterior field trips
nitions pollution. Secondly, the availability and      to, among others, Cambodia (April 2006),
completeness of casualty data and injury sur-          Kosovo (October 2005), and Afghanistan
veillance mechanisms are assessed in order to          (August 2006) was also included. One team
define the scope of underreporting. Thirdly,           member is based in Vietnam and experience
available casualty data are presented and ana-         and resources within the Cluster Munition
lyzed to the fullest extent possible to draw a         Coalition and the International Campaign to
casualty profile to be used in assistance plan-        Ban Landmines were employed.
ning and to be taken into account when consid-              Tailor-made queries were drawn up for rel-
ering the unwanted effects of cluster munitions        evant experts and information providers sup-
use. A selection of survivor testimonies is            plying both casualty data and correlating strike
included to show the human face of cluster sub-        data. The results of these enquiries, as well as
munitions casualties.                                  other responses, were compiled, standardized,


                                              Fatal Footprint: The Global Human Impact of Cluster Munition /   9
crosschecked and analyzed. Where necessary,                  Research Team
queries were refined and missing data was pur-               • Habbouba Aoun (Coordinator, Landmine
sued by consulting known sources to obtain the                 Resource Center, Balamand University,
most complete information possible. The study                  Beirut, Lebanon) was co-researcher for the
employed quantitative analysis of the statistical              Lebanon country profile and facilitated the
data available from existing data collection sys-              field mission to Lebanon.
tems. The researchers extracted information on
                                                             • Stan Brabant (Head, Policy Unit, Handicap
specific numbers of casualties, age, gender,
                                                               International, Brussels, Belgium) assisted in
groups most at risk, time, location, activity and
                                                               many aspects of the report’s production and
nature of the incident, for each country profile.
                                                               development, and together with Katleen
      The study aims to detail the human impact                Maes and Hugh Hosman developed the
and the scope of the problem to increase the                   vision of the study and defined the research
possibilities for improved, more effective and                 methodology.
varied assistance for the victims, i.e. the affect-
                                                             • Patricia Campbell (Victim Assistance
ed individual, his or her family and affected
                                                               Specialist, HI-Landmine Monitor, Maputo,
communities. Handicap International sections,
                                                               Mozambique) conducted background
in partnership with other civil society groups in
                                                               research on various countries and issues.
relevant European and cluster munitions-affect-
ed countries, will disseminate the Fatal                     • Hugh Hosman (Data Management
Footprint study to provide systematic informa-                 Specialist, HI, Hue, Vietnam) conducted
tion and to support others in preventing similar               research on Southeast Asia, the
incident from occurring in the future.                         Commonwealth of Independent States, sev-
                                                               eral Balkan countries and was in charge of
      By looking at data collection mechanisms
                                                               data management, as well as study concep-
and examining the degree to which they are
                                                               tion.
systematic and effective and how comprehen-
sive the resulting data is, Fatal Footprint identi-          • Katleen      Maes      (Victim    Assistance
fied areas where information collection and                    Coordinator, HI, Brussels) conducted
database resources are in need of support.                     research on Afghanistan, Iraq and Lebanon
                                                               and was in charge of general coordination
                                                               and final editing of the report, as well as
      At the preliminary report stage, the Fatal               study conception.
Footprint study has already compiled the most
                                                             • Loren Persi (Specialist Researcher, HI,
comprehensive publicly available data on
                                                               Prague, Czech Republic) conducted research
casualties of cluster submunitions. But the
                                                               on Kosovo, Africa and several countries in
authors acknowledge required information is
                                                               the Greater Middle East and North Africa
missing. They call on relevant sources to pro-
                                                               Region.
vide casualty and strike data in their posses-
sion so that the humanitarian needs generated                • Yolande Hoornaert and Hildegarde
by cluster munitions can be addressed more                     Vansintjan (HI Communications Department
adequately.                                                    and Policy Unit) facilitated the printing and
                                                               distribution process.




  10   / Fatal Footprint: The Global Human Impact of Cluster Munitions
Focus: Southeast Asia



      The Second Indochina War, which began                 resulting in an estimated post-strike contam-
in Vietnam, was characterized by high levels of             ination of 1.92 to 5.77 million submunitions.
US aerial bombardment, which spread to the
neighboring countries of Cambodia and the Lao           Use Background and Contamination
People’s Democratic Republic (Lao PDR).
Subsequently, all three countries face varying                 The US used cluster munitions in
degrees of post-conflict cluster submunitions           Cambodia from 1969-1973 in an attempt to
casualties and contamination.                           interdict the flow of supplies on the Ho Chi Minh
                                                        Trail, as well as Vietnamese regular and irregu-
                                                        lar forces operating from eastern Cambodia.1
                                                        The number of cluster munitions strikes is esti-
                                                        mated at 17,235.2 Air-delivered submunitions
CAMBODIA                                                used include: BLU-3, 18, 24/66, 26/36/59, 49,
 Confirmed Casualties: 1998 – 2006                      61, 63/86, and 77, and M28. Of an estimated
                                                        total of 19.23 million submunitions dispensed,
                     Total Strike Post- Post-           the BLU-26 was the most common at nearly 54
                                  Strike Conflict
                                                        percent (10.37 million units), followed by the
 Grand Total         120      N/A     N/A     120       BLU-24 at 20 percent (3.93 million units) and
 Injured              91                      91        the BLU-61 and 63 at 17 percent (3.3 million
 Killed               29                      29        units)3.
 Unknown Status       0                        0               Submunitions manufacturers of the peri-
 Man                  43                      43        od estimated a 10 percent failure rate, “but it is
 Woman                12                      12        now generally agreed that the actual rate was
 Boy                  56                      56        approximately 30 percent because the ord-
 Girl                 9                        9
                                                        nance was often not dropped in accordance
                                                        with manufacturers’ specifications.”4 Accepting
 Military             0                        0
                                                        a low failure rate of 10 percent, at least 1.92 mil-
 Deminer              0                        0        lion submunitions became ERW. However,
 Unknown              0                        0        using the higher rate of 30 percent, initial con-
 Dominant Activity   Handling submunitions (70)         tamination could be as high as 5.77 million sub-
 Dominant Location         Livelihood areas (67)        munitions. In optimal condition testing at Nellis
                                                        Air Force Base in 1966, BLU-26 submunitions
                                                        had a 26 percent failure rate after deployment.5
Key Findings
                                                        But given tree canopy and soil conditions in
• Differentiation of ERW type casualties,               eastern Cambodia, the failure rate was likely at
  including those caused by cluster submuni-            least 30 percent resulting in 3.11 million unex-
  tions, started in September 2006. The exer-           ploded BLU-26s.
  cise has, so far, confirmed 120 cluster sub-
  munitions casualties (29 killed and 91
                                                        Data Collection
  injured).
                                                              Data collection is considered nearly com-
• The total number of cluster submunitions              plete in Cambodia and the Cambodia Mine UXO
  casualties is unknown, as complete informa-           Victim Information System (CMVIS) is the defin-
  tion on strike, post-strike and post-conflict         itive source of landmine/ERW casualty data,6
  casualties is not available.                          containing records on over 62,556 casualties
• From 1969-1973 the United States used a               collected through the Cambodian Red Cross
  wide range of BLU cluster submunitions                network and mine action operators.7


                                              Fatal Footprint: The Global Human Impact of Cluster Munition /   11
In 2005, CMVIS developed a new data col-              to 24, encountered a submunition in a rice
                                                      lection form for differentiating ERW types,                  paddy: the girl was killed and the rest were
                                                      including cluster submunitions, among land-                  injured.
                                                      mine/ERW casualties. In September 2006, a
                                                      final review process of the new form was under-              Conflict/Post-Conflict Comparison
                                                      way to expand the differentiation process
                                                                                                                        All confirmed submunitions casualties
                                                      through training of data collection imple-
                                                                                                                   reported are post-conflict: while specific infor-
                                                      menters.8
                                                                                                                   mation on civilian and military casualties during
                                                                                                                   the conflict is not available, estimates range
                                                      Casualties and Analysis9                                     from as low as 30,000 to as high as 500,000
                                                            A CMVIS pilot project resulted in detailed             Cambodians killed during the US bombing cam-
                                                      records for 120 cluster submunitions casualties              paigns: how many of these were due to cluster
                                                      in 64 incidents: 29 killed and 91 injured in 18              munitions will likely never be known.11
                                                      provinces of Cambodia10 and dated from 1998 to
© Handicap International
                                                      2006. Analysis of available data shows that                  Comparison with Post-Conflict Casualties
                                                      males are most at risk: 83 percent (99 casual-               Attributed to Mines and ERW
                                                      ties) were male; men accounted for 36 percent
                                                      (43: 16 killed and 27 injured) and boys under 18                   There was insufficient data with differenti-
                                                      for 47 percent (56: 10 killed and 46 injured),               ation of ERW item type to permit extensive com-
                                                      respectively, of all cluster submunitions casual-            parison of trends among landmine and cluster
                                                      ties. Boys were 86 percent of child casualties;              submunitions casualties. However, a random
                                                      only nine were girls (one killed and eight                   sample of 120 landmine casualties showed a
                                                      injured). Twelve casualties were women (two                  total of 104 incidents, as opposed to 64 for clus-
                                                      killed and 10 injured).                                      ter submunitions.12 Further analysis of the sam-
                                                                                                                   ple showed that only 42.5 percent of casualties
                                                            On average 1.8 persons were involved per
                                                                                                                   (51) occurred in livelihood areas and seven per-
                                                      incident. However, 18 percent of total incidents
                                                                                                                   cent (eight) in villages. Handling a landmine
                                                      involved three or more people and accounted
                                                                                                                   accounted for only nine percent (11) of land-
                                                      for 39 percent of total cluster submunitions
                                                                                                                   mine casualties. On average 1.2 people were
                                                      casualties.
                                                                                                                   involved per incident. Only three percent
                                                            The most common incident activity was                  (three) of total landmine incidents involved
                                                      handling submunitions at 58 percent of all                   three or more people, and these accounted for
                                                      casualties (70), followed by “doing nothing” at              only nine percent (11) of landmine casualties.
                                                      26 percent (31), and then livelihood activities at
                                                      13 percent (16). The most common incident
                                                      locations were livelihood areas (such as rice
                                                      fields and forests, etc.) at 56 percent (67), in vil-           Life Experience
                                                      lages at 25 percent (30), and along roads at                    In 2005, Choen Ha and two other boys
                                                      12.5 percent (15). Handling cluster submuni-                    were playing near their village in Kampong
                                                      tions in livelihood areas accounted for 37 per-                 Speu province when they found four steel
                                                      cent (44) of all reported casualties. The worst                 balls. Each took a turn throwing them,
                                                      of these incidents occurred on 1 April 2003, in                 playing ‘marbles’. They did not know that
                                                      the village of Chuuk (Krouch Chhmar District,                   the balls were BLU-63s, or that they were
                                                      Kampong Cham province), when two men, two                       dangerous. When the third boy’s turn
                                                      women, a boy, and a girl, ranging in age from 17                came, he struck his mark and one of the
                                                                                                                      items exploded. One boy died of massive
                                                                                                                      abdominal injuries from the shrapnel,
                                                                                                                      while the two other boys were injured.
                                                                                                                      Ha was 17 at the time of the incident near
                                                                                                                      Rol An Beng village and did not finish
                                                                                                                      school. To pay for medical treatment his
                                                                                                                      family spent their entire life savings.
                                                                                                                      There are eight in his family and Ha is the
                                                                                                                      third of six children (four boys and two
                                                                                                                      girls): they are all “angry against the
                                                                                                                      Americans” and during the interview
                           © Handicap International




                                                                                                                      called for clearance, destruction of stock-
                                                                                                                      piles, and a ban on the production of clus-
                                                                                                                      ter munitions.13




                                                        12   / Fatal Footprint: The Global Human Impact of Cluster Munitions
LAO PEOPLE’S                                            likely 30 percent failure rate. Cluster submuni-
                                                        tions accounted for 46 percent (319,379 items)
DEMOCRATIC REPUBLIC                                     of all ERW located and destroyed by UXO Lao
                                                        from 1996 to December 2005.20
 Confirmed Casualties: 1973 – 2006
                                                              In August and September 1995, a US mili-
                     Total Strike Post- Post-
                                                        tary team visited Lao to examine demining/
                                  Strike Conflict
                                                        ERW clearance options and made the following
 Grand Total         4,813   N/A     N/A    4,813       assessment: “Submunitions consist of three
 Injured             2,165                  2,165       types: impact fused, time delay fused, and anti-
 Killed              2,521                  2,521       disturbance fused… [b]ecause there is no way
 Unknown Status       127                    127        to determine the type of fuse… they must all be
 Man                 2,257                  2,257       treated as anti-disturbance devices. US doc-
 Woman                470                    470        trine considers all areas littered with submuni-
                                                        tions… as minefields.”21
 Boy                 1,654                  1,654
 Girl                 275                    275
 Military              0                      0         Data Collection
 Deminer               0                      0               Data collection is incomplete, since Lao
 Unknown              157                    157        has no nationwide data collection or injury sur-
                                                        veillance system. However, the National
 Dominant          Livelihood (2,674), tampering
 Activities        (809), playing with ERW (571)
                                                        Regulatory Authority (NRA) has as part of its
                                                        mandate to develop and maintain a national
 Dominant             Livelihood areas (2,761),
 Locations                in villages (1,188)
                                                        casualty surveillance system and has begun the
                                                        process.22
                                                              The Handicap International (HI) impact
Key Findings                                            survey and UXO Lao are the primary sources of
• Forty-two percent of incidents involve sub-           ERW casualty data and together provided indi-
  munitions, leading to at least 4,813 con-             vidual records on 11,410 post-conflict casual-
  firmed cluster submunitions casualties.               ties. Within this total, the HI survey data holds
                                                        10,639 detailed records, and an additional
• All recorded casualties are civilians – with 57
                                                        1,279 who were not interviewed for a total of
  percent resulting from livelihood activities.
                                                        11,918 reported casualties.23 UXO Lao, which
• From 1964-1973 the United States used a               receives reports of new casualties but does not
  wide range of BLU submunitions resulting in           actively collect data, has records on 870
  an estimated contamination of 20.9 to 62.6            mine/ERW casualties (260 killed and 610
  million submunitions.                                 injured) from 1999 to December 2005,24 though
                                                        records for only 771 detailed records were avail-
Use Background and Contamination                        able.
       Cluster munitions were used in vast quan-             All data sources in Lao differentiate ERW
tities by the US from 1964 to 1973 in an attempt        item types: for example, in the HI survey there
to interdict the flow of supplies on the Ho Chi         were only 12 percent of items reported as
Minh Trail in southern Lao, and in support of           ‘unknown’ and the UXO Lao data generally
Royal Lao Government military campaigns in              specifies the BLU type encountered.
the north, during the conflict with Vietnam.14
Air-delivered submunitions used include: BLU-           Casualties and Analysis
3, 7, 18, 24/66, 26/36/59, 42/54, 43, 44, 45, 61,
63, 66, 73, and Mk 118.15 The most common                     In total, 4,813 cluster submunitions casu-
submunitions encountered are the BLU-3, 24,             alties were reported from 1973 to 2006: 2,521
26, 42, 61, and 63.16 Of the approximately              killed, 2,165 injured, and 127 whose status was
208.75 million submunitions dispensed, the              unknown.25 This is 42 percent of the total 11,410
BLU-26 was the most common at 76 percent                casualties with detailed records. Therefore,
(158.79 million units), followed by the Mk 118 at       based on the extrapolation of an average rate of
six percent (13.18 million).18                          42 percent cluster submunitions casualties
                                                        among the 1,279 reported casualties lacking
      Accepting low and high failure rates of 10
                                                        detailed records, there are likely at least 537
and 30 percent, respectively, between 20.9 and
                                                        additional cluster submunitions casualties.
62.6 million cluster submunitions became ERW.
                                                        This leads to an estimated total of 5,350 cluster
With a failure rate of 26 percent in optimal con-
                                                        submunitions casualties.
dition testing,19 there were at least 41.3 million
unexploded BLU-26s alone remaining at the                   Analysis of available data for 4,656 cluster
end of the war, and 47.6 million given a more           submunitions casualties (excluding 157 casual-


                                             Fatal Footprint: The Global Human Impact of Cluster Munition /   13
ties for whom not all the required details were              are estimated from 200 to 400, so it is likely
                           recorded) shows that males are most at risk and              that between 80 (at 42 percent) and 200 (at 51
                           accounted for 84 percent (3,911) of all cluster              percent) per year are cluster submunitions
                           submunitions casualties, with men represent-                 casualties.30
                           ing 48 percent (2,257) and boys 36 percent                         In the HI national survey, 49 percent of
                           (1,654), respectively. Boys make up nearly 86                10,639 casualties with detailed records indicat-
                           percent of child casualties (1,929). Women                   ed that more than one person was involved in
                           accounted for 10 percent (470) and girls for six             the incident (5,168). Cluster submunitions
                           percent (275) of the total.                                  accounted for 43 percent (2,229) of multiple
                                 The most common incident activities were               casualty incidents, with all other ERW combined
                           related to livelihood (digging, planting, harvest-           at 47 percent (2,442), and mines at 10 percent
© Handicap International   ing, collecting forest products and cooking) at              (497).31
                           57 percent (2,674), followed by tampering at 17                    Cluster submunitions alone accounted for
                           percent (809), and then playing with ERW at 12               40 percent (1,815) of 4,525 of those injured, and
                           percent (571). By far the most common activi-                led to the greatest proportion of multiple
                           ties for both women and girls were livelihood                injuries amongst all other casualties, with 64
                           areas, accounting for 71 percent (532) of a total            percent (706) of 1,109 total multiple injuries.
                           745 female casualties; females make up 20 per-               Among all survivors, 68 percent (3,060) had
                           cent of casualties engaging in livelihood activi-            amputations and three percent (143) were mul-
                           ties.                                                        tiple amputees: cluster submunitions survivors
                                                                                        were 40 percent (1,211) of amputees and 43 per-
                                 Locations where incidents were most like-
                                                                                        cent (61) of multiple amputees.32
                           ly to occur were livelihood areas (rice fields,
                           forests, streams, etc.) at 59 percent (2,761) and
                           villages at 26 percent (1,188) of casualties.26
                           Again, by far the most common incident loca-                    Life Experience
                           tion for females were livelihood areas, account-                In 2003, Dam was injured near his home in
                           ing for 57 percent (423) of all female casualties.              Phalanexay district when he found and
                           Approximately 39 percent (1,801) of cluster sub-                played with a BLU-63 submunition. His
                           munitions casualties occurred in livelihood                     injuries were typical of many such inci-
                           areas and involved livelihood activities, while                 dents – massive abdominal trauma,
                           tampering in livelihood areas constituted nine                  shrapnel wounds, as well as a leg and an
                           percent (430) of total casualties and playing                   arm broken by the blast. Evacuated to
                           with ERW four percent (209).                                    Savannakhet he received initial treatment,
                                                                                           and after two days seemed stable: howev-
                           Comparison with Casualties due to                               er, his condition deteriorated as infection
                           Mines/Other ERW                                                 set in. The family had no money to pay for
                                                                                           treatment so HI decided to evacuate Dam
                                  When unknown or unidentified ERW casu-
                                                                                           to Thailand. His father recalled that when
                           alties are included, cluster submunitions casu-
                                                                                           the boy was ferried across the river he
                           alties averaged 44 percent of all casualties for
                                                                                           thought he would never see his son alive
                           the period 1973-1996,27 which was as much as
                                                                                           again.
                           all other ERW and mines together (12 percent
                           unknown). From 1999-2005, this was an aver-                     Nearly 12 now, Dam was revisited by HI
                           age of 42 percent, but in the first four months of              staff in September 2006. When ques-
© Handicap International
                           2006, it peaked to 72 percent of all recorded                   tioned directly about what happened he
                           casualties.28                                                   did not reply. His father explained that
                                                                                           Dam does not remember the event itself –
                                  When the item type is known or differenti-
                                                                                           instead he has recurring nightmares of the
                           ated in data collection, cluster submunitions
                                                                                           explosion. But he went on to say that he
                           casualties made up at least 51 percent of casu-
                                                                                           had returned to school and is doing well.
                           alties between 1999 and 2006, similar to some
                                                                                           One thing Dam did have to say was that he
                           other affected countries in the region.29
                                                                                           tries to avoid ERW, but they are every-
                                  With high number of incidents involving                  where in the fields near the village.33
                           livelihood activities that disturb soil or vegeta-
                           tion, in combination with (disturbance fuzed)
                           munitions that have become increasingly
                           unstable over the decades, cluster submuni-
                           tions are the likely cause of a similar proportion
                           of incidents where the device type is unknown.
                           According to the NRA, annual ERW casualties


                             14   / Fatal Footprint: The Global Human Impact of Cluster Munitions
VIETNAM                                                   was dropped on Lao, for an estimated 70.9 mil-
                                                          lion.38 Accepting a low failure rate of 10 percent,
 Confirmed Casualties: 1973 – 2006                        more than seven million submunitions became
                     Total Strike Post- Post-             ERW; however, using the higher rate of 30 per-
                                  Strike Conflict         cent, initial contamination could have been 21.2
 Grand Total         1,275     N/A    N/A      1,275      million submunitions.39
 Injured              557                      557
 Killed               278                      278        Data Collection
 Unknown Status       440                      440              Casualty data collection is incomplete, as
 Man                  391                      391        Vietnam has no national data collection or
 Woman                104                      104        injury surveillance system.40 Project RENEW and
 Boy                  278                      278        Clear Path International (CPI) are the primary
 Girl                 56                        56
                                                          operational sources collecting ERW casualty
                                                          data. CPI has shared its new casualty data with
 Military              5                        5
                                                          RENEW, whose database contains records of
 Deminer               1                         1        casualties in Quang Tri province from 1975 to
 Unknown              440                      440        2006. However, detailed full province data was
 Dominant                   Livelihood (596)              unavailable from RENEW due to a database
 Activities                                               update in progress.41 In both the RENEW and
 Dominant              Livelihood areas (602)             CPI data, ERW type is differentiated if known.
 Location
                                                                 A survey was conducted in A Luoi district
                                                          of Thua-Thien Hue province in 2001, which dif-
                                                          ferentiated ERW types.42 In 2005, the first phase
Key Findings                                              of a national landmine/UXO impact survey was
• Total post-conflict submunitions casualties             conducted in three provinces, but it is not
  are estimated at 34,550 to 52,350 – 1,275               known what level of detail was collected and
  are confirmed.                                          the November 2005 summary report did not dif-
• The vast majority of casualties are civilians           ferentiate casualties per device type.43 Catholic
  doing livelihood activities – at least 50 per-          Relief Services (CRS) conducted an MRE base-
  cent of incidents where the device is known             line study, including casualty data in three dis-
  were caused by submunitions.                            tricts and one municipality of Quang Tri in mid-
                                                          2006.44
• From 1965-1973, the United States used a
  wide range of BLU submunitions with an esti-
  mated contamination of between seven and                Casualties and Analysis45
  21.2 million.                                                  In total, 1,275 cluster submunitions casu-
                                                          alties were recorded from 1973 to 2006: 278
Use Background and Contamination                          killed, 557 injured, and 440 with unknown sta-
       Cluster munitions were used by the US              tus. At least one was military clearance person-
from 1965-1973 during the conflict in Vietnam.            nel.46
Fifty-five out of 64 provinces were struck with                 An analysis of available data for 835 clus-
cluster munitions and a number of cities were             ter submunitions casualties (excluding 440
targeted, including Hai Phong, Hai Duong,                 unknown status casualties) shows that males
Hanoi, Ho Chi Minh, and Hue.34 Air-delivered              are most at risk at 81 percent (675) of all cluster
device types used include: BLU-3, 24/66,                  submunitions casualties. Adult men accounted
26/36/59, 32, 42/54, 43/44, 59, 61, 63/86, 77,            for 48 percent (397) and boys 33 percent (278),
and 87.35 Artillery-delivered cluster munitions           respectively, of all reported casualties. Boys
were also used in three provinces.36                      represented 82 percent of 334 child casualties.
       US military records show that the level of         Women accounted for 12 percent (104) and girls
all air-delivered munitions in the A Luoi district        for seven percent (56) of the total.
of Hue province peaked in 1972 to approximate-                  The vast majority of casualties, i.e. 71 per-
ly 120,000, which is nearly half of all ordnance          cent (596), occurred during livelihood activities,
dropped between 1965 and 1973 and about                   followed by playing at six percent (48) and col-
three times the rate of 1971. Cluster munitions           lecting war waste at five percent (39).
also accounted for nearly half of the total muni-         Livelihood activities caused 79 percent of all
tions dropped on the district in the final year of        female casualties (126).
the war.37                                                      Incidents in livelihood areas (rice fields,
     In total, 413,130 tons of submunitions               grazing areas, forests, and streams) accounted
were dispensed in Vietnam, 34 percent of what             for 72 percent (602) of casualties and incidents


                                               Fatal Footprint: The Global Human Impact of Cluster Munition /   15
Conflict/Post-Conflict Comparison
                                                                                                                          Given the estimate of nearly four million
                                                                                                                    Vietnamese civilians and 1.5 million military
                                                                                                                    personnel killed during 30 years of conflict,50
                                                                                                                    and nearly a decade of use of cluster munitions
                                                                                                                    in 55 of 64 provinces, a significant portion of
                                                                                                                    those casualties were certainly caused by clus-
                                                                                                                    ter submunitions. However, the extent of these
                                                                                                                    casualties will likely never be known.



                                                                                                                      Life Experience51
© Clear Path International




                                                                                                                      Ho Van Lai was injured in a cluster submu-
                                                                                                                      nitions incident in August 2000, which
                                                                                                                      killed two cousins and slightly wounded a
                                                                                                                      sibling. The boys were playing among the
                                                                                                                      pine trees near their homes, where the vil-
                                                                                                                      lage children often play, when they found
                         within villages accounted for 12 percent (99).                                               what looked like a small metal ball in the
                         More than three quarter of female casualties                                                 sandy soil – a ball which exploded min-
                         (122) occurred in livelihood areas.                                                          utes later as they were kicking it back and
                                                                                                                      forth.
                               Nearly 40 percent (329) of all cluster sub-
                         munitions casualties reported that they were                                                 Lai was blinded in one eye and lost partial
                         involved in an incident causing multiple casual-                                             vision in the other. He lost a leg, part of
                         ties.                                                                                        the remaining foot, one hand and the
                                                                                                                      thumb of the other, and was terribly
                         Comparison with Post-Conflict Casualties                                                     scarred by the blast. After his initial recov-
                         Attributed to Mines and ERW                                                                  ery, he faced three surgical revisions to be
                                                                                                                      fitted for prosthetics, spending months in
                               Submunitions caused 33 percent (1,275)
                                                                                                                      recovery and rehabilitation. As with many
                         of all recorded landmine/ERW casualties
                                                                                                                      young boys, playing football was Lai’s
                         (3,914), and accounted for 50 percent where the
                                                                                                                      passion, and something he thought he
                         item was known in available data from 1973 to
                                                                                                                      would never be able to do again.
                         2006 for Vietnam. Between 2003 and 2005, the
                                                                                                                      Eventually he returned to school and
                         rate of casualties known to be caused by cluster
                                                                                                                      some three years later was again seen
                         submunitions was 55 percent. This corresponds
                                                                                                                      playing football.
                         closely with the rate of cluster submunitions
                         casualties among ERW casualties generally in
                         both Lao and Tajikistan.47 Therefore, it is likely
                         that cluster submunitions cause a similar pro-
                         portion of incidents where the device type is
                         unknown.
                               According to estimates provided by the
                         Ministry of Labor, Invalids and Social Affairs
                         there were 104,701 civilian landmine/ERW
                         casualties between 1975 and 2000, 38,849 peo-
                         ple were killed and 65,852 injured.48 If cluster
                         submunitions casualties constituted 33 to 50
                         percent of total recorded casualties, they could
                         account for an estimated 34,550 to 52,350 civil-
                         ian casualties between 1975 and 2000.
                                Without nationwide data collection, insuf-
                         ficient data exists to establish a reliable annual
                         landmine/ERW casualty rate, but estimates
                         indicate that there are between 1,200 and 3,000
                                                                                       © Clear Path International




                         each year.49 Taking the low estimate into
                         account, this could mean there are between
                         396 and 600 cluster munitions casualties annu-
                         ally in Vietnam.


                             16   / Fatal Footprint: The Global Human Impact of Cluster Munitions
Focus: Africa



      Cluster munitions use in Africa demon-          destruction of only 157 submunitions. This is
strates that even limited use of the weapon can       approximately 0.01 percent of the total of
have a significant human impact. However, the         158,034 ERW cleared between September 2000
extent of the threat of unexploded submuni-           and March 2006.59
tions has not been assessed and improved data
collection is needed to asses the humanitarian
impact and long-term needs of survivors.
                                                      Data Collection

CHAD                                                        There is no comprehensive data collection
Key Findings                                          mechanism in Chad. HCND reports of ERW
                                                      casualties are not differentiated by type of ord-
• Several locations in Chad are contaminated          nance; even the distinction between mine and
  with cluster munitions.                             ERW incidents may not always be clearly
• The absence of complete casualty data and           recorded.60 Fatal casualties often go unreported
  data differentiated by item type impedes            and accurate reporting of new casualties is
  assessment of the human impact of cluster           affected by limited access to incident loca-
  submunitions.                                       tions.61 The LIS for Chad did not adequately dif-
                                                      ferentiate between casualties of mines and
Use Background and Contamination                      ERW62 and no differentiation for casualties of
                                                      cluster submunitions was made.
      Cluster munitions were used in Chad by
the Libyan army after the departure of its troops
from the country in mid-1987.52 The 2002
Landmine Impact Survey (LIS) reports 92 sites         Casualties and Analysis
with cluster munitions contamination.53
Submunitions and/or their containers have                   HCND is not able to estimate the number
been found in several areas of the following          of casualties related to cluster submunitions
regions of Chad: the Borkou Ennedi Tibesti            due to a lack of clear incident reporting.63 The
(BET) region (northeastern Chad), the Biltine         International Committee of the Red Cross (ICRC)
region (northeastern Chad), and east of               does not know of cluster submunitions casual-
N’Djamena.54                                          ties, and is not in a position to provide informa-
                                                      tion about some of the areas affected by cluster
      Two types of submunitions have been
                                                      munitions.64 Mines Advisory Group (MAG) does
found, both of former Soviet Union (USSR) man-
                                                      not have knowledge of casualties due to cluster
ufacture: PTAB-2.5 antivehicle submunitions
                                                      submunitions in Chad.65
and AO-1SCh antipersonnel submunitions.55
There have also been reports of French use of                Of the 339 casualties of mines and ERW
cluster munitions in Chad.56 However, as of 3         recorded in the LIS, 330, or 97 percent, were
October 2006, mine clearance operators have           civilian. The most common activity type during
not found evidence of unexploded French sub-          incidents recorded in the LIS was tampering,
munitions.57                                          representing 121 casualties, or 36 percent, the
      In Chad, mines and other ERW seem to            next most common activity was herding, 73
pose a graver danger than unexploded submu-           people, or 22 percent.66 The LIS data show that
nitions. The National High Commission for             many casualties sustained injuries to the upper
Demining (Haut Commissariat National de               body, and state that this is predominantly
Déminage, HCND)58 recorded clearance and              caused by tampering with ERW.67,


                                           Fatal Footprint: The Global Human Impact of Cluster Munition /   17
ERITREA                                                            One child was killed during the cluster
                                                             munitions strike on the Korokon IDP camp in
Key Findings                                                 May 2000. The low level of casualties during
• Cluster submunitions casualties have been                  the strike has been attributed to the high failure
  reported as the immediate result of at least               rate of the submunitions, subsequently result-
  two strikes, and as a result of post-strike                ing in extensive ERW contamination.76 Many of
  contamination.                                             the unexploded submunitions found at Korokon
                                                             failed to arm correctly, which may have also
• The limited casualty data collection mecha-
                                                             resulted in them being less sensitive to han-
  nism does not include specific reference to
                                                             dling.
  cluster submunitions casualties.
                                                                   The May 2000 cluster munitions strike on
                                                             Asmara airport facilities reportedly resulted in
Use Background and Contamination                             at least two civilians injured during the strike,
      Ethiopian forces used cluster munitions in             as the intended targets were not hit. 77
Eritrea during the Badme border area conflict,                     By August 2000, UNMEE MACC received
which started in 1998.68 On 9 May 2000, the                  reports of three children killed in separate inci-
Korokon internally displaced persons’ (IDP)                  dents in the BL755-contaminated area near
camp was bombed with UK-manufactured                         Korokon.78 Also in 2000, a 16-year-old boy was
BL755 cluster munitions each containing 147                  killed attempting to open a BL755 submunition
submunitions. Soviet-designed PTAB and AO-1                  with a stone.79 HALO Trust found some 20
type submunitions were also found in the                     BL755 submunitions collected by children at a
Badme area.69 Contamination from unexploded                  nearby site. Some of the children had been
cluster submunitions was reported in the                     using the copper cone of the submunitions’
Korokon IDP camp in Gash Barka, as well as at                explosive charge to make bells. Other risk-tak-
an IDP camp in Adi Bare in Shambiko, both in                 ing behavior included adults moving unexplod-
Sector West of the Temporary Security Zone                   ed submunitions to prevent children from play-
(TSZ).70                                                     ing with them.80
       In May 2000, the Ethiopian airforce report-                 In January 2006, two boys were killed and
edly hit the military and civilian airports in               one injured while tampering with ERW near the
Asmara with rockets and cluster munitions.71                 village of Ksad Ekka. Preliminary investigation
According to an Eritrean Ministry of Foreign                 by UNMEE determined that the device was
Affairs press release, the bombing of the airport            either a grenade or a submunition.81
facilities and a nearby soap factory missed the
intended targets.72 It has also been alleged that
the Eritrean ports of Massawa and Assab on the
Red Sea coast were struck with cluster muni-
                                                             ETHIOPIA
tions in the same period.73                                  Key Findings
                                                             • One cluster munitions strike reportedly
Data Collection                                                caused more than 200 casualties in Ethiopia,
                                                               but the scope of the problem is unknown due
       The Mine Action Coordination Centre                     to the lack of an adequate casualty data
(MACC) of the UN Mission in Ethiopia and                       mechanism.
Eritrea (UNMEE) collects casualty data in the
                                                             • Use of cluster munitions and subsequent
TSZ. The information is entered into IMSMA but
                                                               submunitions contamination has not been
does not provide a breakdown according to
                                                               recorded or differentiated by mine action
device type beyond mine and ERW, making it
                                                               actors or in the Landmine Impact Survey.
difficult to identify cluster submunitions inci-
dents. This lack of detail in reporting is
believed to be exacerbated by the limited tech-              Use Background and Contamination
nical knowledge of investigators and                                The Eritrean army used cluster munitions
reporters.74 Casualty data in the TSZ is primari-            against Ethiopia during the Badme border con-
ly reported by military observers, UNMEE MACC                flict that began in 1998. On 5 June of that year,
staff, ICRC, and NGO workers.75                              Eritrea launched air-delivered Cluster munitions
                                                             targeting the Mekele airport runway. At least
                                                             two cluster munitions struck a school and a res-
Casualties and Analysis                                      idential area in Mekele instead. The Eritrea
      The total number of cluster submunitions               Ethiopia Claims Commission in The Hague
casualties is unknown, but recorded casualties               found that the cluster munitions strike resulted
include at least seven people killed and three               in civilian “deaths, wounds and suffering.”82 It
injured: eight of them were children.                        was reported that submunitions pose “at least


  18   / Fatal Footprint: The Global Human Impact of Cluster Munitions
some extent” of a threat on the Ethiopian side        Use Background and Contamination
of the TSZ.83 However, the UNMEE MACC has not               Cluster munitions were reportedly used in
found evidence of submunitions during land-           Sierra Leone by Nigerian forces undertaking an
mine/ERW clearance. The UNDP remarked that            Economic Community of West African States
the nationwide LIS undertaken in 2003-2004            Monitoring Group (ECOMOG) intervention mis-
did not report unexploded submunitions found          sion after a military coup in May 1997. On 11
as ERW. Moreover, the UNDP in Ethiopia is not         December 1997, three cluster munitions were
aware of cluster weapons being used in                allegedly dropped in Kenema, 240 kilometres
Ethiopia or by Ethiopia.84 However, the Survey        from Freetown.89 According to 1997 media
Action Centre (SAC) – responsible for the LIS –       reports, two cluster munitions also struck
indicated that the reason for not having infor-       Lokosama, near Port Loko in September 1997.
mation on cluster munitions contamination in          This was denied by ECOMOG.90 In October 1997,
Ethiopia is because, at the time of the LIS, clus-    Sierra Leone Armed Forces personnel accused
ter munitions were not considered to be a con-        Nigerian military pilots of using cluster bombs
cern. According to SAC, the LIS could, if asked       on civilian targets in Freetown.91 It has been
and needed, distinguish casualties from cluster       reported that French-manufactured Beluga
munitions, as well as other ERW and land-             cluster submunitions were collected in arms
mines.85                                              hand-ins in Sierra Leone.92 British-manufac-
                                                      tured BL755 munitions also appear to have
                                                      been found near Freetown.93
Data Collection
      There is no nationwide casualty data col-       Data Collection
lection mechanism in Ethiopia. Existing data
                                                            There is no systematic ERW casualty data
collection is not coordinated nor is it clear
                                                      collection in Sierra Leone.94
which organization has the mandate to collect
data. It was reported that, in 2005 and 2006,
the Ethiopian Mine Action Office (EMAO) was           Casualties and Analysis
not able to collect casualty data due to a lack of          The cluster munitions strike by the
political will, coordination and funding issues.      Nigerian ECOMOG mission in Kenema resulted
Information contained in IMSMA at EMAO is not         in 28 casualties; 10 people were killed and 18
accessible. Various operators handed responsi-        injured.95 No further details regarding addition-
bility of casualty data collection to the local       al strike or post-conflict cluster submunitions
Bureaus of Labor and Social Affairs (BoLSA).          casualties are available and no ERW incidents
However, these have not been able to generate         causing casualties have been recorded since
data and it is unclear if data is collected.86        the end of the civil war in 2002.96 This is partly
                                                      due to the non-existence of a data collection
                                                      mechanism.
Casualties and Analysis
      Cluster munitions targeting the Mekele
airport instead struck the Ayder school and sur-      SUDAN
rounding neighborhood, resulting in a total of
238 civilian casualties: 53 killed (including 12
                                                      Key Findings
children) and 185 injured (including 42 chil-         • At least 36 cluster submunitions casualties
dren).87 Additionally, cluster munitions used on        have been reported, of which several
11 June 1998 in Adigrat are reported to have            occurred during cluster munitions strikes in
killed four and injured 30.88                           civilian areas.
      The number of post-strike casualties is         • Data collection is not comprehensive and
unknown due to inadequate data collection and           due to limited differentiation only 23 post-
a lack of information on cluster munitions con-         conflict casualties of cluster submunitions
tamination, which impede a full grasp of the            were recorded in IMSMA.
scope of the problem.
                                                      Use Background and Contamination
                                                            Sudanese government forces used cluster
                                                      munitions against the Sudan People’s
SIERRA LEONE                                          Liberation Movement /Army (SPLM/A) in south-
Key Findings                                          ern Sudan between 1995 and 2000.97 Cluster
                                                      munitions strikes were mostly conducted by
• There are at least 28 reported cluster submu-       aerial bombing.98 The Sudanese government
  nitions casualties in Sierra Leone.                 reportedly used cluster munitions, amongst


                                           Fatal Footprint: The Global Human Impact of Cluster Munition /   19
other weapons, specifically against non-military                   A national census has been mandated
targets, including hospitals and IDP camps.99                under the Comprehensive Peace Agreement of
      Numerous cluster munitions strikes were                2005, and is scheduled for 2007.108 The census
identified between 1995 and 2000, including                  is expected to include questions regarding peo-
five cluster munitions dropped on cultivated                 ple with disabilities and thus increase knowl-
land surrounding Chukudum on 20 April 1995;                  edge of mine/ERW casualties. Additionally,
at least 16 cluster munitions dropped in                     UNMAO plans to initiate a casualty data survey
Chukudum on 17 June 1996; at least seven loca-               as a part of a US$1.7 million project funded by
tions struck in Bahr al-Ghazal province in early             the UN Trust for Human Security.109 The National
February 1998; Koba and Lomon in the Nuba                    Authority for Prosthetics and Orthotics (NAPO)
Mountains attacked on 3 August 1998; one                     has the capacity to collect data on cluster sub-
cluster munition dropped on Yei Hospital on 28               munitions casualties through the patient files in
September 1998; Nimule struck on 30                          its ICRC-supported database.110
September 1998; 24 cluster munitions dropped
in Akak on 16 May 1999; two cluster munitions                Casualties and Analysis
dropped on Kajo Keji Hospital and Médecins                         There are at least 36 cluster submunitions
sans Frontières (MSF) in Kajo Keji on 20 June                casualties in Sudan, including 16 killed and 20
1999.100 In late April or early May 2000, govern-            injured. At least six were children. UNMAO has
ment troops reportedly used cluster munitions                recorded 23 post-strike cluster submunitions
around the town of Bentiu.101                                casualties, nine people were killed and 14
      The Government of Sudan reportedly used                injured; 19 were males and four females. Of the
Chilean-manufactured CB-130, CB-500 or CB-                   10 casualties whose ages were recorded two
250-K cluster munitions, containing PM-1 CEM                 were children. The ages ranged from 10 to 32,
combined effects submunitions.102 In 1996,                   the average age being 21. Activity at the time of
HALO Trust identified submunitions found at                  the incident was recorded for twelve casualties:
Chukudum as possible Soviet-manufactured                     four activities were military; three were tending
PTAB-1.5 and Chilean-designed PM-1 type sub-                 animals; three traveling; and one farming.111
munitions.103 Cluster submunitions and/or dis-               Most casualties occurred in Kordofan (13) and
pensers have been found in Bahr al-Ghazal,                   Bahr al-Ghazal (five).112 In 2005, UNMAO record-
Kordofan, Equatoria, Blue Nile and Upper Nile                ed one submunition incident but the number of
provinces.104                                                casualties was not known.113 Additionally, a 15-
                                                             year-old girl was killed and another injured in
Data Collection                                              May 1996 when neighbors were burning sub-
                                                             munitions from the Chukudum strike.114
     No comprehensive countrywide casualty
data collection system exists in Sudan. The UN                     Numerous casualties have been reported
Mine Action Office (UNMAO) maintains casualty                during strikes. However, there are some cases
data in IMSMA;105 a limited number of entries                where more than one type of weapon may have
specify cluster submunitions as the cause of                 been used, including in Labone IDP camp in
the incident. The South Sudan Regional Mine                  1997, as well as in Adet and Thiet in 1998.115 Five
Action Center does not have detailed casualty                people were killed and three injured due to sub-
information, particularly regarding cluster sub-             munitions in the Nuba Mountains in August
munitions causalities.106 Local actors also gath-            1998, and one person was injured in Yei hospi-
er casualty data. However, many of these are                 tal in September 1998. In May 1999, one child
not entered into the IMSMA database as the                   was killed and one injured during a strike in
information is incomplete.107                                Akak (Bahr al-Ghazal).116




  20   / Fatal Footprint: The Global Human Impact of Cluster Munitions
Focus: Southeast Europe



      Cluster munitions were used in the Balkan       Executive (AMAE) stated that 13 areas along the
region in conflicts resulting from the breakup of     Kosovo-Albanian border have been identified as
Yugoslavia. The largest numbers of known              contaminated with submunitions.124 Failure
casualties in Kosovo were a consequence of            rates for NATO-used munitions were estimated
unexploded submunitions scattered in the tens         at between 20 and 25 percent, whereas 30 to
of thousands by NATO bombing. Children were           35 percent of submunitions used by non-NATO
those killed and injured the most by the attrac-      forces failed.125
tive, but deadly submunitions.
                                                      Data Collection
ALBANIA                                                     AMAE coordinates and conducts complete
Key Findings                                          nationwide casualty data collection, which is
• The total number of cluster submunitions            stored in the IMSMA database at its regional
  casualties is 56: 10 killed and 46 injured          office in Kukës. Data is collected by AMAE
  nearly all caused by KB-1 and BLU-97 submu-         through its mine risk education (MRE) and com-
  nitions.                                            munity-based rehabilitation (CBR) programs, as
• Cluster munitions were used by NATO and             well as its operational partners, primarily the
  Serbian forces along the Albania-Kosovo bor-        Kukës-based NGO Victims of Mines and
  der.                                                Weapons Association (VMA-Kukesi). In January
                                                      2006, AMAE completed identification of 467
                                                      previously unknown ERW casualties in the
Use Background and Contamination
                                                      “hotspots” in central Albania by collecting
      Cluster munitions were used in 1999 dur-        IMSMA incident and needs assessment
ing the Kosovo conflict by both the North             reports.126
Atlantic Treaty Organization (NATO) and Serbian
forces: BLU-97, M118, BL755, KB-1 and KB-2
(Yugoslav) submunitions were reported.117             Casualties and Analysis127
Additionally, at least two artillery-delivered              Between 1999 and 2006, 56 cluster muni-
cluster munitions strikes were confirmed by the       tions casualties occurred in 35 incidents and
Organization for Security and Cooperation in          one accident, including 10 people killed (nine
Europe (OSCE) in the Tropoja region.118               males and one female) and 46 injured (41
      NATO executed six strikes along the             males, and five females). On 24 May 2004, a
Kosovo-Albania border, allegedly against              KB-1 submunition detonated during a training
Serbian military positions.119 Non-NATO cluster       session for technical survey project personnel:
munitions strikes occurred further into Albania       two people were killed and 18 injured in the
and included 13 April 1999, when two cluster          accident.128 On average 1.7 persons were
munitions struck the small border village of          involved per incident,129 and the mortality rate
Zogaj in the context of other shelling;120 on 15      was nearly twice that of landmine casualties.130
April, five Serbian rocket-fired 262 mm cluster             All but three of the reported submunitions
munitions fell on fields near the hamlet of           casualties were civilian: the United Nations
Kolsh, near the city of Kukës;121 on April 21,        Institute for Disarmament Research (UNIDIR)
Russian-made cluster munitions were fired into        identified two. Additionally, a policeman was
Albania near Krume.122                                killed in the area of Kolsh when he picked up an
      Immediate surface clearance by the              unexploded submunition after the 15 April 1999
Albanian Armed Forces located and destroyed           strike.131 Additionally, it is unknown whether KLA
2,759 unexploded submunitions: 97.5 percent           casualties, if there were any, are included in
were KB-1s.123 The Albanian Mine Action               AMAE records or recorded as such.132


                                           Fatal Footprint: The Global Human Impact of Cluster Munition /   21
All but two casualties occurred post-con-             casualties was not made available. The BHMAC
flict. During the strike on Kolsh on 15 April 1999           database contains records on casualties occur-
a young goatherd was injured.133                             ring during and after the conflict, but it is not
      Submunitions casualties reported by                    known whether submunitions are differentiated
AMAE involved either KB-1 (24, with two killed,              from other devices.138
22 injured) or BLU-97 (four killed) submuni-
tions, while two other casualties resulted from              Casualties and Analysis
unidentified submunitions.                                          The total number of submunitions casual-
                                                             ties in Bosnia and Herzegovina is not known, as
                                                             available data is very limited. There have been
  Life experience                                            nine confirmed casualties between 1992-2006,
                                                             including seven killed and two injured.
  In September 2001, 13-year-old Gazmir
  was playing with some friends near his                            The cluster munitions strike on a refugee
  house in Krume, in the Kukës prefecture.                   camp south of Tuzla killed seven and dozens
  Finding an interesting object, the children                more were reportedly injured. BHMAC identi-
  began to play with it. When the KB-1 sub-                  fied only two deminers injured in separate acci-
  munition exploded Gazmir’s eyes were                       dents with KB-1 cluster submunitions in 2002:
  injured to the extent he was declared                      one in Vogos´ a and one in Gornji Vakuf.
                                                                              c
  legally blind. Before the incident Gazmir                  According to BHMAC, both accidents were
  had been one of the top students in his                    caused by breach of procedure.139
  class, though afterward his studies
  became unsatisfactory. Aside from his ini-                 CROATIA
  tial treatment, Gazmir has received sup-
                                                             Key Findings
  port for a private tutor, along with English
  and computer skills lessons.134                            • Cluster munitions were used on several occa-
                                                               sions by forces of the self-proclaimed
                                                               Republic of Serbian Krajina (RSK) and KB-1
                                                               submunitions caused all reported casualties.
BOSNIA and HERZEGOVINA                                       • There are 277 confirmed cluster submuni-
Key Findings                                                   tions casualties, including 258 killed, 17
• Nine cluster submunitions casualties are                     injured, and two unknown – two strikes on
  confirmed and dozens unconfirmed. The                        Zagreb accounted for 243 of these.
  total number of cluster submunitions casual-
  ties are unknown due to inadequate data col-               Use Background and Contamination
  lection.                                                          Cluster munitions were used on several
• NATO and internal factions used cluster                    occasions by forces of the self-proclaimed
  munitions.                                                 Republic of Serbian Krajina (RSK) between 1991
                                                             and 1995, most notably on 2 and 3 May 1995
                                                             when Orkan M-87 multiple rocket launchers
Use Background and Contamination                             were used to hit civilian targets in Zagreb,
       NATO and internal factions used cluster               which caused the majority of reported casual-
munitions during the conflict from 1992 to 1995.             ties.140
Some examples of use include: Orkan M-87
multiple rocket launcher firing on the town of               Data Collection
Livno and airplanes from a Krajina Serb-held                       The Croatian Mine Action Center (CRO-
area in Croatia bombing the UN safe area of                  MAC) and Croatian Mine Victims Association
Bihaç with cluster munitions.135 Bosnian Serbs               (CMVA) conduct nearly complete nationwide
struck a refugee camp south of Tuzla with clus-              data collection since 1991 and 1990 respective-
ter munitions. Bosnian Serbs claimed that NATO               ly. However, only 50 percent of the CROMAC
strikes also hit civilian targets in Banja Luka.136          casualties registered have complete details.141
The Bosnia and Herzegovina Mine Action Center                Casualties from cluster submunitions are differ-
(BHMAC) data does not confirm alleged casual-                entiated from casualties caused by other
ties from these strikes.137                                  devices, but the total number of cluster submu-
                                                             nitions casualties is unknown since few conflict
Data Collection                                              casualties were recorded.
      Incomplete nationwide casualty data is
collected by BHMAC. Additionally, due to the                 Casualties and Analysis
unification and verification of all operator data-               Between 1993 and July 2005, 277 cluster
bases, detailed information on landmine/ERW                  submunitions casualties have been confirmed,


  22   / Fatal Footprint: The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions
The Global Human Impact of Cluster Munitions

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The Global Human Impact of Cluster Munitions

  • 1. Fatal Footprint: The Global Human Impact of Cluster Munitions Preliminary Report, November 2006 Handicap International
  • 2.
  • 3. Table of Contents Table of Contents 2 Conclusion 41 LESSON 1: Acknowledgments 5 Data Collection, the Devil is in the Detail 41 LESSON 2: Abbreviations and Acronyms 6 Cluster Munitions Cause Disproportionate Introduction 7 Long-Term Civilian Harm 42 LESSON 3: Methodology and Research Team 9 Cluster Submunitions Casualties are Young Males at Work 43 Focus: Southeast Asia 11 LESSON 4: Immediate and Comprehensive Clearance CAMBODIA 11 Reduces Civilian Casualties 43 LAO PEOPLE’S DEMOCRATIC REPUBLIC 13 VIETNAM 15 Tables Focus: Africa 17 TABLE 1: Confirmed Cluster Submunitions CHAD 17 Casualties in Affected Countries 44 ERITREA 18 TABLE 2: Status of Casualty Data Collection ETHIOPIA 18 in Cluster Submunitions Affected Countries 45 SIERRA LEONE 19 SUDAN 19 Selected Biography 46 Focus: Southeast Europe 21 Notes 48 ALBANIA 21 BOSNIA and HERZEGOVINA 22 CROATIA 22 KOSOVO 23 MONTENEGRO 26 SERBIA 26 Focus: Commonwealth of Independent States 27 CHECHNYA/RUSSIAN FEDERATION 27 TAJIKISTAN 27 Focus: Greater Middle East and North Africa Region 29 AFGHANISTAN 29 IRAQ 31 KUWAIT 34 LEBANON 34 SAUDI ARABIA 38 SYRIA 38 WESTERN SAHARA/MOROCCO 38 Fatal Footprint: The Global Human Impact of Cluster Munition / 3
  • 4.
  • 5. Acknowledgments his preliminary report was conducted, Action Center (CROMAC), Clear Path T written and produced by Handicap International, with the financial support of the Government of Norway. International (CPI), HIB-Cambodia, Julien Temple, Reuben Nogueria-McCarthy and Edith Karam from UNICEF, the Iraqi Health and Social Care Organization (IHSCO), John C. Brown from Handicap International (HI) would like to VVAF Iraq, Landmine Action UK (LMA UK), the express its appreciation to the many mine Landmine Resource Center staff (LMRC), the action organizations, organizations working National Demining Office (NDO) and the UN with people with disabilities, disabled people’s Mine Action Coordination Center for South organizations and the other individuals and Lebanon (MACC-SL) in Lebanon, Mines Advisory organizations that provided information, time, Group Iraq (MAG), the National Authority for resources and expertise for this study. Prosthetics and Orthotics (NAPO) and the UN HI owes special thanks to the cluster sub- Mine Action Office in Sudan (UNMAO), the munitions and other mine/ERW survivors, fami- National Demining Office in Chad (HCND), the lies and communities who shared their experi- Office of the Kosovo Protection Corps ence. Coordinator (OKPCC) EOD Management Unit, Rosy Cave at the United Nations Institute for The team values the support of the Disarmament Research (UNIDIR), Steve Goose, International Campaign to Ban Mark Hiznay and Bonnie Docherty at Human Landmines/Landmine Monitor and the Cluster Rights Watch (HRW), UN Mission in Ethiopia Munition Coalition networks. and Eritrea Mine Action Coordination Centre It would also like to thank the following (UNMEE MACC) and Zamanuddin Noori and organizations and individuals for their assis- Olivier Moeckli of the International Committee tance: Albanian Mine Action Executive (AMAE), of the Red Cross (ICRC) in Afghanistan, as well Andrew Wells-Dang and Catholic Relief Services as several people who provided anonymous (CRS) Vietnam, Cambodia Mine UXO Victim information. Information System (CMVIS), Croatian Mine Fatal Footprint: The Global Human Impact of Cluster Munition / 5
  • 6. Abbreviations and Acronyms AMAE Albanian Mine Action Executive MAC-MACC Mine Action Center/Mine Action AO Aviatsionnaya Oskolochnyang Cell - Mine Action Coordination (Aviation Fragmentation) Centre ARCS Afghan Red Crescent Society MAG Mines Advisory Group BHMAC Bosnia and Herzegovina Mine MCC Mennonite Central Committee Action Center MRE Mine Risk Education BLU Bomb Live Unit NATO North Atlantic Treaty Organization CBU Cluster Bomb Unit NDO National Demining Office CBR Community-Based Rehabilitation NGO Non-Governmental Organization CCW Convention on Certain NMAA National Mine Action Authority Conventional Weapons NRA National Regulatory Authority CEM Combined Effects Munition OKPCC Office of Kosovo Protection Corps CMC Cluster Munition Coalition Coordinator CMVIS Cambodia Mine UXO Victim PTAB Protivotankovaya Aviatsionnaya Information System Bomba (Anti-tank Aviation Bomb) CPI Clear Path International TMAC Tajik Mine Action Cell CROMAC Croatian Mine Action Center UN United Nations Dispenser Container or bomb from which UNDP United Nations Development submunitions are ejected Programme DPICM Dual-Purpose Improved UNICEF United Nations Children’s Fund Conventional Munitions UNIDIR United Nations Institute for EOD Explosive Ordnance Disposal Disarmament Research ERW Explosive Remnants of War UNMACA UN Mine Action Center for Footprint Extent of surface area covered by a Afghanistan cluster munitions strike UNMIK United Nations Mission in Kosovo GICHD Geneva International Centre for UNOPS United Nations Office for Project Humanitarian Demining Services HI Handicap International UNMAO United Nations Mine Action Office HRW Human Rights Watch UNMEE United Nations Mission in Ethiopia ICBL International Campaign to Ban and Eritrea Landmines UXO Unexploded Ordnance ICRC International Committee of the VVAF Vietnam Veterans of America Red Cross Foundation IDP Internally Displaced Person IHSCO Iraqi Health and Social Care Organization IMSMA Information Management System for Mine Action KISR Kuwait Institute for Scientific Research LMA UK Landmine Action UK LIS Landmine Impact Survey 6 / Fatal Footprint: The Global Human Impact of Cluster Munitions
  • 7. Introduction T he July-August 2006 Lebanon conflict to ensure success, creating wider and overlap- drew widespread attention to the long- ping contamination. Within the footprint, sub- term impact of cluster munitions on civil- munitions indiscriminately kill and injure mili- ian populations. Calls for a ban of this indis- tary targets and civilians. criminate weapon are becoming louder. One country – Belgium – has already taken this step, Even when accepting the low official failure adopting legislation supported by Handicap rates of optimal test conditions, large numbers International, and initiatives are underway in at of submunitions fail to explode upon impact. In least eight other countries. reality, failure rates are often significantly high- er due to soil and weather conditions, as well as As in the case of Lebanon, previous usage of incorrect delivery and frequent malfunctioning cluster munitions has sparked eloquent verbal of self-destruct and self-neutralization mecha- condemnations and has been at the forefront of nisms, as was seen in Lebanon. Consequently, intermittent international interest and activism a fatal footprint remains until all deadly debris since the first extensive utilization in South- is cleared and the actual strike is only the start- east Asia in the 1960-70s. Since then – like the ing point of the long-lasting harm the weapon items themselves – the issue of cluster muni- can cause. tions and their impact lay largely dormant until the outbreak of the Balkan and Gulf conflicts. Yet, unlike the initial blasts, the effects of unex- However, for more than 30 years, states failed ploded submunitions do seem more discrimi- to address the lasting humanitarian impact of nate; affecting many more civilians than mili- cluster munitions. tary personnel, killing and injuring children at play, families returning after war and young More than half a century has passed since the men and women in the course of their daily design and first use of cluster munitions. lives, as well as those clearing failed submuni- Ensuing decades have seen both the number of tions and peacekeepers. casualties mount, and the use of these muni- tions proliferate. Spreading through new con- Unlike many instances of production, stockpil- flicts to destroy lives, disrupt communities, and ing and combat use, the human impact during deny vulnerable populations’ access to and after the conflict have not been routinely resources needed for economic recovery, clus- recorded nor publicized. As a result, the full ter munitions simultaneously assure both a scope of the problem is largely unknown and costly and lethal legacy of war for post-conflict undervalued. generations. Fatal Footprint: The Global Human Impact of Cluster munitions are imprecise weapons, Cluster Munitions is an unprecedented prelimi- designed to strike a greater surface area than nary effort to document the impact of cluster many other conventional weapons by dispers- munitions on the lives of people in 23 countries ing smaller yet highly lethal explosive submuni- and areas that are not internationally recog- tions. The cluster submunitions scattered on nized, which are confirmed to be affected by the surface create a ‘footprint’. The footprint of cluster munitions. Despite its preliminary char- a single cluster munitions strike is often hun- acter, this report is the first comprehensive dreds of meters wide, and more than 1,000 sub- study systematically analyzing the impact of munitions can be dispensed at a time. cluster munitions on civilian populations Oftentimes, targets are struck more than once through casualty data. It utilizes the limited Fatal Footprint: The Global Human Impact of Cluster Munition / 7
  • 8. information available on casualties of cluster submunitions to track the human impact from the initial cluster munitions strikes, over the short-term post-strike emergency phase, to the post-conflict period, which can affect the lives of individuals, families and communities for generations. By identifying which people become casualties, when, how and why, the research goes beyond simply assessing whether cluster munitions are indiscriminate and excessively injurious. Fatal Footprint is part of an ongoing project that seeks to improve understanding of the impact of cluster munitions by documenting short-, mid- and long-term casualties, cumulative effects of disability, mortality and resource denial on families and communities. It also pro- vides insight into the items and activities pos- ing the greatest threats in affected areas. This work has been made possible with the support of the Government of Norway, which has also taken a lead and pledged to work towards an international ban on cluster bombs. At the international level, the Third Review Conference of the Convention on Prohibitions or Restrictions on the Use of Certain Conventional Weapons, to be held from 6 to 17 November 2006, provides a unique opportunity for Member States to acknowledge and tackle the lasting human impact of cluster munitions and hasten the establishment of a legally binding instrument on these weapons. Brussels, 2 November 2006 8 / Fatal Footprint: The Global Human Impact of Cluster Munitions
  • 9. Methodology and Research Team ResearchTteam andicap International has utilized its field Initial inquiries clearly indicated the need H and research experience in the area of victim assistance and data collection to provide a better understanding of the consequences of cluster munitions use on peo- to analyze data of all casualties caused by clus- ter submunitions, including both those people killed and injured as a result of cluster muni- tions strikes and people involved in incidents ple in 23 contaminated countries and areas not resulting from submunitions as remnants of internationally recognized. war. The report takes a regional approach, The study outline and preparations start- comprising individual country profiles, while ed in April 2006 and the research resulting in taking into account both the wider regional and this preliminary report was conducted from historical context and country-specific charac- mid-July to mid-October 2006 by a team of teristics of cluster munitions used. A few researchers, information providers and experts selected cases of cluster munitions use and with experience in mine action, mine victim subsequent human impact have been elaborat- assistance, data collection and post-conflict ed for their relevance with regard to the scale of societies. A final report is scheduled to appear contamination, historical and contemporary in 2007 as part of a larger project. significance, as well as various ways of dealing with and recording post-strike impact. The Initially, background information on clus- research has been divided into five regions: ter munitions use, technical specifications, as Africa, the Commonwealth of Independent well as existing published information on clus- States, the Greater Middle East and North Africa ter submunitions casualties was compiled in Region, Southeast Asia, and Southeastern one place and studied. Following that, a broad Europe. Three countries in the Southeast Asia range of research methods, including analysis region, three countries in the Greater Middle of publications, email, telephone and face-to- East and North Africa Region, and Kosovo were face interviews (at international forums) were chosen as key cases for their geographical, his- used. A data gathering and management sys- torical and contamination diversity and paral- tem was developed to store, streamline and lels. correlate casualty data, strike data and techni- Each country profile contains a short cal specifications. In addition, a field trip to background section explaining cluster muni- Lebanon was undertaken from 30 August to 10 tions use and contamination to describe the September in order to conduct first-hand potential extent of unexploded cluster submu- research. Information from anterior field trips nitions pollution. Secondly, the availability and to, among others, Cambodia (April 2006), completeness of casualty data and injury sur- Kosovo (October 2005), and Afghanistan veillance mechanisms are assessed in order to (August 2006) was also included. One team define the scope of underreporting. Thirdly, member is based in Vietnam and experience available casualty data are presented and ana- and resources within the Cluster Munition lyzed to the fullest extent possible to draw a Coalition and the International Campaign to casualty profile to be used in assistance plan- Ban Landmines were employed. ning and to be taken into account when consid- Tailor-made queries were drawn up for rel- ering the unwanted effects of cluster munitions evant experts and information providers sup- use. A selection of survivor testimonies is plying both casualty data and correlating strike included to show the human face of cluster sub- data. The results of these enquiries, as well as munitions casualties. other responses, were compiled, standardized, Fatal Footprint: The Global Human Impact of Cluster Munition / 9
  • 10. crosschecked and analyzed. Where necessary, Research Team queries were refined and missing data was pur- • Habbouba Aoun (Coordinator, Landmine sued by consulting known sources to obtain the Resource Center, Balamand University, most complete information possible. The study Beirut, Lebanon) was co-researcher for the employed quantitative analysis of the statistical Lebanon country profile and facilitated the data available from existing data collection sys- field mission to Lebanon. tems. The researchers extracted information on • Stan Brabant (Head, Policy Unit, Handicap specific numbers of casualties, age, gender, International, Brussels, Belgium) assisted in groups most at risk, time, location, activity and many aspects of the report’s production and nature of the incident, for each country profile. development, and together with Katleen The study aims to detail the human impact Maes and Hugh Hosman developed the and the scope of the problem to increase the vision of the study and defined the research possibilities for improved, more effective and methodology. varied assistance for the victims, i.e. the affect- • Patricia Campbell (Victim Assistance ed individual, his or her family and affected Specialist, HI-Landmine Monitor, Maputo, communities. Handicap International sections, Mozambique) conducted background in partnership with other civil society groups in research on various countries and issues. relevant European and cluster munitions-affect- ed countries, will disseminate the Fatal • Hugh Hosman (Data Management Footprint study to provide systematic informa- Specialist, HI, Hue, Vietnam) conducted tion and to support others in preventing similar research on Southeast Asia, the incident from occurring in the future. Commonwealth of Independent States, sev- eral Balkan countries and was in charge of By looking at data collection mechanisms data management, as well as study concep- and examining the degree to which they are tion. systematic and effective and how comprehen- sive the resulting data is, Fatal Footprint identi- • Katleen Maes (Victim Assistance fied areas where information collection and Coordinator, HI, Brussels) conducted database resources are in need of support. research on Afghanistan, Iraq and Lebanon and was in charge of general coordination and final editing of the report, as well as At the preliminary report stage, the Fatal study conception. Footprint study has already compiled the most • Loren Persi (Specialist Researcher, HI, comprehensive publicly available data on Prague, Czech Republic) conducted research casualties of cluster submunitions. But the on Kosovo, Africa and several countries in authors acknowledge required information is the Greater Middle East and North Africa missing. They call on relevant sources to pro- Region. vide casualty and strike data in their posses- sion so that the humanitarian needs generated • Yolande Hoornaert and Hildegarde by cluster munitions can be addressed more Vansintjan (HI Communications Department adequately. and Policy Unit) facilitated the printing and distribution process. 10 / Fatal Footprint: The Global Human Impact of Cluster Munitions
  • 11. Focus: Southeast Asia The Second Indochina War, which began resulting in an estimated post-strike contam- in Vietnam, was characterized by high levels of ination of 1.92 to 5.77 million submunitions. US aerial bombardment, which spread to the neighboring countries of Cambodia and the Lao Use Background and Contamination People’s Democratic Republic (Lao PDR). Subsequently, all three countries face varying The US used cluster munitions in degrees of post-conflict cluster submunitions Cambodia from 1969-1973 in an attempt to casualties and contamination. interdict the flow of supplies on the Ho Chi Minh Trail, as well as Vietnamese regular and irregu- lar forces operating from eastern Cambodia.1 The number of cluster munitions strikes is esti- mated at 17,235.2 Air-delivered submunitions CAMBODIA used include: BLU-3, 18, 24/66, 26/36/59, 49, Confirmed Casualties: 1998 – 2006 61, 63/86, and 77, and M28. Of an estimated total of 19.23 million submunitions dispensed, Total Strike Post- Post- the BLU-26 was the most common at nearly 54 Strike Conflict percent (10.37 million units), followed by the Grand Total 120 N/A N/A 120 BLU-24 at 20 percent (3.93 million units) and Injured 91 91 the BLU-61 and 63 at 17 percent (3.3 million Killed 29 29 units)3. Unknown Status 0 0 Submunitions manufacturers of the peri- Man 43 43 od estimated a 10 percent failure rate, “but it is Woman 12 12 now generally agreed that the actual rate was Boy 56 56 approximately 30 percent because the ord- Girl 9 9 nance was often not dropped in accordance with manufacturers’ specifications.”4 Accepting Military 0 0 a low failure rate of 10 percent, at least 1.92 mil- Deminer 0 0 lion submunitions became ERW. However, Unknown 0 0 using the higher rate of 30 percent, initial con- Dominant Activity Handling submunitions (70) tamination could be as high as 5.77 million sub- Dominant Location Livelihood areas (67) munitions. In optimal condition testing at Nellis Air Force Base in 1966, BLU-26 submunitions had a 26 percent failure rate after deployment.5 Key Findings But given tree canopy and soil conditions in • Differentiation of ERW type casualties, eastern Cambodia, the failure rate was likely at including those caused by cluster submuni- least 30 percent resulting in 3.11 million unex- tions, started in September 2006. The exer- ploded BLU-26s. cise has, so far, confirmed 120 cluster sub- munitions casualties (29 killed and 91 Data Collection injured). Data collection is considered nearly com- • The total number of cluster submunitions plete in Cambodia and the Cambodia Mine UXO casualties is unknown, as complete informa- Victim Information System (CMVIS) is the defin- tion on strike, post-strike and post-conflict itive source of landmine/ERW casualty data,6 casualties is not available. containing records on over 62,556 casualties • From 1969-1973 the United States used a collected through the Cambodian Red Cross wide range of BLU cluster submunitions network and mine action operators.7 Fatal Footprint: The Global Human Impact of Cluster Munition / 11
  • 12. In 2005, CMVIS developed a new data col- to 24, encountered a submunition in a rice lection form for differentiating ERW types, paddy: the girl was killed and the rest were including cluster submunitions, among land- injured. mine/ERW casualties. In September 2006, a final review process of the new form was under- Conflict/Post-Conflict Comparison way to expand the differentiation process All confirmed submunitions casualties through training of data collection imple- reported are post-conflict: while specific infor- menters.8 mation on civilian and military casualties during the conflict is not available, estimates range Casualties and Analysis9 from as low as 30,000 to as high as 500,000 A CMVIS pilot project resulted in detailed Cambodians killed during the US bombing cam- records for 120 cluster submunitions casualties paigns: how many of these were due to cluster in 64 incidents: 29 killed and 91 injured in 18 munitions will likely never be known.11 provinces of Cambodia10 and dated from 1998 to © Handicap International 2006. Analysis of available data shows that Comparison with Post-Conflict Casualties males are most at risk: 83 percent (99 casual- Attributed to Mines and ERW ties) were male; men accounted for 36 percent (43: 16 killed and 27 injured) and boys under 18 There was insufficient data with differenti- for 47 percent (56: 10 killed and 46 injured), ation of ERW item type to permit extensive com- respectively, of all cluster submunitions casual- parison of trends among landmine and cluster ties. Boys were 86 percent of child casualties; submunitions casualties. However, a random only nine were girls (one killed and eight sample of 120 landmine casualties showed a injured). Twelve casualties were women (two total of 104 incidents, as opposed to 64 for clus- killed and 10 injured). ter submunitions.12 Further analysis of the sam- ple showed that only 42.5 percent of casualties On average 1.8 persons were involved per (51) occurred in livelihood areas and seven per- incident. However, 18 percent of total incidents cent (eight) in villages. Handling a landmine involved three or more people and accounted accounted for only nine percent (11) of land- for 39 percent of total cluster submunitions mine casualties. On average 1.2 people were casualties. involved per incident. Only three percent The most common incident activity was (three) of total landmine incidents involved handling submunitions at 58 percent of all three or more people, and these accounted for casualties (70), followed by “doing nothing” at only nine percent (11) of landmine casualties. 26 percent (31), and then livelihood activities at 13 percent (16). The most common incident locations were livelihood areas (such as rice fields and forests, etc.) at 56 percent (67), in vil- Life Experience lages at 25 percent (30), and along roads at In 2005, Choen Ha and two other boys 12.5 percent (15). Handling cluster submuni- were playing near their village in Kampong tions in livelihood areas accounted for 37 per- Speu province when they found four steel cent (44) of all reported casualties. The worst balls. Each took a turn throwing them, of these incidents occurred on 1 April 2003, in playing ‘marbles’. They did not know that the village of Chuuk (Krouch Chhmar District, the balls were BLU-63s, or that they were Kampong Cham province), when two men, two dangerous. When the third boy’s turn women, a boy, and a girl, ranging in age from 17 came, he struck his mark and one of the items exploded. One boy died of massive abdominal injuries from the shrapnel, while the two other boys were injured. Ha was 17 at the time of the incident near Rol An Beng village and did not finish school. To pay for medical treatment his family spent their entire life savings. There are eight in his family and Ha is the third of six children (four boys and two girls): they are all “angry against the Americans” and during the interview © Handicap International called for clearance, destruction of stock- piles, and a ban on the production of clus- ter munitions.13 12 / Fatal Footprint: The Global Human Impact of Cluster Munitions
  • 13. LAO PEOPLE’S likely 30 percent failure rate. Cluster submuni- tions accounted for 46 percent (319,379 items) DEMOCRATIC REPUBLIC of all ERW located and destroyed by UXO Lao from 1996 to December 2005.20 Confirmed Casualties: 1973 – 2006 In August and September 1995, a US mili- Total Strike Post- Post- tary team visited Lao to examine demining/ Strike Conflict ERW clearance options and made the following Grand Total 4,813 N/A N/A 4,813 assessment: “Submunitions consist of three Injured 2,165 2,165 types: impact fused, time delay fused, and anti- Killed 2,521 2,521 disturbance fused… [b]ecause there is no way Unknown Status 127 127 to determine the type of fuse… they must all be Man 2,257 2,257 treated as anti-disturbance devices. US doc- Woman 470 470 trine considers all areas littered with submuni- tions… as minefields.”21 Boy 1,654 1,654 Girl 275 275 Military 0 0 Data Collection Deminer 0 0 Data collection is incomplete, since Lao Unknown 157 157 has no nationwide data collection or injury sur- veillance system. However, the National Dominant Livelihood (2,674), tampering Activities (809), playing with ERW (571) Regulatory Authority (NRA) has as part of its mandate to develop and maintain a national Dominant Livelihood areas (2,761), Locations in villages (1,188) casualty surveillance system and has begun the process.22 The Handicap International (HI) impact Key Findings survey and UXO Lao are the primary sources of • Forty-two percent of incidents involve sub- ERW casualty data and together provided indi- munitions, leading to at least 4,813 con- vidual records on 11,410 post-conflict casual- firmed cluster submunitions casualties. ties. Within this total, the HI survey data holds 10,639 detailed records, and an additional • All recorded casualties are civilians – with 57 1,279 who were not interviewed for a total of percent resulting from livelihood activities. 11,918 reported casualties.23 UXO Lao, which • From 1964-1973 the United States used a receives reports of new casualties but does not wide range of BLU submunitions resulting in actively collect data, has records on 870 an estimated contamination of 20.9 to 62.6 mine/ERW casualties (260 killed and 610 million submunitions. injured) from 1999 to December 2005,24 though records for only 771 detailed records were avail- Use Background and Contamination able. Cluster munitions were used in vast quan- All data sources in Lao differentiate ERW tities by the US from 1964 to 1973 in an attempt item types: for example, in the HI survey there to interdict the flow of supplies on the Ho Chi were only 12 percent of items reported as Minh Trail in southern Lao, and in support of ‘unknown’ and the UXO Lao data generally Royal Lao Government military campaigns in specifies the BLU type encountered. the north, during the conflict with Vietnam.14 Air-delivered submunitions used include: BLU- Casualties and Analysis 3, 7, 18, 24/66, 26/36/59, 42/54, 43, 44, 45, 61, 63, 66, 73, and Mk 118.15 The most common In total, 4,813 cluster submunitions casu- submunitions encountered are the BLU-3, 24, alties were reported from 1973 to 2006: 2,521 26, 42, 61, and 63.16 Of the approximately killed, 2,165 injured, and 127 whose status was 208.75 million submunitions dispensed, the unknown.25 This is 42 percent of the total 11,410 BLU-26 was the most common at 76 percent casualties with detailed records. Therefore, (158.79 million units), followed by the Mk 118 at based on the extrapolation of an average rate of six percent (13.18 million).18 42 percent cluster submunitions casualties among the 1,279 reported casualties lacking Accepting low and high failure rates of 10 detailed records, there are likely at least 537 and 30 percent, respectively, between 20.9 and additional cluster submunitions casualties. 62.6 million cluster submunitions became ERW. This leads to an estimated total of 5,350 cluster With a failure rate of 26 percent in optimal con- submunitions casualties. dition testing,19 there were at least 41.3 million unexploded BLU-26s alone remaining at the Analysis of available data for 4,656 cluster end of the war, and 47.6 million given a more submunitions casualties (excluding 157 casual- Fatal Footprint: The Global Human Impact of Cluster Munition / 13
  • 14. ties for whom not all the required details were are estimated from 200 to 400, so it is likely recorded) shows that males are most at risk and that between 80 (at 42 percent) and 200 (at 51 accounted for 84 percent (3,911) of all cluster percent) per year are cluster submunitions submunitions casualties, with men represent- casualties.30 ing 48 percent (2,257) and boys 36 percent In the HI national survey, 49 percent of (1,654), respectively. Boys make up nearly 86 10,639 casualties with detailed records indicat- percent of child casualties (1,929). Women ed that more than one person was involved in accounted for 10 percent (470) and girls for six the incident (5,168). Cluster submunitions percent (275) of the total. accounted for 43 percent (2,229) of multiple The most common incident activities were casualty incidents, with all other ERW combined related to livelihood (digging, planting, harvest- at 47 percent (2,442), and mines at 10 percent © Handicap International ing, collecting forest products and cooking) at (497).31 57 percent (2,674), followed by tampering at 17 Cluster submunitions alone accounted for percent (809), and then playing with ERW at 12 40 percent (1,815) of 4,525 of those injured, and percent (571). By far the most common activi- led to the greatest proportion of multiple ties for both women and girls were livelihood injuries amongst all other casualties, with 64 areas, accounting for 71 percent (532) of a total percent (706) of 1,109 total multiple injuries. 745 female casualties; females make up 20 per- Among all survivors, 68 percent (3,060) had cent of casualties engaging in livelihood activi- amputations and three percent (143) were mul- ties. tiple amputees: cluster submunitions survivors were 40 percent (1,211) of amputees and 43 per- Locations where incidents were most like- cent (61) of multiple amputees.32 ly to occur were livelihood areas (rice fields, forests, streams, etc.) at 59 percent (2,761) and villages at 26 percent (1,188) of casualties.26 Again, by far the most common incident loca- Life Experience tion for females were livelihood areas, account- In 2003, Dam was injured near his home in ing for 57 percent (423) of all female casualties. Phalanexay district when he found and Approximately 39 percent (1,801) of cluster sub- played with a BLU-63 submunition. His munitions casualties occurred in livelihood injuries were typical of many such inci- areas and involved livelihood activities, while dents – massive abdominal trauma, tampering in livelihood areas constituted nine shrapnel wounds, as well as a leg and an percent (430) of total casualties and playing arm broken by the blast. Evacuated to with ERW four percent (209). Savannakhet he received initial treatment, and after two days seemed stable: howev- Comparison with Casualties due to er, his condition deteriorated as infection Mines/Other ERW set in. The family had no money to pay for treatment so HI decided to evacuate Dam When unknown or unidentified ERW casu- to Thailand. His father recalled that when alties are included, cluster submunitions casu- the boy was ferried across the river he alties averaged 44 percent of all casualties for thought he would never see his son alive the period 1973-1996,27 which was as much as again. all other ERW and mines together (12 percent unknown). From 1999-2005, this was an aver- Nearly 12 now, Dam was revisited by HI age of 42 percent, but in the first four months of staff in September 2006. When ques- © Handicap International 2006, it peaked to 72 percent of all recorded tioned directly about what happened he casualties.28 did not reply. His father explained that Dam does not remember the event itself – When the item type is known or differenti- instead he has recurring nightmares of the ated in data collection, cluster submunitions explosion. But he went on to say that he casualties made up at least 51 percent of casu- had returned to school and is doing well. alties between 1999 and 2006, similar to some One thing Dam did have to say was that he other affected countries in the region.29 tries to avoid ERW, but they are every- With high number of incidents involving where in the fields near the village.33 livelihood activities that disturb soil or vegeta- tion, in combination with (disturbance fuzed) munitions that have become increasingly unstable over the decades, cluster submuni- tions are the likely cause of a similar proportion of incidents where the device type is unknown. According to the NRA, annual ERW casualties 14 / Fatal Footprint: The Global Human Impact of Cluster Munitions
  • 15. VIETNAM was dropped on Lao, for an estimated 70.9 mil- lion.38 Accepting a low failure rate of 10 percent, Confirmed Casualties: 1973 – 2006 more than seven million submunitions became Total Strike Post- Post- ERW; however, using the higher rate of 30 per- Strike Conflict cent, initial contamination could have been 21.2 Grand Total 1,275 N/A N/A 1,275 million submunitions.39 Injured 557 557 Killed 278 278 Data Collection Unknown Status 440 440 Casualty data collection is incomplete, as Man 391 391 Vietnam has no national data collection or Woman 104 104 injury surveillance system.40 Project RENEW and Boy 278 278 Clear Path International (CPI) are the primary Girl 56 56 operational sources collecting ERW casualty data. CPI has shared its new casualty data with Military 5 5 RENEW, whose database contains records of Deminer 1 1 casualties in Quang Tri province from 1975 to Unknown 440 440 2006. However, detailed full province data was Dominant Livelihood (596) unavailable from RENEW due to a database Activities update in progress.41 In both the RENEW and Dominant Livelihood areas (602) CPI data, ERW type is differentiated if known. Location A survey was conducted in A Luoi district of Thua-Thien Hue province in 2001, which dif- ferentiated ERW types.42 In 2005, the first phase Key Findings of a national landmine/UXO impact survey was • Total post-conflict submunitions casualties conducted in three provinces, but it is not are estimated at 34,550 to 52,350 – 1,275 known what level of detail was collected and are confirmed. the November 2005 summary report did not dif- • The vast majority of casualties are civilians ferentiate casualties per device type.43 Catholic doing livelihood activities – at least 50 per- Relief Services (CRS) conducted an MRE base- cent of incidents where the device is known line study, including casualty data in three dis- were caused by submunitions. tricts and one municipality of Quang Tri in mid- 2006.44 • From 1965-1973, the United States used a wide range of BLU submunitions with an esti- mated contamination of between seven and Casualties and Analysis45 21.2 million. In total, 1,275 cluster submunitions casu- alties were recorded from 1973 to 2006: 278 Use Background and Contamination killed, 557 injured, and 440 with unknown sta- Cluster munitions were used by the US tus. At least one was military clearance person- from 1965-1973 during the conflict in Vietnam. nel.46 Fifty-five out of 64 provinces were struck with An analysis of available data for 835 clus- cluster munitions and a number of cities were ter submunitions casualties (excluding 440 targeted, including Hai Phong, Hai Duong, unknown status casualties) shows that males Hanoi, Ho Chi Minh, and Hue.34 Air-delivered are most at risk at 81 percent (675) of all cluster device types used include: BLU-3, 24/66, submunitions casualties. Adult men accounted 26/36/59, 32, 42/54, 43/44, 59, 61, 63/86, 77, for 48 percent (397) and boys 33 percent (278), and 87.35 Artillery-delivered cluster munitions respectively, of all reported casualties. Boys were also used in three provinces.36 represented 82 percent of 334 child casualties. US military records show that the level of Women accounted for 12 percent (104) and girls all air-delivered munitions in the A Luoi district for seven percent (56) of the total. of Hue province peaked in 1972 to approximate- The vast majority of casualties, i.e. 71 per- ly 120,000, which is nearly half of all ordnance cent (596), occurred during livelihood activities, dropped between 1965 and 1973 and about followed by playing at six percent (48) and col- three times the rate of 1971. Cluster munitions lecting war waste at five percent (39). also accounted for nearly half of the total muni- Livelihood activities caused 79 percent of all tions dropped on the district in the final year of female casualties (126). the war.37 Incidents in livelihood areas (rice fields, In total, 413,130 tons of submunitions grazing areas, forests, and streams) accounted were dispensed in Vietnam, 34 percent of what for 72 percent (602) of casualties and incidents Fatal Footprint: The Global Human Impact of Cluster Munition / 15
  • 16. Conflict/Post-Conflict Comparison Given the estimate of nearly four million Vietnamese civilians and 1.5 million military personnel killed during 30 years of conflict,50 and nearly a decade of use of cluster munitions in 55 of 64 provinces, a significant portion of those casualties were certainly caused by clus- ter submunitions. However, the extent of these casualties will likely never be known. Life Experience51 © Clear Path International Ho Van Lai was injured in a cluster submu- nitions incident in August 2000, which killed two cousins and slightly wounded a sibling. The boys were playing among the pine trees near their homes, where the vil- lage children often play, when they found within villages accounted for 12 percent (99). what looked like a small metal ball in the More than three quarter of female casualties sandy soil – a ball which exploded min- (122) occurred in livelihood areas. utes later as they were kicking it back and forth. Nearly 40 percent (329) of all cluster sub- munitions casualties reported that they were Lai was blinded in one eye and lost partial involved in an incident causing multiple casual- vision in the other. He lost a leg, part of ties. the remaining foot, one hand and the thumb of the other, and was terribly Comparison with Post-Conflict Casualties scarred by the blast. After his initial recov- Attributed to Mines and ERW ery, he faced three surgical revisions to be fitted for prosthetics, spending months in Submunitions caused 33 percent (1,275) recovery and rehabilitation. As with many of all recorded landmine/ERW casualties young boys, playing football was Lai’s (3,914), and accounted for 50 percent where the passion, and something he thought he item was known in available data from 1973 to would never be able to do again. 2006 for Vietnam. Between 2003 and 2005, the Eventually he returned to school and rate of casualties known to be caused by cluster some three years later was again seen submunitions was 55 percent. This corresponds playing football. closely with the rate of cluster submunitions casualties among ERW casualties generally in both Lao and Tajikistan.47 Therefore, it is likely that cluster submunitions cause a similar pro- portion of incidents where the device type is unknown. According to estimates provided by the Ministry of Labor, Invalids and Social Affairs there were 104,701 civilian landmine/ERW casualties between 1975 and 2000, 38,849 peo- ple were killed and 65,852 injured.48 If cluster submunitions casualties constituted 33 to 50 percent of total recorded casualties, they could account for an estimated 34,550 to 52,350 civil- ian casualties between 1975 and 2000. Without nationwide data collection, insuf- ficient data exists to establish a reliable annual landmine/ERW casualty rate, but estimates indicate that there are between 1,200 and 3,000 © Clear Path International each year.49 Taking the low estimate into account, this could mean there are between 396 and 600 cluster munitions casualties annu- ally in Vietnam. 16 / Fatal Footprint: The Global Human Impact of Cluster Munitions
  • 17. Focus: Africa Cluster munitions use in Africa demon- destruction of only 157 submunitions. This is strates that even limited use of the weapon can approximately 0.01 percent of the total of have a significant human impact. However, the 158,034 ERW cleared between September 2000 extent of the threat of unexploded submuni- and March 2006.59 tions has not been assessed and improved data collection is needed to asses the humanitarian impact and long-term needs of survivors. Data Collection CHAD There is no comprehensive data collection Key Findings mechanism in Chad. HCND reports of ERW casualties are not differentiated by type of ord- • Several locations in Chad are contaminated nance; even the distinction between mine and with cluster munitions. ERW incidents may not always be clearly • The absence of complete casualty data and recorded.60 Fatal casualties often go unreported data differentiated by item type impedes and accurate reporting of new casualties is assessment of the human impact of cluster affected by limited access to incident loca- submunitions. tions.61 The LIS for Chad did not adequately dif- ferentiate between casualties of mines and Use Background and Contamination ERW62 and no differentiation for casualties of cluster submunitions was made. Cluster munitions were used in Chad by the Libyan army after the departure of its troops from the country in mid-1987.52 The 2002 Landmine Impact Survey (LIS) reports 92 sites Casualties and Analysis with cluster munitions contamination.53 Submunitions and/or their containers have HCND is not able to estimate the number been found in several areas of the following of casualties related to cluster submunitions regions of Chad: the Borkou Ennedi Tibesti due to a lack of clear incident reporting.63 The (BET) region (northeastern Chad), the Biltine International Committee of the Red Cross (ICRC) region (northeastern Chad), and east of does not know of cluster submunitions casual- N’Djamena.54 ties, and is not in a position to provide informa- tion about some of the areas affected by cluster Two types of submunitions have been munitions.64 Mines Advisory Group (MAG) does found, both of former Soviet Union (USSR) man- not have knowledge of casualties due to cluster ufacture: PTAB-2.5 antivehicle submunitions submunitions in Chad.65 and AO-1SCh antipersonnel submunitions.55 There have also been reports of French use of Of the 339 casualties of mines and ERW cluster munitions in Chad.56 However, as of 3 recorded in the LIS, 330, or 97 percent, were October 2006, mine clearance operators have civilian. The most common activity type during not found evidence of unexploded French sub- incidents recorded in the LIS was tampering, munitions.57 representing 121 casualties, or 36 percent, the In Chad, mines and other ERW seem to next most common activity was herding, 73 pose a graver danger than unexploded submu- people, or 22 percent.66 The LIS data show that nitions. The National High Commission for many casualties sustained injuries to the upper Demining (Haut Commissariat National de body, and state that this is predominantly Déminage, HCND)58 recorded clearance and caused by tampering with ERW.67, Fatal Footprint: The Global Human Impact of Cluster Munition / 17
  • 18. ERITREA One child was killed during the cluster munitions strike on the Korokon IDP camp in Key Findings May 2000. The low level of casualties during • Cluster submunitions casualties have been the strike has been attributed to the high failure reported as the immediate result of at least rate of the submunitions, subsequently result- two strikes, and as a result of post-strike ing in extensive ERW contamination.76 Many of contamination. the unexploded submunitions found at Korokon failed to arm correctly, which may have also • The limited casualty data collection mecha- resulted in them being less sensitive to han- nism does not include specific reference to dling. cluster submunitions casualties. The May 2000 cluster munitions strike on Asmara airport facilities reportedly resulted in Use Background and Contamination at least two civilians injured during the strike, Ethiopian forces used cluster munitions in as the intended targets were not hit. 77 Eritrea during the Badme border area conflict, By August 2000, UNMEE MACC received which started in 1998.68 On 9 May 2000, the reports of three children killed in separate inci- Korokon internally displaced persons’ (IDP) dents in the BL755-contaminated area near camp was bombed with UK-manufactured Korokon.78 Also in 2000, a 16-year-old boy was BL755 cluster munitions each containing 147 killed attempting to open a BL755 submunition submunitions. Soviet-designed PTAB and AO-1 with a stone.79 HALO Trust found some 20 type submunitions were also found in the BL755 submunitions collected by children at a Badme area.69 Contamination from unexploded nearby site. Some of the children had been cluster submunitions was reported in the using the copper cone of the submunitions’ Korokon IDP camp in Gash Barka, as well as at explosive charge to make bells. Other risk-tak- an IDP camp in Adi Bare in Shambiko, both in ing behavior included adults moving unexplod- Sector West of the Temporary Security Zone ed submunitions to prevent children from play- (TSZ).70 ing with them.80 In May 2000, the Ethiopian airforce report- In January 2006, two boys were killed and edly hit the military and civilian airports in one injured while tampering with ERW near the Asmara with rockets and cluster munitions.71 village of Ksad Ekka. Preliminary investigation According to an Eritrean Ministry of Foreign by UNMEE determined that the device was Affairs press release, the bombing of the airport either a grenade or a submunition.81 facilities and a nearby soap factory missed the intended targets.72 It has also been alleged that the Eritrean ports of Massawa and Assab on the Red Sea coast were struck with cluster muni- ETHIOPIA tions in the same period.73 Key Findings • One cluster munitions strike reportedly Data Collection caused more than 200 casualties in Ethiopia, but the scope of the problem is unknown due The Mine Action Coordination Centre to the lack of an adequate casualty data (MACC) of the UN Mission in Ethiopia and mechanism. Eritrea (UNMEE) collects casualty data in the • Use of cluster munitions and subsequent TSZ. The information is entered into IMSMA but submunitions contamination has not been does not provide a breakdown according to recorded or differentiated by mine action device type beyond mine and ERW, making it actors or in the Landmine Impact Survey. difficult to identify cluster submunitions inci- dents. This lack of detail in reporting is believed to be exacerbated by the limited tech- Use Background and Contamination nical knowledge of investigators and The Eritrean army used cluster munitions reporters.74 Casualty data in the TSZ is primari- against Ethiopia during the Badme border con- ly reported by military observers, UNMEE MACC flict that began in 1998. On 5 June of that year, staff, ICRC, and NGO workers.75 Eritrea launched air-delivered Cluster munitions targeting the Mekele airport runway. At least two cluster munitions struck a school and a res- Casualties and Analysis idential area in Mekele instead. The Eritrea The total number of cluster submunitions Ethiopia Claims Commission in The Hague casualties is unknown, but recorded casualties found that the cluster munitions strike resulted include at least seven people killed and three in civilian “deaths, wounds and suffering.”82 It injured: eight of them were children. was reported that submunitions pose “at least 18 / Fatal Footprint: The Global Human Impact of Cluster Munitions
  • 19. some extent” of a threat on the Ethiopian side Use Background and Contamination of the TSZ.83 However, the UNMEE MACC has not Cluster munitions were reportedly used in found evidence of submunitions during land- Sierra Leone by Nigerian forces undertaking an mine/ERW clearance. The UNDP remarked that Economic Community of West African States the nationwide LIS undertaken in 2003-2004 Monitoring Group (ECOMOG) intervention mis- did not report unexploded submunitions found sion after a military coup in May 1997. On 11 as ERW. Moreover, the UNDP in Ethiopia is not December 1997, three cluster munitions were aware of cluster weapons being used in allegedly dropped in Kenema, 240 kilometres Ethiopia or by Ethiopia.84 However, the Survey from Freetown.89 According to 1997 media Action Centre (SAC) – responsible for the LIS – reports, two cluster munitions also struck indicated that the reason for not having infor- Lokosama, near Port Loko in September 1997. mation on cluster munitions contamination in This was denied by ECOMOG.90 In October 1997, Ethiopia is because, at the time of the LIS, clus- Sierra Leone Armed Forces personnel accused ter munitions were not considered to be a con- Nigerian military pilots of using cluster bombs cern. According to SAC, the LIS could, if asked on civilian targets in Freetown.91 It has been and needed, distinguish casualties from cluster reported that French-manufactured Beluga munitions, as well as other ERW and land- cluster submunitions were collected in arms mines.85 hand-ins in Sierra Leone.92 British-manufac- tured BL755 munitions also appear to have been found near Freetown.93 Data Collection There is no nationwide casualty data col- Data Collection lection mechanism in Ethiopia. Existing data There is no systematic ERW casualty data collection is not coordinated nor is it clear collection in Sierra Leone.94 which organization has the mandate to collect data. It was reported that, in 2005 and 2006, the Ethiopian Mine Action Office (EMAO) was Casualties and Analysis not able to collect casualty data due to a lack of The cluster munitions strike by the political will, coordination and funding issues. Nigerian ECOMOG mission in Kenema resulted Information contained in IMSMA at EMAO is not in 28 casualties; 10 people were killed and 18 accessible. Various operators handed responsi- injured.95 No further details regarding addition- bility of casualty data collection to the local al strike or post-conflict cluster submunitions Bureaus of Labor and Social Affairs (BoLSA). casualties are available and no ERW incidents However, these have not been able to generate causing casualties have been recorded since data and it is unclear if data is collected.86 the end of the civil war in 2002.96 This is partly due to the non-existence of a data collection mechanism. Casualties and Analysis Cluster munitions targeting the Mekele airport instead struck the Ayder school and sur- SUDAN rounding neighborhood, resulting in a total of 238 civilian casualties: 53 killed (including 12 Key Findings children) and 185 injured (including 42 chil- • At least 36 cluster submunitions casualties dren).87 Additionally, cluster munitions used on have been reported, of which several 11 June 1998 in Adigrat are reported to have occurred during cluster munitions strikes in killed four and injured 30.88 civilian areas. The number of post-strike casualties is • Data collection is not comprehensive and unknown due to inadequate data collection and due to limited differentiation only 23 post- a lack of information on cluster munitions con- conflict casualties of cluster submunitions tamination, which impede a full grasp of the were recorded in IMSMA. scope of the problem. Use Background and Contamination Sudanese government forces used cluster munitions against the Sudan People’s SIERRA LEONE Liberation Movement /Army (SPLM/A) in south- Key Findings ern Sudan between 1995 and 2000.97 Cluster munitions strikes were mostly conducted by • There are at least 28 reported cluster submu- aerial bombing.98 The Sudanese government nitions casualties in Sierra Leone. reportedly used cluster munitions, amongst Fatal Footprint: The Global Human Impact of Cluster Munition / 19
  • 20. other weapons, specifically against non-military A national census has been mandated targets, including hospitals and IDP camps.99 under the Comprehensive Peace Agreement of Numerous cluster munitions strikes were 2005, and is scheduled for 2007.108 The census identified between 1995 and 2000, including is expected to include questions regarding peo- five cluster munitions dropped on cultivated ple with disabilities and thus increase knowl- land surrounding Chukudum on 20 April 1995; edge of mine/ERW casualties. Additionally, at least 16 cluster munitions dropped in UNMAO plans to initiate a casualty data survey Chukudum on 17 June 1996; at least seven loca- as a part of a US$1.7 million project funded by tions struck in Bahr al-Ghazal province in early the UN Trust for Human Security.109 The National February 1998; Koba and Lomon in the Nuba Authority for Prosthetics and Orthotics (NAPO) Mountains attacked on 3 August 1998; one has the capacity to collect data on cluster sub- cluster munition dropped on Yei Hospital on 28 munitions casualties through the patient files in September 1998; Nimule struck on 30 its ICRC-supported database.110 September 1998; 24 cluster munitions dropped in Akak on 16 May 1999; two cluster munitions Casualties and Analysis dropped on Kajo Keji Hospital and Médecins There are at least 36 cluster submunitions sans Frontières (MSF) in Kajo Keji on 20 June casualties in Sudan, including 16 killed and 20 1999.100 In late April or early May 2000, govern- injured. At least six were children. UNMAO has ment troops reportedly used cluster munitions recorded 23 post-strike cluster submunitions around the town of Bentiu.101 casualties, nine people were killed and 14 The Government of Sudan reportedly used injured; 19 were males and four females. Of the Chilean-manufactured CB-130, CB-500 or CB- 10 casualties whose ages were recorded two 250-K cluster munitions, containing PM-1 CEM were children. The ages ranged from 10 to 32, combined effects submunitions.102 In 1996, the average age being 21. Activity at the time of HALO Trust identified submunitions found at the incident was recorded for twelve casualties: Chukudum as possible Soviet-manufactured four activities were military; three were tending PTAB-1.5 and Chilean-designed PM-1 type sub- animals; three traveling; and one farming.111 munitions.103 Cluster submunitions and/or dis- Most casualties occurred in Kordofan (13) and pensers have been found in Bahr al-Ghazal, Bahr al-Ghazal (five).112 In 2005, UNMAO record- Kordofan, Equatoria, Blue Nile and Upper Nile ed one submunition incident but the number of provinces.104 casualties was not known.113 Additionally, a 15- year-old girl was killed and another injured in Data Collection May 1996 when neighbors were burning sub- munitions from the Chukudum strike.114 No comprehensive countrywide casualty data collection system exists in Sudan. The UN Numerous casualties have been reported Mine Action Office (UNMAO) maintains casualty during strikes. However, there are some cases data in IMSMA;105 a limited number of entries where more than one type of weapon may have specify cluster submunitions as the cause of been used, including in Labone IDP camp in the incident. The South Sudan Regional Mine 1997, as well as in Adet and Thiet in 1998.115 Five Action Center does not have detailed casualty people were killed and three injured due to sub- information, particularly regarding cluster sub- munitions in the Nuba Mountains in August munitions causalities.106 Local actors also gath- 1998, and one person was injured in Yei hospi- er casualty data. However, many of these are tal in September 1998. In May 1999, one child not entered into the IMSMA database as the was killed and one injured during a strike in information is incomplete.107 Akak (Bahr al-Ghazal).116 20 / Fatal Footprint: The Global Human Impact of Cluster Munitions
  • 21. Focus: Southeast Europe Cluster munitions were used in the Balkan Executive (AMAE) stated that 13 areas along the region in conflicts resulting from the breakup of Kosovo-Albanian border have been identified as Yugoslavia. The largest numbers of known contaminated with submunitions.124 Failure casualties in Kosovo were a consequence of rates for NATO-used munitions were estimated unexploded submunitions scattered in the tens at between 20 and 25 percent, whereas 30 to of thousands by NATO bombing. Children were 35 percent of submunitions used by non-NATO those killed and injured the most by the attrac- forces failed.125 tive, but deadly submunitions. Data Collection ALBANIA AMAE coordinates and conducts complete Key Findings nationwide casualty data collection, which is • The total number of cluster submunitions stored in the IMSMA database at its regional casualties is 56: 10 killed and 46 injured office in Kukës. Data is collected by AMAE nearly all caused by KB-1 and BLU-97 submu- through its mine risk education (MRE) and com- nitions. munity-based rehabilitation (CBR) programs, as • Cluster munitions were used by NATO and well as its operational partners, primarily the Serbian forces along the Albania-Kosovo bor- Kukës-based NGO Victims of Mines and der. Weapons Association (VMA-Kukesi). In January 2006, AMAE completed identification of 467 previously unknown ERW casualties in the Use Background and Contamination “hotspots” in central Albania by collecting Cluster munitions were used in 1999 dur- IMSMA incident and needs assessment ing the Kosovo conflict by both the North reports.126 Atlantic Treaty Organization (NATO) and Serbian forces: BLU-97, M118, BL755, KB-1 and KB-2 (Yugoslav) submunitions were reported.117 Casualties and Analysis127 Additionally, at least two artillery-delivered Between 1999 and 2006, 56 cluster muni- cluster munitions strikes were confirmed by the tions casualties occurred in 35 incidents and Organization for Security and Cooperation in one accident, including 10 people killed (nine Europe (OSCE) in the Tropoja region.118 males and one female) and 46 injured (41 NATO executed six strikes along the males, and five females). On 24 May 2004, a Kosovo-Albania border, allegedly against KB-1 submunition detonated during a training Serbian military positions.119 Non-NATO cluster session for technical survey project personnel: munitions strikes occurred further into Albania two people were killed and 18 injured in the and included 13 April 1999, when two cluster accident.128 On average 1.7 persons were munitions struck the small border village of involved per incident,129 and the mortality rate Zogaj in the context of other shelling;120 on 15 was nearly twice that of landmine casualties.130 April, five Serbian rocket-fired 262 mm cluster All but three of the reported submunitions munitions fell on fields near the hamlet of casualties were civilian: the United Nations Kolsh, near the city of Kukës;121 on April 21, Institute for Disarmament Research (UNIDIR) Russian-made cluster munitions were fired into identified two. Additionally, a policeman was Albania near Krume.122 killed in the area of Kolsh when he picked up an Immediate surface clearance by the unexploded submunition after the 15 April 1999 Albanian Armed Forces located and destroyed strike.131 Additionally, it is unknown whether KLA 2,759 unexploded submunitions: 97.5 percent casualties, if there were any, are included in were KB-1s.123 The Albanian Mine Action AMAE records or recorded as such.132 Fatal Footprint: The Global Human Impact of Cluster Munition / 21
  • 22. All but two casualties occurred post-con- casualties was not made available. The BHMAC flict. During the strike on Kolsh on 15 April 1999 database contains records on casualties occur- a young goatherd was injured.133 ring during and after the conflict, but it is not Submunitions casualties reported by known whether submunitions are differentiated AMAE involved either KB-1 (24, with two killed, from other devices.138 22 injured) or BLU-97 (four killed) submuni- tions, while two other casualties resulted from Casualties and Analysis unidentified submunitions. The total number of submunitions casual- ties in Bosnia and Herzegovina is not known, as available data is very limited. There have been Life experience nine confirmed casualties between 1992-2006, including seven killed and two injured. In September 2001, 13-year-old Gazmir was playing with some friends near his The cluster munitions strike on a refugee house in Krume, in the Kukës prefecture. camp south of Tuzla killed seven and dozens Finding an interesting object, the children more were reportedly injured. BHMAC identi- began to play with it. When the KB-1 sub- fied only two deminers injured in separate acci- munition exploded Gazmir’s eyes were dents with KB-1 cluster submunitions in 2002: injured to the extent he was declared one in Vogos´ a and one in Gornji Vakuf. c legally blind. Before the incident Gazmir According to BHMAC, both accidents were had been one of the top students in his caused by breach of procedure.139 class, though afterward his studies became unsatisfactory. Aside from his ini- CROATIA tial treatment, Gazmir has received sup- Key Findings port for a private tutor, along with English and computer skills lessons.134 • Cluster munitions were used on several occa- sions by forces of the self-proclaimed Republic of Serbian Krajina (RSK) and KB-1 submunitions caused all reported casualties. BOSNIA and HERZEGOVINA • There are 277 confirmed cluster submuni- Key Findings tions casualties, including 258 killed, 17 • Nine cluster submunitions casualties are injured, and two unknown – two strikes on confirmed and dozens unconfirmed. The Zagreb accounted for 243 of these. total number of cluster submunitions casual- ties are unknown due to inadequate data col- Use Background and Contamination lection. Cluster munitions were used on several • NATO and internal factions used cluster occasions by forces of the self-proclaimed munitions. Republic of Serbian Krajina (RSK) between 1991 and 1995, most notably on 2 and 3 May 1995 when Orkan M-87 multiple rocket launchers Use Background and Contamination were used to hit civilian targets in Zagreb, NATO and internal factions used cluster which caused the majority of reported casual- munitions during the conflict from 1992 to 1995. ties.140 Some examples of use include: Orkan M-87 multiple rocket launcher firing on the town of Data Collection Livno and airplanes from a Krajina Serb-held The Croatian Mine Action Center (CRO- area in Croatia bombing the UN safe area of MAC) and Croatian Mine Victims Association Bihaç with cluster munitions.135 Bosnian Serbs (CMVA) conduct nearly complete nationwide struck a refugee camp south of Tuzla with clus- data collection since 1991 and 1990 respective- ter munitions. Bosnian Serbs claimed that NATO ly. However, only 50 percent of the CROMAC strikes also hit civilian targets in Banja Luka.136 casualties registered have complete details.141 The Bosnia and Herzegovina Mine Action Center Casualties from cluster submunitions are differ- (BHMAC) data does not confirm alleged casual- entiated from casualties caused by other ties from these strikes.137 devices, but the total number of cluster submu- nitions casualties is unknown since few conflict Data Collection casualties were recorded. Incomplete nationwide casualty data is collected by BHMAC. Additionally, due to the Casualties and Analysis unification and verification of all operator data- Between 1993 and July 2005, 277 cluster bases, detailed information on landmine/ERW submunitions casualties have been confirmed, 22 / Fatal Footprint: The Global Human Impact of Cluster Munitions