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How to design and engineer
Horizon 2020 Proposals
Ruben Riestra
Workshop on
Proposal Writing and International Fundraising
Sina Institute at Birzeit University
April 2, 2014.
1
Competitive
……How to get
EU funding
for your
Research + Innovation
projects
Agenda
1. The competitive landscape
2. How to create killer proposals
3. How to deliver killer proposals
4. Rounding up the process
3
4
The EU R&D funding system so far
5
4 5 7
13 15 19
50
77
0
10
20
30
40
50
60
70
80
90
FP! FP2 FP3 FP4 FP5 FP6 FP7 FP8
RTD Framework Programmes Budget (Bn €)
110 Billion
Euros!
1984-1988 2007-2013 2014-2020
H2020
Horizon 2020: A new era
Industry in driver´s seat, SMEs in front row
 Solutions to Societal Challenges
Coupling Research to Innovation
7
Our competitive scenario
Our
Evaluators
Our
PROPOSAL
Our
COMPETITORS
H2020 realm:
• H2020 Programme
• Rules for Participation
• Work programme(s)
• Call text
Deliver a Clear Value proposition
Build credibility
Make their life easy
Avoid the creation of “their own Project”
Win the soul & brains of 5-10 persons
8
Our Evaluators
Know them (who, how,…)
Understand their + & -
Benchmark them
9
Our Competitors
 # proposals/topic: 150 STREPs/Call + 15-30 IP/Call
 Success rates: 5%-15%
So;
The bad news
- Mature market, strong competitive pressure
- Expert players, established communities,…
- Uncertainties due to new rules/context
The good news
+ H2020 should be great for innovators
+ Eurocrats always looking for “new faces”
+ Room for fast movers
10
Challenges & opps
11
Proposal delivery process
1. Learn by heart the Rules of the Game
2. Choose When, Where, and How to compete
3. Gather THE intelligence for your Project
4. Build up THE best possible Project Team
5. Deliver THE Killer proposal
12
Basic rules of the Game
Nobody forces you to play. But if you dare,…..
a) You die by what it is written by EC, so
READ!!,
b) You win by what it is NOT in the written rules, so
UNDERSTAND AND BE UNIQUE!!
c) Expect the unexpected, so
ANTICIPATE THE PROBLEMS!!
13
1.Opportunity/problem addressed
2. Who are our direct beneficiaries
3. The measurable results
4.Main impacts to be triggered
14
The Proposal´s CORE
Where and How to compete
Demand issue vs. Research Field
Big Project vs. Small project
Core vs. Contributing partner
15
Three priorities
•Excellent
science
•Industrial
leadership
•Societal
challenges
38%
32%
22%
+ EIT, JRC,
Widening, SwfS
8%
16
Creating Industrial Leadership and
Competitive Frameworks
Leadership in enabling and industrial
technologies
ICT
Nanotech., Materials, Manuf. and
Processing
Biotechnology
Space
Access to risk finance
Innovation in SMEs
Excellence in the Science Base
Frontier research (ERC)
Future and Emerging Technologies (FET)
Skills and career development (Marie Curie)
Research infrastructures
Shared objectives and principles
Common rules, toolkit of funding schemes
Europe 2020 priorities
Simplified access Dissemination & knowledge tranfer
Tackling Societal Challenges
Health, demographic change and wellbeing
Food security, sustainable agriculture and
the bio-based economy
Secure, clean and efficient energy
Smart, green and integrated transport
Climate action, resource efficiency and raw
materials
Inclusive, innovative and reflective
societies
Secure Societies
EIT
JRC
ICT
ICT
ICT
ICT
ICT
ICT
ICT
ICT
ICT
17
18
Delivering
THE
Killer proposal
19
1. EXCELLENCE
2. IMPACT
3. IMPLEMENTATION
20
Evaluation Criteria
Clarity and pertinence of the objectives;
Credibility of the proposed approach;
Soundness of concept;
Extent that proposed work is ambitious,
has innovation potential, beyond SOA.
21
1. EXCELLENCE
2. IMPACT
The expected impacts listed in work programme;
Strengthening the competitiveness and growth of
companies by developing innovations meeting
the needs of European and global markets;
Effectiveness of measures to exploit and
disseminate the project results
22
3. IMPLEMENTATION
Coherence and effectiveness of work plan;
Well-balanced consortium (forget flags);
Appropriateness of the management
structures and procedures
23
A KILLER proposal is:
Criteria aim Aimed score
Excellence 4.5
14.5Impact 4.5
Implementation 4.5
24
25
&
Key factors in delivery
1. The proposal must address the topic within the work
2. Partners: excellent and appropriate for the tasks
3. Proposal must address ALL 3 evaluation criteria
4. Convince the evaluators from line 1
5. Respect the Rules
….Be paranoid:
Devil is in the details !! 26
Innovation potential
• Does it solve a relevant industry /social problem?
• Does it cut costs / create a key capability?
• Will be easy to adopt for the target customers?
• Is your idea protectable or defensible?
• Does it go beyond product innovation?
• Can you scale your concept quickly? How?
27
1. Opportunity/problem
2. Direct beneficiaries
3. Measurable results
4. Main impacts
28
FOCUS IN THE CORE!
The
VISION

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Riestra: How to Design and engineer Competitive Horizon 2020 Proposals

  • 1. How to design and engineer Horizon 2020 Proposals Ruben Riestra Workshop on Proposal Writing and International Fundraising Sina Institute at Birzeit University April 2, 2014. 1 Competitive
  • 2. ……How to get EU funding for your Research + Innovation projects
  • 3. Agenda 1. The competitive landscape 2. How to create killer proposals 3. How to deliver killer proposals 4. Rounding up the process 3
  • 4. 4
  • 5. The EU R&D funding system so far 5 4 5 7 13 15 19 50 77 0 10 20 30 40 50 60 70 80 90 FP! FP2 FP3 FP4 FP5 FP6 FP7 FP8 RTD Framework Programmes Budget (Bn €) 110 Billion Euros! 1984-1988 2007-2013 2014-2020 H2020
  • 6. Horizon 2020: A new era Industry in driver´s seat, SMEs in front row  Solutions to Societal Challenges Coupling Research to Innovation
  • 7. 7 Our competitive scenario Our Evaluators Our PROPOSAL Our COMPETITORS H2020 realm: • H2020 Programme • Rules for Participation • Work programme(s) • Call text
  • 8. Deliver a Clear Value proposition Build credibility Make their life easy Avoid the creation of “their own Project” Win the soul & brains of 5-10 persons 8 Our Evaluators
  • 9. Know them (who, how,…) Understand their + & - Benchmark them 9 Our Competitors  # proposals/topic: 150 STREPs/Call + 15-30 IP/Call  Success rates: 5%-15% So;
  • 10. The bad news - Mature market, strong competitive pressure - Expert players, established communities,… - Uncertainties due to new rules/context The good news + H2020 should be great for innovators + Eurocrats always looking for “new faces” + Room for fast movers 10 Challenges & opps
  • 11. 11
  • 12. Proposal delivery process 1. Learn by heart the Rules of the Game 2. Choose When, Where, and How to compete 3. Gather THE intelligence for your Project 4. Build up THE best possible Project Team 5. Deliver THE Killer proposal 12
  • 13. Basic rules of the Game Nobody forces you to play. But if you dare,….. a) You die by what it is written by EC, so READ!!, b) You win by what it is NOT in the written rules, so UNDERSTAND AND BE UNIQUE!! c) Expect the unexpected, so ANTICIPATE THE PROBLEMS!! 13
  • 14. 1.Opportunity/problem addressed 2. Who are our direct beneficiaries 3. The measurable results 4.Main impacts to be triggered 14 The Proposal´s CORE
  • 15. Where and How to compete Demand issue vs. Research Field Big Project vs. Small project Core vs. Contributing partner 15
  • 17. Creating Industrial Leadership and Competitive Frameworks Leadership in enabling and industrial technologies ICT Nanotech., Materials, Manuf. and Processing Biotechnology Space Access to risk finance Innovation in SMEs Excellence in the Science Base Frontier research (ERC) Future and Emerging Technologies (FET) Skills and career development (Marie Curie) Research infrastructures Shared objectives and principles Common rules, toolkit of funding schemes Europe 2020 priorities Simplified access Dissemination & knowledge tranfer Tackling Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture and the bio-based economy Secure, clean and efficient energy Smart, green and integrated transport Climate action, resource efficiency and raw materials Inclusive, innovative and reflective societies Secure Societies EIT JRC ICT ICT ICT ICT ICT ICT ICT ICT ICT 17
  • 18. 18
  • 20. 1. EXCELLENCE 2. IMPACT 3. IMPLEMENTATION 20 Evaluation Criteria
  • 21. Clarity and pertinence of the objectives; Credibility of the proposed approach; Soundness of concept; Extent that proposed work is ambitious, has innovation potential, beyond SOA. 21 1. EXCELLENCE
  • 22. 2. IMPACT The expected impacts listed in work programme; Strengthening the competitiveness and growth of companies by developing innovations meeting the needs of European and global markets; Effectiveness of measures to exploit and disseminate the project results 22
  • 23. 3. IMPLEMENTATION Coherence and effectiveness of work plan; Well-balanced consortium (forget flags); Appropriateness of the management structures and procedures 23
  • 24. A KILLER proposal is: Criteria aim Aimed score Excellence 4.5 14.5Impact 4.5 Implementation 4.5 24
  • 25. 25 &
  • 26. Key factors in delivery 1. The proposal must address the topic within the work 2. Partners: excellent and appropriate for the tasks 3. Proposal must address ALL 3 evaluation criteria 4. Convince the evaluators from line 1 5. Respect the Rules ….Be paranoid: Devil is in the details !! 26
  • 27. Innovation potential • Does it solve a relevant industry /social problem? • Does it cut costs / create a key capability? • Will be easy to adopt for the target customers? • Is your idea protectable or defensible? • Does it go beyond product innovation? • Can you scale your concept quickly? How? 27
  • 28. 1. Opportunity/problem 2. Direct beneficiaries 3. Measurable results 4. Main impacts 28 FOCUS IN THE CORE! The VISION