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ooEFonn278(Rev.o9/2oJo)
5 C.F.R. Part 2634
                                                     Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT                                                                                                                         Form Approved:
                                                                                                                                                                                                                                           OMB No. 3209- 0001
U.S. Office of Government Ethics
                                                                                                                       Calendar Year                                     Termination Termination Date ( /{Appli-
                                                                                 Reporting             Incumbent
                                                                                                                       Covered by Report
                                                                                                                                               New Entrant,
                                                                                                                                               Nominee, or ')(I          Filer 0     cable) (Month, Day, l'ear)
                                                                                                                                                                                                                             Fee for Late Filing

    05/03/2011
                                                                                 (Check Appropriate
                                                                                 Boxes)
                                                                                                         D            I                 I      Candidate
                                                                                                                                                                                       I                   I
                                                                                                                                                                                                                      Any individual who is required to file
                                                                                                                                                                                                                   this report and does so more than 30 days
                                                                                                                                                                                                                   after the date the report is required to be
                                                                                 Last Name                                                         First Name and Middle Initial                                   filed, or, if an extension is granted, more
    Reporting
                                                                                                                                                                                                                   than 30 days after the last day of the
    Individual's N arne                                                     Cain                                                                   Herman                                                          filing extension period, shall be subject
                                                                                                                                                                                                                   to a $200 fee.
                                                                                 Title of Position                                                 Department or Agency (If Applicable)
    Position for Which
    Filing                                                                   Candidate for President                                                                                                                         Reporting Periods
                                                                                                                                                                                                                   Incumbents: The reporting period is
                                                                             Address (Number Street City )tate and ZIP Code)                                            T 1 h      N (I   d A    C d )             the preceding calendar year except Part
    Location of                                                                               '     '   '·     ·       '                                                 e ep one 0 · nc1u c rca ' 0 c             II of Schedule C and Part I of ScheduleD
    Present Office                                                           223 Montrose Drive. McDonough, GA, 30253                                                   (678) 565-5335                             where you must also include the filing
    (or forwarding address)                                                                                                                                                                                        year up to the date you file. Part II of
1
I                                                                                Title of Position(s) and Date(s) Held                                                                                             ScheduleD is not applicable.
    l'osilion(s) Held with the Federal
    Government During the !'receding                                                                                                           Termination Filers: The reporting
    12 Months (I[ Not Same as Above)                                                                                                           period begins at the end of the period
                                                                                                                                               covered by your previous filing and ends
t---------------------------+-:-:---:----------------------.----------------------1 at the date of termination. Part II of
 Presidential Nominees Subject Name of Congressional Committee Considering Nomination Do You Intend to Create a Qualified Diversified Trust? I Schedule D is not applicable.
    to Senate Confirmation                                                       Not Applicable                                                       DYes                         I8J No                          Nominees, New Entrants and
                                                                                                                                                                                                                   Candidates for President and
                                                                                            __
                                                                                             o_f_R_e_p_o-rt-in_g ln_d_•_·v-id_u_a_I____________________________________
                                                                                                               __                                                                                                  Vice President:
    I CERTIFY that the statements I have                                                                                                                                                                            Schedule A--The reporting period
    made on this form and all attached                                                                                                                                                                             for income (BLOCK C) is the preceding
    schedules arc true, complete and correct                                                                                                                                        -;J_.t..(-;)..0((
    to the best or my knowledge.                                                                                                                                                                                   calendar year and the current calendar
                                                                                                                                                                                                                   year up to the date of filing. Value assets
                                                                                 Signature of Other Reviewer                                                               Date (Month, Day, Year)                 as of any date you choose that is within
             Other Review                                                                                                                                                                                          31 days of the date of filing.
             (If desired by
                 agency)
                                                                                                                                                                                                                       Schedule B--Not applicable.

                                                                                                                                                                                                                    Schedule C, Part I (Liabilities)--The
    AgencyEthicsOfflcial'sOpinion                      Signature of Designated Agency Ethics O!Iiciai/Reviewing Official                                                   Date (Month, Day, Year)                 reporting period is the preceding calendar
                . .           .          . . .                                                                                                                                                                     year and the current calendar year up to
    On the ba"s of mformat10n contmncd m thiS                                                                                                                                                                      any date you choose that is within 31 days
    report. I conclude thal the filer IS an compliance                                                                                                                                                                          f '1'
    with applicable laws and regulations (subjeel to                                                                                                                                                               of the date 0 f1 mg.
    anv comments in the box below).

    Office of Government Ethics
                                                                          I      Signature                                                                                I Date (MonLh Day Year)
                                                                                                                                                                                       '   '
                                                                                                                                                                                                                   ISchedule C, Part II (Agreements or
                                                                                                                                                                                                                   Arrangements)--Show any agreements or
              Use Only                                                                                                                                                                                             arrangements as of the date of filing.

                                                                                                                                                                                                                    ScheduleD--The reporting period is
     Comments of Reviewing Officials (If additional space is required, usc the reverse side of U1is sheet)                                                                                                         the preceding two calendar years and
                                                                                                                                                                                                                   the current calendar year up to the date
                                                                                                                                                                                                                   of filing.
                                                    ·::- '.1"I u·· ,.·J
                                              t _l ..,.. • ·.1                                                            (C/Jeck box if filing exrension granted & indicatc number of days----)
                                                                                                                                                                                                           D
                      1.'f :1 ... '•I
                        I   ;   '·-· •   '
                                                   n
                                                   ·...J     , ...,!   'l...,l
                                                                                  :;J 1:1 10
                                                                                   _j...    ..]
                                                                                                                                                                                                                                 Agency Use Only


                                 :8 Hd 9Z                                                  IIGl                                                                                                                                    OGE Use Only
                                                                                                                                            (C/Jeck box Jf comments   are continued on UJC reverse side)   D
      Supersedes SF
                                          u
                                                  !j                   J;<'{J [)
                                                                   'j ..:;.1
                                                                                           ::u
OGE Fonn 278 (Rev. 09/2010)
5 C.F.R. Part 2634
U.S. Office of Govenunent Ethics
  Reporting Individual's Name                                                                                                                                                                                                                                                Page Number
Cain, Herman                                                                                                                  SCHEDULE A
                                                                                                                                                                                                                                                                                          2 of 13


              Assets and Income                                     Valuation of Assets                                                                   ·Income: type and amount. If "None (or less than $201)" is
                                                                at close of reporting period                                                               checked, no other entry is needed in Block C for that item.

                        BLOCK A                                                       BLOCKB                                                                                                                  BLOCKC
For you, your spouse, and dependent children,                                                                                                                 Type                                                                        Amount
report each asset held for investment or the
production of income which had a fair market
                                                        .....                                                              0
value exceeding $1,000 at the close of the
ing period, or which generated more than 200             0
                                                         q
                                                                                                           0
                                                                                                           0
                                                                                                                   0
                                                                                                                   0
                                                                                                                           0
                                                                                                                           0              ]                                          ....                                                                        0
in income during the reporting period, together          ....                     0        0
                                                                                                   0
                                                                                                   Q,      q 0 0   0
                                                                                                                  o.                      J:l.<·                                     0
                                                                                                                                                                                     N
                                                                                                                                                                                                                                                   0
                                                                                                                                                                                                                                                   0
                                                                                                                                                                                                                                                                 0
                                                                                                                                                                                                                                                                 q                 Other            Date
with such income.                                                                                  0       0· 0   0                        '-'
                                                                                                                                          .Q                                                                                                       0             0                Income          (Mo., Day,
                                                          ; 0
                                                                         0
                                                                                  8·       0
                                                                                               0 -1<       0  q ci                                                                                                                        0
                                                                                                                                                                                                                                                   g" b          0
For yourself, also report the source and actual
                                                                    0
                                                                    0
                                                                         0
                                                                         0         0 0 0 0
                                                                                           0

                                                                             0 lJ"l 0 q 0 lJ"l N
                                                         £ q 0 0 N· lJ"l ...... 0
                                                                0   -0
                                                                                                           q lJ"l lJ"l       0
                                                                                                                             0            §                   "'
                                                                                                                                                               Q)
                                                                                                                                                              :0
                                                                                                                                                                                      t::
                                                                                                                                                                                      cO
                                                                                                                                                                                     ..c:
                                                                                                                                                                                                                     0
                                                                                                                                                                                                                     0 R
                                                                                                                                                                                                                              0
                                                                                                                                                                                                                              0
                                                                                                                                                                                                                                          0
                                                                                                                                                                                                                                          0
                                                                                                                                                                                                                                                   q
                                                                                                                                                                                                                                                                 q       0
                                                                                                                                                                                                                                                                                  (Specify
                                                                                                                                                                                                                                                                                  Type&
                                                                                                                                                                                                                                                                                                     Yr.)
                                                                                                                                                                                                       0      0
                                                                                                                                                                                                                     q 0 0
                                                                                                                             0                                                                                                                                   lJ"l
amount of earned income exceeding $200 (other                                                                                 "I
                                                                                                                                  '-'
                                                                                                                      ...... 0 "' "'
                                                                                                                                                    '-'       Cil:                    '-'    0         0      0          0                         ....
                                                                                                                                                                                                                                                      0
                                                                                                                                                                                                                                                           0
                                                                                                                                                                                                                                                                         0
                                                                                                                                                                                                                                                                                   Actual          Only if
                                                                                                                                                                               .s                             q                                                          0
                                                           "'' ...... lJ"l ...... 'Ef7
than from the U.S. Government). For your spouse,                                                      0 ...... ...... 0 0         2
                                                                                                                                                                                     -"'                                                  ......
                                                                                                                                                                                                       lJ"l
                                                                                                                                                                                                                                                                 ....
                                                                lJ"l                                           I
                                                                                                                                                                                                                     ....
                                                                                                                       I

                                                                                                                                          .s                                                 0                                                     0
                                                                                                                                                                                                                     lJ"l     lJ"l                                   I
                                                           "'                                                                                                                         "'     0         N'                                                                0        Amount)         Honoraria
report the source but not the amount of earned
income of more than $1,000 (except report the              I-<
                                                                     I
                                                                      ...... ....
                                                                             I     .... ,...., ...... q o-: 0 0 0 "d E-<
                                                                                     1."       I "1.  0
                                                                                                      ,....,
                                                                                                             0 0
                                                                                                                             0
                                                                                                                                                              "d.
                                                                                                                                                                               cO
                                                                                                                                                                               Cl
                                                                                                                                                                                      Q)

                                                                                                                                                                                     ...     .......
                                                                                                                                                                                                              lJ"l

                                                                                                                                                                                                                              ...... ,...., ...... q
                                                                                                                                                                                                                                  I
                                                                                                                                                                                                                                        '
                                                                                                                                                                                                                                                       I   0
                                                                                                                                                                                                                                                                 0       0
                                                                                                                                                                                                                                                                         o_
                                                                                                             6 0 g lJ"l 2l ]
                                                         ..._,_ .... o. 0 0· 0 0
                                                           o·   I
                                                                                                                      0                                       ·;.                                                       '                          ,....,        0
actual amount of any honoraria over $200 of                                        0     0     0
                                                                                                                                                                               ]
                                                                                                                                                                                      0
                                                                                                                                                                                     ..._,             .... 0'
                                                                                                                                                                                                         ' ....      ......   g.          0
                                                                                                                                                                                                                                            0
                                                                                                                                                                                                                                                                 0       lJ"l
                                                                                   0 0 0 ... 0: q .n. ...                                                                                      '                                                   0
                                                                                                                                                                                             ....                                                          ...            ...
                                                                                                                                          !
your spouse).                                            'Q)    0     0. 0                                     0                                                                                       0         0                        0                      0
                                                                q .n·                                                                                                          :a                      q "!. q vi" 0 0
                                                                                                                                                                                      Q)
                                                          §. ...... ...... 0 ....... N o:
                                                                                   o: lJ"l                   0
                                                                                                                                                              d           &           t:: 0                                0
                                                                                                                                                                                                                                                   ....
                                                                                                                                                                                                                                                                 0        Q)

NoneD                                                    z                   lJ"l              l/"l.           lJ"l   N·
                                                                                                                                  Jj                § 0       •Q)
                                                                                                                                                                         ..s   u
                                                                                                                                                                                cO
                                                                                                                                                                                     z
                                                                                                                                                                                      0      N-        ...... N· lJ"l lJ"l                                       ,_.;-   >
                                                                                                                                                                                                                                                                         0
              Central Airlines Common                                                                                         '·                                                                                                      .
                                                                                                                   ·- .:_ ·- 1- - - 1 - - r-
                                                                          X                                                                               X                                            X
        1 - - - - - - - - - - - - - ·- 1-              I- f.,- I-                                          1--                                                           1- 1-.-     ·- ·-         I- 1-- 1- 1-                                                       ---·-
Examples DoeJones&Smith. Hometown, Stale
        1 - - -Equity Fund- - - - - - - ·-- 1-
                       ---                                                                                         ·- ·.- ·- -                     _I __ - - --                      ·- ··-        - - 1- -                                                      ··- - - -
                                                                                                                                                                                                                                                                         ·-
                                                                                                                                                                                                                                                                                law Partnership
                                                                                                                                                                                                                                                                                Income $130,000
                                                                                                                                                                                                                                                                                                  1----

         Kempslone                             -:-1-r: I- 1--. I-
        1 - - - -500 Index Fund- - - - - -- - ·---. ..__ i-. -
                                                                                                           1--

                                                                                                                       - ,.
                                                                                                                                           X
                                                                                                                                                   _I_L -- -.- -                            :.:.1_ 1.,- f- --
                                                                                                                                                                                                                                                                                                  1----

         IRA: llearlland
                         ----
                                                                                                   X
                                                                                                           1--:               :- ·-       -
                                                                                                                                          X
                                                                                                                                                                         '-          ·- ·-
                                                                                                                                                                                                                      X
                                                                                                                                                                                                                                          '-                     '--- ---                         1----

 1                                                                                                     '
     Cox Radio, Inc, Atlanta, GA                                                                                                                                                                                                                                                Salary $165,183



2
     (S) The New Voice, Inc., Stockbridge, GA                                                                                                                                                                                                                                   Salary
                                                                                                                                                                    ·.

3    Hallmark Cards, Inc., Kansas City, MO                                       .,                                                                                                                                                                                             Director's Fees
                                                                                                                                                                                                                                                                                $120,000


4
     Agco Corporation, Duluth, GA                                                                                                                                                                                                                                               Director's Fees
                                                                                                                                                                                                                                                                                $202.500

5
     Whirlpool Corporation, Bento("! Harbor, Ml                                                                                                                                                                                                                                 Dir. Fees/Stk
                                                                                                                                                                                                                                                                                Option Exercise
                                                                                                                                                                                                                                                                                $359.008

6    Whirlpool Corporation Common                                                .·   ·.

                                                                                           X                                          I
                                                                                                                                                          X                                                          X

     * This category applies only if the asset/income is solely that of the filer's spouse or dependent children. If the asset/income is either that of the filer or jointly held
       by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate.
OGE Form 278 (Rev. 09/20 I 0)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

     Reporting Individual's Name                                                                                                                                                                                                                                                                                          Page Number
Cain, Herman                                                                                                                               SCHEDULE A continued
                                                                                                                                                            (Use only if needed)                                                                                                                                                    3 of 13


               Assets and Income                                          Valuation of Assets                                                                                                        Income: type and amount. If "None (or less than $201)" is
                                                                       at close of reporting period                                                                                                  checked, no other entry is needed in Block C for that item.

                        BLOCK A                                                                           BLOCKB                                                                                                                                           BLOCKC
                                                                                                                                                                                                           Type                                                                  Amount
                                                                                                                                                                0
                                                         ;::::;-
                                                         0
                                                         o_
                                                                                                                                           0
                                                                                                                                           0
                                                                                                                                                    0
                                                                                                                                                    0
                                                                                                                                                    0
                                                                                                                                                                0
                                                                                                                                                                0
                                                                                                                                                                0
                                                                                                                                                                              §                                                 ......                                                                           0
                                                                                                                                                                                                                                                                                                                 0
                                                         ......                                 0
                                                                                                                       0
                                                                                                                       0
                                                                                                                                           0
                                                                                                                                                    0           0
                                                                                                                                                                              J.!.<                                             0
                                                                                                                                                                                                                                N
                                                                                                                                                                                                                                                                                                 0
                                                                                                                                                                                                                                                                                                 0               0               Other        Date

                                                                                                                                                                              I
                                                                                    0           0
                                                                                                           0
                                                                                                           0           0                   0        0           0
                                                                                                                                                                                                                                                                                        0        0               0              Income     (Mo., Day,
                                                                                                                                           0        q 0
                                                                   0
                                                                           0
                                                                           0
                                                                                    0
                                                                                    0
                                                                                                0   0
                                                                                                0 0 q
                                                                                                    0
                                                                                                           0                        i<     0                    Lrl
                                                                                                                                                                        0                                                                                            0                  0        0        i<     8              (Specify      Yr.)
                                                         .s        0
                                                                   0
                                                                           0
                                                                           0 ......
                                                                             0
                                                                                    0           Lrl.
                                                                                                N
                                                                                                  0
                                                                                                           Lrl         .-I
                                                                                                                                    0
                                                                                                                                    0
                                                                                                                                    0
                                                                                                                                           v)       Lrl
                                                                                                                                                    N
                                                                                                                                                                    I
                                                                                                                                                                        0
                                                                                                                                                                        0
                                                                                                                                                                        0             '"' ;g
                                                                                                                                                                                      (/)
                                                                                                                                                                                            .....          ;:1
                                                                                                                                                                                                           'Cil                 .s       0
                                                                                                                                                                                                                                                  0
                                                                                                                                                                                                                                                  0
                                                                                                                                                                                                                                                           0
                                                                                                                                                                                                                                                           0
                                                                                                                                                                                                                                                              0
                                                                                                                                                                                                                                                              0
                                                                                                                                                                                                                                                              o_ 0
                                                                                                                                                                                                                                                                     0
                                                                                                                                                                                                                                                                     0
                                                                                                                                                                                                                                                                                        0
                                                                                                                                                                                                                                                                                        0
                                                                                                                                                                                                                                                                                        0
                                                                                                                                                                                                                                                                                                 0
                                                                                                                                                                                                                                                                                                 q
                                                                                                                                                                                                                                                                                                 .-I
                                                                                                                                                                                                                                                                                                          0
                                                                                                                                                                                                                                                                                                          0
                                                                                                                                                                                                                                                                                                          q
                                                                                                                                                                                                                                                                                                                 v)       0
                                                                                                                                                                                                                                                                                                                          0
                                                                                                                                                                                                                                                                                                                          0
                                                                                                                                                                                                                                                                                                                                Type&
                                                                                                                                                                                                                                                                                                                                 Actual     Only if
                                                                                                                                                                                                           a
                                                                   v)                                                                                                                                       >,                                    Lrl
                                                                                                                                                                                                                        .s                                 0
                                                          (/)                                                                                                                                                            (/)     (/)
                                                          (/)              Lrl
                                                                                                                                    0          I        I       .-I
                                                                                                                                                                        0                                                        (/)     0
                                                                                                                                                                                                                                                           v) ...... Lrl
                                                                                                                                                                                                                                                              Lrl                       ......            0
                                                                                                                                                                                                                                                                                                                     I
                                                                                                                                                                                                                                                                                                                          0     Amount)    Honoraria
                                                                   .-I                           .I            I           I        0      .-I      ...... 0            0                                                                q        N                                                  I    0      .-I      0
                                                                                I       I       ...... ......                       o_     0        0           0
                                                                                                                                                                  0
                                                                                                                                                                                                    (/)                  ell             ......                                     I       I    ...... q        0        q
                                                                                                                                                                              E             ]       "d
                                                                                                                       .-I
                                                          1-<
                                                                           ......                                                                                                                                       .c..?    1-<
                                                         .S· ......
                                                                       I
                                                                           0
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                                                                                    0
                                                                                                0
                                                                                                0
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                                                                                                                       0
                                                                                                                       0
                                                                                                                                           0
                                                                                                                                    ...... 0        0
                                                                                                                                                    0
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                                                                                                                                                                                                     Q)    ]      '"' .-;
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                                                                                                                                                                                                                       .....
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                                                                                                                                                                                                                                                  ......   .-I
                                                                                                                                                                                                                                                               I           I
                                                                                                                                                                                                                                                                       ......
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                                                                                                                                                                                                                                                                                0
                                                                                                                                                                                                                                                                                        ......
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                                                                                                                                                                                                                                                                                                 0
                                                                                                                                                                                                                                                                                                          .-I    o.
                                                                                                                                                                                                                                                                                                                 0
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                                                                                                                                                                              !
                                                                   0       0        0           0 o"                   g"                  0                    0                     0.                                                          0                             q
                                                         J
                                                                                                                                                    0                                               "d                                                     0           0                0        0               0
                                                                   q                0                                                1-<
                                                                                                                                                    q Vi                1-<
                                                                                                                                                                                                    ·:;:                                          q                                                       1-<
                                                                                                                                                                                                                                                                                                                 q
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                                                                                                                                           .-t"                                                                                  0                                                               ......          ......
                                                                   .-I              Lrl         .-1        N           Vl                           Lrl         N
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                                                                                                                                                                                                                                                                                        (,1'>             0     .(,I'>


 1
       The Coca-Cola Company Common                                        X                                                                                                                        X                                    X
2      (S) The Coca-Cola Company Common
                                                                                                X                                                                                                   X                                                                  X
                                                                                                                                                                                                                                         "C
3
       Sale of 2,000 shares SonicWalllnc Common
                                                         X                                                                                                  I                                                           X                                              X
4                                                                                                                  I
       Federated GA Municipal Cash Trust                     .. X                                                                                                                                                                                                  .
                                                                                                                                                            I                               X                     X             X
 5     Supervalu Inc Common
                                                                           X                                                                                                                        X                                                      X                    ...


6                                                                                                                              ..
       Whirlpool Corporation Common                                                                                                                             '
                                                                                                          X                                                                                         X                                                                  X
                                                                           ·•

 7
       Agco Corporation Common
                                                                                                X
 8
       Delaware National Hi-Yield Municipal Bond A                          X                                                                                   '                                   X                                             X
       Common                                                                                                                                                   '
C)
       Sale of 2,000 shares Whirlpool Corporation                                           I
                                                          X                                                                                                                                                              X                                                              X
       Common                                                                                         "

      * This category applies only if the asset/income is solely that of the filer's spouse or dependent children. If the asset/income is either that of the filer or jointly held
         by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate.
                                                                                                                                                   ---
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  • 1. ooEFonn278(Rev.o9/2oJo) 5 C.F.R. Part 2634 Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT Form Approved: OMB No. 3209- 0001 U.S. Office of Government Ethics Calendar Year Termination Termination Date ( /{Appli- Reporting Incumbent Covered by Report New Entrant, Nominee, or ')(I Filer 0 cable) (Month, Day, l'ear) Fee for Late Filing 05/03/2011 (Check Appropriate Boxes) D I I Candidate I I Any individual who is required to file this report and does so more than 30 days after the date the report is required to be Last Name First Name and Middle Initial filed, or, if an extension is granted, more Reporting than 30 days after the last day of the Individual's N arne Cain Herman filing extension period, shall be subject to a $200 fee. Title of Position Department or Agency (If Applicable) Position for Which Filing Candidate for President Reporting Periods Incumbents: The reporting period is Address (Number Street City )tate and ZIP Code) T 1 h N (I d A C d ) the preceding calendar year except Part Location of ' ' '· · ' e ep one 0 · nc1u c rca ' 0 c II of Schedule C and Part I of ScheduleD Present Office 223 Montrose Drive. McDonough, GA, 30253 (678) 565-5335 where you must also include the filing (or forwarding address) year up to the date you file. Part II of 1 I Title of Position(s) and Date(s) Held ScheduleD is not applicable. l'osilion(s) Held with the Federal Government During the !'receding Termination Filers: The reporting 12 Months (I[ Not Same as Above) period begins at the end of the period covered by your previous filing and ends t---------------------------+-:-:---:----------------------.----------------------1 at the date of termination. Part II of Presidential Nominees Subject Name of Congressional Committee Considering Nomination Do You Intend to Create a Qualified Diversified Trust? I Schedule D is not applicable. to Senate Confirmation Not Applicable DYes I8J No Nominees, New Entrants and Candidates for President and __ o_f_R_e_p_o-rt-in_g ln_d_•_·v-id_u_a_I____________________________________ __ Vice President: I CERTIFY that the statements I have Schedule A--The reporting period made on this form and all attached for income (BLOCK C) is the preceding schedules arc true, complete and correct -;J_.t..(-;)..0(( to the best or my knowledge. calendar year and the current calendar year up to the date of filing. Value assets Signature of Other Reviewer Date (Month, Day, Year) as of any date you choose that is within Other Review 31 days of the date of filing. (If desired by agency) Schedule B--Not applicable. Schedule C, Part I (Liabilities)--The AgencyEthicsOfflcial'sOpinion Signature of Designated Agency Ethics O!Iiciai/Reviewing Official Date (Month, Day, Year) reporting period is the preceding calendar . . . . . . year and the current calendar year up to On the ba"s of mformat10n contmncd m thiS any date you choose that is within 31 days report. I conclude thal the filer IS an compliance f '1' with applicable laws and regulations (subjeel to of the date 0 f1 mg. anv comments in the box below). Office of Government Ethics I Signature I Date (MonLh Day Year) ' ' ISchedule C, Part II (Agreements or Arrangements)--Show any agreements or Use Only arrangements as of the date of filing. ScheduleD--The reporting period is Comments of Reviewing Officials (If additional space is required, usc the reverse side of U1is sheet) the preceding two calendar years and the current calendar year up to the date of filing. ·::- '.1"I u·· ,.·J t _l ..,.. • ·.1 (C/Jeck box if filing exrension granted & indicatc number of days----) D 1.'f :1 ... '•I I ; '·-· • ' n ·...J , ...,! 'l...,l :;J 1:1 10 _j... ..] Agency Use Only :8 Hd 9Z IIGl OGE Use Only (C/Jeck box Jf comments are continued on UJC reverse side) D Supersedes SF u !j J;<'{J [) 'j ..:;.1 ::u
  • 2. OGE Fonn 278 (Rev. 09/2010) 5 C.F.R. Part 2634 U.S. Office of Govenunent Ethics Reporting Individual's Name Page Number Cain, Herman SCHEDULE A 2 of 13 Assets and Income Valuation of Assets ·Income: type and amount. If "None (or less than $201)" is at close of reporting period checked, no other entry is needed in Block C for that item. BLOCK A BLOCKB BLOCKC For you, your spouse, and dependent children, Type Amount report each asset held for investment or the production of income which had a fair market ..... 0 value exceeding $1,000 at the close of the ing period, or which generated more than 200 0 q 0 0 0 0 0 0 ] .... 0 in income during the reporting period, together .... 0 0 0 Q, q 0 0 0 o. J:l.<· 0 N 0 0 0 q Other Date with such income. 0 0· 0 0 '-' .Q 0 0 Income (Mo., Day, ; 0 0 8· 0 0 -1< 0 q ci 0 g" b 0 For yourself, also report the source and actual 0 0 0 0 0 0 0 0 0 0 lJ"l 0 q 0 lJ"l N £ q 0 0 N· lJ"l ...... 0 0 -0 q lJ"l lJ"l 0 0 § "' Q) :0 t:: cO ..c: 0 0 R 0 0 0 0 q q 0 (Specify Type& Yr.) 0 0 q 0 0 0 lJ"l amount of earned income exceeding $200 (other "I '-' ...... 0 "' "' '-' Cil: '-' 0 0 0 0 .... 0 0 0 Actual Only if .s q 0 "'' ...... lJ"l ...... 'Ef7 than from the U.S. Government). For your spouse, 0 ...... ...... 0 0 2 -"' ...... lJ"l .... lJ"l I .... I .s 0 0 lJ"l lJ"l I "' "' 0 N' 0 Amount) Honoraria report the source but not the amount of earned income of more than $1,000 (except report the I-< I ...... .... I .... ,...., ...... q o-: 0 0 0 "d E-< 1." I "1. 0 ,...., 0 0 0 "d. cO Cl Q) ... ....... lJ"l ...... ,...., ...... q I ' I 0 0 0 o_ 6 0 g lJ"l 2l ] ..._,_ .... o. 0 0· 0 0 o· I 0 ·;. ' ,...., 0 actual amount of any honoraria over $200 of 0 0 0 ] 0 ..._, .... 0' ' .... ...... g. 0 0 0 lJ"l 0 0 0 ... 0: q .n. ... ' 0 .... ... ... ! your spouse). 'Q) 0 0. 0 0 0 0 0 0 q .n· :a q "!. q vi" 0 0 Q) §. ...... ...... 0 ....... N o: o: lJ"l 0 d & t:: 0 0 .... 0 Q) NoneD z lJ"l l/"l. lJ"l N· Jj § 0 •Q) ..s u cO z 0 N- ...... N· lJ"l lJ"l ,_.;- > 0 Central Airlines Common '· . ·- .:_ ·- 1- - - 1 - - r- X X X 1 - - - - - - - - - - - - - ·- 1- I- f.,- I- 1-- 1- 1-.- ·- ·- I- 1-- 1- 1- ---·- Examples DoeJones&Smith. Hometown, Stale 1 - - -Equity Fund- - - - - - - ·-- 1- --- ·- ·.- ·- - _I __ - - -- ·- ··- - - 1- - ··- - - - ·- law Partnership Income $130,000 1---- Kempslone -:-1-r: I- 1--. I- 1 - - - -500 Index Fund- - - - - -- - ·---. ..__ i-. - 1-- - ,. X _I_L -- -.- - :.:.1_ 1.,- f- -- 1---- IRA: llearlland ---- X 1--: :- ·- - X '- ·- ·- X '- '--- --- 1---- 1 ' Cox Radio, Inc, Atlanta, GA Salary $165,183 2 (S) The New Voice, Inc., Stockbridge, GA Salary ·. 3 Hallmark Cards, Inc., Kansas City, MO ., Director's Fees $120,000 4 Agco Corporation, Duluth, GA Director's Fees $202.500 5 Whirlpool Corporation, Bento("! Harbor, Ml Dir. Fees/Stk Option Exercise $359.008 6 Whirlpool Corporation Common .· ·. X I X X * This category applies only if the asset/income is solely that of the filer's spouse or dependent children. If the asset/income is either that of the filer or jointly held by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate.
  • 3. OGE Form 278 (Rev. 09/20 I 0) 5 C.F.R. Part 2634 U.S. Office of Government Ethics Reporting Individual's Name Page Number Cain, Herman SCHEDULE A continued (Use only if needed) 3 of 13 Assets and Income Valuation of Assets Income: type and amount. If "None (or less than $201)" is at close of reporting period checked, no other entry is needed in Block C for that item. BLOCK A BLOCKB BLOCKC Type Amount 0 ;::::;- 0 o_ 0 0 0 0 0 0 0 0 § ...... 0 0 ...... 0 0 0 0 0 0 J.!.< 0 N 0 0 0 Other Date I 0 0 0 0 0 0 0 0 0 0 0 Income (Mo., Day, 0 q 0 0 0 0 0 0 0 0 0 0 q 0 0 i< 0 Lrl 0 0 0 0 i< 8 (Specify Yr.) .s 0 0 0 0 ...... 0 0 Lrl. N 0 Lrl .-I 0 0 0 v) Lrl N I 0 0 0 '"' ;g (/) ..... ;:1 'Cil .s 0 0 0 0 0 0 0 o_ 0 0 0 0 0 0 0 q .-I 0 0 q v) 0 0 0 Type& Actual Only if a v) >, Lrl .s 0 (/) (/) (/) (/) Lrl 0 I I .-I 0 (/) 0 v) ...... Lrl Lrl ...... 0 I 0 Amount) Honoraria .-I .I I I 0 .-I ...... 0 0 q N I 0 .-I 0 I I ...... ...... o_ 0 0 0 0 (/) ell ...... I I ...... q 0 q E ] "d .-I 1-< ...... .c..? 1-< .S· ...... I 0 .-I 0 0 0 0 0 0 0 0 ...... 0 0 0 0 Lrl 0 "d t:: Q) ] '"' .-; (/) ..... 0 I I ...... .-I I I ...... .-I 0 ...... 0 0 0 .-I o. 0 Lrl ! 0 0 0 0 o" g" 0 0 0. 0 q J 0 "d 0 0 0 0 0 q 0 1-< q Vi 1-< ·:;: q 1-< q ·!i 0 Ill q Q) 0 aa 0 Lrl Q) Vl 0 .-t" 0 ...... ...... .-I Lrl .-1 N Vl Lrl N JS .5 u z N .-I .N Lrl .-I Lrl (,1'> 0 .(,I'> 1 The Coca-Cola Company Common X X X 2 (S) The Coca-Cola Company Common X X X "C 3 Sale of 2,000 shares SonicWalllnc Common X I X X 4 I Federated GA Municipal Cash Trust .. X . I X X X 5 Supervalu Inc Common X X X ... 6 .. Whirlpool Corporation Common ' X X X ·• 7 Agco Corporation Common X 8 Delaware National Hi-Yield Municipal Bond A X ' X X Common ' C) Sale of 2,000 shares Whirlpool Corporation I X X X Common " * This category applies only if the asset/income is solely that of the filer's spouse or dependent children. If the asset/income is either that of the filer or jointly held by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate. ---