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Lattice Energy LLC
      Commercializing a Next-Generation Source of Safe Nuclear Energy

          Low Energy Nuclear Reactions (LENRs)
    Widom-Larsen theory, weak interactions, transmutations,
         nanoscale evidence for nuclear effects, and
               the road to commercialization

                     Technical Overview
                        Lewis Larsen, President and CEO


                           “Energy, broadly defined, has
                              become the most important
                             geostrategic and geoeconomic
                                challenge of our time.”
                                  Thomas Friedman
                             New York Times, April 28, 2006




June 25, 2009        Copyright 2009 Lattice Energy LLC   All Rights Reserved   1
Lattice Energy LLC
      Commercializing a Next-Generation Source of Safe Nuclear Energy

                               Summary - I
          This presentation is a technically oriented overview of Low
          Energy Nuclear Reactions or LENRs, an exciting new energy
          technology with a controversial history dating back 20 years.
          Herein we will cover some history, the Widom-Larsen theory of
          LENRs, evaluate experimental evidence in the context of that
          theory, and outline Lattice’s approach and roadmap to
          commercialization.
          Aside from continued controversy, an expanding body of varied
          experimental data and major theoretical breakthroughs now
          position LENRs to potentially be developed into a carbon-free,
          environmentally ‘green’ source of low cost nuclear energy.
          LENRs differ sharply from fission and fusion technologies in that
          their unique distinguishing features are dominated by weak
          interactions rather than the strong interaction.


June 25, 2009         Copyright 2009 Lattice Energy LLC   All Rights Reserved   2
Lattice Energy LLC
      Commercializing a Next-Generation Source of Safe Nuclear Energy

                               Summary - II
          Dominance of weak interactions is a crucial difference that
          enables LENRs to release large amounts of nuclear binding
          energy over long periods under moderate conditions (no star-
          like temperatures or pressures needed) without producing large
          fluxes of deadly energetic neutron or gamma radiation or
          environmentally significant quantities of long-lived radioactive
          isotopic waste.
          Lacking serious radiation and radioactivity problems, onerous
          and expensive shielding, containment, and waste disposal
          requirements that have endlessly plagued fission and fusion
          power generation could be non-issues for commercial versions
          of LENR technologies. Thus, LENRs have the potential to be
          vastly less costly than competing nuclear energy technologies.
          ‘Weak interactions’ are not weak energetically. In fact, they have
          the potential to produce just as much energy as fusion reactions.

June 25, 2009          Copyright 2009 Lattice Energy LLC   All Rights Reserved   3
Lattice Energy LLC
      Commercializing a Next-Generation Source of Safe Nuclear Energy

                             Summary - III
          In a 2006 paper published in the respected, peer reviewed
          European Physical Journal C – Particles and Fields, we outlined
          a practical LENR fuel cycle based on low-cost ordinary Lithium
          that can produce a net ~27 MeV of energy. This is roughly
          comparable to energy releases from D-D and D-T fusion
          reactions. Herein, readers will see how even larger energy
          releases from LENR nucleosynthetic paths may be possible.
          If commercialized, LENR-based power generation systems could
          potentially be much better than fusion. Such a development
          would have a major impact on global energy markets.
          Selected technical references and URLs to Internet resources
          have been provided herein for readers who may wish to learn
          more about LENRs, explore reported experimental data for
          themselves, and draw their own independent conclusions about
          the subject matter and ideas contained in this document.

June 25, 2009         Copyright 2009 Lattice Energy LLC   All Rights Reserved   4
Lattice Energy LLC
      Commercializing a Next-Generation Source of Safe Nuclear Energy


                                  Contents
         History ………………………………………………….. 6 - 8

         Widom-Larsen theory of LENRs …………………… 9 - 27

         Experimental evidence in context of theory …….. 28 - 72


         Lattice’s road to commercialization ………………. 73 – 78

                       Note: Slides # 60 – 67 were added on July 14, 2009




June 25, 2009        Copyright 2009 Lattice Energy LLC    All Rights Reserved   5
Lattice Energy LLC
      Commercializing a Next-Generation Source of Safe Nuclear Energy


                                      History




June 25, 2009        Copyright 2009 Lattice Energy LLC   All Rights Reserved   6
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       Anomalies observed in many LENR experiments

 Since 1989, LENR researchers have reported a                   In 1831, Michael Faraday was pilloried as
 variety of anomalies in different types of heavy               a charlatan by fellow scientists when he
 and light hydrogen (e.g., D2O and H2O)                         claimed that he could generate an electric
 experimental systems, all involving ‘heavily-                  current simply by moving a magnet in a
 loaded’ metallic hydrides. Have observed                       coil of wire. Stung by these vicious
                                                                accusations, Faraday said, "Nothing is
 electrical current-, laser-, RF-, and pressure-
                                                                too wonderful to be true if it be consistent
 driven triggering of various types of anomalous,
                                                                with the laws of nature."
 arguably nuclear effects as follows:
                                                                    Experimental example of laser triggering
      Calorimetrically measured excess heat effects –              Sharp increase in excess power/temp after applying laser
      wide range of values from just milliwatts to tens of
      Watts in some cases

      Production of helium isotopes (mostly He-4, rarely
      He-3); rarely detect tritium, H-3 unstable H isotope

      Production of modest fluxes of MeV-energy alpha
      (α) particles and protons as well as minuscule
      emissions of low energy X- and gamma ray photons
                                                                    Temp of
                                                                    Temp of
      (no large fluxes of MeV-energy gammas/neutrons)              Electrolyte
                                                                   Electrolyte            Apply
                                                                                         Apply                 Temp of
                                                                                                               Temp of
                                                                                          Laser
                                                                                         Laser                  Bath
                                                                                                                 Bath
      Production of arrays of different stable isotopic
                                                                         Artist’s rendering – black hole magnetic fields
      transmutation products (e.g., different elements)
                                                                  Artist’s rendering : Magnetic Fields Lines Around Black Hole
                                                                 Source: Violante et al (ENEA – Italy), Asti Conference, 2004
                                                                 Source:


June 25, 2009               Copyright 2009 Lattice Energy LLC     All Rights Reserved                                         7
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Some scientists remain skeptical about LENR anomalies

  Status of reported LENR experimental anomalies by type:
       Calorimetrically measured macroscopic excess heat effects – remain extremely
       contentious: still very hard to reproduce --- nobody can “boil tea” yet; many
       physicists still distrust calorimetry as chemists’ ‘black art’ measurements

       Production of gaseous helium isotopes – difficult to detect reliably and be able to
       unquestionably exclude external contamination as a possibility; still only
       accurately measured in a handful of LENR experiments. Most researchers do not
       look for gaseous He-4 due to expense/skill necessary for good measurements

       Production of modest fluxes of MeV-energy alpha particles and protons – readily
       reproduced and reported by number of LENR researchers; some such results
       published in lesser mainstream journals. While supportive, not conclusive

       Production of a broad array of different transmutation products – widely reported
       in many experiments by LENR researchers located all over the world; unlike
       excess heat, transmutations are much easier to reproduce. Difficult for skeptics
       to argue with competent mass spectroscopy and like measurements; when
       pressed, they still invoke the ‘external contamination’ red herring, which is
       disingenuous considering large number and significant reliability of such results


June 25, 2009            Copyright 2009 Lattice Energy LLC   All Rights Reserved             8
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      Commercializing a Next-Generation Source of Safe Nuclear Energy


                 Widom-Larsen theory of LENRs




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W-L theory successfully addresses longstanding issues

   Widom-Larsen developed theory after careful evaluation of a large body
   of experimental data on LENRs; it addresses longstanding issues
   about LENRs that “cold fusion” theorists have been unable to answer
   to satisfaction of mainstream physicists, e.g., Huizenga (1993):
        Overcoming the Coulomb energy barrier: weak interaction-based W-L theory
        posits that ultra low momentum neutrons and neutrinos are created from
        protons and heavy-mass surface electrons in very high electromagnetic
        fields found on surfaces of ‘loaded’ metallic hydrides. Unlike charged-
        particle D-D fusion, no Coulomb barrier to ultra low momentum (ULM)
        neutron absorption by nuclei; neutrons have no charge

        Absence of large emissions of dangerous high-energy neutrons: ULM
        neutrons of the W-L theory have extraordinarily low energies and huge
        absorption cross sections --- are therefore very efficiently captured by
        nearby nuclei. Consequently, ULMNs are very difficult to detect directly

        Absence of large, dangerous emissions of gamma radiation: in condensed
        matter LENR systems, heavy-mass surface plasmon polariton (SPP)
        electrons have a unique ability to absorb gamma rays and convert them
        directly to lower-energy infrared photons. In LENR systems, gammas
        produced during neutron captures and beta decays are thus absorbed and
        converted to heat internally rather than being emitted to the outside
         Source of Graphic: Nature, 445, January 4, 2007



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  Widom-Larsen theory is based on established physics

     W-L theory is based on accepted physics; no              First observed by Chadwick in 1932, a
     “new physics” is postulated                              neutron is unstable as an isolated ‘free’
                                                              neutral particle; outside of a atomic
     Built upon well-established ‘bedrock’ of                 nucleus it has a half-life of ~13 minutes,
                                                                                half-
     electroweak theory and many-body collective              spontaneously decaying into a proton
     effects; no ad hoc mechanisms                            and an electron. If free neutrons or new
                                                              capture-products are observed in an
                                                              capture-
     Explains collective neutron production in                experimental system, it means that they
     condensed matter with e + p, e + d, e + t weak           were either recently produced in some
                                                              sort of nuclear reaction(s), or released
     interactions that occur in micron-scale H+ ion
                                                              from nuclei via decay processes
     ‘patches’ having very high local electric fields
     that form on ‘loaded’ metal hydride surfaces             Neutrons are extremely effective as
                                                              ‘catalysts’ of nuclear reactions in that
     Collectively produced neutrons have huge                 being uncharged, there is no Coulomb
     DeBroglie wavelengths and ultra low                      barrier to their merging with another
     momentum (energy); thus have gigantic                    nucleus, so they are readily absorbed or
     capture cross sections and are virtually all             ‘captured’ by atomic nuclei. Such
     absorbed locally. Cannot be detected directly;           captures are in fact transmutation
     no external release of free neutrons                     reactions that can produce new
                                                              chemical elements or isotopes that may
     Explains unexpected absence of ‘hard’ MeV-               be stable or unstable (in which case they
     energy gamma radiation in such systems                   undergo some form of decay)
                                                            Artist’s rendering : Magnetic Fields Lines Around Black Hole



June 25, 2009           Copyright 2009 Lattice Energy LLC   All Rights Reserved                                     11
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                W-L theory explains anomalies in LENRs

Widom-Larsen theory of LENRs can:
        Explain absence of certain ‘normal’ nuclear products and abnormal
        proportions compared to what is known about D-D fusion reactions (as
        reported in original work of Pons & Fleischmann and thousands of other
        experiments since 1989) - according to W-L, this is because LENRs simply
        do not involve appreciable amounts of D-D or D-T fusion processes

        Explain insignificant production of dangerous long-lived radioactive
        isotopes (as reported in the original work of Pons & Fleischmann as well as
        thousands of other LENR experiments since 1989)

        Explain details of the mechanism for laser triggering of excess heat and
        transmutations in H or D LENR systems (as reported by Letts, Cravens,
        Violante, and McKubre)

        Calculate reaction rates that are in agreement with the range of rates (109 to
        1016 cm2/sec) that have been observed in different types of LENR
        experimental systems (as reported by Miles, McKubre, Miley and others)
         Source of Graphic: Nature, 445, January 4, 2007



June 25, 2009           Copyright 2009 Lattice Energy LLC   All Rights Reserved          12
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 W-L theory also explains many other aspects of LENRs

Widom-Larsen theory of LENRs also explains:
        Source of excess heat seen in D and H (heavy and light water) systems
        (e.g., Pons & Fleischmann, McKubre, Miley, Miles, Focardi et al.)
        4He     and 3He observed in D electrolytic systems (e.g., McKubre, Miles)
        Unusual 5-peak stable transmutation product mass spectra observed in
        H and D systems (e.g., Miley, Mizuno)
        Transmutation products frequently seen in H and D LENR systems (e.g.,
        Miley, Mizuno, Iwamura, Violante, and many others) as well as in certain
        types of high-current exploding wire and vacuum diode experiments
        (US, UK, Russia - in experiments back as far as 1905)
        Variable fluxes of soft X-rays seen in some experiments (e.g., Violante,
        Karabut)
        Small fluxes of high-energy alpha particles observed in certain LENR
        systems (e.g., Lipson, 4, 2007
         Source of Graphic: Nature, 445, January Karabut)



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Basics of W-L theory in condensed matter LENR systems

        Weak interaction processes are very important in LENRs
                                                                        No strong interaction fusion or
1.   E-M radiation on metallic hydride surface                          heavy element fission occurring
     increases mass of surface plasmon electrons                        below, only weak interactions

2.   Heavy-mass surface plasmon polariton                    1.                             ~
                                                                         (radiation) + e− → e −
     electrons ( ~ − ) react directly with surface
                  e
     protons (p+) or deuterons (d+) to produce ultra                     ~
                                                                         e − + p+ → n + ν
     low momentum (ULM) neutrons (nulm or 2nulm,             2.                                    ulm          e
     respectively) and an electron neutrino (νe)                        ~
                                                                        e − + d + → 2nulm + ν e
3.   Ultra low momentum neutrons (nulm) are
     captured by nearby atomic nuclei (Z, A)
                                                      3.
                                                               nulm + (Z , A) → (Z , A + 1)
     representing some element with charge (Z) and                                  Unstable or Stable
     atomic mass (A). ULM neutron absorption
     produces a heavier-mass isotope (Z, A+1) via
     transmutation. This new isotope (Z, A+1) may     (Z , A + 1) → (Z + 1, A + 1) + e−                                +ν e
     itself be stable or unstable                  4.
                                                       Unstable Isotope New element – stable
                                                                                     or unstable
4.   Certain unstable isotopes β- decay, producing:
     transmuted element with increased charge                     Weak interaction β- decays (shown above),
     (Z+1), ~ same mass (A+1) as ‘parent’ nucleus;                direct gamma conversion to infrared (not
                                                                  shown), and α decays (not shown) produce
     β- particle (e- ); and antineutrino (ν )                     most excess heat observed in LENR systems
                                           e                      Artist’s rendering : Magnetic Fields Lines Around Black Hole

June 25, 2009               Copyright 2009 Lattice Energy LLC     All Rights Reserved                                     14
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Widom-Larsen extend collective effects to Standard Model

  Simple two-body collision shown                               ~
  in Feynman diagram below:                                     e − + p+ ⎯
                                                                         ⎯→ n ulm + ν e

                                                             Now add collective
         υe                                 nulm             rearrangements from
            photon                        uncharged          condensed matter effects. It is
                                           particle          not just a two body collision !!!

                     W-
                                                                                    Many body surface ‘patch’ of
                                                                                 collectively oscillating protons (p+)

                        boson




                ~−
                e                                 p+
                     charged particles

                                                                Surface ‘sea’ of collectively
                                                                oscillating SPP electrons (e-)




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Collective many-body effects extremely important in LENRs

        Collective effects lie at the heart of W-L                 Surface
                                                                   Proton
        physics of condensed matter LENRs
                                                                   ‘Sea’ of SPP
        LENRs can occur at modest temperatures                       electrons
        and pressures in condensed matter
        because of collective electromagnetic                   When many electrons interact with a
                                                                proton, only one electron may pierce into
        coupling (caused by a breakdown of the                  the proton’s inside. That electron dies. All
        Born-Oppenheimer approximation) that                    of the other electrons have but donated a
        occurs between two types of intrinsically               little energy. The SPP plasma modes are
        collective oscillations found on metallic               collective and in synchronization
        hydride surfaces:
         – Surface plasmon polariton (SPP)
           electrons (determine colors of metals)
         – Contiguous, coherent surface ‘patches’
           of protons, deuterons, or tritons that can           It is not difficult to throw a baseball at a
           form on H, D, or T ‘loaded’ hydrides                 target with an energy of 1023 electron
                                                                volts, but one will not see any nuclear
        Such coupling helps create very high local              transmutations. The electrical currents
        electric fields > 1011 V/m that can                     must be collective and the electrons
        renormalize masses of SPPs above                        must transfer energy coherently and all
        threshold for ULM neutron production
          Source of Graphic: Nature, 445, January 4, 2007
                                                                together to trigger nuclear effects



 June 25, 2009            Copyright 2009 Lattice Energy LLC   All Rights Reserved                              16
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Collective oscillations: surface plasmon polariton electrons

       Confined to surfaces and near-surface regions
       Surface plasmons (SPs) are a collective oscillation
       of free electron gas at optical frequencies. Exist on
       all metallic surfaces; some elements ‘fire-off’ SP
       excitations ‘easier’ than others (e.g., gold, silver)
       Surface Plasmon Polaritons (SPPs) are effectively
       quasiparticles resulting from strong coupling of
       electromagnetic waves with an electric or magnetic
       dipole-carrying excitation; under the right
       conditions, SPPs can couple with laser light
       Play very important role in Surface Enhanced
       Raman Spectroscopy (SERS) and plasmonics
       Extremely sensitive to the physical properties of
       substrate materials on which they propagate
                                                                          The rich dynamical behaviors, exquisite spatial
       Interact very strongly with nanoparticles located on               sensitivity, and complex energetics of SPP electrons in
                                                                          and around ‘patches’ of hydrogenous ions found on the
       surfaces: changes in relative nanoparticle size,                   surfaces of ‘loaded’ metallic hydrides are in some ways
       composition, and placement geometry can create                     reminiscent of electrons involved in vastly lower-energy
                                                                                                                       lower-
                                                                          ‘chemicurrents,’ which are fluxes of “ … fast (kinetic
       huge variations in local electric field strengths                  energy ~> 0.5 – 1.3 eV) metal electrons caused by
                                                                          moderately exothermic (1 - 3 eV) chemical reactions over
                                                                          high work function (4 – 6 eV) metal surfaces.” e.g., Pd
       Can be conceptualized as a collectively oscillating
                                                                          See: S. Maximoff and M. Head-Gordon, “Chemistry of
                                                                                                  Head-
       ‘film’ of of Graphic: Nature, 445, January the surface of metals
           Source electrons covering 4, 2007                              fast electrons,” PNAS USA 106(28):11460-5, July 2009
                                                                                                    106(28):11460-




 June 25, 2009                Copyright 2009 Lattice Energy LLC     All Rights Reserved                                          17
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Collective oscillations: surface protons, deuterons, tritons

   Under proper conditions, micron-scale many-body ‘patches’                                Chatzidimitriou-
                                                                       For example, C. A. Chatzidimitriou-
                                                                       Dreismann (Technical University of Berlin) et
   comprising many-body homogeneous collections of p+, d+,             al. have published extensively on this subject
   or t+ ions will form spontaneously on the surfaces of               for years. In particular, please see:
   hydrogen-‘loaded’ metals in various sizes at variable               “Attosecond quantum entanglement in
                                                                       neutron Compton scattering from water in
   numbers of sites scattered at random across such surfaces           the keV range” - 2007; can be found at
                                                                       http://arxiv.org/PS_cache/cond-
                                                                       http://arxiv.org/PS_cache/cond-
   Protons, deuterons, or tritons found within such many-body          mat/pdf/0702/0702180v1.pdf
   ‘patches’ spontaneously oscillate coherently/collectively;          “Several neutron Compton scattering (NCS)
   their quantum mechanical (QM) wave functions are                    experiments on liquid and solid samples
                                                                       containing protons or deuterons show a
   effectively ‘entangled’ with each other and w. SPP electrons        striking anomaly, i.e. a shortfall in the
                                                                       intensity of energetic neutrons scattered by
   Unrelated to LENRs, researchers in other fields have                the protons; cf. [1, 2, 3, 4]. E.g., neutrons
                                                                       colliding with water for just 100 − 500
   detected the presence of such entangled many-body                   attoseconds (1 as = 10−18 s) will see a ratio of
   quantum systems using various techniques that include               hydrogen to oxygen of roughly 1.5 to 1,
                                                                       instead of 2 to 1 corresponding to the
   neutron and electron Compton scattering experiments                 chemical formula H2O. … Recently this new
                                                                       effect has been independently confirmed by
                                                                       electron-proton Compton scattering (ECS)
                                                                       electron-
   Collective oscillation and effective QM entanglement of             from a solid polymer [3, 4, 5]. The similarity
   protons and electrons is widespread in nature: e.g., from a         of ECS and NCS results is striking because
   chemical perspective, water is simply H2O. However, when            the two projectiles interact with protons via
                                                                       fundamentally different forces, i.e. the
   water molecules are ‘imaged’ with electron and deep                 electromagnetic and strong forces.”
   inelastic neutron Compton scattering techniques, one                Also, J. D. Jost et al., “Entangled mechanical
   instead ‘sees’ H1.5O. Anomalously ‘fewer’ protons or                oscillators” Nature 459 pp. 683 – 685 4 June
                                                                       2009, in which “mechanical vibration of two
   deuterons are observed by such methods because of B-O               ion pairs separated by a few hundred
   breakdownof Graphic: Nature, QMJanuary 4, 2007
         Source
                and related 445, entanglement of particles             micrometres is entangled in a quantum way.”



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Creation of ULM neutrons on loaded hydride surfaces - I

                                                                               Part of a longstanding
   Hydride forming elements, e.g., Palladium (Pd), Nickel                      mythology propagated by
                                                                               “cold fusion” promoters is
   (Ni), Titanium (Ti), etc. can be viewed as akin to metallic                 that Palladium (Pd) is a
   ‘sponges’ that can absorb significant amounts of                            uniquely suitable material for
   hydrogen isotopes in atom % via ‘loading’ mechanisms                        producing LENRs; that idea
                                                                               been shown to be false
   Analogous to loading a bone-dry sponge with H2O by                          A number of different hydride-
                                                                                                     hydride-
   gradually spilling droplets of water onto it, hydrogen                      forming metals have
                                                                               experimentally produced
   isotopes can actually be ‘loaded’ into hydride-forming                      substantial amounts of
   metals using different techniques, e.g., various levels of                  excess heat and nuclear
   DC electric currents, pressure gradients, etc.                              transmutations, including
                                                                               Nickel, Titanium, and
                                                                               Tungsten, among others
   Just prior to entering a metallic lattice, molecules of
                                                                               Another such myth is that
   hydrogen isotopes dissociate, become monatomic, and                         D/Pd LENR systems typically
   then ionize by donating their electrons to the metallic                     produce excess heat and He-4
                                                                                                          He-
   electron ‘sea,’ thus becoming charged interstitial lattice                  whereas H/any-metal systems
                                                                                        H/any-
                                                                               produce little heat, mostly
   protons (p+), deuterons (d+), or tritons (t+) in the process                transmutations. An array of
                                                                               reported results demonstrate
   Once formed, ions of hydrogen isotopes migrate to and                       otherwise; e.g., the largest
   occupy specific interstitial structural sites in metallic                   excess heat flux ever reported
                                                                               came from an Italian H/Ni gas-
                                                                                                          gas-
   hydride bulk lattices; this is a material-specific property                 phase system in 1994
                                                            Artist’s rendering : Magnetic Fields Lines Around Black Hole



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Creation of ULM neutrons on loaded hydride surfaces - II

  When all available interstitial sites in the interior of a bulk lattice are
  occupied by hydrogenous ions, a metallic hydride is ‘fully loaded,’ i.e.,
  saturated. At that point, a dynamic balance between loading and deloading
  begins (so-called “breathing” mode) during which some of those ions start
  ‘leaking back out’ of the bulk onto the surface. This localized deloading is a
  dynamic process, occurring in discrete, island-like, micron-scale surface
  ‘patches’ or ‘droplets’ (scattered randomly across the surface) comprised
  of many contiguous p+, d+, and/or t+ ions (or admixtures thereof)

  Homogeneous (limited % admixtures; large % destroy coherence)
  collections of p+, d+, or t+ found in many-body patches on loaded metallic
  hydride surfaces oscillate in unison, collectively and coherently; their QM
  wave functions are effectively ‘entangled.’ Such coherence has been
  demonstrated in many experiments involving deep inelastic neutron- and                    High electric fields
  electron-scattering measurements on loaded hydrides                                  surrounding “nanorice” – Au
                                                                                         coating on hematite core
                                                                                        Electric fields surrounding
  Collective oscillations of hydrogenous ions in many-body surface patches              “nanorice” – Au coating on
                                                                                               hematite core
  set the stage for local breakdown of the Born-Oppenheimer approximation;
  this enables loose electromagnetic coupling between p+, d+, or t+ ions
  located in patches and nearby ‘covering’ surface plasmon polariton (SPP)             See: A. Bushmaker et al.,
                                                                                       “Direct observation of
  electrons. B-O breakdown creates nuclear-strength local electric fields
                                                                                       Born-Oppenheimer
                                                                                       Born-
  (above 1011 V/m) in and around such patches. Effective masses of SPP                 approximation breakdown
  electrons (e-) exposed to intense local electric fields are thereby increased        in carbon nanotubes” in
  (e-*), enabling neutron production via e-* + p+, e-* + d+, e-* + t+ reactions        Nano Lett. 9 (2) pp. 607-611
                                                                                                            607-
  above key isotope-specific threshold values for electric field strength              Feb. 11, 2009




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Why are LENR neutrons on surfaces ultra low momentum?
   Technically detailed answer – adapted from S-W-L ACS 2009 “Primer” paper
   In condensed matter LENRs the many-body ‘system’ of collective interaction is a surface ‘patch’ of
   Np collectively oscillating protons that are electromagnetically coupled to many nearby collectively
   oscillating SPP electrons Ne via local breakdown of the Born-Oppenheimer approximation. After SPP
   electron mass renormalization and neutron production via the weak interaction occur, the final state
   of such localized systems contains (Np − 1) protons, (Ne – 1) SPP electrons and according to the W-L
   theory, one freshly produced neutron. Such a system’s final state might be naively pictured as
   containing an isolated free neutron at roughly thermal energies with a DeBroglie wavelength λ of ~2
   Angstroms (2 x 10-8 cm) - typical for thermalized free neutrons in condensed matter. Here that is not
   the case: in a many-body collective system’s final state, a particular proton, say number k, has been
   converted to a neutron. The resulting many-body state together with all the unconverted protons
   may be denoted by the neutron localized k 〉 . However, neutrons produced by a many-body
   collective system are not created in a simple state. Wave functions of such a neutron in a many-body
   patch of Np identical protons is in fact a superposition of many Np localized states, best described by
   a delocalized band state:                            N
                                              ψ 〉 ≈ N ∑ k
                                                      1
                                                    p
                                                        k =1

   Thus, the DeBroglie wavelength λ of ULM neutrons produced by a condensed matter collective
   system must be comparable to the spatial dimensions of many-proton surface ‘patches’ in which
   they were produced. Wavelengths of such neutrons can be on the order of λ ≈ 3 x 10-3 cm or more;
   ultra low momentum of collectively created neutrons follows directly from the DeBroglie relation:
                                              h 2π h h
                                           p= =      =
                                              λ    λ   D

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Local capture of ULM neutrons on loaded hydride surfaces

                                                                             Ultra low momentum
     Unlike energetic neutrons produced in most nuclear
                                                                             neutrons have enormous
     reactions, collectively produced LENR neutrons are                      absorption cross-sections on
                                                                                         cross-
     effectively ‘standing still’ at the moment of their creation in         1/v isotopes. For example,
     condensed matter. Since they are vastly below thermal                   Lattice has estimated ULMN
     energies (ultra low momentum), ULM neutrons have huge                   fission capture cross-section
                                                                                              cross-
     DeBroglie wavelengths and commensurately large capture                  on U-235 @ ~1 million barns
                                                                                 U-
     cross-sections on any nearby nuclei; virtually all will be              and on Pu-239 @ 49,000
                                                                                     Pu-
     locally absorbed; not detectable as ‘free’ neutrons                     barns (b), vs. ~586 b and
                                                                             ~752 b, respectively, for
     For the vast majority of stable and unstable isotopes, their            neutrons @ thermal
     neutron capture cross-section (relative to measurements                 energies. A neutron capture
     of cross-sections at thermal energies where v = 2,200                   expert recently estimated
                                                                             ULMN capture on He-4 @
                                                                                                He-
     m/sec and the DeBroglie wavelength is ~ 2 Angstroms) is
                                                                             ~20,000 b vs. value of <1 b
     directly related to ~1/v, where v is velocity of a neutron in           for thermal neutrons
     m/sec. Since v is extremely small for ULM neutrons, their
     capture cross-sections on atomic nuclei will therefore be            By comparison, the highest
     correspondingly large. After being collectively created,             known thermal capture cross
     virtually all ULMNs will be locally absorbed before any              section for any stable
     scattering on lattice atoms can elevate them to thermal              isotope is Gadolinium-157 @
                                                                                     Gadolinium-
                                                                          ~49,000 b. The highest
     kinetic energies; per S. Lamoreaux (Yale) thermalization
                                                                          measured cross-section for
                                                                                     cross-
     would require ~0.1 to 0.2 msec, i.e. 10-4 sec., a long time on
                                                                          any unstable isotope is
     typical 10-16 – 10-19 sec. time-scale of nuclear reactions rendering Xenon-135 @Lines Around Black Hole
                                                             Artist’s     Xenon- Fields ~2.7 million b
                                                                          : Magnetic



 June 25, 2009               Copyright 2009 Lattice Energy LLC   All Rights Reserved                     22
Lattice Energy LLC
What suppresses gamma ray emissions in LENR systems?

    SPP electron masses are substantially increased by high
    local electric fields in and around ‘patches’ of                                  “In certain non-equilibrium
                                                                                                  non-
    collectively oscillating protons, deuterons, or tritons                           metallic hydride systems, surface
                                                                                      heavy electrons play a dual role in
    Surface ‘patches’ of heavy-mass SPP electrons exhibit:                            allowing both Eqs. (49) for
    - No heavy electron photoelectric effect – heavy SPP electrons are all            catalyzing LENR and Eq. (50) for
    conduction electrons. They do not occupy bound core states because their
                                                                  because             absorbing the resulting hard
    energy is much too high. Incident energetic gamma photons < ~10 MeV               prompt photons. Thus, the heavy
    coming from any direction cannot forcibly eject them from a ‘patch’
                                                                 ‘patch’
                                                                                      surface electrons can act as a
    - Anomalously high local surface electrical conductivity – this anomaly           gamma ray shield.”
    occurs as the threshold proton (or deuteron or triton) density for neutron-
                                                                   for neutron-
    catalyzed LENRs is approached (this would be very difficult to observe)
                                                                     observe)         “… prompt hard gamma photons
    - Compton scattering from heavy SPP electrons - when a hard gamma                 get absorbed within less than a
    photon is scattered from a heavy electron, the final state of the radiation
                                                                  the                 nanometer from the place wherein
    field consists of many very ‘soft’ photons. Conserving energy, a single high      they were first created.” W-L,
                                                                                                                W-
    energy gamma photon can be converted directly into many lower-energy
                                                                  lower-              2005 (from paper below)
    infrared photons, sometimes with a small ‘tail’ in soft X-rays (this ‘tail’ has
                                                            X-
    occasionally been observed experimentally, e.g., Violante, Karabut )
                                                                 Karabut
                                                                                      See: “Absorption of Nuclear
    - Creation of heavy SPP electron-hole pairs – in LENR systems, energy
                             electron-                                                Gamma Radiation by Heavy
    differences between electron states in heavy electron conduction states           Electrons on Metallic Hydride
    increase “particle-hole” energy spreads up into the MeV range. Normally,
              “particle-
                                                                                      Surfaces” arXiv:cond-
                                                                                                arXiv:cond-
    metals have particle-hole energy spreads in the eV range near the Fermi
                  particle-
    surface, so they are relatively transparent to gamma rays. Unusually large
                                                               Unusually              mat/0509269 Widom and Larsen
    energy spreads are what enable gamma absorption in LENR systems


 June 25, 2009                    Copyright 2009 Lattice Energy LLC          All Rights Reserved                       23
Lattice Energy LLC
Why do LENRs create few long-lived radioactive isotopes?
    In comparison to fusion and fission, LENR systems typically emit                         While extensions of otherwise short
    particles and photons at much lower energies and produce end-product
                                                                end-                         half-lives have never been directly
                                                                                             half-
    nuclei that comprise mostly stable isotopes; this distinguishing feature                 observed in LENR systems, there
                                                                                             are many theoretical/experimental
    of LENRs has been observed in thousands of experiments since 1989 1989                   papers about atomic-environmental
                                                                                                             atomic-
                                                                                             density-of-states effects that can
                                                                                             density- of-
    This happens partly because weak interactions are prominent in LENRs:
                                                                       LENRs:                alter effective half-lives of nuclei.
                                                                                                             half-
    intermediate excited reaction products’ ‘excess’ available energy can
                                                                 energy                      Opposite retardation of continuum-
                                                                                                                        continuum-
    readily be ‘bled-off’ and rapidly carried away from ‘patch’ reaction sites in
               ‘bled-                                                                        state decay that likely occurs in
    the form of MeV-energy neutrino photons, which interact very little with
                 MeV-                                                                        LENR systems, published work
                                                                                             mainly covers decreasing half-lives
                                                                                                                           half-
    ordinary local matter and simply fly off into outer space at c                           of isotopes that decay via electron
                                                                                             capture or weak interaction β
    Under nonequilibrium conditions in surface patches that are ‘cooked’
                                                                     ‘cooked’                processes; this encompasses topics
    with large fluxes of ULM neutrons, over time, populations of unstable,
                                                                     unstable,               such as bound-state beta-decay
                                                                                                       bound-        beta-
    very neutron-rich ‘halo’ nuclei will tend to build-up; they will continue to
          neutron-                               build-                                      (which even applies to neutrons):
    capture ULMNs as long as the Q-values are favorable (capture gammas
                                      Q-                                                     “Theory of bound-state beta decay,” J.
                                                                                                        bound-
    are converted into infrared by heavy electrons). This happens because
                                                                       because               Bahcall, Physical Review 124 pp. 495 1961
    their half-lives are likely to be much longer than those of isolated nuclei if
          half-                                                                              “Half-life measurement of the bound-state
                                                                                             “Half-                           bound-
    they are unable to emit β- electrons or shed neutrons (Fermions) into                    beta decay of 187Re75+,” Nuclear Physics A621
                                                                                             pp. 297c 1997 (in this remarkable experiment
    unoccupied states in the local continuum. Thus, in ‘patches’ otherwise
                                                                     otherwise               the measured half-life of fully-ionized 187-Re
                                                                                                            half-      fully-        187-
            -
    short β or n decay half-lives ranging from milliseconds to a few days
                          half-                                                              decreases from 4.4 x 1010 years to ~33 years)
    may be temporarily increased (very difficult to measure experimentally)
                                                               experimentally)               “Electron-capture decay rate of 7Be
                                                                                             “Electron-
                                                                                             encapsulated in C60 cages”, T. Ohtsuki, K.
                                                                                             Hirose, and K. Ohno, J. Nuclear and
    When nonequilibrium energy inputs creating large numbers of heavy
                                                                    heavy                    Radiochemical Sciences 8 pp. A1 2007
    electrons and ULM neutrons cease (e.g., electric current going into an
                                                                    into
                                                                                       “Observation of the acceleration by an
    LENR electrolytic cell is turned-off completely), large numbers of
                              turned-                                                  electromagnetic field of nuclear beta decay”,
    unoccupied local states begin opening-up. This will trigger serial
                                    opening-                                           H. R. Reiss, EPL 81 42001 2008
    cascades of fast beta decays from neutron-rich into stable isotopes; few
                                         neutron-                                      “Continuum-state and bound-state β- decay
                                                                                       “Continuum-            bound-
    long-lived radioisotopes would remain after such a process ended
    long-                                                             Artist’s rendering : Magnetic Fields Lines Around Black Hole
                                                                                       rates of the neutron,” M. Faber et al.,
                                                                                       arXiv:0906.0959v1 [hep-ph] 4 June 2009
                                                                                                          [hep-


June 25, 2009                     Copyright 2009 Lattice Energy LLC           All Rights Reserved                                             24
Lattice Energy LLC
Where does ‘excess heat’ come from in LENR systems?

     In LENRs, ‘excess heat’ is generally measured                             “There’s no such thing
     calorimetrically; where does such heat come from?                         as a free lunch.”
                                                                               Milton Friedman, famous
     LENRs do not involve “free energy.” There is a ‘cost’                     Nobel prize winning
     in the form of input energy needed to create neutrons                     economist, 1975
     that release nuclear binding energy from ‘fuel’ nuclei
                                                                                Depending on whether
     Produced ULM neutrons act as catalytic ‘matches’                          hydrogen or deuterium is
     needed to ‘light the logs’ of ‘fuel’ nuclei, releasing                    used as a ‘base fuel’ to
     nuclear binding energy stored in those ‘logs’ since                       create ULM neutrons, it
     they were created in stars many billions of years ago                     ‘costs’ either 0.78 or 0.39
                                                                               MeV to produce a single
     Excess heat measured in LENR systems comes from:                          ULM neutron
      – Energetic charged particles (e.g., alphas, betas,                      Depending on exactly
        protons, deuterons, tritons) ‘banging into’ the nearby                 which ‘target’ nucleus
        environment, heating it by transferring kinetic energy                 serves as fuel, a single
                                                                               ULM neutron can be
      – Direct conversion of gamma photons into infrared
                                                                               used to release up to ~20
        photons which are then absorbed by nearby matter
                                                                               MeV in clean non-fission,
     Note: neutrino photons do not contribute to excess                        non-fusion nuclear
     heat; they bleed-off excess nuclear energy into space                     binding energy
                                                            Artist’s rendering : Magnetic Fields Lines Around Black Hole



June 25, 2009           Copyright 2009 Lattice Energy LLC   All Rights Reserved                                     25
Lattice Energy LLC
No free lunch: input energy is required to initiate LENRs

   Input energy is required to create non-equilibrium conditions
   necessary for producing ULM neutrons (0.78 MeV/neutron for
   H; 0.39 for D; 0.26 for T); includes (can be used together):
     – Electrical currents (i.e., an electron ‘beam’)
     – Ion currents across the interface on which SPP electrons
       reside (i.e., an ion ‘beam’ that can be comprised of
       protons, deuterons, tritons, and/or other types of charged
       ions); one method used to input energy is by imposing a
       pressure gradient (Iwamura et al. 2002)
     – Coherent incident photon ‘beams’ (under the right
       conditions, SPP electrons can be directly excited with a
       laser that is ‘tuned’ to emit at certain wavelengths);
       discovered by Letts and Cravens (2002)
     – Magnetic fields at very, very high current densities
   In condensed matter LENR systems, input energy is mainly
   mediated by many-body SPP electron surface ‘films;' they
   function as a system ‘transducer’ that helps transfer or                        Surface Plasmon Fields
                                                                                      Surface Plasmon Fields
   transport energy to and from ‘patches’ of H, D, orArtist’s rendering : Magnetic Fields LinesNanoparticles Hole
                                                      T atoms                      Around Nanoparticles
                                                                                      Around
                                                                                                Around Black



June 25, 2009                Copyright 2009 Lattice Energy LLC     All Rights Reserved                        26
Lattice Energy LLC
    Publications on the Widom-Larsen theory of LENRs

  Since May 2005, we have publicly released
                                                                                   “When a new truth enters
  seven papers on selected non-proprietary                                         the world, the first stage of
  basic science aspects of this theory of LENRs:                                   reaction to it is ridicule,
       “Ultra Low Momentum Neutron Catalyzed Nuclear Reactions on                  the second stage is violent
       Metallic Hydride Surfaces”, Eur. Phys. J. C 46, 107 (2006 – arXiv
                        Surfaces”                                                  opposition, and in the third
       in May 2005) Widom and Larsen
                                                                                   stage, that truth comes to
       “Absorption of Nuclear Gamma Radiation by Heavy Electrons on                be regarded as self-
       Metallic Hydride Surfaces” arXiv:cond-mat/0509269 (Sept 2005)
                        Surfaces” arXiv:cond-
       Widom and Larsen                                                            evident.” - Arthur
                                                                                   Schopenhauer, 1800s
       “Nuclear Abundances in Metallic Hydride Electrodes of
       Electrolytic Chemical Cells” arXiv:cond-mat/0602472 (Feb 2006)
                             Cells” arXiv:cond-
       Widom and Larsen                                                            “[New] Theories have four
       “Theoretical Standard Model Rates of Proton to Neutron                       stages of acceptance:
       Conversions Near Metallic Hydride Surfaces” arXiv:nucl-
                                         Surfaces” arXiv:nucl-                         i) this is worthless
       th/0608059v2 (Sep 2007) Widom and Larsen
                                                                                    nonsense;
       “Energetic Electrons and Nuclear Transmutations in Exploding                    ii) this is an interesting,
       Wires” arXiv:nucl-th/0709.1222 (Sept 2007) Widom, Srivastava,
       Wires” arXiv:nucl-
       and Larsen                                                                   but perverse, point of view.
                                                                                       iii) this is true but quite
       “High Energy Particles in the Solar Corona” arXiv:nucl-
                                           Corona” arXiv:nucl-
       th/0804.2647 (April 2008) Widom, Srivastava, and Larsen                      unimportant.
                                                                                       iv) I always said so.”
       “A Primer for Electro-Weak Induced Low Energy Nuclear
                     Electro-
       Reactions” arXiv:gen-ph/0810.0159v1 (Oct 2008) Srivastava,
       Reactions” arXiv:gen-                                                       - J.B.S. Haldane, 1963
       Widom, of Graphic: Nature, 445,LENR Sourcebook 2009 – in press)
         Source and Larsen (ACS January 4, 2007



June 25, 2009                 Copyright 2009 Lattice Energy LLC          All Rights Reserved                     27
Lattice Energy LLC
      Commercializing a Next-Generation Source of Safe Nuclear Energy


                Experimental evidence in context of theory




June 25, 2009           Copyright 2009 Lattice Energy LLC   All Rights Reserved   28
Lattice Energy LLC
  Brief recap of status of LENR experimental anomalies

        Calorimetrically measured macroscopic excess heat effects – still
        strongly questioned by the skeptics because no one has created a
        macroscopic LENR device that can reliably “boil a cup of tea” yet

        Production of gaseous helium isotopes – rarely measured lately due
        to expense and limited funding for such difficult measurements

        Production of modest fluxes of MeV-energy α particles and protons –
        presently measured by many researchers with CR-39 chips; however,
        only a few of them have utilized the most rigorous analytical
        protocols that can measure approximate energies and discriminate
        between different types of energetic charged particles

        Production of a broad array of different types of nuclear
        transmutation products – reported in ICCF conference proceedings
        by many LENR researchers. Since it is difficult for skeptics to argue
        with such data on a factual basis, they simply sidestep the evidence
        or just ignore it. Doubters still try to invoke ‘external contamination’
        red herring with little or no substantive justification :for –doing Lines Around Black Hole
                                                                                           so
                                                             Artist’s rendering black hole magnetic fields
                                                      Artist’s rendering Magnetic Fields



June 25, 2009              Copyright 2009 Lattice Energy LLC   All Rights Reserved                     29
Lattice Energy LLC
Further discussion of LENR excess heat measurements

                                                         Properly done calorimetry measures the sum
      Calorimetrically measured, device-                 total net amount of heat being produced, if any,
      level macroscopic ‘excess heat’ is at              in a given enclosed system over time. Such heat
      best indirect evidence for nuclear                 can be created by a variety of different physical
                                                         processes, both chemical and/or nuclear. As
      effects in LENRs; heat production all              such, calorimetry is a relatively crude
      by itself does not ‘prove’ a nuclear               macroscopic ‘thermodynamic’ measurement that
      origin for any observed heat                       says little about underlying mechanisms


      One must argue that measured                        “It is our view that there can be little doubt that one
      ‘excess’ macroscopic heat is so large              must invoke nuclear processes to account for the
                                                         magnitudes of the enthalpy releases, although the
      that it greatly exceeds what could                 nature of these processes is an open question at
      typically be produced by prosaic                   this stage.”
      chemical reactions                                  - Fleischmann et al., J. Electroanal. Chem., 287 p. 293
                                                                                   Electroanal. Chem.,              1990


      Circa 2009, excess heat produced by                 Largest amount and duration of excess heat ever
                                                         calorimetrically measured in an LENR experimental
      LENR devices in highly successful                  system, 44 Watts for 24 days (~ 90 Megajoules)
      experiments (still generally << 1 – 2              occurred in a Nickel-Light Hydrogen gas-phase
                                                                        Nickel-                 gas-
      Watts) remains small relative to total             system at the University of Siena in Italy in 1994.
      input power. This is not enough to                 Published in a respected refereed journal, the then
                                                         inexplicable, spectacular results were ignored by
      “boil tea,” so some skeptics continue              everyone. This particular experimental device most
      to contend that most reports of LENR               certainly would have “boiled tea” for the skeptics
      excess heat are erroneous                          - See Focardi et al.,:Il Nuovo Cimento., 107 Around Black Hole
                                                            Artist’s rendering Magnetic Fields Lines pp. 163 1994
                                                                                        Cimento.,



June 25, 2009        Copyright 2009 Lattice Energy LLC     All Rights Reserved                                         30
Lattice Energy LLC
 Further discussion of gaseous Helium-4 measurements

                                                     Well accepted ‘normal’ D-D fusion reactions
    Detection of significant gaseous He-4            produce products in three branches with
    production, unquestionably a nuclear             ~1:1 ratio between #1 and #2:
    product, provides excellent evidence                  #1 [~ 50 %]     d +d→ t + p
    that LENRs are the result of some                     #2 [~ 50 %]      d + d → 23He + n
    type of nuclear process
                                                                           d + d → 2 He + γ
                                                                                              radiation
                                                          #3 [~ 10-5 %]            4


    However, the devil is in the details …           Contrary to mainstream physicists, “cold
                                                     fusion” researchers simply assume that He-4
    While He-4 (= α) can be produced by              production observed in certain electrolytic
    fusion reactions, it can also easily be          experiments only occurs via branch #3 of the
    produced in other nuclear reactions,             D-D fusion reaction. They then ‘wave away’
    including minor alternative branches             gamma emission issue and ignore possibility
    of neutron captures and various                  that He-4 can also be produced via neutron
    alpha (α) particle decays, e.g., Be-8            capture on lithium isotopes present in LiOD
                                                     found in electrolytes of same experiments:
    Thus, simply detecting gaseous He-4
    production in an LENR experiment
    does not say exactly which nuclear
    process(es) actually took place in it


June 25, 2009         Copyright 2009 Lattice Energy LLC   All Rights Reserved                             31
Lattice Energy LLC
Helium-4 can be produced by a variety of nuclear reactions
    In LENR experiments, He-4 could be produced by a variety of
    nuclear reactions and decays besides fusion and Be-8 α-decay:
          σ(n,α) = total cross-section for α decay with the capture of a single neutron by a given isotope
                         cross-

   D-D fusion                               Li-6 + ULM neutron                        Available neutron ‘pool’
   Per W-L, little or no fusion is
       W-
                                         Alternate neutron
   taking place in LENR systems           capture channel                              Per W-L: tritons can be converted
                                                                                           W-
                                       6Li σ(n,α) = 9.4 x 102 b
                                           σ(                            H-3           back into ‘pool’ neutrons via the
     Alternate minor α decay
                                                                       (Tritium)       weak interaction: e* + t => 3n + νe
                                                                                                                   3n
            channels:
            channels:                                                 or β- decay
      ~2% of B-12                                                                                        He-3
      decays via (n,α)
                                                       He-4                                                +
                                                                                                      ULM neutron
      Li-8 can also                                    (α particle)
      decay via (n,α)                                                                                     Alternate neutron
                                                                                                          capture channel
                                                                                                      10
                                                                                                         B σ(n,α) = 3.8 x 103 b
                                                                                                           σ(
                                                                             Li-7
   Be-8 (α-decay)                                                                                        B-10
   Per W-L, this can happen at          Many isotopes have minor          Unstable isotopes of             +
   high rates using Li as a ‘fuel’ –
                                       (n,α) decay channels w. tiny      elements with atomic         ULM neutron
                                       cross sections (mb or less)      number > 83 commonly
   please see reaction sequence           that emit at least one α                 emission,
                                                                       decay via α emission, e.g.,   ~3% of B-11 decays
   beginning with Li-6 on Slide #31                        Pd-
                                           particle, e.g., Pd-105        Th-232, U-238, Am-241
                                                                         Th- 232, 238, Am-             to Li-7 via (n,α)
                                                                                                          Li-      (n

      Presence of He-4 all by itself does not tell us exactly what happened

 June 25, 2009                 Copyright 2009 Lattice Energy LLC          All Rights Reserved                                     32
Lattice Energy LLC
  Pons & Fleischmann measured Helium-4 back in 1989

   P&F’s claimed gaseous Helium-4 measurements in Pd/LiOD                At the April 17, 1989, news
   cells were questioned by other scientists, e.g. Lewis                 conference, “Pons announced a
                                                                         new piece of supporting evidence:
   P&F’s He-4 claim was subsequently retracted because of                mass spectroscopy of the gases
   intense pressure from Prof. Nathan Lewis (Caltech), who               evolving from a working fusion cell
   contended that P&F had merely measured He-4 present in                revealed the presence of 4He in
   laboratory air. The logic behind Lewis’ criticism was that: (1) if    quantities consistent with the
   the reaction D + D -> He-4 + gamma radiation (somehow                 reported energy production, if all
                                                                         deuteron-deuteron fusions produce
                                                                         deuteron-
   transformed into excess heat) were assumed to be correct ;            4He rather than tritium and a proton
   then (2) Pons’ mass spectrometer was not sensitive enough             or 3He and a [energetic] neutron.”
   to detect the amount of He-4 that would be produced in a P&F          - Nature News 338 pp. 691 1989
   cell that was generating 0.5 Watts of excess heat
   Since according to the Widom-Larsen theory of LENRs D-D               “Our cold fusion experiments show a
                                                                         correlation between the generation
   fusion was very likely not taking place in their experiments,
                                                                         of excess heat and power and the
   Lewis’ criticism was in error. In retrospect, P&F’s He-4              production of He, established in the
   measurement was probably a correct observation                        absence of outside contamination.
                                                                         This correlation in the palladium/D2O
   From 1989 through early 2000s, other LENR researchers (e.g.,          system provides strong evidence
   McKubre at SRI and Miles at USN-China Lake) made improved,            that nuclear processes are occurring
   very well documented measurements of He-4 production,                 in these electrolytic experiments.
   mostly in LENR heavy water LiOD Pd-cathode electrolytic               The major gaseous fusion product in
   cells. They demonstrated rough correlations between He-4              D2O + LiOD is He-4 rather than He-3.”
                                                                                        He-              He-
   and excess heat production; however, their estimates of               B. Bush and J. Lagowski, J. Electroanal.
                                                                                        Lagowski, Electroanal.
          Source of Graphic: Nature, 445, January 4, 2007                Chem. 304 pp. 271 – 278 1991
   energy in MeV per He-4 atom were inaccurate

June 25, 2009               Copyright 2009 Lattice Energy LLC      All Rights Reserved                              33
Lattice Energy LLC
Further discussion of LENR charged particle measurements
                                                          Measurements of charged particle production and
     2001 - 2002: A. Lipson (RAS – Moscow) et al.
                                                          their energy spectra can provide direct evidence for
     report unambiguous detection of small fluxes
                                                          nuclear phenomena, especially if measured particle
     of ~1.7 MeV protons and 13.5 + 2.5 MeV α
                                                          energies exceed an MeV (which cannot possibly be
     particles using CR-39 plastic detectors in P-F       the result of purely chemical mechanisms in the eV
     type H2SO4 light water electrolytic cells with       range). Commonly detected and measured heavy
     thin-film Pd/Ni cathodes; clear evidence for         charged particles typically include protons,
     nuclear processes taking place in system             deuterons, tritons, and/or alphas (He-4 nuclei). Light
                                                                                            (He-
     (Lattice-supported work; used very rigorous          beta particles are almost never measured during
     measurement protocols to measure energies)           LENR experiments, since ~80 – 90% of them involve
     2002 - 2003: using CR-39 detectors, small fluxes     aqueous electrolytic cells in which energetic
     of MeV-energy protons and α particles with           electrons are very rapidly attenuated in water
     roughly the same energies were also observed         Several different types of well-accepted, proven
                                                                                     well-
     by Lipson, Karabut, and others in a number of        measurement techniques can be used to measure
     very different types of LENR experiments that        charged particles, including various types of solid-
                                                                                                         solid-
     included Ti -D2O glow discharge cells, laser         state electronic detectors and CR-39 solid plastic
                                                                                           CR-
     irradiation of TiDx and TiHx targets, and            detectors (which inherently integrate particle counts
     controlled deuterium desorption from                 over time and can be used in electrolytic systems
     Pd/PdO:Dx heterostuctures                            which are often unsuitable for electronic detectors)
     2003 – 2009: many more LENR researchers              During the past 8 years, plastic CR-39 detectors have
                                                                                                   CR-
     began to measure and report charged particles,       become popular among LENR researchers because
     mostly using CR-39 chips. Most notable effort        of their low cost, ‘built in’ count integration (which is
     was at USN SPAWAR using electrolytic Pd-D2O          helpful for measuring small fluxes of particles), and
     co-deposition; published results in                  ease of integration into various types of experimental
     Naturwissenschaften. Unfortunately, SPAWAR           systems. However, most LENR researchers do not
     and other LENR groups did not use protocols          utilize the much more rigorous protocols that are
                                                                        Artist’s rendering – black hole magnetic fields
     that can measure energies and characterize           required to measure energies, accurately ‘score’ pits,
                                                                 Artist’s rendering : Magnetic Fields Lines Around Black Hole
     particles, i.e. protons vs. alphas                   and characterize particles

 June 25, 2009             Copyright 2009 Lattice Energy LLC     All Rights Reserved                                     34
Lattice Energy LLC
Further discussion of LENR transmutation measurements

    1989 to mid-1990s: reliable reports of nuclear             While qualitative and quantitative
    transmutations seen in LENR experiments began              measurements of elements/isotopes in
    to surface in the early 1990s; this work was done          samples obtained from LENR experiments
    by researchers in Russia, Italy, U.S. (Bockris,            (e.g., metallic cathodes in electrolytic cells)
    Dash), India, Japan (Mizuno, Ohmori)                       requires specialized analytical skills and lab
    Circa mid-1990s: Miley (US) observed a                     equipment that can be quite expensive, done
    distinctive 5-peak mass spectrum of stable                 properly it provides extremely powerful
    transmutation products comprising a wide                   evidence for reality of LENR nuclear effects.
    variety of elements not initially present in light         Production of new elements that were not
    water electrolytic cells. Mizuno subsequently              previously present in an experimental system,
    observed very similar multi-peak mass spectrum,            and/or significant changes in isotopic ratios
    only in heavy water LENR electrolytic cells. Such          from natural abundances, simply cannot be the
    results were inexplicable at the time                      result of prosaic chemical processes
    2002: at ICCF-9 in Beijing, China, Iwamura et al.
    (Mitsubishi Heavy Industries, Japan) report on             Well-accepted, uncontroversial techniques and
                                                               Well-
    very expensive, carefully executed experiments             equipment used for detecting and measuring
    demonstrating transmutation of selected ‘target’           transmutation products in LENR experiments
    elements to other elements: results clearly                include, for example: inductively coupled
    showed that Cs was transmuted to Pr and Sr                 plasma-mass spectroscopy (ICP-MS);
                                                               plasma-                                (ICP-
    was transmuted to Mo by some means                         secondary ion mass spectroscopy (SIMS);
                                                               neutron activation analysis (NAA); scanning
    2002 – 2009: using a variety of different analytical
                                                               electron microscopes (SEM) integrated with
    techniques, progressively greater numbers of
    LENR researchers located all over the world                energy dispersive X-ray spectrometers (EDX);
                                                                                         X-
    began to measure and report reliable                       and X-ray photoelectron spectroscopy (XPS),
                                                                     X- Artist’s rendering – black hole magnetic fields
    observations of LENR transmutation products                among others. All have various pros and cons
                                                                  Artist’s rendering : Magnetic Fields Lines Around Black Hole



June 25, 2009              Copyright 2009 Lattice Energy LLC     All Rights Reserved                                      35
Lattice Energy LLC
LENR-related transmutation measurements predate 1989

 Early 1900s: from about 1905 - 1927 some of the most
                                                                  See: J. J. Thomson (who discovered the
 famous people in British science (J.J. Thomson, Ramsay,          electron in 1897), “On the appearance of
 etc.) published a number of experimental reports in              Helium and Neon in Vacuum tubes,”
 premier refereed journals, e.g., Nature, Proceedings of the      where he says, “At the last meeting of
 Royal Society, of what were with today's knowledge and
        Society                                                   the Chemical society, William Ramsay
                                                                  … describes some experiments which
 the W-L theory, clearly nuclear transmutation anomalies          they regard as proving the
 that were observed during a variety of different types of        transmutation of other elements into
 electrical discharge experiments                                 Helium and Neon …”
                                                                  Nature 90 pp. 645 - 647 1913

 1922: Wendt and Irion, chemists at the University of             "The energy produced by breaking
 Chicago, reported results of experiments consisting of           down the atom is a very poor kind of
 exploding tungsten wires with a very large current pulse         thing. Anyone who expects a source of
 under a vacuum inside of flexible sealed glass 'bulbs.'          power from the transformations of these
                                                                  atoms is talking moonshine."
 Controversy erupted when they claimed to observe
                                                                  -Ernest Rutherford, 1933
 anomalous helium inside sealed bulbs after the tungsten
 wires were exploded, suggesting that transmutation of             More recently: “Energetic Electrons and
 hydrogen into helium had somehow occurred during the              Nuclear Transmutations in Exploding
 "disintegration of tungsten." Their article in Amer. Chem.        Wires” in which we state that, “It is
 Soc. 44 (1922) triggered a response from the scientific           presently clear that nuclear
                                                                   transmutations can occur under a much
 establishment in the form of a negative critique of Wendt         wider range of physical conditions than
 and Irion's work by Sir Ernest Rutherford that promptly           was heretofore thought possible,”
 published in Nature 109 pp. 418 (1922). We have since             arXiv:nucl-th/0709.1222 Widom,
                                                                   arXiv:nucl-
                                                                   Srivastava, and black hole2007
                                                                     Artist’s rendering –
                                                                                          Larsen magnetic fields
 determined that Rutherford was wrong – see preprint          Artist’s rendering : Magnetic Fields Lines Around Black Hole



June 25, 2009             Copyright 2009 Lattice Energy LLC   All Rights Reserved                                     36
Lattice Energy LLC
Any strong experimental evidence for fusion in LENRs?
                                      Answer: no
   P&F’s hypothesis of “cold” D-D fusion immediately ran                  Well accepted ‘normal’ D-D
   into trouble in 1989 because, although Helium-4 was                    fusion reactions produce
   detected, none of the other ‘normal’ products of D-D                   products in three branches
   fusion were observed in the amounts and proportions                    with ~ 1:1 ratio between 1-2:
   that would be expected based on 50 years of study on                     #1 [~ 50 %]        d +d→        t +p
   nuclear fusion reactions by thousands of scientists                      #2 [~ 50 %]        d + d → He + n
                                                                                                        3
                                                                                                        2

                                                                                               d + d → 2 He + γ
                                                                                                                   radiation
                                                                            #3 [~ 10-5 %]              4

   From 1989 through early 2000s, subsequent LENR
   researchers (e.g., McKubre et al. at SRI and Miles at
                                                                           As of 2009, there is still no
   USN-China Lake) continued to improve and correlate
                                                                          believable experimental
   measurements of Pd-D loading, He-4, and excess heat.                   evidence or theoretical
   Despite all such efforts, “cold fusion” proponents have                support for the idea that the
   never been able to demonstrate large fluxes of tritium,                branching ratios of the D-D
   protons, He-3, neutrons, and/or gamma radiation that                   fusion reaction change
   would be directly commensurate with measured excess                    appreciably at low energies
   heat according to well-accepted knowledge about the
   three known branches of the D-D fusion reaction                       As of 2009, “cold fusion”
                                                                         theories have not achieved
   To address this issue, some LENR theorists (e.g.,                     any significant degree of
   Hagelstein, Chubbs, etc.) developed ad hoc theories of                acceptance amongst
   “cold fusion” invoking questionable ‘new physics’ to                  members of the mainstream
   explain discrepancy with known D-D branching ratios                   nuclear physics community
                                                           Artist’s rendering : Magnetic Fields Lines Around Black Hole



June 25, 2009          Copyright 2009 Lattice Energy LLC   All Rights Reserved                                           37
Lattice Energy LLC
Any strong experimental evidence for fission in LENRs?
                                       Answer: no
     Since heavy fissile nuclei like Uranium-235,             Fission product spectra of isotopes U-235, Pu-239
                                                                                                  U-     Pu-
     Uranium-233, and Plutonium-239 never fission
     into two fragments at exactly the same place
     every time, neutron-catalyzed nuclear fission
     processes usually produce complex mixtures
     of nuclear transmutation products that form a
     characteristic two-peak “fission spectrum” of
     isotopic products statistically centered on the
     ‘average’ mass of each fission fragment
     Two-peak product mass spectra are unique
                                                               Miley’s anomalous transmutation product spectra
     ‘fingerprints’ of heavy element nuclear fission
                                                                                                                   P roduction R ate vs. M ass N um ber


     Researchers have never observed two-peak                                                 2 0/4 0
                                                                                              *         3 8/7 6*
                                                                                                                                        A /X * = fission center po int m ass/co m p lex
                                                                                                                                        nucleus m ass



     product spectra in any LENR experiments, nor                                                                           97 /19 4*                                                Pro du ct C o n to u r




     have large fluxes of MeV-energy neutrons or
                                                                                                                                                      1 55 /3 10 *




                                                                   Prod. Rate, atoms/cc/sec
     gammas ever been reported in LENR systems
     However, in 1990s Miley and Mizuno reported                                               6 RUNS




     reliable measurements of anomalous 5-peak
     product spectra in different LENR experiments           Artist’s rendering : Magnetic Fields Lines Around Black Hole
                                                                                                                                  M ass N u m ber A




June 25, 2009            Copyright 2009 Lattice Energy LLC   All Rights Reserved                                                                                                                              38
Lattice Energy LLC
Any experimental evidence for other nuclear processes?

     Answer: yes, for neutron production/capture and α and/or β decays
         Question: Let us assume that a hypothetical LENR experiment begins with some
         array of stable isotopes, say on the surface of a Pd cathode in a LiOD electrolytic cell.
         Then, post-experiment mass spectroscopy reveals the presence of new elements
         and/or changed isotope ratios on the cathode surface that were not present when the
         experiment began; i.e., transmutation products are observed. If such data were
         correct, i.e., it was not contamination, then what could have happened to initially
         stable isotopes that caused nuclear transmutations to occur?

         Comment: If fusion and heavy element fission processes are not responsible for
         creating observed transmutation products, then only a limited number of other
         possibilities are reasonable explanations: neutron production/capture process(es);
         and/or weak interaction process(es); and/or α / β- decays of unstable isotopes

         Answer and more questions: absorption of neutrons by stable isotopes of elements
         can create new stable isotopes (which may alter a given element’s ‘normal’ isotopic
         ratios) or, create unstable isotopes that undergo beta decay producing higher-
         atomic-number (i.e., higher Z) elements as transmutation products; those are well
         known phenomena. However, what sort of process is capable of creating large fluxes
         of neutrons that can be captured and cause transmutations in LENR systems? Then
         why aren't fluxes of energetic neutrons ever detected? Why aren’t MeV-energy
         gammas from beta decays and/or neutron captures ever observed? Fields Lines Around Black Hole
                                                            Artist’s rendering : Magnetic



June 25, 2009              Copyright 2009 Lattice Energy LLC   All Rights Reserved                   39
Lattice Energy LLC
Why are transmutations important? What do they tell us?
  Measurement of nuclear products provides crucial technical information
      Measurements of transmutation products, so called “nuclear ash,” if
      reliably observed upon the conclusion of an LENR experiment, are
      important because they indicate that new chemical elements have
      somehow been produced and/or isotopic ratios of some elements
      previously present have been significantly altered. This provides
      important evidence that LENRs involve nuclear processes because:
           Prosaic chemical processes cannot cause transmutations
           Several types of well understood nuclear processes can readily
           produce transmutation products: strong interaction fusion reactions
           (e.g., D-D or D-T); strong interaction fission (e.g., fissile isotopes U-
           235 or Pu-239); neutron captures on nuclei that produce new
           elements or isotopes; α and/or β decays; and/or weak interaction
           neutron production via e + p -> 1n + υe, e + d -> 2n + υe, e + t -> 3n + υe
           Accurate detection and analysis of whatever types of transmutation
           products may be produced during an LENR experiment can
           potentially allow one to determine exactly which type(s) nuclear
           process(es) occurred and the reaction(s) that created the products

June 25, 2009           Copyright 2009 Lattice Energy LLC   All Rights Reserved          40
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Lattice Energy LLC-Technical Overview-June 25 2009

  • 1. Lattice Energy LLC Commercializing a Next-Generation Source of Safe Nuclear Energy Low Energy Nuclear Reactions (LENRs) Widom-Larsen theory, weak interactions, transmutations, nanoscale evidence for nuclear effects, and the road to commercialization Technical Overview Lewis Larsen, President and CEO “Energy, broadly defined, has become the most important geostrategic and geoeconomic challenge of our time.” Thomas Friedman New York Times, April 28, 2006 June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 1
  • 2. Lattice Energy LLC Commercializing a Next-Generation Source of Safe Nuclear Energy Summary - I This presentation is a technically oriented overview of Low Energy Nuclear Reactions or LENRs, an exciting new energy technology with a controversial history dating back 20 years. Herein we will cover some history, the Widom-Larsen theory of LENRs, evaluate experimental evidence in the context of that theory, and outline Lattice’s approach and roadmap to commercialization. Aside from continued controversy, an expanding body of varied experimental data and major theoretical breakthroughs now position LENRs to potentially be developed into a carbon-free, environmentally ‘green’ source of low cost nuclear energy. LENRs differ sharply from fission and fusion technologies in that their unique distinguishing features are dominated by weak interactions rather than the strong interaction. June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 2
  • 3. Lattice Energy LLC Commercializing a Next-Generation Source of Safe Nuclear Energy Summary - II Dominance of weak interactions is a crucial difference that enables LENRs to release large amounts of nuclear binding energy over long periods under moderate conditions (no star- like temperatures or pressures needed) without producing large fluxes of deadly energetic neutron or gamma radiation or environmentally significant quantities of long-lived radioactive isotopic waste. Lacking serious radiation and radioactivity problems, onerous and expensive shielding, containment, and waste disposal requirements that have endlessly plagued fission and fusion power generation could be non-issues for commercial versions of LENR technologies. Thus, LENRs have the potential to be vastly less costly than competing nuclear energy technologies. ‘Weak interactions’ are not weak energetically. In fact, they have the potential to produce just as much energy as fusion reactions. June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 3
  • 4. Lattice Energy LLC Commercializing a Next-Generation Source of Safe Nuclear Energy Summary - III In a 2006 paper published in the respected, peer reviewed European Physical Journal C – Particles and Fields, we outlined a practical LENR fuel cycle based on low-cost ordinary Lithium that can produce a net ~27 MeV of energy. This is roughly comparable to energy releases from D-D and D-T fusion reactions. Herein, readers will see how even larger energy releases from LENR nucleosynthetic paths may be possible. If commercialized, LENR-based power generation systems could potentially be much better than fusion. Such a development would have a major impact on global energy markets. Selected technical references and URLs to Internet resources have been provided herein for readers who may wish to learn more about LENRs, explore reported experimental data for themselves, and draw their own independent conclusions about the subject matter and ideas contained in this document. June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 4
  • 5. Lattice Energy LLC Commercializing a Next-Generation Source of Safe Nuclear Energy Contents History ………………………………………………….. 6 - 8 Widom-Larsen theory of LENRs …………………… 9 - 27 Experimental evidence in context of theory …….. 28 - 72 Lattice’s road to commercialization ………………. 73 – 78 Note: Slides # 60 – 67 were added on July 14, 2009 June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 5
  • 6. Lattice Energy LLC Commercializing a Next-Generation Source of Safe Nuclear Energy History June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 6
  • 7. Lattice Energy LLC Anomalies observed in many LENR experiments Since 1989, LENR researchers have reported a In 1831, Michael Faraday was pilloried as variety of anomalies in different types of heavy a charlatan by fellow scientists when he and light hydrogen (e.g., D2O and H2O) claimed that he could generate an electric experimental systems, all involving ‘heavily- current simply by moving a magnet in a loaded’ metallic hydrides. Have observed coil of wire. Stung by these vicious accusations, Faraday said, "Nothing is electrical current-, laser-, RF-, and pressure- too wonderful to be true if it be consistent driven triggering of various types of anomalous, with the laws of nature." arguably nuclear effects as follows: Experimental example of laser triggering Calorimetrically measured excess heat effects – Sharp increase in excess power/temp after applying laser wide range of values from just milliwatts to tens of Watts in some cases Production of helium isotopes (mostly He-4, rarely He-3); rarely detect tritium, H-3 unstable H isotope Production of modest fluxes of MeV-energy alpha (α) particles and protons as well as minuscule emissions of low energy X- and gamma ray photons Temp of Temp of (no large fluxes of MeV-energy gammas/neutrons) Electrolyte Electrolyte Apply Apply Temp of Temp of Laser Laser Bath Bath Production of arrays of different stable isotopic Artist’s rendering – black hole magnetic fields transmutation products (e.g., different elements) Artist’s rendering : Magnetic Fields Lines Around Black Hole Source: Violante et al (ENEA – Italy), Asti Conference, 2004 Source: June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 7
  • 8. Lattice Energy LLC Some scientists remain skeptical about LENR anomalies Status of reported LENR experimental anomalies by type: Calorimetrically measured macroscopic excess heat effects – remain extremely contentious: still very hard to reproduce --- nobody can “boil tea” yet; many physicists still distrust calorimetry as chemists’ ‘black art’ measurements Production of gaseous helium isotopes – difficult to detect reliably and be able to unquestionably exclude external contamination as a possibility; still only accurately measured in a handful of LENR experiments. Most researchers do not look for gaseous He-4 due to expense/skill necessary for good measurements Production of modest fluxes of MeV-energy alpha particles and protons – readily reproduced and reported by number of LENR researchers; some such results published in lesser mainstream journals. While supportive, not conclusive Production of a broad array of different transmutation products – widely reported in many experiments by LENR researchers located all over the world; unlike excess heat, transmutations are much easier to reproduce. Difficult for skeptics to argue with competent mass spectroscopy and like measurements; when pressed, they still invoke the ‘external contamination’ red herring, which is disingenuous considering large number and significant reliability of such results June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 8
  • 9. Lattice Energy LLC Commercializing a Next-Generation Source of Safe Nuclear Energy Widom-Larsen theory of LENRs June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 9
  • 10. Lattice Energy LLC W-L theory successfully addresses longstanding issues Widom-Larsen developed theory after careful evaluation of a large body of experimental data on LENRs; it addresses longstanding issues about LENRs that “cold fusion” theorists have been unable to answer to satisfaction of mainstream physicists, e.g., Huizenga (1993): Overcoming the Coulomb energy barrier: weak interaction-based W-L theory posits that ultra low momentum neutrons and neutrinos are created from protons and heavy-mass surface electrons in very high electromagnetic fields found on surfaces of ‘loaded’ metallic hydrides. Unlike charged- particle D-D fusion, no Coulomb barrier to ultra low momentum (ULM) neutron absorption by nuclei; neutrons have no charge Absence of large emissions of dangerous high-energy neutrons: ULM neutrons of the W-L theory have extraordinarily low energies and huge absorption cross sections --- are therefore very efficiently captured by nearby nuclei. Consequently, ULMNs are very difficult to detect directly Absence of large, dangerous emissions of gamma radiation: in condensed matter LENR systems, heavy-mass surface plasmon polariton (SPP) electrons have a unique ability to absorb gamma rays and convert them directly to lower-energy infrared photons. In LENR systems, gammas produced during neutron captures and beta decays are thus absorbed and converted to heat internally rather than being emitted to the outside Source of Graphic: Nature, 445, January 4, 2007 June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 10
  • 11. Lattice Energy LLC Widom-Larsen theory is based on established physics W-L theory is based on accepted physics; no First observed by Chadwick in 1932, a “new physics” is postulated neutron is unstable as an isolated ‘free’ neutral particle; outside of a atomic Built upon well-established ‘bedrock’ of nucleus it has a half-life of ~13 minutes, half- electroweak theory and many-body collective spontaneously decaying into a proton effects; no ad hoc mechanisms and an electron. If free neutrons or new capture-products are observed in an capture- Explains collective neutron production in experimental system, it means that they condensed matter with e + p, e + d, e + t weak were either recently produced in some sort of nuclear reaction(s), or released interactions that occur in micron-scale H+ ion from nuclei via decay processes ‘patches’ having very high local electric fields that form on ‘loaded’ metal hydride surfaces Neutrons are extremely effective as ‘catalysts’ of nuclear reactions in that Collectively produced neutrons have huge being uncharged, there is no Coulomb DeBroglie wavelengths and ultra low barrier to their merging with another momentum (energy); thus have gigantic nucleus, so they are readily absorbed or capture cross sections and are virtually all ‘captured’ by atomic nuclei. Such absorbed locally. Cannot be detected directly; captures are in fact transmutation no external release of free neutrons reactions that can produce new chemical elements or isotopes that may Explains unexpected absence of ‘hard’ MeV- be stable or unstable (in which case they energy gamma radiation in such systems undergo some form of decay) Artist’s rendering : Magnetic Fields Lines Around Black Hole June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 11
  • 12. Lattice Energy LLC W-L theory explains anomalies in LENRs Widom-Larsen theory of LENRs can: Explain absence of certain ‘normal’ nuclear products and abnormal proportions compared to what is known about D-D fusion reactions (as reported in original work of Pons & Fleischmann and thousands of other experiments since 1989) - according to W-L, this is because LENRs simply do not involve appreciable amounts of D-D or D-T fusion processes Explain insignificant production of dangerous long-lived radioactive isotopes (as reported in the original work of Pons & Fleischmann as well as thousands of other LENR experiments since 1989) Explain details of the mechanism for laser triggering of excess heat and transmutations in H or D LENR systems (as reported by Letts, Cravens, Violante, and McKubre) Calculate reaction rates that are in agreement with the range of rates (109 to 1016 cm2/sec) that have been observed in different types of LENR experimental systems (as reported by Miles, McKubre, Miley and others) Source of Graphic: Nature, 445, January 4, 2007 June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 12
  • 13. Lattice Energy LLC W-L theory also explains many other aspects of LENRs Widom-Larsen theory of LENRs also explains: Source of excess heat seen in D and H (heavy and light water) systems (e.g., Pons & Fleischmann, McKubre, Miley, Miles, Focardi et al.) 4He and 3He observed in D electrolytic systems (e.g., McKubre, Miles) Unusual 5-peak stable transmutation product mass spectra observed in H and D systems (e.g., Miley, Mizuno) Transmutation products frequently seen in H and D LENR systems (e.g., Miley, Mizuno, Iwamura, Violante, and many others) as well as in certain types of high-current exploding wire and vacuum diode experiments (US, UK, Russia - in experiments back as far as 1905) Variable fluxes of soft X-rays seen in some experiments (e.g., Violante, Karabut) Small fluxes of high-energy alpha particles observed in certain LENR systems (e.g., Lipson, 4, 2007 Source of Graphic: Nature, 445, January Karabut) June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 13
  • 14. Lattice Energy LLC Basics of W-L theory in condensed matter LENR systems Weak interaction processes are very important in LENRs No strong interaction fusion or 1. E-M radiation on metallic hydride surface heavy element fission occurring increases mass of surface plasmon electrons below, only weak interactions 2. Heavy-mass surface plasmon polariton 1. ~ (radiation) + e− → e − electrons ( ~ − ) react directly with surface e protons (p+) or deuterons (d+) to produce ultra ~ e − + p+ → n + ν low momentum (ULM) neutrons (nulm or 2nulm, 2. ulm e respectively) and an electron neutrino (νe) ~ e − + d + → 2nulm + ν e 3. Ultra low momentum neutrons (nulm) are captured by nearby atomic nuclei (Z, A) 3. nulm + (Z , A) → (Z , A + 1) representing some element with charge (Z) and Unstable or Stable atomic mass (A). ULM neutron absorption produces a heavier-mass isotope (Z, A+1) via transmutation. This new isotope (Z, A+1) may (Z , A + 1) → (Z + 1, A + 1) + e− +ν e itself be stable or unstable 4. Unstable Isotope New element – stable or unstable 4. Certain unstable isotopes β- decay, producing: transmuted element with increased charge Weak interaction β- decays (shown above), (Z+1), ~ same mass (A+1) as ‘parent’ nucleus; direct gamma conversion to infrared (not shown), and α decays (not shown) produce β- particle (e- ); and antineutrino (ν ) most excess heat observed in LENR systems e Artist’s rendering : Magnetic Fields Lines Around Black Hole June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 14
  • 15. Lattice Energy LLC Widom-Larsen extend collective effects to Standard Model Simple two-body collision shown ~ in Feynman diagram below: e − + p+ ⎯ ⎯→ n ulm + ν e Now add collective υe nulm rearrangements from photon uncharged condensed matter effects. It is particle not just a two body collision !!! W- Many body surface ‘patch’ of collectively oscillating protons (p+) boson ~− e p+ charged particles Surface ‘sea’ of collectively oscillating SPP electrons (e-) June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 15
  • 16. Lattice Energy LLC Collective many-body effects extremely important in LENRs Collective effects lie at the heart of W-L Surface Proton physics of condensed matter LENRs ‘Sea’ of SPP LENRs can occur at modest temperatures electrons and pressures in condensed matter because of collective electromagnetic When many electrons interact with a proton, only one electron may pierce into coupling (caused by a breakdown of the the proton’s inside. That electron dies. All Born-Oppenheimer approximation) that of the other electrons have but donated a occurs between two types of intrinsically little energy. The SPP plasma modes are collective oscillations found on metallic collective and in synchronization hydride surfaces: – Surface plasmon polariton (SPP) electrons (determine colors of metals) – Contiguous, coherent surface ‘patches’ of protons, deuterons, or tritons that can It is not difficult to throw a baseball at a form on H, D, or T ‘loaded’ hydrides target with an energy of 1023 electron volts, but one will not see any nuclear Such coupling helps create very high local transmutations. The electrical currents electric fields > 1011 V/m that can must be collective and the electrons renormalize masses of SPPs above must transfer energy coherently and all threshold for ULM neutron production Source of Graphic: Nature, 445, January 4, 2007 together to trigger nuclear effects June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 16
  • 17. Lattice Energy LLC Collective oscillations: surface plasmon polariton electrons Confined to surfaces and near-surface regions Surface plasmons (SPs) are a collective oscillation of free electron gas at optical frequencies. Exist on all metallic surfaces; some elements ‘fire-off’ SP excitations ‘easier’ than others (e.g., gold, silver) Surface Plasmon Polaritons (SPPs) are effectively quasiparticles resulting from strong coupling of electromagnetic waves with an electric or magnetic dipole-carrying excitation; under the right conditions, SPPs can couple with laser light Play very important role in Surface Enhanced Raman Spectroscopy (SERS) and plasmonics Extremely sensitive to the physical properties of substrate materials on which they propagate The rich dynamical behaviors, exquisite spatial Interact very strongly with nanoparticles located on sensitivity, and complex energetics of SPP electrons in and around ‘patches’ of hydrogenous ions found on the surfaces: changes in relative nanoparticle size, surfaces of ‘loaded’ metallic hydrides are in some ways composition, and placement geometry can create reminiscent of electrons involved in vastly lower-energy lower- ‘chemicurrents,’ which are fluxes of “ … fast (kinetic huge variations in local electric field strengths energy ~> 0.5 – 1.3 eV) metal electrons caused by moderately exothermic (1 - 3 eV) chemical reactions over high work function (4 – 6 eV) metal surfaces.” e.g., Pd Can be conceptualized as a collectively oscillating See: S. Maximoff and M. Head-Gordon, “Chemistry of Head- ‘film’ of of Graphic: Nature, 445, January the surface of metals Source electrons covering 4, 2007 fast electrons,” PNAS USA 106(28):11460-5, July 2009 106(28):11460- June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 17
  • 18. Lattice Energy LLC Collective oscillations: surface protons, deuterons, tritons Under proper conditions, micron-scale many-body ‘patches’ Chatzidimitriou- For example, C. A. Chatzidimitriou- Dreismann (Technical University of Berlin) et comprising many-body homogeneous collections of p+, d+, al. have published extensively on this subject or t+ ions will form spontaneously on the surfaces of for years. In particular, please see: hydrogen-‘loaded’ metals in various sizes at variable “Attosecond quantum entanglement in neutron Compton scattering from water in numbers of sites scattered at random across such surfaces the keV range” - 2007; can be found at http://arxiv.org/PS_cache/cond- http://arxiv.org/PS_cache/cond- Protons, deuterons, or tritons found within such many-body mat/pdf/0702/0702180v1.pdf ‘patches’ spontaneously oscillate coherently/collectively; “Several neutron Compton scattering (NCS) their quantum mechanical (QM) wave functions are experiments on liquid and solid samples containing protons or deuterons show a effectively ‘entangled’ with each other and w. SPP electrons striking anomaly, i.e. a shortfall in the intensity of energetic neutrons scattered by Unrelated to LENRs, researchers in other fields have the protons; cf. [1, 2, 3, 4]. E.g., neutrons colliding with water for just 100 − 500 detected the presence of such entangled many-body attoseconds (1 as = 10−18 s) will see a ratio of quantum systems using various techniques that include hydrogen to oxygen of roughly 1.5 to 1, instead of 2 to 1 corresponding to the neutron and electron Compton scattering experiments chemical formula H2O. … Recently this new effect has been independently confirmed by electron-proton Compton scattering (ECS) electron- Collective oscillation and effective QM entanglement of from a solid polymer [3, 4, 5]. The similarity protons and electrons is widespread in nature: e.g., from a of ECS and NCS results is striking because chemical perspective, water is simply H2O. However, when the two projectiles interact with protons via fundamentally different forces, i.e. the water molecules are ‘imaged’ with electron and deep electromagnetic and strong forces.” inelastic neutron Compton scattering techniques, one Also, J. D. Jost et al., “Entangled mechanical instead ‘sees’ H1.5O. Anomalously ‘fewer’ protons or oscillators” Nature 459 pp. 683 – 685 4 June 2009, in which “mechanical vibration of two deuterons are observed by such methods because of B-O ion pairs separated by a few hundred breakdownof Graphic: Nature, QMJanuary 4, 2007 Source and related 445, entanglement of particles micrometres is entangled in a quantum way.” June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 18
  • 19. Lattice Energy LLC Creation of ULM neutrons on loaded hydride surfaces - I Part of a longstanding Hydride forming elements, e.g., Palladium (Pd), Nickel mythology propagated by “cold fusion” promoters is (Ni), Titanium (Ti), etc. can be viewed as akin to metallic that Palladium (Pd) is a ‘sponges’ that can absorb significant amounts of uniquely suitable material for hydrogen isotopes in atom % via ‘loading’ mechanisms producing LENRs; that idea been shown to be false Analogous to loading a bone-dry sponge with H2O by A number of different hydride- hydride- gradually spilling droplets of water onto it, hydrogen forming metals have experimentally produced isotopes can actually be ‘loaded’ into hydride-forming substantial amounts of metals using different techniques, e.g., various levels of excess heat and nuclear DC electric currents, pressure gradients, etc. transmutations, including Nickel, Titanium, and Tungsten, among others Just prior to entering a metallic lattice, molecules of Another such myth is that hydrogen isotopes dissociate, become monatomic, and D/Pd LENR systems typically then ionize by donating their electrons to the metallic produce excess heat and He-4 He- electron ‘sea,’ thus becoming charged interstitial lattice whereas H/any-metal systems H/any- produce little heat, mostly protons (p+), deuterons (d+), or tritons (t+) in the process transmutations. An array of reported results demonstrate Once formed, ions of hydrogen isotopes migrate to and otherwise; e.g., the largest occupy specific interstitial structural sites in metallic excess heat flux ever reported came from an Italian H/Ni gas- gas- hydride bulk lattices; this is a material-specific property phase system in 1994 Artist’s rendering : Magnetic Fields Lines Around Black Hole June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 19
  • 20. Lattice Energy LLC Creation of ULM neutrons on loaded hydride surfaces - II When all available interstitial sites in the interior of a bulk lattice are occupied by hydrogenous ions, a metallic hydride is ‘fully loaded,’ i.e., saturated. At that point, a dynamic balance between loading and deloading begins (so-called “breathing” mode) during which some of those ions start ‘leaking back out’ of the bulk onto the surface. This localized deloading is a dynamic process, occurring in discrete, island-like, micron-scale surface ‘patches’ or ‘droplets’ (scattered randomly across the surface) comprised of many contiguous p+, d+, and/or t+ ions (or admixtures thereof) Homogeneous (limited % admixtures; large % destroy coherence) collections of p+, d+, or t+ found in many-body patches on loaded metallic hydride surfaces oscillate in unison, collectively and coherently; their QM wave functions are effectively ‘entangled.’ Such coherence has been demonstrated in many experiments involving deep inelastic neutron- and High electric fields electron-scattering measurements on loaded hydrides surrounding “nanorice” – Au coating on hematite core Electric fields surrounding Collective oscillations of hydrogenous ions in many-body surface patches “nanorice” – Au coating on hematite core set the stage for local breakdown of the Born-Oppenheimer approximation; this enables loose electromagnetic coupling between p+, d+, or t+ ions located in patches and nearby ‘covering’ surface plasmon polariton (SPP) See: A. Bushmaker et al., “Direct observation of electrons. B-O breakdown creates nuclear-strength local electric fields Born-Oppenheimer Born- (above 1011 V/m) in and around such patches. Effective masses of SPP approximation breakdown electrons (e-) exposed to intense local electric fields are thereby increased in carbon nanotubes” in (e-*), enabling neutron production via e-* + p+, e-* + d+, e-* + t+ reactions Nano Lett. 9 (2) pp. 607-611 607- above key isotope-specific threshold values for electric field strength Feb. 11, 2009 June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 20
  • 21. Lattice Energy LLC Why are LENR neutrons on surfaces ultra low momentum? Technically detailed answer – adapted from S-W-L ACS 2009 “Primer” paper In condensed matter LENRs the many-body ‘system’ of collective interaction is a surface ‘patch’ of Np collectively oscillating protons that are electromagnetically coupled to many nearby collectively oscillating SPP electrons Ne via local breakdown of the Born-Oppenheimer approximation. After SPP electron mass renormalization and neutron production via the weak interaction occur, the final state of such localized systems contains (Np − 1) protons, (Ne – 1) SPP electrons and according to the W-L theory, one freshly produced neutron. Such a system’s final state might be naively pictured as containing an isolated free neutron at roughly thermal energies with a DeBroglie wavelength λ of ~2 Angstroms (2 x 10-8 cm) - typical for thermalized free neutrons in condensed matter. Here that is not the case: in a many-body collective system’s final state, a particular proton, say number k, has been converted to a neutron. The resulting many-body state together with all the unconverted protons may be denoted by the neutron localized k 〉 . However, neutrons produced by a many-body collective system are not created in a simple state. Wave functions of such a neutron in a many-body patch of Np identical protons is in fact a superposition of many Np localized states, best described by a delocalized band state: N ψ 〉 ≈ N ∑ k 1 p k =1 Thus, the DeBroglie wavelength λ of ULM neutrons produced by a condensed matter collective system must be comparable to the spatial dimensions of many-proton surface ‘patches’ in which they were produced. Wavelengths of such neutrons can be on the order of λ ≈ 3 x 10-3 cm or more; ultra low momentum of collectively created neutrons follows directly from the DeBroglie relation: h 2π h h p= = = λ λ D June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 21
  • 22. Lattice Energy LLC Local capture of ULM neutrons on loaded hydride surfaces Ultra low momentum Unlike energetic neutrons produced in most nuclear neutrons have enormous reactions, collectively produced LENR neutrons are absorption cross-sections on cross- effectively ‘standing still’ at the moment of their creation in 1/v isotopes. For example, condensed matter. Since they are vastly below thermal Lattice has estimated ULMN energies (ultra low momentum), ULM neutrons have huge fission capture cross-section cross- DeBroglie wavelengths and commensurately large capture on U-235 @ ~1 million barns U- cross-sections on any nearby nuclei; virtually all will be and on Pu-239 @ 49,000 Pu- locally absorbed; not detectable as ‘free’ neutrons barns (b), vs. ~586 b and ~752 b, respectively, for For the vast majority of stable and unstable isotopes, their neutrons @ thermal neutron capture cross-section (relative to measurements energies. A neutron capture of cross-sections at thermal energies where v = 2,200 expert recently estimated ULMN capture on He-4 @ He- m/sec and the DeBroglie wavelength is ~ 2 Angstroms) is ~20,000 b vs. value of <1 b directly related to ~1/v, where v is velocity of a neutron in for thermal neutrons m/sec. Since v is extremely small for ULM neutrons, their capture cross-sections on atomic nuclei will therefore be By comparison, the highest correspondingly large. After being collectively created, known thermal capture cross virtually all ULMNs will be locally absorbed before any section for any stable scattering on lattice atoms can elevate them to thermal isotope is Gadolinium-157 @ Gadolinium- ~49,000 b. The highest kinetic energies; per S. Lamoreaux (Yale) thermalization measured cross-section for cross- would require ~0.1 to 0.2 msec, i.e. 10-4 sec., a long time on any unstable isotope is typical 10-16 – 10-19 sec. time-scale of nuclear reactions rendering Xenon-135 @Lines Around Black Hole Artist’s Xenon- Fields ~2.7 million b : Magnetic June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 22
  • 23. Lattice Energy LLC What suppresses gamma ray emissions in LENR systems? SPP electron masses are substantially increased by high local electric fields in and around ‘patches’ of “In certain non-equilibrium non- collectively oscillating protons, deuterons, or tritons metallic hydride systems, surface heavy electrons play a dual role in Surface ‘patches’ of heavy-mass SPP electrons exhibit: allowing both Eqs. (49) for - No heavy electron photoelectric effect – heavy SPP electrons are all catalyzing LENR and Eq. (50) for conduction electrons. They do not occupy bound core states because their because absorbing the resulting hard energy is much too high. Incident energetic gamma photons < ~10 MeV prompt photons. Thus, the heavy coming from any direction cannot forcibly eject them from a ‘patch’ ‘patch’ surface electrons can act as a - Anomalously high local surface electrical conductivity – this anomaly gamma ray shield.” occurs as the threshold proton (or deuteron or triton) density for neutron- for neutron- catalyzed LENRs is approached (this would be very difficult to observe) observe) “… prompt hard gamma photons - Compton scattering from heavy SPP electrons - when a hard gamma get absorbed within less than a photon is scattered from a heavy electron, the final state of the radiation the nanometer from the place wherein field consists of many very ‘soft’ photons. Conserving energy, a single high they were first created.” W-L, W- energy gamma photon can be converted directly into many lower-energy lower- 2005 (from paper below) infrared photons, sometimes with a small ‘tail’ in soft X-rays (this ‘tail’ has X- occasionally been observed experimentally, e.g., Violante, Karabut ) Karabut See: “Absorption of Nuclear - Creation of heavy SPP electron-hole pairs – in LENR systems, energy electron- Gamma Radiation by Heavy differences between electron states in heavy electron conduction states Electrons on Metallic Hydride increase “particle-hole” energy spreads up into the MeV range. Normally, “particle- Surfaces” arXiv:cond- arXiv:cond- metals have particle-hole energy spreads in the eV range near the Fermi particle- surface, so they are relatively transparent to gamma rays. Unusually large Unusually mat/0509269 Widom and Larsen energy spreads are what enable gamma absorption in LENR systems June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 23
  • 24. Lattice Energy LLC Why do LENRs create few long-lived radioactive isotopes? In comparison to fusion and fission, LENR systems typically emit While extensions of otherwise short particles and photons at much lower energies and produce end-product end- half-lives have never been directly half- nuclei that comprise mostly stable isotopes; this distinguishing feature observed in LENR systems, there are many theoretical/experimental of LENRs has been observed in thousands of experiments since 1989 1989 papers about atomic-environmental atomic- density-of-states effects that can density- of- This happens partly because weak interactions are prominent in LENRs: LENRs: alter effective half-lives of nuclei. half- intermediate excited reaction products’ ‘excess’ available energy can energy Opposite retardation of continuum- continuum- readily be ‘bled-off’ and rapidly carried away from ‘patch’ reaction sites in ‘bled- state decay that likely occurs in the form of MeV-energy neutrino photons, which interact very little with MeV- LENR systems, published work mainly covers decreasing half-lives half- ordinary local matter and simply fly off into outer space at c of isotopes that decay via electron capture or weak interaction β Under nonequilibrium conditions in surface patches that are ‘cooked’ ‘cooked’ processes; this encompasses topics with large fluxes of ULM neutrons, over time, populations of unstable, unstable, such as bound-state beta-decay bound- beta- very neutron-rich ‘halo’ nuclei will tend to build-up; they will continue to neutron- build- (which even applies to neutrons): capture ULMNs as long as the Q-values are favorable (capture gammas Q- “Theory of bound-state beta decay,” J. bound- are converted into infrared by heavy electrons). This happens because because Bahcall, Physical Review 124 pp. 495 1961 their half-lives are likely to be much longer than those of isolated nuclei if half- “Half-life measurement of the bound-state “Half- bound- they are unable to emit β- electrons or shed neutrons (Fermions) into beta decay of 187Re75+,” Nuclear Physics A621 pp. 297c 1997 (in this remarkable experiment unoccupied states in the local continuum. Thus, in ‘patches’ otherwise otherwise the measured half-life of fully-ionized 187-Re half- fully- 187- - short β or n decay half-lives ranging from milliseconds to a few days half- decreases from 4.4 x 1010 years to ~33 years) may be temporarily increased (very difficult to measure experimentally) experimentally) “Electron-capture decay rate of 7Be “Electron- encapsulated in C60 cages”, T. Ohtsuki, K. Hirose, and K. Ohno, J. Nuclear and When nonequilibrium energy inputs creating large numbers of heavy heavy Radiochemical Sciences 8 pp. A1 2007 electrons and ULM neutrons cease (e.g., electric current going into an into “Observation of the acceleration by an LENR electrolytic cell is turned-off completely), large numbers of turned- electromagnetic field of nuclear beta decay”, unoccupied local states begin opening-up. This will trigger serial opening- H. R. Reiss, EPL 81 42001 2008 cascades of fast beta decays from neutron-rich into stable isotopes; few neutron- “Continuum-state and bound-state β- decay “Continuum- bound- long-lived radioisotopes would remain after such a process ended long- Artist’s rendering : Magnetic Fields Lines Around Black Hole rates of the neutron,” M. Faber et al., arXiv:0906.0959v1 [hep-ph] 4 June 2009 [hep- June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 24
  • 25. Lattice Energy LLC Where does ‘excess heat’ come from in LENR systems? In LENRs, ‘excess heat’ is generally measured “There’s no such thing calorimetrically; where does such heat come from? as a free lunch.” Milton Friedman, famous LENRs do not involve “free energy.” There is a ‘cost’ Nobel prize winning in the form of input energy needed to create neutrons economist, 1975 that release nuclear binding energy from ‘fuel’ nuclei Depending on whether Produced ULM neutrons act as catalytic ‘matches’ hydrogen or deuterium is needed to ‘light the logs’ of ‘fuel’ nuclei, releasing used as a ‘base fuel’ to nuclear binding energy stored in those ‘logs’ since create ULM neutrons, it they were created in stars many billions of years ago ‘costs’ either 0.78 or 0.39 MeV to produce a single Excess heat measured in LENR systems comes from: ULM neutron – Energetic charged particles (e.g., alphas, betas, Depending on exactly protons, deuterons, tritons) ‘banging into’ the nearby which ‘target’ nucleus environment, heating it by transferring kinetic energy serves as fuel, a single ULM neutron can be – Direct conversion of gamma photons into infrared used to release up to ~20 photons which are then absorbed by nearby matter MeV in clean non-fission, Note: neutrino photons do not contribute to excess non-fusion nuclear heat; they bleed-off excess nuclear energy into space binding energy Artist’s rendering : Magnetic Fields Lines Around Black Hole June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 25
  • 26. Lattice Energy LLC No free lunch: input energy is required to initiate LENRs Input energy is required to create non-equilibrium conditions necessary for producing ULM neutrons (0.78 MeV/neutron for H; 0.39 for D; 0.26 for T); includes (can be used together): – Electrical currents (i.e., an electron ‘beam’) – Ion currents across the interface on which SPP electrons reside (i.e., an ion ‘beam’ that can be comprised of protons, deuterons, tritons, and/or other types of charged ions); one method used to input energy is by imposing a pressure gradient (Iwamura et al. 2002) – Coherent incident photon ‘beams’ (under the right conditions, SPP electrons can be directly excited with a laser that is ‘tuned’ to emit at certain wavelengths); discovered by Letts and Cravens (2002) – Magnetic fields at very, very high current densities In condensed matter LENR systems, input energy is mainly mediated by many-body SPP electron surface ‘films;' they function as a system ‘transducer’ that helps transfer or Surface Plasmon Fields Surface Plasmon Fields transport energy to and from ‘patches’ of H, D, orArtist’s rendering : Magnetic Fields LinesNanoparticles Hole T atoms Around Nanoparticles Around Around Black June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 26
  • 27. Lattice Energy LLC Publications on the Widom-Larsen theory of LENRs Since May 2005, we have publicly released “When a new truth enters seven papers on selected non-proprietary the world, the first stage of basic science aspects of this theory of LENRs: reaction to it is ridicule, “Ultra Low Momentum Neutron Catalyzed Nuclear Reactions on the second stage is violent Metallic Hydride Surfaces”, Eur. Phys. J. C 46, 107 (2006 – arXiv Surfaces” opposition, and in the third in May 2005) Widom and Larsen stage, that truth comes to “Absorption of Nuclear Gamma Radiation by Heavy Electrons on be regarded as self- Metallic Hydride Surfaces” arXiv:cond-mat/0509269 (Sept 2005) Surfaces” arXiv:cond- Widom and Larsen evident.” - Arthur Schopenhauer, 1800s “Nuclear Abundances in Metallic Hydride Electrodes of Electrolytic Chemical Cells” arXiv:cond-mat/0602472 (Feb 2006) Cells” arXiv:cond- Widom and Larsen “[New] Theories have four “Theoretical Standard Model Rates of Proton to Neutron stages of acceptance: Conversions Near Metallic Hydride Surfaces” arXiv:nucl- Surfaces” arXiv:nucl- i) this is worthless th/0608059v2 (Sep 2007) Widom and Larsen nonsense; “Energetic Electrons and Nuclear Transmutations in Exploding ii) this is an interesting, Wires” arXiv:nucl-th/0709.1222 (Sept 2007) Widom, Srivastava, Wires” arXiv:nucl- and Larsen but perverse, point of view. iii) this is true but quite “High Energy Particles in the Solar Corona” arXiv:nucl- Corona” arXiv:nucl- th/0804.2647 (April 2008) Widom, Srivastava, and Larsen unimportant. iv) I always said so.” “A Primer for Electro-Weak Induced Low Energy Nuclear Electro- Reactions” arXiv:gen-ph/0810.0159v1 (Oct 2008) Srivastava, Reactions” arXiv:gen- - J.B.S. Haldane, 1963 Widom, of Graphic: Nature, 445,LENR Sourcebook 2009 – in press) Source and Larsen (ACS January 4, 2007 June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 27
  • 28. Lattice Energy LLC Commercializing a Next-Generation Source of Safe Nuclear Energy Experimental evidence in context of theory June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 28
  • 29. Lattice Energy LLC Brief recap of status of LENR experimental anomalies Calorimetrically measured macroscopic excess heat effects – still strongly questioned by the skeptics because no one has created a macroscopic LENR device that can reliably “boil a cup of tea” yet Production of gaseous helium isotopes – rarely measured lately due to expense and limited funding for such difficult measurements Production of modest fluxes of MeV-energy α particles and protons – presently measured by many researchers with CR-39 chips; however, only a few of them have utilized the most rigorous analytical protocols that can measure approximate energies and discriminate between different types of energetic charged particles Production of a broad array of different types of nuclear transmutation products – reported in ICCF conference proceedings by many LENR researchers. Since it is difficult for skeptics to argue with such data on a factual basis, they simply sidestep the evidence or just ignore it. Doubters still try to invoke ‘external contamination’ red herring with little or no substantive justification :for –doing Lines Around Black Hole so Artist’s rendering black hole magnetic fields Artist’s rendering Magnetic Fields June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 29
  • 30. Lattice Energy LLC Further discussion of LENR excess heat measurements Properly done calorimetry measures the sum Calorimetrically measured, device- total net amount of heat being produced, if any, level macroscopic ‘excess heat’ is at in a given enclosed system over time. Such heat best indirect evidence for nuclear can be created by a variety of different physical processes, both chemical and/or nuclear. As effects in LENRs; heat production all such, calorimetry is a relatively crude by itself does not ‘prove’ a nuclear macroscopic ‘thermodynamic’ measurement that origin for any observed heat says little about underlying mechanisms One must argue that measured “It is our view that there can be little doubt that one ‘excess’ macroscopic heat is so large must invoke nuclear processes to account for the magnitudes of the enthalpy releases, although the that it greatly exceeds what could nature of these processes is an open question at typically be produced by prosaic this stage.” chemical reactions - Fleischmann et al., J. Electroanal. Chem., 287 p. 293 Electroanal. Chem., 1990 Circa 2009, excess heat produced by Largest amount and duration of excess heat ever calorimetrically measured in an LENR experimental LENR devices in highly successful system, 44 Watts for 24 days (~ 90 Megajoules) experiments (still generally << 1 – 2 occurred in a Nickel-Light Hydrogen gas-phase Nickel- gas- Watts) remains small relative to total system at the University of Siena in Italy in 1994. input power. This is not enough to Published in a respected refereed journal, the then inexplicable, spectacular results were ignored by “boil tea,” so some skeptics continue everyone. This particular experimental device most to contend that most reports of LENR certainly would have “boiled tea” for the skeptics excess heat are erroneous - See Focardi et al.,:Il Nuovo Cimento., 107 Around Black Hole Artist’s rendering Magnetic Fields Lines pp. 163 1994 Cimento., June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 30
  • 31. Lattice Energy LLC Further discussion of gaseous Helium-4 measurements Well accepted ‘normal’ D-D fusion reactions Detection of significant gaseous He-4 produce products in three branches with production, unquestionably a nuclear ~1:1 ratio between #1 and #2: product, provides excellent evidence #1 [~ 50 %] d +d→ t + p that LENRs are the result of some #2 [~ 50 %] d + d → 23He + n type of nuclear process d + d → 2 He + γ radiation #3 [~ 10-5 %] 4 However, the devil is in the details … Contrary to mainstream physicists, “cold fusion” researchers simply assume that He-4 While He-4 (= α) can be produced by production observed in certain electrolytic fusion reactions, it can also easily be experiments only occurs via branch #3 of the produced in other nuclear reactions, D-D fusion reaction. They then ‘wave away’ including minor alternative branches gamma emission issue and ignore possibility of neutron captures and various that He-4 can also be produced via neutron alpha (α) particle decays, e.g., Be-8 capture on lithium isotopes present in LiOD found in electrolytes of same experiments: Thus, simply detecting gaseous He-4 production in an LENR experiment does not say exactly which nuclear process(es) actually took place in it June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 31
  • 32. Lattice Energy LLC Helium-4 can be produced by a variety of nuclear reactions In LENR experiments, He-4 could be produced by a variety of nuclear reactions and decays besides fusion and Be-8 α-decay: σ(n,α) = total cross-section for α decay with the capture of a single neutron by a given isotope cross- D-D fusion Li-6 + ULM neutron Available neutron ‘pool’ Per W-L, little or no fusion is W- Alternate neutron taking place in LENR systems capture channel Per W-L: tritons can be converted W- 6Li σ(n,α) = 9.4 x 102 b σ( H-3 back into ‘pool’ neutrons via the Alternate minor α decay (Tritium) weak interaction: e* + t => 3n + νe 3n channels: channels: or β- decay ~2% of B-12 He-3 decays via (n,α) He-4 + ULM neutron Li-8 can also (α particle) decay via (n,α) Alternate neutron capture channel 10 B σ(n,α) = 3.8 x 103 b σ( Li-7 Be-8 (α-decay) B-10 Per W-L, this can happen at Many isotopes have minor Unstable isotopes of + high rates using Li as a ‘fuel’ – (n,α) decay channels w. tiny elements with atomic ULM neutron cross sections (mb or less) number > 83 commonly please see reaction sequence that emit at least one α emission, decay via α emission, e.g., ~3% of B-11 decays beginning with Li-6 on Slide #31 Pd- particle, e.g., Pd-105 Th-232, U-238, Am-241 Th- 232, 238, Am- to Li-7 via (n,α) Li- (n Presence of He-4 all by itself does not tell us exactly what happened June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 32
  • 33. Lattice Energy LLC Pons & Fleischmann measured Helium-4 back in 1989 P&F’s claimed gaseous Helium-4 measurements in Pd/LiOD At the April 17, 1989, news cells were questioned by other scientists, e.g. Lewis conference, “Pons announced a new piece of supporting evidence: P&F’s He-4 claim was subsequently retracted because of mass spectroscopy of the gases intense pressure from Prof. Nathan Lewis (Caltech), who evolving from a working fusion cell contended that P&F had merely measured He-4 present in revealed the presence of 4He in laboratory air. The logic behind Lewis’ criticism was that: (1) if quantities consistent with the the reaction D + D -> He-4 + gamma radiation (somehow reported energy production, if all deuteron-deuteron fusions produce deuteron- transformed into excess heat) were assumed to be correct ; 4He rather than tritium and a proton then (2) Pons’ mass spectrometer was not sensitive enough or 3He and a [energetic] neutron.” to detect the amount of He-4 that would be produced in a P&F - Nature News 338 pp. 691 1989 cell that was generating 0.5 Watts of excess heat Since according to the Widom-Larsen theory of LENRs D-D “Our cold fusion experiments show a correlation between the generation fusion was very likely not taking place in their experiments, of excess heat and power and the Lewis’ criticism was in error. In retrospect, P&F’s He-4 production of He, established in the measurement was probably a correct observation absence of outside contamination. This correlation in the palladium/D2O From 1989 through early 2000s, other LENR researchers (e.g., system provides strong evidence McKubre at SRI and Miles at USN-China Lake) made improved, that nuclear processes are occurring very well documented measurements of He-4 production, in these electrolytic experiments. mostly in LENR heavy water LiOD Pd-cathode electrolytic The major gaseous fusion product in cells. They demonstrated rough correlations between He-4 D2O + LiOD is He-4 rather than He-3.” He- He- and excess heat production; however, their estimates of B. Bush and J. Lagowski, J. Electroanal. Lagowski, Electroanal. Source of Graphic: Nature, 445, January 4, 2007 Chem. 304 pp. 271 – 278 1991 energy in MeV per He-4 atom were inaccurate June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 33
  • 34. Lattice Energy LLC Further discussion of LENR charged particle measurements Measurements of charged particle production and 2001 - 2002: A. Lipson (RAS – Moscow) et al. their energy spectra can provide direct evidence for report unambiguous detection of small fluxes nuclear phenomena, especially if measured particle of ~1.7 MeV protons and 13.5 + 2.5 MeV α energies exceed an MeV (which cannot possibly be particles using CR-39 plastic detectors in P-F the result of purely chemical mechanisms in the eV type H2SO4 light water electrolytic cells with range). Commonly detected and measured heavy thin-film Pd/Ni cathodes; clear evidence for charged particles typically include protons, nuclear processes taking place in system deuterons, tritons, and/or alphas (He-4 nuclei). Light (He- (Lattice-supported work; used very rigorous beta particles are almost never measured during measurement protocols to measure energies) LENR experiments, since ~80 – 90% of them involve 2002 - 2003: using CR-39 detectors, small fluxes aqueous electrolytic cells in which energetic of MeV-energy protons and α particles with electrons are very rapidly attenuated in water roughly the same energies were also observed Several different types of well-accepted, proven well- by Lipson, Karabut, and others in a number of measurement techniques can be used to measure very different types of LENR experiments that charged particles, including various types of solid- solid- included Ti -D2O glow discharge cells, laser state electronic detectors and CR-39 solid plastic CR- irradiation of TiDx and TiHx targets, and detectors (which inherently integrate particle counts controlled deuterium desorption from over time and can be used in electrolytic systems Pd/PdO:Dx heterostuctures which are often unsuitable for electronic detectors) 2003 – 2009: many more LENR researchers During the past 8 years, plastic CR-39 detectors have CR- began to measure and report charged particles, become popular among LENR researchers because mostly using CR-39 chips. Most notable effort of their low cost, ‘built in’ count integration (which is was at USN SPAWAR using electrolytic Pd-D2O helpful for measuring small fluxes of particles), and co-deposition; published results in ease of integration into various types of experimental Naturwissenschaften. Unfortunately, SPAWAR systems. However, most LENR researchers do not and other LENR groups did not use protocols utilize the much more rigorous protocols that are Artist’s rendering – black hole magnetic fields that can measure energies and characterize required to measure energies, accurately ‘score’ pits, Artist’s rendering : Magnetic Fields Lines Around Black Hole particles, i.e. protons vs. alphas and characterize particles June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 34
  • 35. Lattice Energy LLC Further discussion of LENR transmutation measurements 1989 to mid-1990s: reliable reports of nuclear While qualitative and quantitative transmutations seen in LENR experiments began measurements of elements/isotopes in to surface in the early 1990s; this work was done samples obtained from LENR experiments by researchers in Russia, Italy, U.S. (Bockris, (e.g., metallic cathodes in electrolytic cells) Dash), India, Japan (Mizuno, Ohmori) requires specialized analytical skills and lab Circa mid-1990s: Miley (US) observed a equipment that can be quite expensive, done distinctive 5-peak mass spectrum of stable properly it provides extremely powerful transmutation products comprising a wide evidence for reality of LENR nuclear effects. variety of elements not initially present in light Production of new elements that were not water electrolytic cells. Mizuno subsequently previously present in an experimental system, observed very similar multi-peak mass spectrum, and/or significant changes in isotopic ratios only in heavy water LENR electrolytic cells. Such from natural abundances, simply cannot be the results were inexplicable at the time result of prosaic chemical processes 2002: at ICCF-9 in Beijing, China, Iwamura et al. (Mitsubishi Heavy Industries, Japan) report on Well-accepted, uncontroversial techniques and Well- very expensive, carefully executed experiments equipment used for detecting and measuring demonstrating transmutation of selected ‘target’ transmutation products in LENR experiments elements to other elements: results clearly include, for example: inductively coupled showed that Cs was transmuted to Pr and Sr plasma-mass spectroscopy (ICP-MS); plasma- (ICP- was transmuted to Mo by some means secondary ion mass spectroscopy (SIMS); neutron activation analysis (NAA); scanning 2002 – 2009: using a variety of different analytical electron microscopes (SEM) integrated with techniques, progressively greater numbers of LENR researchers located all over the world energy dispersive X-ray spectrometers (EDX); X- began to measure and report reliable and X-ray photoelectron spectroscopy (XPS), X- Artist’s rendering – black hole magnetic fields observations of LENR transmutation products among others. All have various pros and cons Artist’s rendering : Magnetic Fields Lines Around Black Hole June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 35
  • 36. Lattice Energy LLC LENR-related transmutation measurements predate 1989 Early 1900s: from about 1905 - 1927 some of the most See: J. J. Thomson (who discovered the famous people in British science (J.J. Thomson, Ramsay, electron in 1897), “On the appearance of etc.) published a number of experimental reports in Helium and Neon in Vacuum tubes,” premier refereed journals, e.g., Nature, Proceedings of the where he says, “At the last meeting of Royal Society, of what were with today's knowledge and Society the Chemical society, William Ramsay … describes some experiments which the W-L theory, clearly nuclear transmutation anomalies they regard as proving the that were observed during a variety of different types of transmutation of other elements into electrical discharge experiments Helium and Neon …” Nature 90 pp. 645 - 647 1913 1922: Wendt and Irion, chemists at the University of "The energy produced by breaking Chicago, reported results of experiments consisting of down the atom is a very poor kind of exploding tungsten wires with a very large current pulse thing. Anyone who expects a source of under a vacuum inside of flexible sealed glass 'bulbs.' power from the transformations of these atoms is talking moonshine." Controversy erupted when they claimed to observe -Ernest Rutherford, 1933 anomalous helium inside sealed bulbs after the tungsten wires were exploded, suggesting that transmutation of More recently: “Energetic Electrons and hydrogen into helium had somehow occurred during the Nuclear Transmutations in Exploding "disintegration of tungsten." Their article in Amer. Chem. Wires” in which we state that, “It is Soc. 44 (1922) triggered a response from the scientific presently clear that nuclear transmutations can occur under a much establishment in the form of a negative critique of Wendt wider range of physical conditions than and Irion's work by Sir Ernest Rutherford that promptly was heretofore thought possible,” published in Nature 109 pp. 418 (1922). We have since arXiv:nucl-th/0709.1222 Widom, arXiv:nucl- Srivastava, and black hole2007 Artist’s rendering – Larsen magnetic fields determined that Rutherford was wrong – see preprint Artist’s rendering : Magnetic Fields Lines Around Black Hole June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 36
  • 37. Lattice Energy LLC Any strong experimental evidence for fusion in LENRs? Answer: no P&F’s hypothesis of “cold” D-D fusion immediately ran Well accepted ‘normal’ D-D into trouble in 1989 because, although Helium-4 was fusion reactions produce detected, none of the other ‘normal’ products of D-D products in three branches fusion were observed in the amounts and proportions with ~ 1:1 ratio between 1-2: that would be expected based on 50 years of study on #1 [~ 50 %] d +d→ t +p nuclear fusion reactions by thousands of scientists #2 [~ 50 %] d + d → He + n 3 2 d + d → 2 He + γ radiation #3 [~ 10-5 %] 4 From 1989 through early 2000s, subsequent LENR researchers (e.g., McKubre et al. at SRI and Miles at As of 2009, there is still no USN-China Lake) continued to improve and correlate believable experimental measurements of Pd-D loading, He-4, and excess heat. evidence or theoretical Despite all such efforts, “cold fusion” proponents have support for the idea that the never been able to demonstrate large fluxes of tritium, branching ratios of the D-D protons, He-3, neutrons, and/or gamma radiation that fusion reaction change would be directly commensurate with measured excess appreciably at low energies heat according to well-accepted knowledge about the three known branches of the D-D fusion reaction As of 2009, “cold fusion” theories have not achieved To address this issue, some LENR theorists (e.g., any significant degree of Hagelstein, Chubbs, etc.) developed ad hoc theories of acceptance amongst “cold fusion” invoking questionable ‘new physics’ to members of the mainstream explain discrepancy with known D-D branching ratios nuclear physics community Artist’s rendering : Magnetic Fields Lines Around Black Hole June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 37
  • 38. Lattice Energy LLC Any strong experimental evidence for fission in LENRs? Answer: no Since heavy fissile nuclei like Uranium-235, Fission product spectra of isotopes U-235, Pu-239 U- Pu- Uranium-233, and Plutonium-239 never fission into two fragments at exactly the same place every time, neutron-catalyzed nuclear fission processes usually produce complex mixtures of nuclear transmutation products that form a characteristic two-peak “fission spectrum” of isotopic products statistically centered on the ‘average’ mass of each fission fragment Two-peak product mass spectra are unique Miley’s anomalous transmutation product spectra ‘fingerprints’ of heavy element nuclear fission P roduction R ate vs. M ass N um ber Researchers have never observed two-peak 2 0/4 0 * 3 8/7 6* A /X * = fission center po int m ass/co m p lex nucleus m ass product spectra in any LENR experiments, nor 97 /19 4* Pro du ct C o n to u r have large fluxes of MeV-energy neutrons or 1 55 /3 10 * Prod. Rate, atoms/cc/sec gammas ever been reported in LENR systems However, in 1990s Miley and Mizuno reported 6 RUNS reliable measurements of anomalous 5-peak product spectra in different LENR experiments Artist’s rendering : Magnetic Fields Lines Around Black Hole M ass N u m ber A June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 38
  • 39. Lattice Energy LLC Any experimental evidence for other nuclear processes? Answer: yes, for neutron production/capture and α and/or β decays Question: Let us assume that a hypothetical LENR experiment begins with some array of stable isotopes, say on the surface of a Pd cathode in a LiOD electrolytic cell. Then, post-experiment mass spectroscopy reveals the presence of new elements and/or changed isotope ratios on the cathode surface that were not present when the experiment began; i.e., transmutation products are observed. If such data were correct, i.e., it was not contamination, then what could have happened to initially stable isotopes that caused nuclear transmutations to occur? Comment: If fusion and heavy element fission processes are not responsible for creating observed transmutation products, then only a limited number of other possibilities are reasonable explanations: neutron production/capture process(es); and/or weak interaction process(es); and/or α / β- decays of unstable isotopes Answer and more questions: absorption of neutrons by stable isotopes of elements can create new stable isotopes (which may alter a given element’s ‘normal’ isotopic ratios) or, create unstable isotopes that undergo beta decay producing higher- atomic-number (i.e., higher Z) elements as transmutation products; those are well known phenomena. However, what sort of process is capable of creating large fluxes of neutrons that can be captured and cause transmutations in LENR systems? Then why aren't fluxes of energetic neutrons ever detected? Why aren’t MeV-energy gammas from beta decays and/or neutron captures ever observed? Fields Lines Around Black Hole Artist’s rendering : Magnetic June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 39
  • 40. Lattice Energy LLC Why are transmutations important? What do they tell us? Measurement of nuclear products provides crucial technical information Measurements of transmutation products, so called “nuclear ash,” if reliably observed upon the conclusion of an LENR experiment, are important because they indicate that new chemical elements have somehow been produced and/or isotopic ratios of some elements previously present have been significantly altered. This provides important evidence that LENRs involve nuclear processes because: Prosaic chemical processes cannot cause transmutations Several types of well understood nuclear processes can readily produce transmutation products: strong interaction fusion reactions (e.g., D-D or D-T); strong interaction fission (e.g., fissile isotopes U- 235 or Pu-239); neutron captures on nuclei that produce new elements or isotopes; α and/or β decays; and/or weak interaction neutron production via e + p -> 1n + υe, e + d -> 2n + υe, e + t -> 3n + υe Accurate detection and analysis of whatever types of transmutation products may be produced during an LENR experiment can potentially allow one to determine exactly which type(s) nuclear process(es) occurred and the reaction(s) that created the products June 25, 2009 Copyright 2009 Lattice Energy LLC All Rights Reserved 40