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Federal Regulations: Authorization,
Complaints, & Last Day of Attendance
     ACCESS: Association of Christian
          Distance Education
              March 29 2012
Russ Poulin
  Deputy Director,
Research & Analysis
rpoulin@wiche.edu



                      wcet.wiche.edu
Today’s Agenda

•   WCET
•   State Authorization
•   Student Complaint Process
•   Last Day of Attendance

• QUESTIONS?


                                wcet.wiche.edu
WICHE Cooperative for Educational Technologies

   WCET accelerates the adoption of effective
  practices and policies, advancing excellence in
  technology-enhanced teaching and learning in
                higher education.

             http://wcet.wiche.edu
                                         wcet.wiche.edu
The Federal Regulation:
Chapter 34, § 600.9(c)




                http://morguefile.com/archive/display/63263   wcet.wiche.edu
The Federal Regulation:
Chapter 34, § 600.9(c)

“If an institution is offering postsecondary
   education through distance or correspondence
   education in a State in which it is not physically
   located, the institution must meet any State
   requirements for it to be legally offering
   distance or correspondence education in that
   State. An institution must be able to document
   upon request from the Department that it has
   such State approval.” e-CFR: http://tinyurl.com/47vxesx
                                                 wcet.wiche.edu
The Federal Regulation:
Timeline

“…the Department will not initiate any action to
  establish repayment liabilities or limit student
  eligibility for distance education activities
  undertaken before July 1,2014, so long as the
  institution is making good faith efforts to
  identify and obtain necessary State
  authorizations before that date.”

            http://wcet.wiche.edu/wcet/docs/state-approval/GEN-11-11.pdf

                                                                 wcet.wiche.edu
The Federal Regulation:
“Good Faith” Efforts

“…include any one or more of the following items:
• Documentation that an institution is developing a
  distance education management process for tracking
  students' place of residence when engaged in
  distance education.
• Documentation that an institution has contacted a
  State directly to discuss programs the institution is
  providing to students in that State to determine
  whether authorization is needed.”
             http://wcet.wiche.edu/wcet/docs/state-approval/GEN-11-11.pdf

                                                                  wcet.wiche.edu
The Federal Regulation:
“Good Faith” Efforts (continued)

• An application to a State, even if it is not yet
  approved.
• Documentation from a State that an “application is
  pending.”




              http://wcet.wiche.edu/wcet/docs/state-approval/GEN-11-11.pdf

                                                                   wcet.wiche.edu
The Federal Regulation:
“Good Faith” Efforts (continued)




  “Take the next step.”

              http://morguefile.com/archive/display/219233

                                                             wcet.wiche.edu
The Federal Regulation:
APSCU Lawsuit

On July 12, the District Court of the District of
 Columbia ruled:
  "The Court will vacate 34 C.F.R. § 600.9(c).”

Appeal was heard on
 February 21.

        https://ecf.dcd.uscourts.gov/cgi-bin/show_public_doc?2011cv0138-28, p. 35-39
        Photo: http://morguefile.com/archive/display/47686
                                                                     wcet.wiche.edu
The Federal Regulation:
HR 2117

On February 27, the US House of
 Representatives voted 303 – 114 to approve a
 bill to repeal the ‘state authorization’ and
 ‘credit hour’ regulations.




                                      wcet.wiche.edu
The State Regulations


The states’ regulations predated the federal
  regulation and remain in effect.

                                  They expect you to
                                  comply prior to serving
                                  students in each state.


        Photo: http://morguefile.com/archive/display/202563
                                                              wcet.wiche.edu
The State Regulations


State Higher Education Executive Officers’ Lists
http://www.sheeo.org/stateauth/stateauth-home.htm


                                  -State Reg. Offices
                                  -State Laws & Regulations
                                  -Complaint Processes
                                  -Coming: Trigger Matrix
        Photo: http://morguefile.com/archive/display/202563
                                                              wcet.wiche.edu
State Authorization Reciprocity Agreement


Presidents’ Forum/Council of State Governments
http://presidentsforum.excelsior.edu/projects/multi-state-reciprocity.html

• Developing model compact.
• Institution approved in “home” state.
• Approval recognized in partner states.
Regional Compacts (WICHE, SREB, MHEC,
  NEBHE) getting involved.

                                                                  wcet.wiche.edu
State Authorization
What Should You Do?

• Do you know where your students are?
• Research regulations and costs.
     http://wcet.wiche.edu/connect/state-approval
• What are others on your campus
   doing in other states?
• Inform your leadership.
• Be strategic in seeking approvals.

                                           wcet.wiche.edu
State Authorization
What Should You Do?

• Have your institution or system join WCET’s
  State Authorization Network…
      …details coming soon.
  • Institutions should work together.
  • Keep up with the latest news.
  • Ask questions of others going through the same
     processes.
http://wcet.wiche.edu/advance/state-authorization-network

                                                    wcet.wiche.edu
Student Complaint Processes
§ 668.43 (b) Institutional Information

“The institution must make available for review
  to any enrolled or prospective student upon
  request, a copy of the documents describing
  the institution's accreditation and its State,
  Federal, or tribal approval or licensing…”




                                          wcet.wiche.edu
Student Complaint Processes
§ 668.43 (b) Institutional Information

“The institution must also provide its students or
  prospective students with contact information
  for filing complaints with its accreditor and
  with its State approval or licensing entity and
  any other relevant State official or agency that
  would appropriately handle a student's
  complaint.”
Effective date: July 1, 2011
              e-CFR: http://tinyurl.com/7zqhdkn
                                                  wcet.wiche.edu
Last Day of Attendance

• Financial aid reimburse if a student withdraws
  without notification.
• Distance ed held to
  different standard.

• See background and
   Baker College audit:
http://wcet.wiche.edu/advance/financial-aid-and-distance-education


                                                               wcet.wiche.edu
Last Day of Attendance

(7)(i) “Academic attendance” and “attendance at
  an academically-related activity”—
• (A) Include, but are not limited to—
  • ( 1 ) Physically attending a class where there is an
    opportunity for direct interaction between the
    instructor and students;
  • ( 2 ) Submitting an academic assignment;
  • ( 3 ) Taking an exam, an interactive tutorial, or
    computer-assisted instruction;
                                                 wcet.wiche.edu
Last Day of Attendance

 • ( 4 ) Attending a study group that is assigned by the
   institution;
 • ( 5 ) Participating in an online discussion about
   academic matters; and
 • ( 6 ) Initiating contact with a faculty member to ask
   a question about the academic subject studied in
   the course; and



                                               wcet.wiche.edu
Last Day of Attendance

• (B) Do not include activities where a student
  may be present, but not academically
  engaged, such as—
  • ( 1 ) Living in institutional housing;
  • ( 2 ) Participating in the institution's meal plan;
  • ( 3 ) Logging into an online class without active
    participation; or
  • ( 4 ) Participating in academic counseling or
    advisement.
                    http://tinyurl.com/c6jhrbe
                                                  wcet.wiche.edu
QUESTIONS????
     Russ Poulin
  rpoulin@wiche.edu


http://wcet.wiche.edu/connect/state-approval

http://wcetblog.wordpress.com


                                               wcet.wiche.edu

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State Authorization

  • 1. Federal Regulations: Authorization, Complaints, & Last Day of Attendance ACCESS: Association of Christian Distance Education March 29 2012
  • 2. Russ Poulin Deputy Director, Research & Analysis rpoulin@wiche.edu wcet.wiche.edu
  • 3. Today’s Agenda • WCET • State Authorization • Student Complaint Process • Last Day of Attendance • QUESTIONS? wcet.wiche.edu
  • 4. WICHE Cooperative for Educational Technologies WCET accelerates the adoption of effective practices and policies, advancing excellence in technology-enhanced teaching and learning in higher education. http://wcet.wiche.edu wcet.wiche.edu
  • 5. The Federal Regulation: Chapter 34, § 600.9(c) http://morguefile.com/archive/display/63263 wcet.wiche.edu
  • 6. The Federal Regulation: Chapter 34, § 600.9(c) “If an institution is offering postsecondary education through distance or correspondence education in a State in which it is not physically located, the institution must meet any State requirements for it to be legally offering distance or correspondence education in that State. An institution must be able to document upon request from the Department that it has such State approval.” e-CFR: http://tinyurl.com/47vxesx wcet.wiche.edu
  • 7. The Federal Regulation: Timeline “…the Department will not initiate any action to establish repayment liabilities or limit student eligibility for distance education activities undertaken before July 1,2014, so long as the institution is making good faith efforts to identify and obtain necessary State authorizations before that date.” http://wcet.wiche.edu/wcet/docs/state-approval/GEN-11-11.pdf wcet.wiche.edu
  • 8. The Federal Regulation: “Good Faith” Efforts “…include any one or more of the following items: • Documentation that an institution is developing a distance education management process for tracking students' place of residence when engaged in distance education. • Documentation that an institution has contacted a State directly to discuss programs the institution is providing to students in that State to determine whether authorization is needed.” http://wcet.wiche.edu/wcet/docs/state-approval/GEN-11-11.pdf wcet.wiche.edu
  • 9. The Federal Regulation: “Good Faith” Efforts (continued) • An application to a State, even if it is not yet approved. • Documentation from a State that an “application is pending.” http://wcet.wiche.edu/wcet/docs/state-approval/GEN-11-11.pdf wcet.wiche.edu
  • 10. The Federal Regulation: “Good Faith” Efforts (continued) “Take the next step.” http://morguefile.com/archive/display/219233 wcet.wiche.edu
  • 11. The Federal Regulation: APSCU Lawsuit On July 12, the District Court of the District of Columbia ruled: "The Court will vacate 34 C.F.R. § 600.9(c).” Appeal was heard on February 21. https://ecf.dcd.uscourts.gov/cgi-bin/show_public_doc?2011cv0138-28, p. 35-39 Photo: http://morguefile.com/archive/display/47686 wcet.wiche.edu
  • 12. The Federal Regulation: HR 2117 On February 27, the US House of Representatives voted 303 – 114 to approve a bill to repeal the ‘state authorization’ and ‘credit hour’ regulations. wcet.wiche.edu
  • 13. The State Regulations The states’ regulations predated the federal regulation and remain in effect. They expect you to comply prior to serving students in each state. Photo: http://morguefile.com/archive/display/202563 wcet.wiche.edu
  • 14. The State Regulations State Higher Education Executive Officers’ Lists http://www.sheeo.org/stateauth/stateauth-home.htm -State Reg. Offices -State Laws & Regulations -Complaint Processes -Coming: Trigger Matrix Photo: http://morguefile.com/archive/display/202563 wcet.wiche.edu
  • 15. State Authorization Reciprocity Agreement Presidents’ Forum/Council of State Governments http://presidentsforum.excelsior.edu/projects/multi-state-reciprocity.html • Developing model compact. • Institution approved in “home” state. • Approval recognized in partner states. Regional Compacts (WICHE, SREB, MHEC, NEBHE) getting involved. wcet.wiche.edu
  • 16. State Authorization What Should You Do? • Do you know where your students are? • Research regulations and costs. http://wcet.wiche.edu/connect/state-approval • What are others on your campus doing in other states? • Inform your leadership. • Be strategic in seeking approvals. wcet.wiche.edu
  • 17. State Authorization What Should You Do? • Have your institution or system join WCET’s State Authorization Network… …details coming soon. • Institutions should work together. • Keep up with the latest news. • Ask questions of others going through the same processes. http://wcet.wiche.edu/advance/state-authorization-network wcet.wiche.edu
  • 18. Student Complaint Processes § 668.43 (b) Institutional Information “The institution must make available for review to any enrolled or prospective student upon request, a copy of the documents describing the institution's accreditation and its State, Federal, or tribal approval or licensing…” wcet.wiche.edu
  • 19. Student Complaint Processes § 668.43 (b) Institutional Information “The institution must also provide its students or prospective students with contact information for filing complaints with its accreditor and with its State approval or licensing entity and any other relevant State official or agency that would appropriately handle a student's complaint.” Effective date: July 1, 2011 e-CFR: http://tinyurl.com/7zqhdkn wcet.wiche.edu
  • 20. Last Day of Attendance • Financial aid reimburse if a student withdraws without notification. • Distance ed held to different standard. • See background and Baker College audit: http://wcet.wiche.edu/advance/financial-aid-and-distance-education wcet.wiche.edu
  • 21. Last Day of Attendance (7)(i) “Academic attendance” and “attendance at an academically-related activity”— • (A) Include, but are not limited to— • ( 1 ) Physically attending a class where there is an opportunity for direct interaction between the instructor and students; • ( 2 ) Submitting an academic assignment; • ( 3 ) Taking an exam, an interactive tutorial, or computer-assisted instruction; wcet.wiche.edu
  • 22. Last Day of Attendance • ( 4 ) Attending a study group that is assigned by the institution; • ( 5 ) Participating in an online discussion about academic matters; and • ( 6 ) Initiating contact with a faculty member to ask a question about the academic subject studied in the course; and wcet.wiche.edu
  • 23. Last Day of Attendance • (B) Do not include activities where a student may be present, but not academically engaged, such as— • ( 1 ) Living in institutional housing; • ( 2 ) Participating in the institution's meal plan; • ( 3 ) Logging into an online class without active participation; or • ( 4 ) Participating in academic counseling or advisement. http://tinyurl.com/c6jhrbe wcet.wiche.edu
  • 24. QUESTIONS???? Russ Poulin rpoulin@wiche.edu http://wcet.wiche.edu/connect/state-approval http://wcetblog.wordpress.com wcet.wiche.edu