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For PhD Researchers 01 July 2011 Dr Palitha Edirisingha University of Leicester, UK.  Theory in  a PhD study
Gilbert, N. (2008)   Researching Social Life , 3rd Edn. London: Sage.  Bryman, A. (2008)   Social Research Methods,  3rd Edn. Oxford: Oxford University Press. Punch, K. F. (2006)   Developing Effective Research Proposals , 2nd Edn .  London: Sage.  White, P. (2009)   Developing Research Questions: A guide for social scientists : Basingstoke: Palgrave Macmillan. References Carey, M. (2009)   The Social Work Dissertation: Using Small-Scale Qualitative Methodology.  Maidenhead: McGraw-Hill and Open University Press.
[object Object],Popper 1959: 2002, pp. 37-38, in White, 2009, p. 23
[object Object],Bryman, 2008, p. 6
[object Object],White, 2009, p. 23
Knowledge : epistemology, ontology Data collection and analytical strategies : e.g., grounded theory Role : deductive OR inductive Research paradigm : interpretivism, positivism Theory in ....
[object Object],[object Object],[object Object],Bryman, 2008, p. 6
Types of theory Grand theories Middle range theories  (Merton 1967) Literature acting as proxy for theory (Bryman, 2008)
(Bryman, 2008, p. 6-7) Grand theories Middle range theories ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Theory testing  - 'with the research questions relating to their ability to help us understand a particular aspect of the social world.' (White, 2009, p. 24-25) Linking theory with research Theory generation  - Identifying gaps in existing theories - research 'to generate theory in order to make up for this absence' (White, 2009, p. 24-25) Theory-first Theory-after
The term theory is frequently used in a manner that means little more than the  background literature  in an area of social inquiry' (Bryman, 2008, p. 8) ,[object Object],[object Object],[object Object],[object Object],Literature acting as proxy for theory Can be critiqued as 'naive empiricism'  (Bryman, 2008) '"theory" may be little more than the literature on a certain topic in the form of accumulated knowledge gleaned from books and articles'  (Bryman, 2008, p. 8)
How do you characterise the use of theory in your PhD study?
Use of theory in research ,[object Object],[object Object],(Bryman, 2008)
Deductive theory ,[object Object],Deduce a hypothesis Empirical study Concepts researchable entities questions Theory Operational terms specifying how data can be collected in relation to the concepts that make up the hypothesis Middle-range theory  ‘to guide empirical inquiry’ (Merton, 1967, p. 39) based on what is known in the domain and theoretical consideration  translated into Findings fed back into the stock of theory and knowledge in the domain [revision of] Theory (adapted from Bryman, 2008)
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Inductive theory (Bryman, 2008)
And what about you? Inductive? Deductive? Mix and match?
Grounded theory Glaser and Strauss (1967)  The Discovery of Grounded Theory: Strategies for Qualitative Research
Grounded theory An strategy of qualitative data analysis An approach to data collection 'not a theory - ... an approach to the generation of theory out of data' (Bryman 2008, p. 541) An iterative process of data collection and analysis
[object Object],[object Object]
...grounded theory is honoured more in breach than in the observance, .... claims are often made that grounded theory has been used but ... Evidence of this being the case is at best uncertain (Brayman, 1988: 85, 91; Locke 1996; Charmaz, 2000, in Brayman, 2008: p. 541)
'Before applying this label to a research project, however, you should be aware that grounded theory entails a specific set of procedures and strategies for the achievement of such empirically embedded forms of understanding' (Hodkinson 2008)
'The tendency for dissertation and research students to claim the use of grounded theory in their methodology chapters, without any details or reflection on the way in which they used these procedures and strategies,  does not go down at all well with examiners ' (Hodkinson 2008, p. 83)
'When describing your methodology, provide detail and reflection on the approach you took to the collection and analysis of data -  don't use a label like grounded theory without elaborating ' (Hodkinson 2008, p. 83).
Any grounded theory users?
Overall design and orientation Theory as Perspective Theory as Substantive theory
Perspective ,[object Object],(Punch, 2006)
Paradigm ,[object Object],[object Object],[object Object],[object Object],(Punch, 2006)
Meta-theory ,[object Object],[object Object],(Punch, 2006)
Perspectives or positions ,[object Object],[object Object],[object Object],[object Object],(Punch, 2006)
Perspectives or positions ,[object Object],[object Object],[object Object],[object Object],[object Object],(Punch, 2006)
Perspectives or positions - Examples ,[object Object],[object Object],[object Object],[object Object],(Punch, 2006)
However.... ,[object Object],[object Object],(Punch, 2006)
Theory (substantive theory) ,[object Object],[object Object],(Punch, 2006)
Theory (substantive theory) ,[object Object],(Punch, 2006, p. 33) Important for us because ...
Theory (substantive theory) ,[object Object],[object Object],[object Object],[object Object],[object Object],(Punch, 2006)
The relationship of the study to the literature ,[object Object],[object Object],[object Object],[object Object],(Punch, 2006)
The relationship of the study to the literature ,[object Object],(Punch, 2006)
(Bryman, 2008) Quantitative Qualitative Role of theory  deductive, testing theory inductive, generation of theory Epistemological orientation practices and norms of the natural science model (positivism) preference for an emphasis on how people interpret their world (interpretivism) Ontological orientation social reality as an external, objective reality (objectivism) social reality as constantly shifting emergent property of individuals creation (constructionism) quantification in the collection and analysis of data words rather than quantification in the collection and analysis of data
How are you doing with theory so far?
Research questions? Research strategy?
(Bryman, 2008) Theory and research deductive (theory guides research) inductive (theory as an outcomes of research)  Epistemological considerations positivism (a natural science epistemology)interpretivism Ontological considerations objectivismconstructivism Research strategy quantitative and qualitative Influences on the conduct values practical considerations
Thank u! pe [email_address]

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Theory in PhD

  • 1. For PhD Researchers 01 July 2011 Dr Palitha Edirisingha University of Leicester, UK. Theory in a PhD study
  • 2. Gilbert, N. (2008) Researching Social Life , 3rd Edn. London: Sage. Bryman, A. (2008) Social Research Methods, 3rd Edn. Oxford: Oxford University Press. Punch, K. F. (2006) Developing Effective Research Proposals , 2nd Edn . London: Sage. White, P. (2009) Developing Research Questions: A guide for social scientists : Basingstoke: Palgrave Macmillan. References Carey, M. (2009) The Social Work Dissertation: Using Small-Scale Qualitative Methodology. Maidenhead: McGraw-Hill and Open University Press.
  • 3.
  • 4.
  • 5.
  • 6. Knowledge : epistemology, ontology Data collection and analytical strategies : e.g., grounded theory Role : deductive OR inductive Research paradigm : interpretivism, positivism Theory in ....
  • 7.
  • 8. Types of theory Grand theories Middle range theories (Merton 1967) Literature acting as proxy for theory (Bryman, 2008)
  • 9.
  • 10. Theory testing - 'with the research questions relating to their ability to help us understand a particular aspect of the social world.' (White, 2009, p. 24-25) Linking theory with research Theory generation - Identifying gaps in existing theories - research 'to generate theory in order to make up for this absence' (White, 2009, p. 24-25) Theory-first Theory-after
  • 11.
  • 12. How do you characterise the use of theory in your PhD study?
  • 13.
  • 14.
  • 15.
  • 16. And what about you? Inductive? Deductive? Mix and match?
  • 17. Grounded theory Glaser and Strauss (1967) The Discovery of Grounded Theory: Strategies for Qualitative Research
  • 18. Grounded theory An strategy of qualitative data analysis An approach to data collection 'not a theory - ... an approach to the generation of theory out of data' (Bryman 2008, p. 541) An iterative process of data collection and analysis
  • 19.
  • 20. ...grounded theory is honoured more in breach than in the observance, .... claims are often made that grounded theory has been used but ... Evidence of this being the case is at best uncertain (Brayman, 1988: 85, 91; Locke 1996; Charmaz, 2000, in Brayman, 2008: p. 541)
  • 21. 'Before applying this label to a research project, however, you should be aware that grounded theory entails a specific set of procedures and strategies for the achievement of such empirically embedded forms of understanding' (Hodkinson 2008)
  • 22. 'The tendency for dissertation and research students to claim the use of grounded theory in their methodology chapters, without any details or reflection on the way in which they used these procedures and strategies, does not go down at all well with examiners ' (Hodkinson 2008, p. 83)
  • 23. 'When describing your methodology, provide detail and reflection on the approach you took to the collection and analysis of data - don't use a label like grounded theory without elaborating ' (Hodkinson 2008, p. 83).
  • 25. Overall design and orientation Theory as Perspective Theory as Substantive theory
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  • 38. (Bryman, 2008) Quantitative Qualitative Role of theory deductive, testing theory inductive, generation of theory Epistemological orientation practices and norms of the natural science model (positivism) preference for an emphasis on how people interpret their world (interpretivism) Ontological orientation social reality as an external, objective reality (objectivism) social reality as constantly shifting emergent property of individuals creation (constructionism) quantification in the collection and analysis of data words rather than quantification in the collection and analysis of data
  • 39. How are you doing with theory so far?
  • 41. (Bryman, 2008) Theory and research deductive (theory guides research) inductive (theory as an outcomes of research) Epistemological considerations positivism (a natural science epistemology)interpretivism Ontological considerations objectivismconstructivism Research strategy quantitative and qualitative Influences on the conduct values practical considerations
  • 42. Thank u! pe [email_address]

Notas del editor

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