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5a Processes are designed and
d t ti i t k h ldmanaged to optimise stakeholder
value
http://www.flickr.com/photos/moertl/1306170809/sizes/l/
5A PROCESSES ARE DESIGNED
AND MANAGED TO OPTIMISE
STAKEHOLDER VALUE
International Human Resources Management,
Dr. Jörg Klukas
SUMMARY OF THE LASTSUMMARY OF THE LAST
LECTURES – WHAT DID
YOU LEARN?YOU LEARN?
International Human Resources Management,
Dr. Jörg Klukas
What we have learnt.
• Overview of the EFQM
Model to be applied for HR-
Communication
• Feedback (360°) and
M ti ti T t l R d
Departments
• Criteria 3
• HR Planning
Motivation, Total Reward
• Criteria 5
Y ill l h t t
• HR Marketing, Recruiting,
Integration
• Succession Planning
• Employee Survey
• You will learn, how to get your
HR Processes right.
• Employee Survey
• Strategic Competency
Management and Blended
Learning
S tSystem
• Annual Employee Feedback
Interviews and Target
Appraisals
• Empowerment and Internal
International Human Resources Management,
Dr. Jörg Klukas
4
The EFQM Model –
5a Processes are designed
and managed to optimiseand managed to optimise
stakeholder value
International Human Resources Management,
Dr. Jörg Klukas
The EFQM excellence modelQ
Enablers Results
People
Leadership
People
Policy and
Strategy Processes
People
Results
Customer
Results
Key
Performancep Strategy
Partnerships
& Resources
Processes Results
Society
Results
Results
Innovation and Learning
International Human Resources Management, Dr. Jörg
Klukas
6
The EFQM excellence modelQ
Leadership
People
Strateg Processes
People
Results
Customer
Key
Performance
5 PLeadership Strategy
Partnership
& Resources
Processes
Results
Society
Results
Performance
Results
5. Processes
a. Processes are designed and managed to optimise stakeholder
value
b. Products and services are developed to create optimum value for
customers
c. Products and Services are effectively promoted and marketed
d Products and Services are produces delivered and managedd. Products and Services are produces, delivered and managed
e. Customer relationships are managed and enhanced
What about HR Products, Services and Solutions?
International Human Resources Management,
Dr. Jörg Klukas
What about HR customer relationship?
7
The EFQM excellence model - ProcessesQ
5 P d i d d d t ti i t k h ld l
In practice, excellent organizations
A l i d i i i h i d d f h
5a Processes are designed and managed to optimise stakeholder value
APPROACHES
• Analyze, categorize and priorities their end to end processes as part of the
overall management system and adopt appropriate approaches to effectively
manage and improve them, including those processes that extend beyond the
boundaries of the organization.
• Clearly define process ownership and their role and responsibility in developing,
Process-oriented
Management System with
ProcessClearly define process ownership and their role and responsibility in developing,
maintaining and improving the framework of key processes.
• Develop meaningful process performance indicators and outcome measures,
clearly linked to the strategic goals.
• Turn ne ideas into realit through inno ation enabling processes that fit the
Process
Documentation,
Managing Roles and
Responsibilities,
M i P• Turn new ideas into reality through innovation-enabling processes that fit the
nature and importance of the changes they will make.
• Assess the impact and the added value of innovations and improvement to
processes.
Measuring Process
Performance by
Indicators
Process Improvements
International Human Resources Management,
Dr. Jörg Klukas
p
Process Maturity
8
INTRODUCTION OF THEINTRODUCTION OF THE
PROCESS-ORIENTED
MANAGEMENT SYSTEMMANAGEMENT SYSTEM
Is Dilbert a suitable advertiser?
Employees don‘t see this issue unreflectingEmployees don t see this issue unreflecting...
International Human Resources Management, Dr. Jörg
Klukas
10
EFQM Model and ISO 9000Q
International Human Resources Management, Dr. Jörg
Klukas
11
Reasons for Business Process
Managementg
Internal ObjectivesExternal Objectives
 Internal optimizations of
procedures
 Proofs fulfillment of quality
and compliance requirements
Internal ObjectivesExternal Objectives
 Documentation
 Increase in productivity
 Transparency for customers
 Simplification of business
processes
 Motivation of employees
 Reducing costs
p
 Set up efficient customer-
supplier relationships
 Improve weaknesses
 Faster introduction of new
hires
 Improvement of image
 Competitive Advantages
International Human Resources Management,
Dr. Jörg Klukas
Source: Bruhn (1997)
12
PROCESS CHARTSPROCESS CHARTS
International Human Resources Management,
Dr. Jörg Klukas
Managing Processes – A General Process
Model viewed on HR Perspective.p
L d hi P
1. Strategy and
Planning
2. Operative Leadership 3. Business Excellence
Steering
Core Performance Processes
Leadership Processes
M
A
R
K
C
U
S
T
O
C
U
S
T
O
M
A
R
K
4. Acquisi-
tion and
7. Know-
ledge
Sharing
5. Produce and Deliver Products
K
E
T
O
M
E
R
O
M
E
R
K
E
T
CRM
6. Manage Projects and Services
g
and
Learning
Enabling Processes
8. Human Resources 9. Procurement
10. Finance
Management and 11. Infrastructure
International Human Resources Management,
Dr. Jörg Klukas
Management Management
Management and
Controlling Management
14
Elements of Process Managementg
• Processes
• Corporate ViewCorporate View
• For all Key processes
• Linkages
• Owners, Managers, Community
• Sub-Processes
• Fall all main elementsFall all main elements
of a process
• Linkages
• Indicators/MeasuresIndicators/Measures
• ONLY A FEW: Procedures
• Detailed description
• Steps, roles, documents
International Human Resources Management,
Dr. Jörg Klukas
15
HR Processes with Sub-Processes
Integration / On-
Boarding (First Day
Education, Training,
Coaching,
Blended Learning
Employee AppraisalBoarding (First Day
Procedures, Welcome
Day,…)
Strategic Alignment
(Target Management)
p y pp
Total Reward
Approach
Integrate & Align
Develop & Bind
Placement
Integrate & Align
Emplacement
Set free & Support
OutplacementPlan & Find
Last Work Day
Procedures
Outplacement
Certification
Retirement
Personnel and
Competency
Planning
HR Marketing
Outplacement
Re-integrate & Keep up
Replacement
Preplacement
Retirement
Vacation
Parental Leave
HR Marketing
Applicant
Management
Transfer, Shifting
Job Rotation
Succession Planning
Re-Organization
Alumni Management
International Human Resources Management,
Dr. Jörg Klukas
Alumni Management
16
Examples of HR Sub-Process:
Plan&Find
Procedures
Qualitative HR Planning and
Budgeting
Quarterly Review as part of Business Unit Reviews
HR Planning andHR Planning and
Review; Mgmt. ofReview; Mgmt. of
l ditil diti
Measures
Deviations of
plans
Main Steps
Updating communications planes,
marketing activities and job posts
Allocation of internal and external
channels; Organizing communication
and marketing campaigns
Commission of marketing
measures and deployment of
communication plan
general conditionsgeneral conditions
HR marketing andHR marketing and
communicationcommunication
managementmanagement
p
#applicants per
open position;
cost of
recruiting per
Management of general conditions
(policies and quota of hiring, training with prioritizing by means of cost-benefit analysis,…)
and marketing campaigns communication planmanagementmanagement
ApplicantApplicant
Receipt of application,
registration and request of
missing information
Pre-selection by HR
and forward to Leaders
Manage leaders
responses and follow up
1. Decision:
decline, recommend, invite
recruiting per
open position
time to hire,
t f
pppp
ManagementManagement
Management of
interviews or
assessments
2. Decision:
decline, recommend/save, offer
Prepare offer and
negotiation
Creation,
success rates of
interviews
time to
ContractContract
ManagementManagement
verification,
authorization of
contract
Mailing and administration,
Information of leaders
Response Controlling,
Follow ups
Creation of personal files
IntegrationIntegration
M tM t
Preparation of infrastructur,
f ilit d i i t ti
1 First Work
D
Welcome Day
Target
Interviews,
P b ti
Monitoring integration
steps (e.g. initiation
time to
contract,
rejection rate
fluctuation
(labor
turnover)
within
ManagementManagement facility, administration,… Day
y
Probation
Talks
p ( g
plan)employment
probation
period
17
HR Processes with Sub-Processes
Integration / On-
Boarding (First Day
Education, Training,
Coaching,
Blended Learning
Employee AppraisalBoarding (First Day
Procedures, Welcome
Day,…)
Strategic Alignment
(Target Management)
p y pp
Total Reward
Approach
Integrate & Align
Develop & Bind
Placement
Integrate & Align
Emplacement
Set free & Support
OutplacementPlan & Find
Last Work Day
Procedures
Outplacement
Certification
Retirement
Personnel and
Competency
Planning
HR Marketing
Outplacement
Re-integrate & Keep up
Replacement
Preplacement
Retirement
Vacation
Parental Leave
HR Marketing
Applicant
Management
Transfer, Shifting
Job Rotation
Succession Planning
Re-Organization
Alumni Management
International Human Resources Management,
Dr. Jörg Klukas
Alumni Management
18
Example of HR Sub-Process:
Competency Managementp y g
Environment &
Challenges
Targets &
Strategy
Structures &
Processes
Analyze requirements &
training targets
Plan &
Definition & Preparation
Compare with targets,
Review and improve
Information Systems
Develop training sessions
Deployment &
Transfer
Controlling of
success
Develop training sessions
or outsource training
(make or buy)
International Human Resources Management,
Dr. Jörg Klukas
Transfer
19
HR Processes with Sub-Processes
Integration / On-
Boarding (First Day
Education, Training,
Coaching,
Blended Learning
Employee AppraisalBoarding (First Day
Procedures, Welcome
Day,…)
Strategic Alignment
(Target Management)
p y pp
Total Reward
Approach
Integrate & Align
Develop & Bind
Placement
Integrate & Align
Emplacement
Set free & Support
OutplacementPlan & Find
Last Work Day
Procedures
Outplacement
Certification
Retirement
Personnel and
Competency
Planning
HR Marketing
Outplacement
Re-integrate & Keep up
Replacement
Preplacement
Retirement
Vacation
Parental Leave
HR Marketing
Applicant
Management
Transfer, Shifting
Job Rotation
Succession Planning
Re-Organization
Alumni Management
International Human Resources Management,
Dr. Jörg Klukas
Alumni Management
20
Example: Procedure for
Target/Appraisal Managementg pp g
Beginning of year
agree individual
Targets for all
employees
Within the
following year
Beginning of
next year
review and
update Targets
At least 2 weeks
prior Appraisal
Leader&
Employee
Leader&
Employee
Leader&
Employee
Leader
Review Target
Achievement
(last year) &
N T
Status Review
(on demand)
Review Target
Achievement
(last year) &
N T
Communication of
Organization’s
and unit’s targets
ll l New Target
Appraisal
New Target
Appraisal
to all employees
International Human Resources Management,
Dr. Jörg Klukas
Changed
organizational
targets?
Same targets of
organization?
21
Necessary Elements of Proceduresy
Roles
ToDos
Decisions/
Gates
Li k tLinks to
other
processes,
procedures
International Human Resources Management,
Dr. Jörg Klukas
Source: http://www.essex.ac.uk/adminreview/images/staff-recruitment-diagram.gif
procedures
22
Necessary Elements of Proceduresy
R lRoles
Decisions/
Gates
Comments
Gates
Docu-
mentsments
ToDos
International Human Resources Management,
Dr. Jörg Klukas
23
PROCESS DESCRIPTIONPROCESS DESCRIPTION
International Human Resources Management,
Dr. Jörg Klukas
Describing Processes rightg g
L d hi P
1. Strategy and
Planning
2. Operative Leadership 3. Business Excellence
Steering
Core Performance Processes
Leadership Processes
M
A
R
K
C
U
S
T
O
C
U
S
T
O
M
A
R
K
4. Acquisi-
tion and
7. Know-
ledge
Sharing
5. Produce and Deliver Products
K
E
T
O
M
E
R
O
M
E
R
K
E
T
CRM
6. Manage Projects and Services
g
and
Learning
Enabling Processes
8. Human Resources 9. Procurement
10. Finance
Management and 11. Infrastructure
International Human Resources Management,
Dr. Jörg Klukas
Management Management
Management and
Controlling Management
25
Example Description – HR Processp p
Necessity for the organization
• Human Resources is a key process because it• Human Resources is a key process, because it
describes procedures for people management, as
people are the most important economic factor
(People Management)
P t gProcess category
• The Process „Human Resources Management“
belongs to enabling processes (Process 8)g g p ( )
International Human Resources Management,
Dr. Jörg Klukas
26
Example Description – HR Processp p
Specialties:
• the individual Sub-Processes are running in parallel and arethe individual Sub Processes are running in parallel and are
performed continuously
Process-Customers:Process-Customers:
• Internal: Organization, Employees, Manager, Worker’s
Council
• E t l A li t S i t bli I tit ti d• External: Applicants, Society, public Institutions and
Authorities, Alumni
E i i h i iExecution in the organization
• Over all Business Units (all Processes)
International Human Resources Management,
Dr. Jörg Klukas
27
Example Description – HR Processp p
Objective:
1 The Process Human Resources Management“1. The Process „Human Resources Management
ensures, that qualified personnel is provided
• in sufficient number,
• on the right time,
• on the right place,
2 and that the employees2. and that the employees
• are trained for their own benefit and for the
organization’s benefit
itt d l t• are committed on a long term,
so that the economic success of the organization can
be ensured.
International Human Resources Management,
Dr. Jörg Klukas
28
Example Description – HR Processp p
Critical factors of success
1 Attainment of HR performance indicators are1. Attainment of HR performance indicators are
influenced by the framework of the organization
(e.g. stop of employment) and because of lack of
professionals on the job market
2. Educational controlling for ensuring return on
invest of further educationinvest of further education
3. Long-Term Commitment of employees
International Human Resources Management,
Dr. Jörg Klukas
29
Example Description – HR Processp p
The HR Process supports reaching strategic targets
1. Finance: Revenue and Return, because Quantity and
Quality of the employees influence Revenue
and Returnand Return
2. Customer: Loyalty of customers directly depends on
competency and commitment of employees
3 Processes: Utilization rate and Hour-rates per employee3. Processes: Utilization rate and Hour-rates per employee,
because Compentency of the employees
influence their utilization and quality of their
productsp o c s
4. Potential: Certification, Competencies, Maturity Level for
HRM
International Human Resources Management,
Dr. Jörg Klukas
30
HR Leading Indicators - examplesg p
1. Talents-quota in %
• Share of Apprentices/BA-Students/Bachelors/Diploma-
Students/MBA-Students
• Definition: Number of Apprentices/Number of Employees
• How good is the organization’s prevention for being independent of
the market and framework (e.g. stop of employment)?
2. Rate of labor turnover during the trial period of new
l (l th h lf )employees (less than a half year)
• Did the organization made the right choice?
• Definition: Number of terminations during the trial
period/Number of Employmentsperiod/Number of Employments
• Are the right People employed and trained on the right way?
International Human Resources Management,
Dr. Jörg Klukas
31
HR Leading Indicators - examplesg p
3. ø Organization’s expert knowledge in years
• Is the organization able to commit employees in the long run?
4. Recruitment Costs
• Costs per new hire
5. Degree of certification (Human Capital Readiness Index)
• How good are deployed Trainings?g p y g
International Human Resources Management,
Dr. Jörg Klukas
32
HR Lagging Indicators - examplegg g p
6. Satisfaction with their development opportunities
(Surveying)
• How satisfied are the employees with their development
opportunities?
7. Ø Deviation from Personnel Planning in %
• Degree of deviation of the number of actual employments from
planned employments
8. Placement in the BestPersAward
• How good is the organization’s HR in comparison to other
companies?companies?
International Human Resources Management,
Dr. Jörg Klukas
33
HR Lagging Indicators - examplegg g p
9. Value of EFQM-Assessment of criteria 3 and 7
• How are the criteria “People” and “People Results” evaluated
internal and external?
10.Evaluation of People-Competencies (Customer Surveys)
• How do the customers evaluate the competencies of the
organization’s employees?
International Human Resources Management,
Dr. Jörg Klukas
34
Are these indicator the right ones?g
Objectives of
the process
Key Success / Risks Strategic Targets
# indi-
cator
1 2 1 2 3 1 2 3 4
1 X X X X X X X X X
2 X X X X X X
3 X X X X X X X X X3 X X X X X X X X X
4 X X X X X
5 X X X X X X X X
6 X X X X X X
7 X X X X X
8 X X X X X
9 X X X X X X
1010 X X X X X X X
International Human Resources Management,
Dr. Jörg Klukas
35
Description of each Sub-process
(text-version)( )
• Title/Number of sub-process
• Important Main Steps• Important Main Steps
• Involved Roles (leader, employee, departments,…)
• Reference to further documentation, e.g.Reference to further documentation, e.g.
approaches, concepts, procedures, forms,
templates, IT-Systems,…
International Human Resources Management,
Dr. Jörg Klukas
36
Alignment & Ownership -
HR Approaches and HR Sub-Processespp
Committee Work
Human Capital
Scorecard
Managing
Processes
HR-Policy & HR-Strategy
Benefits & Compensation
HR-Controlling
Salary Elements
HR Reporting
Variable Bonus
System
g
HR-
Planning
HR-
Recruitment
Monitoring of
Personnel
Development
of
Central
P
Layoff of
Personnel
Job Profiles &
Career Paths
HR Reporting
Employee Feedback
Talks
Blended Learning
System
Planning Recruitment
Deployment EmployeesProcesses Personnel
HR-AdministrationPersonnel
Employee
Appraisels
HR-Planning Last Work D
Procedure
Supporting
Processes
Competency Management System
Working Conditions & Social Conditions
Administration
Competency
Management System
Flexible
trust-based
International Human Resources Management,
Dr. Jörg Klukas
working time
37
PROCESS ROLESPROCESS ROLES
International Human Resources Management,
Dr. Jörg Klukas
Process Roles
• Process Owner
• owns the process, sub-processes, procedures and all belongings of the
process (forms, checklists, templates,…)
• (re-)designs the process, sub-processes, procedures and all belongings
of the process, if it is necessary
• assures fulfillment of strategy by its process
Discuss
novate
assures fulfillment of strategy by its process
• Process Manager
• Measures and analyzes the process, sub-processes, procedures and
all belongings according to:
n,Measure,
mprove,Inn
• fulfillment of strategy (e.g. linkage to a BSC)
• good-in-class performance
• peers (prüfend blicken) the process owner and its processes,…; is not
employed with the process owner
Design
Re-Design,I
p y p
• suggests necessity of improvements
• Process Community
• generate, elaborate and share knowledge and best-practices for
i i iimprovements an process innovations
International Human Resources Management,
Dr. Jörg Klukas
39
Example -Process Owners by Top
Managementg
1. Strategy and
Planning
2. Operative Leadership 3. Business Excellence
SteeringCEOCEO CEOCEO QMQM
Core Performance Processes
Leadership Processes
5 Projects
Head of SalesHead of Sales CEOCEO
M
A
R
C
U
S
T
C
U
S
T
M
A
R
4.
Acquisition
7.
Knowledge
5. Projects
5 3 Test Services
5.2 Software Solution Development
5.1 Consulting
COOCOO
BULBUL
BULBUL
BULBULR
K
E
T
T
O
M
E
R
T
O
M
E
R
R
K
E
T
Acquisition
and
CRM
6. Services
Sharing
and
Learning
5.3 Test Services
6.1 Agency Services
6.2 Support Services
COOCOO
BULBUL
BULBUL
BULBUL
Enabling Processes
10. Finance
6.2 Support Services
Head of HRHead of HR CFOCFO CFOCFO Head of internal ITHead of internal IT
UU
International Human Resources Management,
Dr. Jörg Klukas
8. Human Resources
Management
9. Procurement
Management
10. Finance
Management and
Controlling
11. Infrastructure
Management
40
Summary - Elements of Processesy
•A Process consists of:
– Description of objective and purpose
– Description of success factors and critical risk
– Assigned Process Owners, Managers, and/or Community
– Start points and end points
Li k d b– Linked sub-processes
– Links to other processes
– Input/Output (a process produces something.)
– Involved rolesInvolved roles
– Key indicators for process evaluation, that are linked to strategy,
success factors and critical risks
•A process is supported by:
– Approaches, Systems, Concepts
– Forms and templates
– Handbooks, Checklists, Procedures
Tools (e g Database) and other appliances– Tools (e.g. Database) and other appliances
International Human Resources Management,
Dr. Jörg Klukas
41
Line of Thoughts - Processesg
• 1b leaders… base decisions on factually reliable information and use all
available knowledge to interpret current and predicted performance
on the relevant processeson the relevant processes
• 2d in order to deploy strategy... maintain and align an organizational
structure and a framework of key processes to deliver strategy
• 3a ...align people plans with their strategy, the organizational structure,
new technologies and key processes
• 5a ...develop meaningful process performance indicators and
outcome measures, clearly linked to the strategic
1b Leaders manage strategy, people and processes
2d strategy
3a people 5a process
2d strategy
is deployed
by key
processes
organization
follows key
processes
and strategy
indicators
measure
strategic
success
International Human Resources Management,
Dr. Jörg Klukas
5b improvements, innovations
42
PROCESS MATURITY,PROCESS MATURITY,
IMPROVEMENTS
International Human Resources Management,
Dr. Jörg Klukas
5 formal Levels of Process Performance
Carnegie Mellon University, 1997
International Human Resources Management,
Dr. Jörg Klukas
44
Maturity Level in view of Knowledgey g
to produceLevel 1
Activity Results
to produce
Just do it.
PlanningLevel 2
Think before
you act.
A d thi k ft
Activity Results
to produce
input to
And think after
you act, just to
make sure you
did right.
Evaluation
input to
to improve
International Human Resources Management,
Dr. Jörg Klukas
45
Maturity Level in view of Knowledgey g
Level 3
Planninginput to
ResultsActivityStandards
input to
to produce
Evaluation
to improveinput to
Use your lessons learned.
International Human Resources Management,
Dr. Jörg Klukas
46
Maturity Level in view of Knowledgey g
Level 4
Planninginput to to forecast
ResultsActivityStandards
input to
to produce
Evaluation
to improveinput to
Predict the results you need and expect and
then create opportunities to get those results.
International Human Resources Management,
Dr. Jörg Klukas
47
Maturity Level in view of Knowledgey g
Level 5
Planninginput to to forecast
ResultsActivityStandards
input to
to produce
input to
Evaluation
to improve
Create lessons learned,
and use lessons learned to create more lessons learned,
and use more lessons learned to create even more lessons learned,
and use even more lessons learned to create ... Etc.
International Human Resources Management,
Dr. Jörg Klukas
48
People Capability Maturity Model
(PCMM)( )
Continuous Workforce Innovation
Organizational Performance Alignment5 Optimized
Continuous
organizational
Process AreasMaturity Level Focus
Continuous Capability Improvement
4 Managed
development
Capability
Management
Mentoring
Organizational Capability Management
Quality Performance Management Competency
-Based Assets
Empowered Workgroups
C t
Empowered Workgroups
Competency Integration
Participatory Culture
Workgroup Development
Competency-based Practices
3 Defined
Compentency
Management
Career Development
Competency Development
Workforce Planning
Competency Analysis
2 Leaded
Employee
Management
Compensation
Training and Development
Performance Management
Work Environment
Communication and Coordination
Staffing
International Human Resources Management,
Dr. Jörg Klukas
Staffing
1 Initial
49
Each Process Areas has Process Goals
GOALS
Sample Questions for
A tAssessments
G1
The organization actively recruits for
qualified talent
Goal 1
How does your unit attract
people to open positions?
Staffing
qualified talent. people to open positions?
G2
The most qualified candidate is
selected for each position.
Goal 2
How does your unit ensure it is
selecting the most qualified
person for an open position?person for an open position?
G3
Selected candidates are transitioned
into their new positions.
Goal 3
How are people oriented to their
new position and responsibilities
in your unit?y
G4
Members of a unit are involved in its
staffing activities.
Goal 4
How are you involved in the
staffing activities of your unit?
International Human Resources Management,
Dr. Jörg Klukas
50
Each Goal is assessed and according to
the risk of failing the goal evaluated.g g
• „green“:  low risk
the intention of the P-CMM goal is adaquately addressed. There is only a
low risk to fail process goal.
• „yellow“:  medium risk
the intention of the P-CMM goal is partitially addressed (there are
approaches and concepts but they are only partitially deployed toapproaches and concepts, but they are only partitially deployed to
employees . Risk for failing process goal is seen.
• „red“:  high risk„ e : g s
the intention of the P-CMM goal is not sufficiently addressed (no approaches).
There is a high risk that the process goal will be failing
International Human Resources Management,
Dr. Jörg Klukas
51
Example Results of a PCMM
Assessment
Green  Yellow  Red 
Process Areas
S
T
C
O
W
E
P
M
T
D
C
M
C
A
C
D
W
F
C
R
C
B
W
G
P
C
STF - Staffing
PM - Performance Mgmt
TD - Training&Development
T
F
O
M
E M D M
P
A D F
P
R
D
B
P
G
D
C
G 1 
Out
of
scope
Out
of
scope
 
Out
of
scope
   
Out of
scope
Out of
scope
Out of
scope
TD Training&Development
CA - Competency Analysis
CD - Comp. Development
WFP - Workforce Planning
CRD - Career Development
G 2 
Out
of
scope
Out
of
scope
 
Out
of
scope
   
Out of
scope
Out of
scope
Out of
scope
G 3 
Out
of
scope
Out
of
scope
 
Out
of
scope
   
Out of
scope
Out of
scope
Out of
scope
p
G = Process Goal based on
questions for assessment
G 4 
Out
of
scope
Out
of
scope

na Out
of
scope
  
na Out of
scope
Out of
scope
Out of
scope
G 5
*

Out
of
scope
Out
of
scope

na Out
of
scope
na na na na Out of
scope
Out of
scope
Out of
scope
International Human Resources Management,
Dr. Jörg Klukas
*
52
Classification of Improvmentsp
RESULTS
strategic
RESULTS
aptation
tactical
APPROACH
ffortofad
operative
DEPLOYMENT
Ef
ASSESSMENT&REVIEW
International Human Resources Management,
Dr. Jörg Klukas
Frequency of adaptation
53
HR MANAGEMENTHR MANAGEMENT
REVIEW
International Human Resources Management,
Dr. Jörg Klukas
Tools for Improvementsp
Approach Indicators Management-Review
 Process Maturity (PCMM)
BSC
 Process Indicators
Assessment
Process Maturity (PCMM)
 Management Maturity (EFQM)  Evaluation of
Management System
 Process Performance
 Assessment results
 Strategic
Initiatives
 Process Indicators
 Target achievements of BSC
 Business Objectives
Review  Customer Feedback
 State of current
Improvement and
Correction measures
S t i t
 Quality
Objectives
 Budget
 Owner of
Initative
Survey  Employee Satisfaction
 Customer Satisfaction
 Image
 Set up improvement
measurements
- Initative
International Human Resources Management,
Dr. Jörg Klukas
55
Management Review (acc. to ISO 9000)
Suggestions for
improvements
Pool of Ideas for Change
and Improvement
improvements
Consolidation
HR Strategy Map
HR
Management
Review
Strategic Filter/
Mange operational
Improvement
Actions
Manage Change:
HR Strategic Initiatives
Review
HR Code
Book
Prioritize
Monitoring
International Human Resources Management,
Dr. Jörg Klukas
Actions
HR Process Indicators HCSC Indicators
Monitoring
Deployment
56
Synchronize Management/Unit
Reviews in all levels of organization
Governance
by Unit Leader
g
Governance
by HR department
Governance by
Top Management by Unit Leaderby HR departmentTop Management
4. BU-Review
MMS BSC
Management
Review
HCSC
HR-Management
Review
le
adapt
Unit BSC
MMS BSC,
Codebook
HCSC
earcycl
p
1. BU-Review
2. BU-Review
3 BU Review
1. Review in
Offsite
2. Review in
Offsite
1. Review in
HR Meeting
2. Review in
HR Meeting
1ye
Strat. Initiatives
3. BU-Review
3. Review in
Offsite
Strat. Initiatives Strat. Initiatives
HR Meeting
3. Review in
HR Meeting
adapt
International Human Resources Management,
Dr. Jörg Klukas
57
Contact me!
Dr. Jörg Klukas
• XING: https://www xing com/profile/Joerg KlukasXING: https://www.xing.com/profile/Joerg_Klukas
• Facebook: http://www.facebook.com/home.php?#!/joerg.klukas
• Slideshare: http://www.slideshare.net/pludoni
• Twitter: http://twitter com/pludoniTwitter: http://twitter.com/pludoni
• Email: joerg.klukas@pludoni.de
International Human Resources Management,
Dr. Jörg Klukas 58

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International human resources management lesson 5a

  • 1. 5a Processes are designed and d t ti i t k h ldmanaged to optimise stakeholder value http://www.flickr.com/photos/moertl/1306170809/sizes/l/
  • 2. 5A PROCESSES ARE DESIGNED AND MANAGED TO OPTIMISE STAKEHOLDER VALUE International Human Resources Management, Dr. Jörg Klukas
  • 3. SUMMARY OF THE LASTSUMMARY OF THE LAST LECTURES – WHAT DID YOU LEARN?YOU LEARN? International Human Resources Management, Dr. Jörg Klukas
  • 4. What we have learnt. • Overview of the EFQM Model to be applied for HR- Communication • Feedback (360°) and M ti ti T t l R d Departments • Criteria 3 • HR Planning Motivation, Total Reward • Criteria 5 Y ill l h t t • HR Marketing, Recruiting, Integration • Succession Planning • Employee Survey • You will learn, how to get your HR Processes right. • Employee Survey • Strategic Competency Management and Blended Learning S tSystem • Annual Employee Feedback Interviews and Target Appraisals • Empowerment and Internal International Human Resources Management, Dr. Jörg Klukas 4
  • 5. The EFQM Model – 5a Processes are designed and managed to optimiseand managed to optimise stakeholder value International Human Resources Management, Dr. Jörg Klukas
  • 6. The EFQM excellence modelQ Enablers Results People Leadership People Policy and Strategy Processes People Results Customer Results Key Performancep Strategy Partnerships & Resources Processes Results Society Results Results Innovation and Learning International Human Resources Management, Dr. Jörg Klukas 6
  • 7. The EFQM excellence modelQ Leadership People Strateg Processes People Results Customer Key Performance 5 PLeadership Strategy Partnership & Resources Processes Results Society Results Performance Results 5. Processes a. Processes are designed and managed to optimise stakeholder value b. Products and services are developed to create optimum value for customers c. Products and Services are effectively promoted and marketed d Products and Services are produces delivered and managedd. Products and Services are produces, delivered and managed e. Customer relationships are managed and enhanced What about HR Products, Services and Solutions? International Human Resources Management, Dr. Jörg Klukas What about HR customer relationship? 7
  • 8. The EFQM excellence model - ProcessesQ 5 P d i d d d t ti i t k h ld l In practice, excellent organizations A l i d i i i h i d d f h 5a Processes are designed and managed to optimise stakeholder value APPROACHES • Analyze, categorize and priorities their end to end processes as part of the overall management system and adopt appropriate approaches to effectively manage and improve them, including those processes that extend beyond the boundaries of the organization. • Clearly define process ownership and their role and responsibility in developing, Process-oriented Management System with ProcessClearly define process ownership and their role and responsibility in developing, maintaining and improving the framework of key processes. • Develop meaningful process performance indicators and outcome measures, clearly linked to the strategic goals. • Turn ne ideas into realit through inno ation enabling processes that fit the Process Documentation, Managing Roles and Responsibilities, M i P• Turn new ideas into reality through innovation-enabling processes that fit the nature and importance of the changes they will make. • Assess the impact and the added value of innovations and improvement to processes. Measuring Process Performance by Indicators Process Improvements International Human Resources Management, Dr. Jörg Klukas p Process Maturity 8
  • 9. INTRODUCTION OF THEINTRODUCTION OF THE PROCESS-ORIENTED MANAGEMENT SYSTEMMANAGEMENT SYSTEM
  • 10. Is Dilbert a suitable advertiser? Employees don‘t see this issue unreflectingEmployees don t see this issue unreflecting... International Human Resources Management, Dr. Jörg Klukas 10
  • 11. EFQM Model and ISO 9000Q International Human Resources Management, Dr. Jörg Klukas 11
  • 12. Reasons for Business Process Managementg Internal ObjectivesExternal Objectives  Internal optimizations of procedures  Proofs fulfillment of quality and compliance requirements Internal ObjectivesExternal Objectives  Documentation  Increase in productivity  Transparency for customers  Simplification of business processes  Motivation of employees  Reducing costs p  Set up efficient customer- supplier relationships  Improve weaknesses  Faster introduction of new hires  Improvement of image  Competitive Advantages International Human Resources Management, Dr. Jörg Klukas Source: Bruhn (1997) 12
  • 13. PROCESS CHARTSPROCESS CHARTS International Human Resources Management, Dr. Jörg Klukas
  • 14. Managing Processes – A General Process Model viewed on HR Perspective.p L d hi P 1. Strategy and Planning 2. Operative Leadership 3. Business Excellence Steering Core Performance Processes Leadership Processes M A R K C U S T O C U S T O M A R K 4. Acquisi- tion and 7. Know- ledge Sharing 5. Produce and Deliver Products K E T O M E R O M E R K E T CRM 6. Manage Projects and Services g and Learning Enabling Processes 8. Human Resources 9. Procurement 10. Finance Management and 11. Infrastructure International Human Resources Management, Dr. Jörg Klukas Management Management Management and Controlling Management 14
  • 15. Elements of Process Managementg • Processes • Corporate ViewCorporate View • For all Key processes • Linkages • Owners, Managers, Community • Sub-Processes • Fall all main elementsFall all main elements of a process • Linkages • Indicators/MeasuresIndicators/Measures • ONLY A FEW: Procedures • Detailed description • Steps, roles, documents International Human Resources Management, Dr. Jörg Klukas 15
  • 16. HR Processes with Sub-Processes Integration / On- Boarding (First Day Education, Training, Coaching, Blended Learning Employee AppraisalBoarding (First Day Procedures, Welcome Day,…) Strategic Alignment (Target Management) p y pp Total Reward Approach Integrate & Align Develop & Bind Placement Integrate & Align Emplacement Set free & Support OutplacementPlan & Find Last Work Day Procedures Outplacement Certification Retirement Personnel and Competency Planning HR Marketing Outplacement Re-integrate & Keep up Replacement Preplacement Retirement Vacation Parental Leave HR Marketing Applicant Management Transfer, Shifting Job Rotation Succession Planning Re-Organization Alumni Management International Human Resources Management, Dr. Jörg Klukas Alumni Management 16
  • 17. Examples of HR Sub-Process: Plan&Find Procedures Qualitative HR Planning and Budgeting Quarterly Review as part of Business Unit Reviews HR Planning andHR Planning and Review; Mgmt. ofReview; Mgmt. of l ditil diti Measures Deviations of plans Main Steps Updating communications planes, marketing activities and job posts Allocation of internal and external channels; Organizing communication and marketing campaigns Commission of marketing measures and deployment of communication plan general conditionsgeneral conditions HR marketing andHR marketing and communicationcommunication managementmanagement p #applicants per open position; cost of recruiting per Management of general conditions (policies and quota of hiring, training with prioritizing by means of cost-benefit analysis,…) and marketing campaigns communication planmanagementmanagement ApplicantApplicant Receipt of application, registration and request of missing information Pre-selection by HR and forward to Leaders Manage leaders responses and follow up 1. Decision: decline, recommend, invite recruiting per open position time to hire, t f pppp ManagementManagement Management of interviews or assessments 2. Decision: decline, recommend/save, offer Prepare offer and negotiation Creation, success rates of interviews time to ContractContract ManagementManagement verification, authorization of contract Mailing and administration, Information of leaders Response Controlling, Follow ups Creation of personal files IntegrationIntegration M tM t Preparation of infrastructur, f ilit d i i t ti 1 First Work D Welcome Day Target Interviews, P b ti Monitoring integration steps (e.g. initiation time to contract, rejection rate fluctuation (labor turnover) within ManagementManagement facility, administration,… Day y Probation Talks p ( g plan)employment probation period 17
  • 18. HR Processes with Sub-Processes Integration / On- Boarding (First Day Education, Training, Coaching, Blended Learning Employee AppraisalBoarding (First Day Procedures, Welcome Day,…) Strategic Alignment (Target Management) p y pp Total Reward Approach Integrate & Align Develop & Bind Placement Integrate & Align Emplacement Set free & Support OutplacementPlan & Find Last Work Day Procedures Outplacement Certification Retirement Personnel and Competency Planning HR Marketing Outplacement Re-integrate & Keep up Replacement Preplacement Retirement Vacation Parental Leave HR Marketing Applicant Management Transfer, Shifting Job Rotation Succession Planning Re-Organization Alumni Management International Human Resources Management, Dr. Jörg Klukas Alumni Management 18
  • 19. Example of HR Sub-Process: Competency Managementp y g Environment & Challenges Targets & Strategy Structures & Processes Analyze requirements & training targets Plan & Definition & Preparation Compare with targets, Review and improve Information Systems Develop training sessions Deployment & Transfer Controlling of success Develop training sessions or outsource training (make or buy) International Human Resources Management, Dr. Jörg Klukas Transfer 19
  • 20. HR Processes with Sub-Processes Integration / On- Boarding (First Day Education, Training, Coaching, Blended Learning Employee AppraisalBoarding (First Day Procedures, Welcome Day,…) Strategic Alignment (Target Management) p y pp Total Reward Approach Integrate & Align Develop & Bind Placement Integrate & Align Emplacement Set free & Support OutplacementPlan & Find Last Work Day Procedures Outplacement Certification Retirement Personnel and Competency Planning HR Marketing Outplacement Re-integrate & Keep up Replacement Preplacement Retirement Vacation Parental Leave HR Marketing Applicant Management Transfer, Shifting Job Rotation Succession Planning Re-Organization Alumni Management International Human Resources Management, Dr. Jörg Klukas Alumni Management 20
  • 21. Example: Procedure for Target/Appraisal Managementg pp g Beginning of year agree individual Targets for all employees Within the following year Beginning of next year review and update Targets At least 2 weeks prior Appraisal Leader& Employee Leader& Employee Leader& Employee Leader Review Target Achievement (last year) & N T Status Review (on demand) Review Target Achievement (last year) & N T Communication of Organization’s and unit’s targets ll l New Target Appraisal New Target Appraisal to all employees International Human Resources Management, Dr. Jörg Klukas Changed organizational targets? Same targets of organization? 21
  • 22. Necessary Elements of Proceduresy Roles ToDos Decisions/ Gates Li k tLinks to other processes, procedures International Human Resources Management, Dr. Jörg Klukas Source: http://www.essex.ac.uk/adminreview/images/staff-recruitment-diagram.gif procedures 22
  • 23. Necessary Elements of Proceduresy R lRoles Decisions/ Gates Comments Gates Docu- mentsments ToDos International Human Resources Management, Dr. Jörg Klukas 23
  • 24. PROCESS DESCRIPTIONPROCESS DESCRIPTION International Human Resources Management, Dr. Jörg Klukas
  • 25. Describing Processes rightg g L d hi P 1. Strategy and Planning 2. Operative Leadership 3. Business Excellence Steering Core Performance Processes Leadership Processes M A R K C U S T O C U S T O M A R K 4. Acquisi- tion and 7. Know- ledge Sharing 5. Produce and Deliver Products K E T O M E R O M E R K E T CRM 6. Manage Projects and Services g and Learning Enabling Processes 8. Human Resources 9. Procurement 10. Finance Management and 11. Infrastructure International Human Resources Management, Dr. Jörg Klukas Management Management Management and Controlling Management 25
  • 26. Example Description – HR Processp p Necessity for the organization • Human Resources is a key process because it• Human Resources is a key process, because it describes procedures for people management, as people are the most important economic factor (People Management) P t gProcess category • The Process „Human Resources Management“ belongs to enabling processes (Process 8)g g p ( ) International Human Resources Management, Dr. Jörg Klukas 26
  • 27. Example Description – HR Processp p Specialties: • the individual Sub-Processes are running in parallel and arethe individual Sub Processes are running in parallel and are performed continuously Process-Customers:Process-Customers: • Internal: Organization, Employees, Manager, Worker’s Council • E t l A li t S i t bli I tit ti d• External: Applicants, Society, public Institutions and Authorities, Alumni E i i h i iExecution in the organization • Over all Business Units (all Processes) International Human Resources Management, Dr. Jörg Klukas 27
  • 28. Example Description – HR Processp p Objective: 1 The Process Human Resources Management“1. The Process „Human Resources Management ensures, that qualified personnel is provided • in sufficient number, • on the right time, • on the right place, 2 and that the employees2. and that the employees • are trained for their own benefit and for the organization’s benefit itt d l t• are committed on a long term, so that the economic success of the organization can be ensured. International Human Resources Management, Dr. Jörg Klukas 28
  • 29. Example Description – HR Processp p Critical factors of success 1 Attainment of HR performance indicators are1. Attainment of HR performance indicators are influenced by the framework of the organization (e.g. stop of employment) and because of lack of professionals on the job market 2. Educational controlling for ensuring return on invest of further educationinvest of further education 3. Long-Term Commitment of employees International Human Resources Management, Dr. Jörg Klukas 29
  • 30. Example Description – HR Processp p The HR Process supports reaching strategic targets 1. Finance: Revenue and Return, because Quantity and Quality of the employees influence Revenue and Returnand Return 2. Customer: Loyalty of customers directly depends on competency and commitment of employees 3 Processes: Utilization rate and Hour-rates per employee3. Processes: Utilization rate and Hour-rates per employee, because Compentency of the employees influence their utilization and quality of their productsp o c s 4. Potential: Certification, Competencies, Maturity Level for HRM International Human Resources Management, Dr. Jörg Klukas 30
  • 31. HR Leading Indicators - examplesg p 1. Talents-quota in % • Share of Apprentices/BA-Students/Bachelors/Diploma- Students/MBA-Students • Definition: Number of Apprentices/Number of Employees • How good is the organization’s prevention for being independent of the market and framework (e.g. stop of employment)? 2. Rate of labor turnover during the trial period of new l (l th h lf )employees (less than a half year) • Did the organization made the right choice? • Definition: Number of terminations during the trial period/Number of Employmentsperiod/Number of Employments • Are the right People employed and trained on the right way? International Human Resources Management, Dr. Jörg Klukas 31
  • 32. HR Leading Indicators - examplesg p 3. ø Organization’s expert knowledge in years • Is the organization able to commit employees in the long run? 4. Recruitment Costs • Costs per new hire 5. Degree of certification (Human Capital Readiness Index) • How good are deployed Trainings?g p y g International Human Resources Management, Dr. Jörg Klukas 32
  • 33. HR Lagging Indicators - examplegg g p 6. Satisfaction with their development opportunities (Surveying) • How satisfied are the employees with their development opportunities? 7. Ø Deviation from Personnel Planning in % • Degree of deviation of the number of actual employments from planned employments 8. Placement in the BestPersAward • How good is the organization’s HR in comparison to other companies?companies? International Human Resources Management, Dr. Jörg Klukas 33
  • 34. HR Lagging Indicators - examplegg g p 9. Value of EFQM-Assessment of criteria 3 and 7 • How are the criteria “People” and “People Results” evaluated internal and external? 10.Evaluation of People-Competencies (Customer Surveys) • How do the customers evaluate the competencies of the organization’s employees? International Human Resources Management, Dr. Jörg Klukas 34
  • 35. Are these indicator the right ones?g Objectives of the process Key Success / Risks Strategic Targets # indi- cator 1 2 1 2 3 1 2 3 4 1 X X X X X X X X X 2 X X X X X X 3 X X X X X X X X X3 X X X X X X X X X 4 X X X X X 5 X X X X X X X X 6 X X X X X X 7 X X X X X 8 X X X X X 9 X X X X X X 1010 X X X X X X X International Human Resources Management, Dr. Jörg Klukas 35
  • 36. Description of each Sub-process (text-version)( ) • Title/Number of sub-process • Important Main Steps• Important Main Steps • Involved Roles (leader, employee, departments,…) • Reference to further documentation, e.g.Reference to further documentation, e.g. approaches, concepts, procedures, forms, templates, IT-Systems,… International Human Resources Management, Dr. Jörg Klukas 36
  • 37. Alignment & Ownership - HR Approaches and HR Sub-Processespp Committee Work Human Capital Scorecard Managing Processes HR-Policy & HR-Strategy Benefits & Compensation HR-Controlling Salary Elements HR Reporting Variable Bonus System g HR- Planning HR- Recruitment Monitoring of Personnel Development of Central P Layoff of Personnel Job Profiles & Career Paths HR Reporting Employee Feedback Talks Blended Learning System Planning Recruitment Deployment EmployeesProcesses Personnel HR-AdministrationPersonnel Employee Appraisels HR-Planning Last Work D Procedure Supporting Processes Competency Management System Working Conditions & Social Conditions Administration Competency Management System Flexible trust-based International Human Resources Management, Dr. Jörg Klukas working time 37
  • 38. PROCESS ROLESPROCESS ROLES International Human Resources Management, Dr. Jörg Klukas
  • 39. Process Roles • Process Owner • owns the process, sub-processes, procedures and all belongings of the process (forms, checklists, templates,…) • (re-)designs the process, sub-processes, procedures and all belongings of the process, if it is necessary • assures fulfillment of strategy by its process Discuss novate assures fulfillment of strategy by its process • Process Manager • Measures and analyzes the process, sub-processes, procedures and all belongings according to: n,Measure, mprove,Inn • fulfillment of strategy (e.g. linkage to a BSC) • good-in-class performance • peers (prüfend blicken) the process owner and its processes,…; is not employed with the process owner Design Re-Design,I p y p • suggests necessity of improvements • Process Community • generate, elaborate and share knowledge and best-practices for i i iimprovements an process innovations International Human Resources Management, Dr. Jörg Klukas 39
  • 40. Example -Process Owners by Top Managementg 1. Strategy and Planning 2. Operative Leadership 3. Business Excellence SteeringCEOCEO CEOCEO QMQM Core Performance Processes Leadership Processes 5 Projects Head of SalesHead of Sales CEOCEO M A R C U S T C U S T M A R 4. Acquisition 7. Knowledge 5. Projects 5 3 Test Services 5.2 Software Solution Development 5.1 Consulting COOCOO BULBUL BULBUL BULBULR K E T T O M E R T O M E R R K E T Acquisition and CRM 6. Services Sharing and Learning 5.3 Test Services 6.1 Agency Services 6.2 Support Services COOCOO BULBUL BULBUL BULBUL Enabling Processes 10. Finance 6.2 Support Services Head of HRHead of HR CFOCFO CFOCFO Head of internal ITHead of internal IT UU International Human Resources Management, Dr. Jörg Klukas 8. Human Resources Management 9. Procurement Management 10. Finance Management and Controlling 11. Infrastructure Management 40
  • 41. Summary - Elements of Processesy •A Process consists of: – Description of objective and purpose – Description of success factors and critical risk – Assigned Process Owners, Managers, and/or Community – Start points and end points Li k d b– Linked sub-processes – Links to other processes – Input/Output (a process produces something.) – Involved rolesInvolved roles – Key indicators for process evaluation, that are linked to strategy, success factors and critical risks •A process is supported by: – Approaches, Systems, Concepts – Forms and templates – Handbooks, Checklists, Procedures Tools (e g Database) and other appliances– Tools (e.g. Database) and other appliances International Human Resources Management, Dr. Jörg Klukas 41
  • 42. Line of Thoughts - Processesg • 1b leaders… base decisions on factually reliable information and use all available knowledge to interpret current and predicted performance on the relevant processeson the relevant processes • 2d in order to deploy strategy... maintain and align an organizational structure and a framework of key processes to deliver strategy • 3a ...align people plans with their strategy, the organizational structure, new technologies and key processes • 5a ...develop meaningful process performance indicators and outcome measures, clearly linked to the strategic 1b Leaders manage strategy, people and processes 2d strategy 3a people 5a process 2d strategy is deployed by key processes organization follows key processes and strategy indicators measure strategic success International Human Resources Management, Dr. Jörg Klukas 5b improvements, innovations 42
  • 43. PROCESS MATURITY,PROCESS MATURITY, IMPROVEMENTS International Human Resources Management, Dr. Jörg Klukas
  • 44. 5 formal Levels of Process Performance Carnegie Mellon University, 1997 International Human Resources Management, Dr. Jörg Klukas 44
  • 45. Maturity Level in view of Knowledgey g to produceLevel 1 Activity Results to produce Just do it. PlanningLevel 2 Think before you act. A d thi k ft Activity Results to produce input to And think after you act, just to make sure you did right. Evaluation input to to improve International Human Resources Management, Dr. Jörg Klukas 45
  • 46. Maturity Level in view of Knowledgey g Level 3 Planninginput to ResultsActivityStandards input to to produce Evaluation to improveinput to Use your lessons learned. International Human Resources Management, Dr. Jörg Klukas 46
  • 47. Maturity Level in view of Knowledgey g Level 4 Planninginput to to forecast ResultsActivityStandards input to to produce Evaluation to improveinput to Predict the results you need and expect and then create opportunities to get those results. International Human Resources Management, Dr. Jörg Klukas 47
  • 48. Maturity Level in view of Knowledgey g Level 5 Planninginput to to forecast ResultsActivityStandards input to to produce input to Evaluation to improve Create lessons learned, and use lessons learned to create more lessons learned, and use more lessons learned to create even more lessons learned, and use even more lessons learned to create ... Etc. International Human Resources Management, Dr. Jörg Klukas 48
  • 49. People Capability Maturity Model (PCMM)( ) Continuous Workforce Innovation Organizational Performance Alignment5 Optimized Continuous organizational Process AreasMaturity Level Focus Continuous Capability Improvement 4 Managed development Capability Management Mentoring Organizational Capability Management Quality Performance Management Competency -Based Assets Empowered Workgroups C t Empowered Workgroups Competency Integration Participatory Culture Workgroup Development Competency-based Practices 3 Defined Compentency Management Career Development Competency Development Workforce Planning Competency Analysis 2 Leaded Employee Management Compensation Training and Development Performance Management Work Environment Communication and Coordination Staffing International Human Resources Management, Dr. Jörg Klukas Staffing 1 Initial 49
  • 50. Each Process Areas has Process Goals GOALS Sample Questions for A tAssessments G1 The organization actively recruits for qualified talent Goal 1 How does your unit attract people to open positions? Staffing qualified talent. people to open positions? G2 The most qualified candidate is selected for each position. Goal 2 How does your unit ensure it is selecting the most qualified person for an open position?person for an open position? G3 Selected candidates are transitioned into their new positions. Goal 3 How are people oriented to their new position and responsibilities in your unit?y G4 Members of a unit are involved in its staffing activities. Goal 4 How are you involved in the staffing activities of your unit? International Human Resources Management, Dr. Jörg Klukas 50
  • 51. Each Goal is assessed and according to the risk of failing the goal evaluated.g g • „green“:  low risk the intention of the P-CMM goal is adaquately addressed. There is only a low risk to fail process goal. • „yellow“:  medium risk the intention of the P-CMM goal is partitially addressed (there are approaches and concepts but they are only partitially deployed toapproaches and concepts, but they are only partitially deployed to employees . Risk for failing process goal is seen. • „red“:  high risk„ e : g s the intention of the P-CMM goal is not sufficiently addressed (no approaches). There is a high risk that the process goal will be failing International Human Resources Management, Dr. Jörg Klukas 51
  • 52. Example Results of a PCMM Assessment Green  Yellow  Red  Process Areas S T C O W E P M T D C M C A C D W F C R C B W G P C STF - Staffing PM - Performance Mgmt TD - Training&Development T F O M E M D M P A D F P R D B P G D C G 1  Out of scope Out of scope   Out of scope     Out of scope Out of scope Out of scope TD Training&Development CA - Competency Analysis CD - Comp. Development WFP - Workforce Planning CRD - Career Development G 2  Out of scope Out of scope   Out of scope     Out of scope Out of scope Out of scope G 3  Out of scope Out of scope   Out of scope     Out of scope Out of scope Out of scope p G = Process Goal based on questions for assessment G 4  Out of scope Out of scope  na Out of scope    na Out of scope Out of scope Out of scope G 5 *  Out of scope Out of scope  na Out of scope na na na na Out of scope Out of scope Out of scope International Human Resources Management, Dr. Jörg Klukas * 52
  • 54. HR MANAGEMENTHR MANAGEMENT REVIEW International Human Resources Management, Dr. Jörg Klukas
  • 55. Tools for Improvementsp Approach Indicators Management-Review  Process Maturity (PCMM) BSC  Process Indicators Assessment Process Maturity (PCMM)  Management Maturity (EFQM)  Evaluation of Management System  Process Performance  Assessment results  Strategic Initiatives  Process Indicators  Target achievements of BSC  Business Objectives Review  Customer Feedback  State of current Improvement and Correction measures S t i t  Quality Objectives  Budget  Owner of Initative Survey  Employee Satisfaction  Customer Satisfaction  Image  Set up improvement measurements - Initative International Human Resources Management, Dr. Jörg Klukas 55
  • 56. Management Review (acc. to ISO 9000) Suggestions for improvements Pool of Ideas for Change and Improvement improvements Consolidation HR Strategy Map HR Management Review Strategic Filter/ Mange operational Improvement Actions Manage Change: HR Strategic Initiatives Review HR Code Book Prioritize Monitoring International Human Resources Management, Dr. Jörg Klukas Actions HR Process Indicators HCSC Indicators Monitoring Deployment 56
  • 57. Synchronize Management/Unit Reviews in all levels of organization Governance by Unit Leader g Governance by HR department Governance by Top Management by Unit Leaderby HR departmentTop Management 4. BU-Review MMS BSC Management Review HCSC HR-Management Review le adapt Unit BSC MMS BSC, Codebook HCSC earcycl p 1. BU-Review 2. BU-Review 3 BU Review 1. Review in Offsite 2. Review in Offsite 1. Review in HR Meeting 2. Review in HR Meeting 1ye Strat. Initiatives 3. BU-Review 3. Review in Offsite Strat. Initiatives Strat. Initiatives HR Meeting 3. Review in HR Meeting adapt International Human Resources Management, Dr. Jörg Klukas 57
  • 58. Contact me! Dr. Jörg Klukas • XING: https://www xing com/profile/Joerg KlukasXING: https://www.xing.com/profile/Joerg_Klukas • Facebook: http://www.facebook.com/home.php?#!/joerg.klukas • Slideshare: http://www.slideshare.net/pludoni • Twitter: http://twitter com/pludoniTwitter: http://twitter.com/pludoni • Email: joerg.klukas@pludoni.de International Human Resources Management, Dr. Jörg Klukas 58