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Section 9 : Communicable Diseases
167   Principles of Infectious Diseases Epidemiology                 RajVir Bhalwar                 976
168   Immunization                                                   Rajesh Vaidya                  982
169   General Prevention and Control Measures                        Rajesh Vaidya and VK Bhatti   1001
                                                                     Aniruddha Hazra, LS Vaz,
170   Public Health Laboratory : Microbiological Procedures                                        1008
                                                                     Nandita Hazra
171   Malaria                                                        Rajesh Vaidya                 1025
172   Lymphatic Filariasis                                           Rajesh Vaidya                 1032
173   Leishmaniasis                                                  Rajesh Vaidya                 1036
174   Dengue & Dengue Haemorrhagic Fever                             Rajesh Vaidya                 1040
175   Chikungunya                                                    Rajesh Vaidya                 1044
176   Japanese Encephalitis                                          Rajesh Vaidya                 1046
177   Rickettsial Diseases                                           Rajesh Vaidya                 1049
178   Yellow Fever                                                   Rajesh Vaidya                 1054
179   Viral Hepatitis                                                Rajesh Vaidya                 1057
180   Anthrax                                                        Rajesh Vaidya                 1066
181   Tetanus                                                        Rajesh Vaidya                 1068
182   Plague                                                         Rajesh Vaidya                 1071
183   Rabies                                                         Rajesh Vaidya                 1075
184   Leptospirosis                                                  Rajesh Vaidya                 1080
185   Brucellosis                                                    Rajesh Vaidya                 1082
186   Mechanism of Air - borne Infections                            Rajesh Vaidya                 1085
187   Measles                                                        Rajesh Vaidya                 1086
188   Rubella                                                        Rajesh Vaidya                 1089
189   Chicken Pox and Herpes Zoster                                  Rajesh Vaidya                 1091
190   Smallpox                                                       Rajesh Vaidya                 1094
191   Diphtheria                                                     Rajesh Vaidya                 1095
192   Mumps                                                          Rajesh Vaidya                 1098
193   Meningococcal Meningitis                                       Rajesh Vaidya                 1101
194   Tuberculosis                                                   Rajesh Vaidya                 1104
195   Avian Influenza                                                Rajesh Vaidya                 1113
196   Severe Acute Respiratory Syndrome (SARS)                       Rajesh Vaidya                 1117
197   Acute Gastroenteritis                                          Rajesh Kunwar                 1119
198   Cholera                                                        Rajesh Kunwar                 1125
199   Food Poisoning                                                 Rajesh Kunwar, Rajul Gupta    1129
200   Enteric Group of Fevers                                        Rajesh Kunwar                 1132
201   Shigellosis                                                    Rajesh Kunwar                 1135
202   Helminthiasis                                                  Rajesh Kunwar                 1137
203   Amoebiasis & Giardiasis                                        Rajesh Kunwar                 1148
204   Sexually Transmitted Infections (STI)                          Sunil Agrawal                 1151
205   Yaws : The Story of Successful Elimination                     Sunil Agrawal                 1159
206   Acquired Immuno-Deficiency Syndrome (AIDS)                     Sunil Agrawal                 1163
207   Leprosy (Hansen’s Disease)                                     Sunil Agrawal                 1173
208   Trachoma                                                       Sunil Agrawal                 1177
be transmitted to a human being either directly, or indirectly
               Principles of Infectious Diseases
    167        Epidemiology
                                                                      (through food, water, insect vectors, soil), or else a disease
                                                                      which can be transmitted between humans and animals. All
                                                                      infectious diseases are not necessarily communicable; e.g.
                                                 RajVir Bhalwar       osteomyelitis or brain abscess are infectious diseases but
                                                                      not communicable. Similarly, an infectious disease may be
                                                                      communicable in one form (e.g. pneumonic plague) but not in
One way of broadly classifying human diseases is according to
                                                                      the other form (e.g. bubonic plague).
whether they are “infectious (communicable)” or else, “non -
communicable”. Out of these two, infectious diseases account          Dead-End Infection : A state when an infectious disease,
for lion’s share of death, ill - health and suffering in the          which is usually “communicable”, cannot be transmitted any
developing countries. For this reason an epidemiologist must          further between human beings or from humans to animals or
have a sound understanding of the epidemiologic principles            vice versa, for various agent, host and environmental reasons.
concerning infectious disease practice.                               Examples are Japanese Encephalitis, Rabies, Tetanus, Bubonic
                                                                      plague, Scrub typhus in humans.
General Terms and Definitions
                                                                      Subclinical Infection (Inapparent infection) : It is a state
Infection & Infectious Disease : This refers to the entry             when there is a host immune response following entry of the
and development or multiplication of an infectious agent in           infectious agent; the agent may also multiply in the host body,
the human (or, animal) body, with an implied response (e.g.           but there are no clinical manifestations of the disease. Thus,
immunological response) on the part of the human or animal.           the presence of infection cannot be recognized clinically though
It must be remembered that “infection” by itself does not             the infectious agent is constantly passed out of the human
mean “infectious disease”. An infectious disease is that part         body and hence a person with subclinical infection is a greater
of the spectrum of “infection” which is clinically apparent.          health hazard for community than those having apparent
In fact, this is the basic difference between epidemiologic           disease (since the latter can be identified, treated and isolated
practice and clinical practice as regards infectious disease - the    if required). Diseases like Viral hepatitis A, have large number
clinician is mainly interested in “infectious disease” while the      of subclinical infections; on the other hand, diseases like
epidemiologist is interested in “infection” and its dynamics -        measles hardly have any subclinical infections. Thus, infections
including the subclinical cases, the carriers, the reservoirs or      which have a large proportion of subclinical infections in their
the infectious agent and its modes of transmission.                   spectrum are less amenable to prevention; on the other hand,
Colonisation : Colonisation indicates presence of infectious          diseases which have very few or no subclinical infections are
agent in the human body but without any evidence of specific          more amenable to prevention by surveillance methods.
host immune responses to the agent. In short, colonization            Latent Infection : This refers to a state when the infectious
means “infection less specific immune response”.                      agent lies “dormant” within the host body, without any clinical
Endogenous Infection : Infection due to a colonizing agent;           manifestations but does not come out of the human body (thus
e.g. E Coli normally colonises the human GIT; however, under          it is different form subclinical infection). After a period of time,
certain circumstances, it may enter the blood stream and cause        under certain circumstances, the agent which had been lying
endogenous infection.                                                 dormant, reactivates and produces a different type of disease
Contamination : Refers to an infectious agent being present in        (e.g. Herpes Zoster; Brill - Zinser disease) or else the same type
inanimate articles like food, water, linen, patient care items or     of disease (e.g. reactivation Tuberculosis).
routine usage items like cutlery, toys etc. often, the term is also   Zoonoses : Zoonoses are infections which are normally
used to denote presence of infectious agent on skin surface,          transmitted between vertebrate animals, either directly, or
particularly on hands.                                                indirectly through a vehicle or insect vector. Those which are
Pollution : Refers to presence of either infectious agent or          of health importance are the ones that are transmitted to man
such other disease causing noxious agents (as industrial              from vertebrate animals, either directly, or indirectly through
effluents) or mechanical agents (as sound), usually in the            vehicle or vectors. These are called “anthropozoonoses” and
general environment, air or water (e.g. sound pollution, water        include a long list of infections like Rabies, Plague, Bovine TB,
pollution, air pollution).                                            Salmonellosis, Japanese Encephalitis, Scrub and Murine typhus,
Infestation : Infestation may refer to human beings, animals          Echinococosis, Anthrax, Brucellosis and so on. The second
or personal usage items, wherein it implies either the presence       group are infections which primarily infect man but can be
and development of insect vectors on the body or linen (e.g.          transmitted to animals; these are called as zooanthroponoses.
louse infestation) or else on the mucus membranes (e.g.               The third group is amphixenosis which includes infections that
roundworm infestation). Infestation is also sometimes used for        may be transmitted from man to animals and vice versa.
describing a state wherein an accommodation or such articles          Opportunistic Infections : The term refers to disease, caused
as containers have the presence of arthropods or vectors (e.g.        by infectious agents, which are normally not pathogenic, due
cockroach or rat infestation in the houses).                          to a decline in the general or specific immune status of the
Communicable Disease : A communicable disease is one                  host. The term has assumed greater importance following
that is caused by an infectious agent (or its toxic products,         identification of HIV infection whose clinical manifestations
e.g. preformed toxins of B cereus or C botulinum) which can           comprise of a wide variety of such opportunistic infections like
                                                                      P carini, T gondi, CMV etc.


                                                                • 976 •
Nosocomial Infection : This is an infection contracted while in       to another human so as to further propagate the species. The
hospital, as a result of health care or related procedure. Such       worms do not depend primarily for survival and multiplication
infections would include those whose clinical presentation            on any other animal, soil, plants, etc. Thus, the “reservoir of
may start after discharge from the hospital but NOT those             infection” is “human being, infected with Hookworm”, (human
which were “incubating” in the patient’s body at the time of          reservoir). On the other hand, infection of another human
admission. The field of “Nosocomial Epidemiology” is fast             being occurs due to skin contact with soil contaminated with
becoming a specialized one. Hospital epidemiologists should           infective stage larvae. Thus, the “source” is “soil contaminated
ensure prevention and control of such hospital infections.            with infective stage larvae”.
Eradication : The term refers to a complete cessation of              Types of “Reservoir of Infection” : The most important
transmission of the infectious agent. Usually this would imply        “reservoir” for large majority of human infectious agents is
that the infectious agent as well as the disease has also been        the human being himself. The “human reservoir” of infectious
completely reduced to zero. Small pox is the only example             agents can occur in two forms, viz. Cases and Carriers :
wherein eradication has been achieved.                                a) Cases : Those who have clinically apparent disease.
Control : This refers to reducing the transmission of a disease       b) Carriers : A carrier is a human being who harbours an
to a level when it no longer remains a “public health problem”.       infectious agent and sheds it, thus becoming a potential source
Control is more pragmatic then eradication but needs ongoing          of infection for other human beings, but does not exhibit any
preventive measures, and consequently continuing expenditure,         manifestation of the disease. The fact that they cannot be
alongwith an efficient surveillance system to give an early           detected despite being a potential source of infection for other
warning of increase in the level of transmission.                     makes carriers extremely important from epidemiological
Elimination : Elimination implies either a ‘regional eradication”     point of view. Depending on the stage of disease in its natural
(say from a country or continent), or else reduction of disease       progression, a person may be a carrier either during the
to zero without total removal of infectious agent.                    incubation period (incubatory carriers) as occurs in measles,
Epidemiologic “Chain” of Infection                                    mumps, Hepatitis A, etc. The importance of the incubatory
                                                                      carrier state lies in the fact that after the incubation period is
There are 4 inter - related factors, which together are referred      over and the disease manifestations come up, we may isolate
to as the “epidemiologic chain of infection’ :                        and treat the person, but the damage has already been done by
(a)	 The infectious agent and its characteristics.                    him, by transmitting the infection during incubation period.
(b)	 The human host who is susceptible to the infectious agent,       Secondly, he may be having subclinical or clinically inapparent
     and various factors which determine such susceptibility.         disease (contact or healthy carrier) e.g. Hepatitis A, Cholera,
(c)	 Characteristics of the infectious process which are              Poliomyelitis, Diphtheria etc. A subclinical carrier should be
     determined by the interactions between agent and the             differentiated from a subclinical case, which refers to a person
     host.                                                            who has the infection beyond the incubation period but do not
(d)	 Inter - connecting the agent and host are the “channels          show clinical manifestations and do not shed the organisms
     (or modes) of transmission of the agent to the host. Let         so that the infection cannot be transmitted to other human
     us discuss the details of each of these components of the        hosts; e.g. subclinical case of Japanese Encephalititis in which
     chain of infection.                                              the infectious agent is present in the body, but the low titer
Agent                                                                 viraemia is inadequate to infect the mosquito vector. Thirdly,
There are three broad groups of characteristics that are              the person may continue to shed the infectious agent even after
important in respect of infectious disease agent viz. the reservoir   apparent recovery, during the convalescent stage, and hence
and immediate sources of the agent; the characteristics of an         known as convalescent carrier as occurs in cholera, typhoid
agent that are connected with its survival in environment; and        and bacillary dysentery. Such “convalescent carriers” may be
the characteristics of agent which determine the production           short term or temporary carriers (lasting upto 4 weeks or so) or
of infection and consequent to infection, the production of           chronic carriers (lasting beyond 4 weeks; may be upto years as
disease.                                                              in chronic typhoid infection of gall bladder) (103).
Reservoir and Immediate Source of Agent : Any infectious              Animals and Other Forms of Reservoir : Besides human
agent has a primary habitat, called the “reservoir of infectious      beings, animals form another reservoir wherein the infectious
agent” which can be defined as “a person, animal, or inanimate        agent lives primarily, thrives, multiplies and is available for
environment (like soil), where an infectious agent lives,             being transmitted to the human host. Such diseases fit in the
depending primarily for its survival, and where it propagates         scope of “zoonoses” as has been already described. Finally
itself so that it can be transmitted to a human host”. On the         some infectious agents like fungi may primarily thrive and
other hand, a source of infection is the person, animal, or their     multiply in the contaminated soil.
excretions or inanimate environment from where the infective          Characteristics of Agent Concerned with Survival in Nature:
form of the agent is immediately available to the susceptible         The capability of an agent to thrive outside the reservoir and
human host. Let us take the example of hookworm. The adult            withstand adverse environmental effects like drying, heat,
forms live in human gut, depending primarily on the human             acidity, etc is known as “survival capacity in nature”. Some
being for their survival; they multiply there and propagate           agents can hardly survive outside the human body (e.g.
themselves, the eggs being passed out for further transmission        measles, chicken pox). Others may survive for limited time



                                                                • 977 •
provided conditions are favourable (e.g. cholera vibrio, polio       Host Factors
virus, Hepatitis A, etc. can survive in water, ice, sewage, milk,    Like the agent is on one end of the epidemiological chain of
etc; HIV can survive in blood and blood products; however all        infection, the “HOST” is at the other end of the chain. The host
of them are quite vulnerable to drying, heat and disinfectants).     factors which determine the dynamics of infection fall into two
Finally some organisms or their intermediate forms are quite         broad categories :
sturdy and can withstand adverse environment very well
                                                                     (a) Host Attributes which Affect the Probability of Being
(e.g. clostridal spores, cysts of intestinal protozoans, ova of
                                                                     Exposed to the Infectious Agent : These include age (e.g.
helminthes etc). Usually, agents which have very poor survival
                                                                     young children, because of hygienic innocence and habit of
in nature tend to adopt the direct modes of transmission like
                                                                     “orally exploring” the items, are more susceptible to exposure
droplet infection or direct mucous contact. Survival in nature
                                                                     to soil transmitted helminthic infections); Sex (e.g. females,
becomes all the more crucial for the agent, if human being is
                                                                     by virtue of leading a mainly indoor life may be less exposed
the only reservoir.
                                                                     to sylvatic zoonoses like Kyasanur Forest Disease), Economic
Characteristics of Agent Involved in Production of Infection         status (poverty, squalor and infection form an almost invincible
and Disease : The various characteristics of an infectious           trinity and this needs no further highlighting), Occupation
agent which determine the production of infection, as well as        (e.g. agricultural workers and veterinarians are much more
the causation of disease are (104) :                                 likely to be exposed to certain zoonoses), Education (by way of
Infectiousness : this is the relative ease with which the agent      improving the knowledge regarding causation and prevention
is transmitted to the host. Infectiousness is more of function       of infection, may help in reducing the chances of exposure),
of environmental factors; e.g. infectiousness of measles would       Living conditions (Poor housing, overcrowding, lack of sanitary
be higher in overcrowded conditions but lesser in affluent           eating and drinking facilities will all increase the chances of
communities.                                                         exposure), Life style and behavioural factors (e.g. permissive
Infectivity : This is the ability of the agent to cause infection,   attitude toward sex will increase the probability of exposure
i.e. to enter, survive and multiply in the host. A useful            to reservoir of STDs), and use of Personal protective measures
epidemiologic measure of infectivity is Secondary Attack             (e.g. use of mosquito nets and repellents decrease the chances
Rate (SAR). It is defined as the number of susceptible persons       of exposure to mosquito borne diseases).
who, within the duration of one incubation period, following         (b) Host Factors that Influence Occurrence of Infection and
exposure, develop the disease out of the total susceptibles who      Disease : Once the host has been “exposed” to the infectious
were exposed. SAR is usually measured by conducting studies          agent, certain factors will determine whether disease will
in closed communities or families wherein the first case which       actually occur and the severity of the same. These include
brings in the infection is called the index case.                    “status of host immunity”, whether actively or passively (or
Thus,                                                                naturally or artificially) acquired; Age (In general, extremes of
                                                                     age viz. the very young, i.e. < 2 years and the old, > 65 years are
         No. of susceptible exposed to index Case,                   more susceptible); Genetic make up (known to occur in respect
                  who develop the disease,                           of diseases like tuberculosis and malaria); and Availability &
             within the duration of maximum                          utilization of health services (by providing chemoprophylaxis,
             incubation period of the disease                        immunization and health education at the primary preventive
   SAR =                                           X 100             level and early diagnosis and prompt treatment)
               Total number of susceptibles
                 exposed to the Index case                           Herd Immunity : Herd immunity refers to the level of immunity
                                                                     that is present in a population against an infectious agent. It
Pathogenecity : It is the ability of the agent to produce manifest   is, thus, concerned with the protection of a “population” from
disease out of those who have been infected. Generally, agents       infection, the protection being brought about by the presence
which have high pathogenecity have features which protect            of immune individuals. It may be defined as “the resistance
them from non - specific host defenses, and elaborate toxins         of a group to attack by a disease to which a large proportion
or similar products (e.g. Diphtheria, Tetanus) or else, may          of the members are immune, thus decreasing the probability
cause such host immune response that leads to disease (e.g.          that a person having the infectious agent will transmit it to
Rheumatic fever, Glomerulonephritis).                                another susceptible person in the same population”. In general,
Virulence : Higher in order, from infectivity and pathogenecity,     while dealing with childhood infectious diseases amenable to
is virulence. It is the ability of the agent to produce severe       prevention by immunization, vaccination coverage of about
disease. If “serious’ infection is being measured in terms of        85% is likely to provide adequate herd immunity, which will
death, then Case Fatality Ratio (CFR) becomes a reasonably           effectively block the disease transmission, even if remaining
good measure of virulence.                                           15% children are not immunized (though there may be many
                                                                     exceptions to this generally held belief).
Infective Dose : Infective dose is important for certain
infectious disease agents like V cholera and S typhi in which, if    Factors Affecting the Process of Infection as a Result
the inoculum is not adequate, then infection may not settle, or      of Interaction Between Agent and Host
at least, manifest disease may not occur. On the other hand, in      There are certain features which are peculiar to each infectious
infections like plague, even a very small dose may be enough         disease as follows :
to cause infection.



                                                               • 978 •
Incubation Period : Incubation period is the time period between                       Frequency of Disease : As has been repeatedly stressed in this
the entry of infectious agent (or its toxin) into the human                            chapter, the epidemiologist should not go simply by observed
body to the point when the earliest clinical manifestations                            number of cases of a disease but convert it into some form of
of the disease are apparent. During this period, the host does                         frequency measure (like incidence or prevalence) by relating
not exhibit any outwardly clinical manifestations, though                              the number of cases to a denominator (the population at risk).
immunological and histopathological changes within the body                            Depending on the “frequency” of the disease, the occurrence
would definitely occur. If, during this period, the organism is                        may be
also shed from the body of the host, the host qualifies to be an                       ●● “Epidemic” : This is the occurrence of disease frequency,
“incubatory carrier”. Incubation period is usually measured in                             in a defined population or area, which is clearly in excess
terms of “median incubation period”, i.e. the time in which half                           of the normal expectation.
of the infected subjects will develop clinical manifestations,                         ●● “Endemic” frequency refers to continued transmission of
following entry of the organism into the body. Alongwith                                   a disease, in a defined population or area, at a relatively
the median incubation period, a “range” is also given which                                low level (without any importation from an outside area or
indicates the minimum and maximum incubation periods.                                      population). It would also be appreciated that the difference
Incubation period of a disease is found out by studying the                                between an epidemic and an endemic situation is dependent
time taken for onset of secondary cases following exposure to                              on two factors - firstly, the high frequency and the “abrupt
the index case, in family groups or in closed communities, or                              increase” which occurs in epidemic situation, compared to
else during investigation of “common - vehicle, point source                               “continued transmission” in endemic settings. Depending
epidemics”. Different diseases have different values of median                             on the “frequency” with which this continued transmission
incubation period and range, and a specialist in Public health                             is going on in an endemic scenario, the endemicity could be
should remember them well.                                                                 described as “hypoendemic” or “low endemic”, (incidence
Latent Period : In infectious disease epidemiology, latent                                 being low), mesoendemic, hyperendemic, and holoendemic.
period refers to the time that elapses between the entry of the                            In both hyperendemic as well as holoendemic situations, the
agent in the human body to the point when the shedding of                                  transmission continues at a very high frequency; however
organism starts.                                                                           in the latter situation, exposure to infection generally
Period of Communicability (Infectious Period) : This is                                    occurs during early childhood so that by the time adulthood
the duration for which the host sheds the agent, i.e. remains                              is achieved, the population becomes immune and a high
infectious. This may be very long in case of diseases like leprosy                         level of herd immunity occurs. For this reason, epidemic
and HIV infection.                                                                         outbreaks of the disease are not likely in holoendemic
                                                                                           situations (the classical example being “stable malaria”
Generation Time : The generation time is the duration between                              situations). The epidemiologist should note that half -
the entry of infectious agent into the body to the peak infectivity                        hearted or unscientific measures (e.g. sudden introduction
of the host. As a crude calculation, generation time (G) is equal                          of insecticidal spray programs without full coverage and
to (latent period + period of maximum communicability).                                    without concurrent coverage with surveillance for prompt
The relationship between the various landmarks of a typical                                diagnosis and treatment for a disease like Malaria) would
infectious disease is depicted as follows :                                                tend to convert a “stable”, holoendemic situation into
                                                                                           an “unstable” meso - endemic one, thus increasing the
I ----------- I ----------- I ----------- I ----------- I ----------- I ---------- I
                                                                                           propensity to epidemic outbreaks.
                                                                                       ●● “Sporadic” frequency which refers to few, scattered cases
Landmarks : A = Entry of agent into host; B = Shedding of agent starts; C                  of infection, which do not have any relation to each other
= Clinical manifestations start; D = Maximum infectivity of host; E = Clinical
disease ends; F =Shedding of agent ends; G = Convalescence ends; A to B = Latent
                                                                                           temporally or spatially (i.e. according to place or time). The
period; A to C = Incubation period; A to D = Generation time; C to E = Clinical            difference between a “low endemic” disease and sporadic
phase; E to G = Convalescence phase; B to F = Period of communicability; B to C            disease is based on this fine dividing line - that in a low
= Incubatory carrier phase; E to F = Convalescent carrier; E to G = convalescent
phase; C to F = Subclinical (healthy) carrier phase (if clinical disease did not           endemic disease, the frequency of disease is low but the
occur).                                                                                    cases would show a reasonable relation to each other
Biological Gradient (Gradient of Infection) : Biological                                   according to place or time which will not be the case in
gradient of a disease refers to the range of manifestations                                sporadic situations.
that may occur in the host as a result of infection. Thus, it is                       Channels of Transmission
like a “spectrum”, ranging from inapparent infection at one                            The two end points in the epidemiological chain of infection
end, and passing through mild illness, clinical disease, serious                       are the infectious agent and the (susceptible) host. Now, to
forms of disease, to death at the other extreme of the spectrum.                       complete this link, the infectious agent must be transmitted to
Diseases like viral Hepatitis - A, poliomyelitis and cholera                           the susceptible host. Such establishment of the link between
have a classically wide biological gradient with all varieties of                      agent and host is of two types, viz “direct” and “indirect”
severity as outlined above being present. On the other hand,                           modes of transmission.
measles and chicken pox tend to have only the middle part
                                                                                       (a)	Direct Modes of Transmission : A direct mode of
of the spectrum with either subclinical cases or deaths being
                                                                                       transmission is one in which the infectious agent has to be in
uncommon. Diseases like rabies occupy only the other extreme
                                                                                       a state of actual physical or physiological proximity with the
of the spectrum, having a very serious biological gradient, with
                                                                                       susceptible host, or even if not in such proximity, should be
certain death being the only outcome.


                                                                                 • 979 •
within a very close distance so as to be able to directly come         survive environmental adversaries like drying or heat, it can be
in contact with the host. There are five methods of such direct        carried for long distances by air currents, alongwith the dust
transmission                                                           or droplet nuclei; and if deposited on the portal of entry of a
●● Contact of host skin or mucous membranes with the                   susceptible host, can initiate infection. Important examples
     infectious agent contained in a living tissue; e.g. sexually      are legionnaires disease, ‘Q’ fever, tuberculosis, nosocomial
     transmitted diseases.                                             infections. Air borne infected nuclei and dust should be
●● Contact of skin or mucous membranes with the infectious             differentiated from “droplet infection”. As explained, the
     form of the agent contained in inanimate environment.             latter is a ‘direct” method of transmission in which the agent
     The examples include transmission of hookworm (infective          is directly deposited from the immediate source of infection
     form in soil) and leptospirosis (infective form in water or       onto the portal of entry of a susceptible host, the intervening
     soil contaminated with urine ).                                   distance being very short (maximum 1 meter). On the other
●● Inoculation of the agent, directly from the reservoir into          hand, in an air borne transmission the agent is not directly
     the skin or mucous as in Rabies.                                  deposited from the source of infection on to the portal of entry
●● “Vertical transmission” from mother to child, through the           of susceptible host but transported indirectly by air over long
     placenta, e.g. HIV, syphilis, “TORCH” agents etc.                 distances.
●● Direct transmission due to the agent being within a                 Vector Borne Indirect Transmission : A vector is a living
     reasonably close distance of the host, as occurs in “droplet      invertebrate which transfers the infectious agent from the
     infection”. Droplets are actually very finely dispersed           source of infection to another susceptible host. Usually the term
     aerosol containing the infectious agent, which are formed         encompasses arthropods, and to a smaller extent, molluscs
     when a person harbouring the agent in his respiratory tract       like snails. Such transmission by a vector could be either
     undertakes such activities like coughing, sneezing, talking       “mechanical”, in which the vector simply acts as a “fomite”,
     etc. if another susceptible host is within a ‘reasonably          transferring the infectious agent from the host on to another
     close’ distance (usually taken to be 1 meter at the most),        vehicle like food, by carrying the agent on its body surface or
     such infective droplets can be directly deposited on to the       in the gut (finally excreting them in the faeces). The common
     mucous membrane of oral cavity or respiratory passage             example is of the housefly, which mechanically transmits a
     (i.e. the relevant portal of the respiratory tract infections).   number of oro - faecal disease agents from the faeces to the
     TB, common cold, influenza, measles, mumps, pertusis,             food. Secondly, it could be a “biological” transmission, wherein
     diphtheria, meningococcal infection, leprosy etc. are             the infectious agent is transmitted, not simply in a mechanical
     transmitted by such mode.                                         form, but undergoes, within the body of the vector, one or more
(b) Indirect Modes of Transmission : An indirect mode of               of the biological changes pertaining to the stages in its life
transmission can be defined as one in which its infectious agent       cycle. Such biological changes may occur in one of the following
requires an “intermediary agency” to convey it from the source         three ways :
of infection to the susceptible host. Like for direct modes, there     ●● Take the example of plague bacillus. After being taken up
can be five types of indirect modes of transmission :                       by the rat flea following a blood meal on the rodent, the
Vehicle Borne : The various types of “vehicles” which can                   bacilli so taken up with the blood, multiply enormously,
convey the infectious agent, from the source of infection to the            increasing in number, in the mouth parts of the rat flea.
susceptible host include anything which is eaten (e.g. food,                However, there is no developmental change as regards
sweets, milk products, confectioneries and so on, or anything               stages of life cycle of the bacillus. Such a method of
which is drunk (e.g. milk, ice, water, beverages etc). Infections           biological transmission in which the agent “multiplies”
of the gastrointestinal tract are classically transmitted by this           but does not “develop” in the body of the vector before
mode and include such common examples as cholera, typhoid,                  being finally transmitted to the susceptible host, is known
hepatitis - A, ascarisis, amoebiasis and so on. A vehicle also              as “propagative” mode.
would include anything which can be “injected” (e.g. blood and         ●● As another example, once a female culex mosquito takes in
blood products, drugs, vaccines, diluents; examples are HIV,                a microfilaria along with the blood meal, the microfilaria so
Hepatitis B, Malaria etc).                                                  taken up will undergo developmental changes of life cycle
“Fomites” : These are defined as inanimate objects of general               in the body of the mosquito (the three larval stages, finally
use by the infected person (e.g. utensils, linen, fountain                  becoming the infective stage larva). However, there is no
pens, tooth brushes etc.) The infectious agent may remain                   multiplication and for each one microfilaria taken up with
on the surface of such fomites and may be transmitted to the                blood meal, there will be, finally, only one infective form
susceptible host usually when such objects are put into the                 larva. Thus, if the agent undergoes developmental changes
mouth or come in contact with conjunctiva.                                  in the body of the vector but no multiplication, the same
                                                                            is known as “developmental” or “cyclo developmental”
Fingers : Fingers form a very important mode of indirect                    method.
transmission. If Contaminated, they can transport a number             ●● Finally, let us consider the sequence of events that occur
of gastrointestinal infection (especially, shigella, Salmonella             following ingestion of malarial male and female gametocytes
typhi, vibrio and Entamoeba).                                               along with blood meal by a mosquito. The gametocytes
Air : Often droplets containing the infectious agent may dry                transform into gametes, form a zygote, followed by oocyst
up, or may settle down on the dust. Now, if the agent can                   and sporozoites. Thus, there are developmental changes



                                                                 • 980 •
pertaining to the life cycle of the agent. In addition, for          The “human reservoir” of infectious agents can occur in two
    one each of male and female gametocyte taken in by the               forms, viz. Cases and Carriers. Those who have clinically
    mosquito, there will be formed, not one but thousands of             apparent disease are cases, whereas a carrier is a human
    sporozoites; thus, if in addition to developmental changes,          being who harbours an infectious agent and sheds it, thus
    there is multiplication, it is know as “cyclo - propogative”.        becoming a potential source of infection for other human
                                                                         beings, but does not exhibit any manifestation of the disease.
Summary                                                                  Carriers are of various types - subclinical, incubatory and so
Infection/ Infectious disease refers to the entry and development        on. Infectiousness is the relative ease with which the agent is
or multiplication of an infectious agent in the human (or animal)        transmitted to the host ; whereas Infectivity is the ability of
body, with an implied response (e.g. immunological response)             the agent to cause infection, a useful measure being Secondary
on the part of the human or animal. An infectious disease                Attack Rate (SAR). Pathogenecity is the ability of the agent to
is that part of the spectrum of “infection” which is clinically          produce manifest disease out of those who have been infected.
apparent. Colonization indicates presence of infectious agent            Virulence is the ability of the agent to produce severe disease.
in the human body but without any evidence of specific host
                                                                         The host factors which determine the dynamics of infection
immune responses to the agent. Infection due to a colonizing
                                                                         fall into two broad categories - Host attributes which affect
agent is called endogenous infection. Contamination refers to
                                                                         the probability of being exposed to the infectious agent (like
an infectious agent being present on inanimate articles.
                                                                         age, sex, SES etc.) and host factors that influence occurrence
Pollution refers to presence of either infectious agent or such          of infection and disease ( like status of host immunity, genetic
other disease causing noxious or mechanical agents, usually              make - up etc.). Herd immunity refers to the level of immunity
in the general environment, air or water. Infestation may refer          that is present in a population against an infectious agent.
to human beings, animals or personal usage items, wherein it
                                                                         Certain features which are peculiar to each infectious disease
implies either the presence and development of insect vectors
                                                                         are as follows : Incubation period is the time period between
on the body or linen or on the mucous membranes.
                                                                         the entry of infectious agent (or its toxin) into the human body
A communicable disease is one that is caused by an infectious            to the point when the earliest clinical manifestations of the
agent or its toxic products which can be transmitted to a human          disease are apparent; whereas, Latent period refers to the time
being either directly, or indirectly . Dead - end infection is a state   that elapses between the entry of the agent in the human body
when an infectious disease, which is usually “communicable”,             to the point when the shedding of organism starts.
cannot be transmitted any further between human beings or
                                                                         Infectious period is the duration for which the host sheds the
from humans to animals or vice versa, for various agent, host
                                                                         agent. Generation time is the duration between the entry of
and environmental reasons. Subclinical infection is a state when
                                                                         infectious agent into the body to the peak infectivity of the host.
the agent may also multiply in the host body, but there are no
                                                                         Depending on the “frequency” of the disease, the occurrence
clinical manifestations of the disease; whereas Latent infection
                                                                         may be either Epidemic, which is the occurrence of disease
refers to a state when the infectious agent lies “dormant”
                                                                         frequency, in a defined population or area, which is clearly in
within the host body, without any clinical manifestations but
                                                                         excess of the normal expectation; or Endemic frequency refers
does not come out of the human body. Zoonoses are infections
                                                                         to continued transmission of a disease, in a defined population
which are normally transmitted between vertebrate animals,
                                                                         or area, at a relatively low level (without any importation from
either directly, or indirectly through a vehicle or insect vector.
                                                                         an outside area or population). Depending on the “frequency”
Opportunistic infection refers to disease, caused by infectious
                                                                         with which this continued transmission is going on, the
agents, which are normally not pathogenic, due to a decline in
                                                                         endemicity could be described as hypoendemic, mesoendemic,
the general or specific immune status of the host .
                                                                         hyperendemic and holoendemic. Sporadic frequency refers to
Nosocomial infections are those contracted while in hospital,            few, scattered cases of infection, which do not have any relation
as a result of health care or related procedure. The term                to each other temporally or spatially.
Eradication refers to a complete cessation of transmission of the
                                                                         There are two broad modes of disease transmission - direct
infectious agent. Control refers to reducing the transmission of
                                                                         and indirect; A direct mode of transmission is one in which
a disease to a level when it no longer remains a “public health
                                                                         the infectious agent has to be in a state of actual physical or
problem”. Elimination implies either a ‘regional eradication”
                                                                         physiological proximity with the susceptible host (for example,
or else reduction of disease to zero without total removal of
                                                                         inoculation or vertical transmission), whereas an indirect mode
infectious agent .
                                                                         of transmission can be defined as one in which its infectious
Four inter-related factors are together referred to as the               agent requires an “intermediary agency” to convey it from the
“epidemiologic chain of infection” - these are : agent, host,            source of infection to the susceptible host (for example, vehicle
interaction between agent and host; and modes of transmission.           or vector - borne). Vector - borne transmission may be of many
There are three broad groups of characteristics that are important       types - cyclo - developmental, propagative or cyclo - propagative,
in respect of infectious disease agent, viz. the reservoir and           depending on whether only development or multiplication or
immediate sources of the agent; the characteristics of an agent          both (of the causative organism) occurs in the vector.
that are connected with its survival in environment; and,
the characteristics of agent which determine the production
of infection and, consequent to infection, the production of
disease.


                                                                   • 981 •
Study Exercises                                                    8.	 Case Fatality Ratio (CFR) is a reasonably good measure
                                                                        of (a) Pathogenecity (b) Infectivity (c) Virulence
Long Question : Discuss, with suitable examples, the various
                                                                        (d) Infectiousness
modes of transmission of infectious diseases.
                                                                   9.	 Epidemiologic chain of infection usually involves all of the
Short Notes : (1) Herd Immunity (2) Survival of infectious              following factors except (a) Disinfectatnts (b) Infectious
agent in nature (3) Nosocomial infections (4) Incubation period         agent (c) Human host (d) Modes of transmission
(5) Carriers.                                                      10.	 The presence and development of insect vectors on
MCQs & Exercises                                                        the body or linen e.g. louse is known as (a) Infection
1.	 Presence of an infectious agent in an inanimate article or          (b) Infestation (c) Infectiousness (d) Infectivity
    on skin surface, particularly hands, is called (a) pollution   11.	 A significantly large amount of subclinical infection occurs
    (b) contamination (c) infection (d) infestation                     in all of the following diseases except (a) Hepatitis A
2.	 Which mode of transmission is followed in transmission              (b) Hepatitis B (c) Rubella (d) Measles
    of microfilaria through female culex mosquito (a) cyclo        12.	 All of the following diseases are examples of
    - propagative (b) propagative (c) cyclo - developmental             Anthropozoonoses except (a) Tryponosoma cruzi
    (d) vehicle - borne                                                 (b) Hydatid disease (c) Trichinosis (d) Plague.
3.	 Malaria and Filariasis are mainly transmitted through          13.	 All of the following organisms are quite sturdy and
    vehicle - borne mode of transmission . Yes/ No                      can withstand adverse environment very well, except
4.	 All of the following are examples of direct modes of                (a) Clostridal spores (b) Cysts of intestinal protozoans
    transmission except (a) Fomites (b) inoculation into skin           (c) Ova of helminths (d) Hepatitis A virus
    or mucus membranes (c) droplet infection (d) vertical          14.	 The time in which half of the infected subjects will develop
    transmission                                                        clinical manifestations, following entry of the organism
5.	 Latent period + period of maximum communicability                   into the body, is known as (a) Lead time (b) Median Latent
    will give a crude estimate of the (a) lead time (b) lag time        period (c) Median Incubation Period (d) Generation time
    (c) generation time (d) incubation period                      15.	 That subset of Endemic frequency, wherein exposure to
6.	 The level of immunity that is present in a population               infection generally occurs during early childhood so that
    against an infectious agent is known as (a) innate                  by the time adulthood is achieved, the population becomes
    immunity (b) acquired immunity (c) selective immunity (d)           immune and a high level of herd immunity occurs, is
    herd immunity                                                       known as (a) Hyper - endemic (b) Holo - endemic (c) Meso
7.	 In calculation of secondary attack rate, exposure to which          - endemic(d) Hypo - endemic
    case is being taken into account (a) primary case (b) index    Answers : (1) b; (2) c; (3) No; (4) a; (5).c; (6) d; (7) b; (8) c;
    case (c) secondary case (d) subclinical case                   (9) a; (10) b; (11) d; (12) a; (13) d; (14) c; (15) b.




                                                                   fatal result” (3). The term “immunes”, is also found in the epic
   168        Immunization                                         poem “Pharsalia” written around 60 B.C. by the poet Marcus
                                                                   Annaeus Lucanus to describe a North African tribe’s resistance
                                                                   to snake venom (2). The first clinical description of immunity
                                                Rajesh Vaidya
                                                                   which arose from a specific disease causing organism is
                                                                   probably Kitab fi al-jadari wa-al-hasbah (4) written by the
History                                                            Islamic physician Al-Razi in the 9th century. However, it was
The concept of immunity has intrigued mankind for thousands        with Louis Pasteur’s Germ theory of disease that the fledgling
of years. According to the prehistoric views, disease was caused   science of immunology began to explain how bacteria caused
by supernatural forces and illness was a form of punishment        disease, and how, following infection, the human body gained
for “bad deeds” or “evil thoughts” visited upon the soul by the    the ability to resist further insults (3).	
Gods or by one’s enemies (1). The first written descriptions of    Burnet and Medawar, Nobel Prize winners in 1960 put forth the
the concept of immunity may have been made by the Athenian         concept that man had learnt to tolerate his own tissues (self)
Thucydides who, in 430 BC, described that when the plague          and was intolerant to foreign tissues (i.e. not self). The concept
hit Athens “the sick and the dying were tended by the pitying      of ‘self’ and ‘not self’, therefore, means that under normal
care of those who had recovered, because they knew the course      conditions the body tolerates its own tissues (immunological
of the disease and were themselves free from apprehensions.        tolerance), and recognizes and destroys foreign tissues. In the
For no one was ever attacked a second time, or not with a


                                                             • 982 •
modern sense, therefore, immunity has been defined as the               with the same antigen, which provokes its production. The
ability of the body to recognize, destroy and eliminate antigenic       sites of maximum antibody formation are the lymph nodes
material foreign to its own (5, 6).                                     and spleen. Smaller collections of antibody producing cells are
                                                                        widely scattered in various tissues throughout the body. Plasma
The Immune System                                                       cells also produce antibodies. Antibodies may be antitoxic
The immune system is a collection of mechanisms within an               such as diphtheria and tetanus, antibacterial like typhoid or
organism that protects against infection by identifying and             antiviral such as polio.
killing pathogens and tumour cells.
                                                                        Immunoglobulins
Structure and Function of Immune System                                 These comprise of families of closely related globulin molecules,
Tissues and organs important for the immune function                    which are synthesized by cells of reticulo-endothelial system
include:                                                                (RES). The human immunoglobulin system is divided into five
●● Cells derived from stem cells : liver, bone marrow                   major classes IgG, IgA, IgM, IgD and IgE. The molecule of each
●● Cells that are stored, multiply, interact and mature in :            immunoglobulin is understood to consist of K (Kappa) and L
     thymus, spleen, lymph nodes, blood                                 (Lamda) polypeptide chain (10).
●● Transport : lymphatic vessels                                        (a) IgG : Repeated exposure to antigen leads to its accumulation
●● Accessory organs                                                     in serum. It comprises about 80 per cent of serum antibodies
●● Appendix, tonsils, intestines                                        in an adult. Antibodies to gram positive pyogenic bacteria,
The immune system protects organisms from infection                     antiviral and antitoxic antibodies are found exclusively among
with layered defenses of increasing specificity. Most simply,           IgG globulins. This is the immunoglobulin, which is transported
physical barriers prevent pathogens such as bacteria and                across the placenta. Maternally derived IgG is slowly replaced
viruses from entering the body. If a pathogen breaches these            by actively synthesized IgG which appears at 1-3 months of age
barriers, the innate immune system provides an immediate,               and then rapidly rises and adult level is reached by the age of
but non-specific response. Innate immune systems are found              one or two years. Normal adult serum level of IgG is 600-1800
in all plants and animals. However, if pathogens successfully           mg/100 ml.
evade the innate response, vertebrates possess a third layer            (b) IgA : This fraction has been found to contain
of protection, the adaptive immune system. Here, the immune             isohaemagglutinins, anti-brucella, anti-diphtheria antibodies
system adapts its response during an infection to improve its           and comprises about 10 per cent of the serum antibodies.
recognition of the pathogen. This improved response is then             Saliva, colostrum and tears are relatively rich in this fraction.
retained after the pathogen has been eliminated, in the form            Nasal and bronchial secretions, bile, intestinal juices and
of an immunological memory, and allows the adaptive immune              prostatic fluid also contain IgA. It seems to play a decisive role
system to mount faster and stronger attacks each time this              in local immunity. IgA synthesis begins two weeks after birth.
pathogen is encountered (7,8).                                          Normal adult serum level is 70-380 mg/100 ml.
Antigen                                                                 (c)	 IgM : This fraction is found to have high agglutinating
Antigen is defined as a substance which when introduced into            and complement fixation ability. Wasserman antibodies and
the tissues stimulates the production of specific antibodies and        bactericidal antibodies against Gram negative organisms
combines specifically with the antibody so produced (3). By far         (endotoxins) are almost exclusively found in IgM. It accounts
the best antigens are proteins (e.g. diphtheria toxin, tetanus          for 5 to 10 per cent of serum antibodies. It cannot pass through
toxin); others are polysaccharides (e.g. blood group antigens),         placenta. Normal adult serum level is 20-130 mg/100 ml.
lipids and nucleic acids. There are also incomplete antigens            (d) IgD : Not much is known about it. Normal adult serum level
called ‘haptens’ which by themselves are not antigenic but can          is 4-40 mg/100 ml.
provoke an immune response by combining with one of the
                                                                        (e) IgE : The antibodies in this fraction have the ability to fix
body’s proteins in such a way that the protein becomes ‘foreign’
                                                                        themselves firmly to tissues and remain so. They are likely to
to the body. Penicillin is an example of ‘hapten’. On contact
                                                                        play an important role in allergic reactions.
with an antigen the host can respond in three different ways :
(a)	 Circulating antibody is formed.                                    Immunity
(b)	 A delayed-type cell mediated hypersensitivity reaction may         The word “immunity” derives from the latin immunis, meaning
     result on second contact with the antigen.                         exemption from military service, tax payments or other public
(c)	 Tolerance, which means that on second contact with the             services and is defined as “Ability of an organism to recognize
     same antigen no response will be provoked.                         and defend itself against specific pathogens or antigens (11)
The type of response in a particular case will depend largely on        (Box - 1).
the antigen itself, the dosage, and the route of application and        Types of Immunity
possibly on other lesser-known factors (9).                             The normal individual has two levels of defence against foreign
Antibody                                                                agents. Natural or innate immunity, - which is present in
Antibody is a protein substance that appears in the body as a           neonatal animals and in invertebrates. Adaptive or acquired
result of invasion of antigen. It is capable of reacting specifically   immunity - that is confined to vertebrates (Box - 2).




                                                                  • 983 •
Acquired (Adaptive) immunity : This
 Box - 1
                                                                                                   develops only after exposure to inducing
                                                                 Specific Defense Mechanisms       agents such as microbes, toxins, or other
          Nonspecific Defense Mechanisms
                                                                      (Immune System)              foreign substances.
  First line of defense           Second line of defense              Third line of defense        Active Immunity
 ●●    Skin                       ●●   Phagocytic White          ●●   Lymphocytes                  Naturally acquired active immunity
 ●●    Mucous                          blood cells               ●●   Antibodies                   : It occurs when a person is exposed
       membranes                  ●●   Antimicrobial                                               to a live pathogen, and develops a
 ●●    Secretions of                   proteins                                                    primary immune response, which leads
       skin and mucous            ●●   The inflammatory                                            to immunological memory. This type of
       membranes                       response                                                    immunity is “natural” because it is not
                                                                                                   induced by man.
 Box - 2 : Types of immune defenses (12,13)                                  Artificially acquired active immunity : It can be induced
                                                                             by a vaccine, a substance that contains antigen. A vaccine
                                 Immunity
                                                                             stimulates a primary response against the antigen without
                                                                             causing symptoms of the disease.
                   Innate                        Acquired
                                                                             Passive Immunity : Passive immunity is the transfer of active
                                                                             immunity, in the form of readymade antibodies, from one
               Passive                                Active                 individual to another.
                                                                             Naturally acquired passive immunity : Passive immunity can
      Artificial            Natural      Artificial            Natural       occur naturally, when maternal antibodies are transferred to
                                                                             the fetus through the placenta or through breast milk (14,15).
Innate (natural) Immunity : This is made up of several                       Artificially acquired passive immunity : This is a short-term
components.                                                                  immunization induced by the transfer of antibodies, which can
●● Physical barriers are the first line of defense against                   be administered in several forms; as human or animal plasma
    infection. The skin and mucous membranes provide a                       or serum, as pooled human immunoglobulin (16).
    continuous surface which must be breached and back this                  Active versus Passive Immunity : Some differentiating points
    up with mechanical protection through cilia and mucous.                  between active and passive immunity are given in Table - 1.
●● Physiological factors such as pH, temperature and oxygen
    tension limit microbial growth. The acid environment of                  Host Defenses
    the stomach combined with microbial competition from                     There are two different types of host defenses that the body
    the commensal flora inhibits gut infection.                              exhibits as a result of exposure to an antigen. These are :
●● Protein secretions into external body fluids such as                      ●● The humoral immune response involves the activation and
    lysozyme also help resist invasion. Soluble factors within                    clonal selection of B cells, resulting in the production of
    the body such as complement, interferons and other                            antibodies.
    molecules such as C-reactive protein are of considerable                 ●● The cell-mediated immune response involves the activation
    importance in protection against infection.                                   and clonal selection of cytotoxic T cells (17).
●● Phagocytic cells are critical in the defense against                      Humoral Immunity : An immunocompetent but as yet
    bacterial and simple eukaryotic pathogens. Macrophages                   immature B-lymphocyte is stimulated to maturity when an
    and Polymorphonuclear leucocytes (PMN) can recognise                     antigen binds to its surface receptors and there is a T helper
    bacterial and yeast cell walls through broadly specific                  cell nearby (to release a cytokine). This sensitizes or primes the
    receptors (usually for carbohydrate structures) and this                 B cell and it undergoes clonal selection. Most of the family of
    recognition is greatly enhanced by activated complement                  clones becomes plasma cells. These cells, after an initial lag,
    (opsonin) (7).                                                           produce highly specific antibodies at a rate of as many as 2000

 Table-1: Comparison between Active & Passive Immunity
                              Active Immunity                                                      Passive Immunity
 Usually produced in response to bacteria, viruses, toxins or
                                                              Produced by serum containing already prepared antibodies
 toxoids.
 Body cells take an active part in the production of immunity.               Cells of body do not take part in the production of antibodies.
                                                                             No time is lapsed to get the antibodies circulating in the
 It takes sometime to develop the antibody in the system.
                                                                             system.
 Immunity lasts long                                                         Immunity lasts for a short period, usually 10-14 days.
 Used for pre-pathogenic prophylaxis and treatment of sub- Used for treatment of acute infection and for tiding over the
 acute or chronic infections in order to increase          crisis or incubation period.


                                                                         • 984 •
molecules per second for four to five days. The other B cells                   process weeds out only those T cells with the correct set of
become long-lived memory. Humoral immunity is active when                       receptors that can recognize the MHC molecules responsible
the organism generates its own antibodies and passive when                      for self-recognition. Then a negative selection process begins
antibodies are transferred between individuals. Similarly, cell                 whereby T cells that can recognize MHC molecules complexed
mediated immunity is active when the organisms’ own T-cells                     with foreign peptides are allowed to pass out of the thymus.
are stimulated and passive when T cells come from another                       Cytotoxic or killer T cells (CD8+) do their work by releasing
organism (17, 18).                                                              lymphotoxins, which cause cell lysis. Helper T cells (CD4+)
Cell-mediated Immunity : Macrophages engulf antigens and                        serve as managers, directing the immune response. The
process them internally. This sensitizes the T cells to recognize               process by which T cells and B cells interact with antigens is
these antigens. T cells are primed in the thymus, where they                    summarized in Fig. - 1.
undergo two selection processes. The first positive selection

 Fig. - 1

                                        Immature inactive helper and
              Pathogen                                                                               Immature inactive B-cells
                                               killer T-cells



   Engulfed by Macrophage                         In thymus                                              In bone marrow




  Pieces of pathogen presented
                                          Mature inactive helper and
     on surface of antigen-                                                           Mature inactive B-cells           Free antigen in blood
                                                killer T-cells
  presenting cell (macrophage)




    Helper and Killer T-cells are activated by antigen-presenting                 B-cells are activated by antigen, but only if B-cells recognize
     macrophage, but only if T-cells recognize specific antigen                    specific antigen. Active helper T-cell is required for B-cell
                     presented by microphage.                                                               activation.




                                                                     Helper T-cell Activates B-cell




 Active helper and Killer T-cells replicate, including information of
                            memory cells                                        Active B-cells replicate and produce antibody molecules that can
                                                                                                     bind to specific antigens
            Killer T-cells require helper T-cells for activation




  Memory T-cells can respond to         Killer T-cells kill any body cell                                          Memory B-cells can respond to
                                                                                  Antibody binds to antigen
  subsequent infection by that         infected with that specific kind                                             subsequent infection by that
                                                                                         (“tagging”)
       kind of pathogen                            of antigen                                                            kind of pathogen




                                                                                 Complement system destroys          Phagocytic cells engulf the
                                                                                        the antigen                       tagged antigen




                                                                            • 985 •
Local Immunity : Local immunity is believed to be produced by                                               immunization, it was British dairy farmer Benjamin Jestey
fixation of various specific humoral antibodies in tissues, cells;                                          who noticed that “milkmaids” did not become infected with
or it may be nonspecific response of local tissues, induced by                                              smallpox, or displayed a milder form. Jestey took the pus from
a local application of antigen, against a subsequent infection                                              an infected cow’s udder and inoculated his wife and children
threatening systemic disease e.g. oral poliomyelitis vaccine                                                with cowpox, thereby making them immune to smallpox. By
(OPV) used for producing immunity against poliomyelitis.                                                    injecting a human with the cowpox virus (which was harmless
Herd Immunity : Herd Immunity is the immunity of a group of                                                 to humans), Jenner swiftly found that the immunized human
people or a community taken as a whole. In the epidemiology                                                 was then also immune to smallpox.
of infectious diseases, consideration of herd immunity is of                                                Vaccines : These are immunobiological substances designed
greater importance than that of individual immunity. Epidemics                                              to produce specific protection against diseases by stimulating
disappear from a community long before 100 per cent of its                                                  production of protective antibody or other immune mechanisms.
members become immune, either naturally or artificially                                                     A number of agents can be used to provide protection against
through mass immunization. Epidemiological immunity is                                                      diseases. This protection can be active where antibodies
usually established even when, say only 80 to 85 % people in                                                are produced by our own body in response to vaccines or
the community become immune. The other 20 % people enjoy                                                    passive where antibodies are received in ready made form of
freedom from infection by virtue of their belonging to the                                                  immunoglobulins or non-human antisera (See Box - 3).
‘herd’. Herd immunity can also develop through the process of
natural selection by weeding out of the susceptible successive                                               Box - 3 : Milestones in vaccination
generations due to death from disease. The level of herd
                                                                                                             1798       Smallpox
immunity at a given time depends on the herd structure which
is constantly changing. (19).                                                                                1885       Rabies
Types of Immune Response                                                                                     1897       Plague
The first encounter with an antigen is known as the primary                                                  1923       Diphtheria
response. Re-encounter with the same antigen causes a                                                        1926       Pertussis
secondary response that is more rapid and powerful (20)
                                                                                                             1927       Tuberculosis (BCG)
(Fig. - 2). Immune response depends on
●● Nature and dose of antigen                                                                                1927       Tetanus
●● Route of administration                                                                                   1935       Yellow Fever
●● Type of adjuvants used
                                                                                                                                    After World War II
●● Nutritional status of the recipient
                                                                                                             1955       Injectable Polio Vaccine (IPV)
 Fig. - 2 : Immune Response                                                                                  1962       Oral Polio Vaccine (OPV)
                                                                                           Secondary
                                                                                        immune response
                                                                                                             1964       Measles
                                                            Second exposure
                                                                                          to antigen A
                         104                                  to antigen A,                                  1967       Mumps
                                                            first exposure to
                                                                                                             1970       Rubella
Antibody concentration




                                                                antigen B
                                      First exposure
                                      to antigen A                                                           1981       Hepatitis B
   (arbitrary units)




                         10
                              3




                                                                                                            Immune Response to Vaccination : The vaccine mimics
                         10
                              2
                                                   Primary immune                      Primary immune       infection with the respective pathogen, but without risk of the
                                                      response to                         response to
                                                       antigen A                           antigen B
                                                                                                            disease. The consequent immune response may be manifested
                         101                                                                                through antibody (humoral immunity) or cell mediated
                                                                                                            immunity (CMI), or both. Maternal CMI is not transferred to
                                               Antibodies                       Antibodies
                                                  to A                             to B                     the foetus. Therefore BCG can be given at birth, OPV is given
                         10                                                                                 by mouth; it establishes local infection in a proportion of
                              0



                                  0      7      14      21        28       35     42         49   56        children. Maternal antibody in the infant’s circulation is a
                                                            Time (Days)                                     very weak inhibitory factor; hence OPV also can be given at
                                                                                                            birth. Hepatitis B surface antigen is an excellent immunogen,
Immunisation                                                                                                overcoming, to a large extent, the inhibiting effect of maternal
Immunisation is the process by which an individual is exposed                                               antibody; hence that too can be given at birth. On the other
to an agent that is designed to fortify his or her immune system                                            hand, live measles vaccine may be completely inhibited in
against that agent. The material is known as an immunogen.                                                  the presence of detectable maternal antibody in the infant’s
Immunization is the same as inoculation and vaccination in                                                  circulation. Therefore measles vaccine is given after a delay of
that inoculation and vaccination use a viable infecting agent                                               9 months from birth and MMR only after 12 months (8).
like immunization does.                                                                                     The goal of all vaccines is to promote a primary immune
History of Immunization : While Dr. Edward Jenner (1749-                                                    reaction so that when the organism is again exposed to the
1823) has been recognized as the first doctor to give sophisticated                                         antigen, a much stronger secondary immune response will



                                                                                                        • 986 •
be elicited. Any subsequent immune response to an antigen          Table - 2 : Immunizing Agents
is called a secondary response and it exhibits the following
features :                                                                           Live attenuated Vaccines
a)	 A shorter lag time                                             BCG
b)	 More rapid buildup                                             Typhoid, oral                  Bacterial
c)	 A higher overall level of response
d)	 A more specific or better “fit” to the invading antigen        Plague
e)	 Utilizes IgG instead of the large multipurpose antibody        Oral polio (Sabin)
     IgM                                                           Yellow fever
Types of vaccines : Traditionally, there are four types of
vaccines (Table - 2).                                              Measles
●● Live (attenuated)                                               Rubella                        Viral
●● Inactivated (killed)                                            Mumps
●● Toxoids
                                                                   Influenza
●● Subunit and recombinant
Live Vaccines : These are prepared from live attenuated            Chickenpox
organisms. They are very potent immunizing agents because :        Epidemic Typhus                Rickettsial
●● Live organisms multiply in the host                                             Inactivated or Killed Vaccines
●● All major and minor antigenic components are present
●● Target organs may be colonized                                  Typhoid
●● May replace wild strains in the community                       Cholera
Drawbacks : Safety is an issue because mutation may take           Pertussis                      Bacterial
place resulting in disease. Live vaccines can not be used for
                                                                   C.S. meningitis
immuno-deficient patients as well as during pregnancy.
Precautions : Two live vaccines are usually not used together.     Plague
They are to be given at different sites or three weeks apart.      Hepatitis A
Besides, live vaccines have exacting storage requirements.         Hepatitis B
Example :
                                                                   Rabies
●● Bacterial
                                                                   Salk (polio)                   Viral
	 - BCG
	 - Typhoid oral                                                   Influenza
●● Viral                                                           Japanese Encephalitis
	 - Measles, Mumps, Rubella                                        KFD
	   - Oral Polio                                                                              Toxoids
	 - Yellow fever, Influenza                                        Diphtheria
●● Rickettsial                                                                                    Bacterial
                                                                   Tetanus
	 - Epidemic typhus
                                                                                     Human Immunoglobulins
Inactivated (Killed) Vaccines : These are prepared from
organisms killed by heat or chemicals. Killed vaccines are         Hepatitis A
very safe but less efficacious than live vaccines. They require    Measles
multiple doses which may be administered as a series of                                           Human normal
                                                                   Rabies
primary doses followed by regular booster doses. The only                                         Immuno-globulin
absolute contraindication is hypersensitivity.                     Tetanus
Example :                                                          Mumps
●● Bacterial                                                       Hepatitis B
	 - Typhoid, Pertussis, Cholera                                                                   Human specific
                                                                   Varicella
●● Viral                                                                                          Immuno-globulin
                                                                   Diphtheria
	 - Rabies, Hepatitis B, Japanese encephalitis
                                                                                        Non Human (Antisera)
Toxoids : These are produced from detoxicated toxins. The
body produces antibodies against the toxin in response to          Diphtheria
toxoids. They offer no protection against infection. Toxoids are   Tetanus
very safe and highly effective.                                                                   Bacterial
                                                                   Gas gangrene
Example : Diphtheria, Tetanus
                                                                   Botulism
                                                                   Rabies                         Viral


                                                             • 987 •
Passive Immunisation : Passive immunization may be                             Storage of Vaccines
administered using human or animal products. Conventionally                    Sensitivity to heat : All vaccines are sensitive to heat to some
human products are called immunoglobulins and animal
                                                                               extent, but some are more sensitive than others. The commonly
products are called anti-sera. Animal products are cheaper but
                                                                               used EPI vaccines may be ranked according to their sensitivity
suffer from the disadvantage of greater chances of immediate
                                                                               to heat as given in Box - 4.
or delayed hypersensitivity.
Human Immunoglobulins : Non-specific or generalized                             Box - 4 : Sensitivity to Heat
protection is offered by normal immunoglobulins while
protection against specific diseases is given by using hyper-                   Most Sensitive
immune immunoglobulins.                                                                                OPV
Normal Immunoglobulins : These provide non specific                                                    Measles
immediate ready made protection for upto three weeks. No live
vaccine should be given for 12 weeks following administration                                          DPT, Yellow Fever
of immunoglobulins. They should be administered at least two                                           BCG
weeks after a live vaccine
                                                                                                       Hib, DT
Example : Measles, Hepatitis A
                                                                                                       Td, TT, Hepatitis B
Specific Hyperimmune Immunoglobulins : These are made
from plasma of recently recovered patients. They are to be
given immediately after exposure. Peak blood levels are usually                 (Note : However, that all freeze-dried vaccines become much more heat-
achieved in two days. They have a half life three to five weeks                 sensitive after they have been reconstituted, and it is then even more important
                                                                                that they are not exposed to heat.)
Example : HBIG, VZIG, Rabies, Tetanus
Animal anti-sera or anti-toxin : Animal anti-sera are                          Sensitivity to Cold : Some vaccines are also sensitive to being
generally equine in origin. Their biggest draw back is that they               too cold. For these vaccines, freezing or exposure to temperatures
may cause anaphylactic reactions or serum sickness.                            < 0°C can also cause loss of potency, and again, the vaccine
Examples : Diphtheria, Tetanus, Rabies, Botulism, Gas                          will become useless. For these vaccines, it is therefore essential
gangrene, Snake Bite.                                                          to protect them not only from heat, but also from freezing. The
National Immunization Schedule                                                 vaccines sensitive to freezing (as well as to heat) are as given
                                                                               in Box - 5.
Any immunization schedule is drawn up keeping two important
factors in mind. Firstly the vaccines need to be administered in
doses and schedules which produce an adequate immunological                     Box - 5 : Sensitivity to Cold
response in the recipient. Secondly the schedule should be                      Most Sensitive
administratively convenient and one which is likely to be most                                              Hep B
acceptable to the target population. The National Immunization
Schedule drawn up for India factors in both these aspects (21)
(Table - 3).                                                                                                Hib (Liquid)
                                                                                                            DTP
 Table - 3 : Schedule
                                                                                                            DT
               At Birth                BCG, OPV - 0
                                                                                                            Td
                                       (Institutional delivery)
                                                                                                            TT
               6 weeks                 BCG (If not given at birth)
                                       DPT - 1, OPV - 1                         Least Sensitive
  Infants
               10 Weeks                DPT - 2, OPV - 2                        Sensitivity to Light : Some vaccines are also very sensitive
               14 Weeks                DPT - 3, OPV - 3                        to strong light, so they must always be protected against
               09 months               Measles                                 sunlight or fluorescent (neon) light. BCG, measles, MR, MMR
                                                                               and rubella vaccines are sensitive to light (as well as to heat).
               16 - 24 mths            DPT and OPV                             Normally, these vaccines are supplied in vials made from dark
               5 - 6 yrs               DT*                                     brown glass, which gives them some protection against light
  Children                                                                     damage, but care must still be taken to keep them covered and
               10 yrs                  TT*
                                                                               protected from strong light at all times (22,23).
               16 yrs                  TT *
                                                                               Recommended Storage Temperatures
 (If there is no clear evidence of previous immunization two doses one month
 apart to be given)                                                            The recommended conditions for storing vaccines are shown
               Early pregnancy         TT - 1                                  in Table - 4. This table indicates the maximum times and
 Pregnant                                                                      temperatures in each case (24).
  Women        One month later         TT - 2
                                                                               Each time some damage due to heat occurs, the loss of potency
 (In case of clear evidence of primary immunization or two doses during        accumulates, and eventually, if the cold chain is not correctly
 previous pregnancy, only single dose to be given)




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Human resources section9-textbook_on_public_health_and_community_medicine

  • 2. Section 9 : Communicable Diseases 167 Principles of Infectious Diseases Epidemiology RajVir Bhalwar 976 168 Immunization Rajesh Vaidya 982 169 General Prevention and Control Measures Rajesh Vaidya and VK Bhatti 1001 Aniruddha Hazra, LS Vaz, 170 Public Health Laboratory : Microbiological Procedures 1008 Nandita Hazra 171 Malaria Rajesh Vaidya 1025 172 Lymphatic Filariasis Rajesh Vaidya 1032 173 Leishmaniasis Rajesh Vaidya 1036 174 Dengue & Dengue Haemorrhagic Fever Rajesh Vaidya 1040 175 Chikungunya Rajesh Vaidya 1044 176 Japanese Encephalitis Rajesh Vaidya 1046 177 Rickettsial Diseases Rajesh Vaidya 1049 178 Yellow Fever Rajesh Vaidya 1054 179 Viral Hepatitis Rajesh Vaidya 1057 180 Anthrax Rajesh Vaidya 1066 181 Tetanus Rajesh Vaidya 1068 182 Plague Rajesh Vaidya 1071 183 Rabies Rajesh Vaidya 1075 184 Leptospirosis Rajesh Vaidya 1080 185 Brucellosis Rajesh Vaidya 1082 186 Mechanism of Air - borne Infections Rajesh Vaidya 1085 187 Measles Rajesh Vaidya 1086 188 Rubella Rajesh Vaidya 1089 189 Chicken Pox and Herpes Zoster Rajesh Vaidya 1091 190 Smallpox Rajesh Vaidya 1094 191 Diphtheria Rajesh Vaidya 1095 192 Mumps Rajesh Vaidya 1098 193 Meningococcal Meningitis Rajesh Vaidya 1101 194 Tuberculosis Rajesh Vaidya 1104 195 Avian Influenza Rajesh Vaidya 1113 196 Severe Acute Respiratory Syndrome (SARS) Rajesh Vaidya 1117 197 Acute Gastroenteritis Rajesh Kunwar 1119 198 Cholera Rajesh Kunwar 1125 199 Food Poisoning Rajesh Kunwar, Rajul Gupta 1129 200 Enteric Group of Fevers Rajesh Kunwar 1132 201 Shigellosis Rajesh Kunwar 1135 202 Helminthiasis Rajesh Kunwar 1137 203 Amoebiasis & Giardiasis Rajesh Kunwar 1148 204 Sexually Transmitted Infections (STI) Sunil Agrawal 1151 205 Yaws : The Story of Successful Elimination Sunil Agrawal 1159 206 Acquired Immuno-Deficiency Syndrome (AIDS) Sunil Agrawal 1163 207 Leprosy (Hansen’s Disease) Sunil Agrawal 1173 208 Trachoma Sunil Agrawal 1177
  • 3. be transmitted to a human being either directly, or indirectly Principles of Infectious Diseases 167 Epidemiology (through food, water, insect vectors, soil), or else a disease which can be transmitted between humans and animals. All infectious diseases are not necessarily communicable; e.g. RajVir Bhalwar osteomyelitis or brain abscess are infectious diseases but not communicable. Similarly, an infectious disease may be communicable in one form (e.g. pneumonic plague) but not in One way of broadly classifying human diseases is according to the other form (e.g. bubonic plague). whether they are “infectious (communicable)” or else, “non - communicable”. Out of these two, infectious diseases account Dead-End Infection : A state when an infectious disease, for lion’s share of death, ill - health and suffering in the which is usually “communicable”, cannot be transmitted any developing countries. For this reason an epidemiologist must further between human beings or from humans to animals or have a sound understanding of the epidemiologic principles vice versa, for various agent, host and environmental reasons. concerning infectious disease practice. Examples are Japanese Encephalitis, Rabies, Tetanus, Bubonic plague, Scrub typhus in humans. General Terms and Definitions Subclinical Infection (Inapparent infection) : It is a state Infection & Infectious Disease : This refers to the entry when there is a host immune response following entry of the and development or multiplication of an infectious agent in infectious agent; the agent may also multiply in the host body, the human (or, animal) body, with an implied response (e.g. but there are no clinical manifestations of the disease. Thus, immunological response) on the part of the human or animal. the presence of infection cannot be recognized clinically though It must be remembered that “infection” by itself does not the infectious agent is constantly passed out of the human mean “infectious disease”. An infectious disease is that part body and hence a person with subclinical infection is a greater of the spectrum of “infection” which is clinically apparent. health hazard for community than those having apparent In fact, this is the basic difference between epidemiologic disease (since the latter can be identified, treated and isolated practice and clinical practice as regards infectious disease - the if required). Diseases like Viral hepatitis A, have large number clinician is mainly interested in “infectious disease” while the of subclinical infections; on the other hand, diseases like epidemiologist is interested in “infection” and its dynamics - measles hardly have any subclinical infections. Thus, infections including the subclinical cases, the carriers, the reservoirs or which have a large proportion of subclinical infections in their the infectious agent and its modes of transmission. spectrum are less amenable to prevention; on the other hand, Colonisation : Colonisation indicates presence of infectious diseases which have very few or no subclinical infections are agent in the human body but without any evidence of specific more amenable to prevention by surveillance methods. host immune responses to the agent. In short, colonization Latent Infection : This refers to a state when the infectious means “infection less specific immune response”. agent lies “dormant” within the host body, without any clinical Endogenous Infection : Infection due to a colonizing agent; manifestations but does not come out of the human body (thus e.g. E Coli normally colonises the human GIT; however, under it is different form subclinical infection). After a period of time, certain circumstances, it may enter the blood stream and cause under certain circumstances, the agent which had been lying endogenous infection. dormant, reactivates and produces a different type of disease Contamination : Refers to an infectious agent being present in (e.g. Herpes Zoster; Brill - Zinser disease) or else the same type inanimate articles like food, water, linen, patient care items or of disease (e.g. reactivation Tuberculosis). routine usage items like cutlery, toys etc. often, the term is also Zoonoses : Zoonoses are infections which are normally used to denote presence of infectious agent on skin surface, transmitted between vertebrate animals, either directly, or particularly on hands. indirectly through a vehicle or insect vector. Those which are Pollution : Refers to presence of either infectious agent or of health importance are the ones that are transmitted to man such other disease causing noxious agents (as industrial from vertebrate animals, either directly, or indirectly through effluents) or mechanical agents (as sound), usually in the vehicle or vectors. These are called “anthropozoonoses” and general environment, air or water (e.g. sound pollution, water include a long list of infections like Rabies, Plague, Bovine TB, pollution, air pollution). Salmonellosis, Japanese Encephalitis, Scrub and Murine typhus, Infestation : Infestation may refer to human beings, animals Echinococosis, Anthrax, Brucellosis and so on. The second or personal usage items, wherein it implies either the presence group are infections which primarily infect man but can be and development of insect vectors on the body or linen (e.g. transmitted to animals; these are called as zooanthroponoses. louse infestation) or else on the mucus membranes (e.g. The third group is amphixenosis which includes infections that roundworm infestation). Infestation is also sometimes used for may be transmitted from man to animals and vice versa. describing a state wherein an accommodation or such articles Opportunistic Infections : The term refers to disease, caused as containers have the presence of arthropods or vectors (e.g. by infectious agents, which are normally not pathogenic, due cockroach or rat infestation in the houses). to a decline in the general or specific immune status of the Communicable Disease : A communicable disease is one host. The term has assumed greater importance following that is caused by an infectious agent (or its toxic products, identification of HIV infection whose clinical manifestations e.g. preformed toxins of B cereus or C botulinum) which can comprise of a wide variety of such opportunistic infections like P carini, T gondi, CMV etc. • 976 •
  • 4. Nosocomial Infection : This is an infection contracted while in to another human so as to further propagate the species. The hospital, as a result of health care or related procedure. Such worms do not depend primarily for survival and multiplication infections would include those whose clinical presentation on any other animal, soil, plants, etc. Thus, the “reservoir of may start after discharge from the hospital but NOT those infection” is “human being, infected with Hookworm”, (human which were “incubating” in the patient’s body at the time of reservoir). On the other hand, infection of another human admission. The field of “Nosocomial Epidemiology” is fast being occurs due to skin contact with soil contaminated with becoming a specialized one. Hospital epidemiologists should infective stage larvae. Thus, the “source” is “soil contaminated ensure prevention and control of such hospital infections. with infective stage larvae”. Eradication : The term refers to a complete cessation of Types of “Reservoir of Infection” : The most important transmission of the infectious agent. Usually this would imply “reservoir” for large majority of human infectious agents is that the infectious agent as well as the disease has also been the human being himself. The “human reservoir” of infectious completely reduced to zero. Small pox is the only example agents can occur in two forms, viz. Cases and Carriers : wherein eradication has been achieved. a) Cases : Those who have clinically apparent disease. Control : This refers to reducing the transmission of a disease b) Carriers : A carrier is a human being who harbours an to a level when it no longer remains a “public health problem”. infectious agent and sheds it, thus becoming a potential source Control is more pragmatic then eradication but needs ongoing of infection for other human beings, but does not exhibit any preventive measures, and consequently continuing expenditure, manifestation of the disease. The fact that they cannot be alongwith an efficient surveillance system to give an early detected despite being a potential source of infection for other warning of increase in the level of transmission. makes carriers extremely important from epidemiological Elimination : Elimination implies either a ‘regional eradication” point of view. Depending on the stage of disease in its natural (say from a country or continent), or else reduction of disease progression, a person may be a carrier either during the to zero without total removal of infectious agent. incubation period (incubatory carriers) as occurs in measles, Epidemiologic “Chain” of Infection mumps, Hepatitis A, etc. The importance of the incubatory carrier state lies in the fact that after the incubation period is There are 4 inter - related factors, which together are referred over and the disease manifestations come up, we may isolate to as the “epidemiologic chain of infection’ : and treat the person, but the damage has already been done by (a) The infectious agent and its characteristics. him, by transmitting the infection during incubation period. (b) The human host who is susceptible to the infectious agent, Secondly, he may be having subclinical or clinically inapparent and various factors which determine such susceptibility. disease (contact or healthy carrier) e.g. Hepatitis A, Cholera, (c) Characteristics of the infectious process which are Poliomyelitis, Diphtheria etc. A subclinical carrier should be determined by the interactions between agent and the differentiated from a subclinical case, which refers to a person host. who has the infection beyond the incubation period but do not (d) Inter - connecting the agent and host are the “channels show clinical manifestations and do not shed the organisms (or modes) of transmission of the agent to the host. Let so that the infection cannot be transmitted to other human us discuss the details of each of these components of the hosts; e.g. subclinical case of Japanese Encephalititis in which chain of infection. the infectious agent is present in the body, but the low titer Agent viraemia is inadequate to infect the mosquito vector. Thirdly, There are three broad groups of characteristics that are the person may continue to shed the infectious agent even after important in respect of infectious disease agent viz. the reservoir apparent recovery, during the convalescent stage, and hence and immediate sources of the agent; the characteristics of an known as convalescent carrier as occurs in cholera, typhoid agent that are connected with its survival in environment; and and bacillary dysentery. Such “convalescent carriers” may be the characteristics of agent which determine the production short term or temporary carriers (lasting upto 4 weeks or so) or of infection and consequent to infection, the production of chronic carriers (lasting beyond 4 weeks; may be upto years as disease. in chronic typhoid infection of gall bladder) (103). Reservoir and Immediate Source of Agent : Any infectious Animals and Other Forms of Reservoir : Besides human agent has a primary habitat, called the “reservoir of infectious beings, animals form another reservoir wherein the infectious agent” which can be defined as “a person, animal, or inanimate agent lives primarily, thrives, multiplies and is available for environment (like soil), where an infectious agent lives, being transmitted to the human host. Such diseases fit in the depending primarily for its survival, and where it propagates scope of “zoonoses” as has been already described. Finally itself so that it can be transmitted to a human host”. On the some infectious agents like fungi may primarily thrive and other hand, a source of infection is the person, animal, or their multiply in the contaminated soil. excretions or inanimate environment from where the infective Characteristics of Agent Concerned with Survival in Nature: form of the agent is immediately available to the susceptible The capability of an agent to thrive outside the reservoir and human host. Let us take the example of hookworm. The adult withstand adverse environmental effects like drying, heat, forms live in human gut, depending primarily on the human acidity, etc is known as “survival capacity in nature”. Some being for their survival; they multiply there and propagate agents can hardly survive outside the human body (e.g. themselves, the eggs being passed out for further transmission measles, chicken pox). Others may survive for limited time • 977 •
  • 5. provided conditions are favourable (e.g. cholera vibrio, polio Host Factors virus, Hepatitis A, etc. can survive in water, ice, sewage, milk, Like the agent is on one end of the epidemiological chain of etc; HIV can survive in blood and blood products; however all infection, the “HOST” is at the other end of the chain. The host of them are quite vulnerable to drying, heat and disinfectants). factors which determine the dynamics of infection fall into two Finally some organisms or their intermediate forms are quite broad categories : sturdy and can withstand adverse environment very well (a) Host Attributes which Affect the Probability of Being (e.g. clostridal spores, cysts of intestinal protozoans, ova of Exposed to the Infectious Agent : These include age (e.g. helminthes etc). Usually, agents which have very poor survival young children, because of hygienic innocence and habit of in nature tend to adopt the direct modes of transmission like “orally exploring” the items, are more susceptible to exposure droplet infection or direct mucous contact. Survival in nature to soil transmitted helminthic infections); Sex (e.g. females, becomes all the more crucial for the agent, if human being is by virtue of leading a mainly indoor life may be less exposed the only reservoir. to sylvatic zoonoses like Kyasanur Forest Disease), Economic Characteristics of Agent Involved in Production of Infection status (poverty, squalor and infection form an almost invincible and Disease : The various characteristics of an infectious trinity and this needs no further highlighting), Occupation agent which determine the production of infection, as well as (e.g. agricultural workers and veterinarians are much more the causation of disease are (104) : likely to be exposed to certain zoonoses), Education (by way of Infectiousness : this is the relative ease with which the agent improving the knowledge regarding causation and prevention is transmitted to the host. Infectiousness is more of function of infection, may help in reducing the chances of exposure), of environmental factors; e.g. infectiousness of measles would Living conditions (Poor housing, overcrowding, lack of sanitary be higher in overcrowded conditions but lesser in affluent eating and drinking facilities will all increase the chances of communities. exposure), Life style and behavioural factors (e.g. permissive Infectivity : This is the ability of the agent to cause infection, attitude toward sex will increase the probability of exposure i.e. to enter, survive and multiply in the host. A useful to reservoir of STDs), and use of Personal protective measures epidemiologic measure of infectivity is Secondary Attack (e.g. use of mosquito nets and repellents decrease the chances Rate (SAR). It is defined as the number of susceptible persons of exposure to mosquito borne diseases). who, within the duration of one incubation period, following (b) Host Factors that Influence Occurrence of Infection and exposure, develop the disease out of the total susceptibles who Disease : Once the host has been “exposed” to the infectious were exposed. SAR is usually measured by conducting studies agent, certain factors will determine whether disease will in closed communities or families wherein the first case which actually occur and the severity of the same. These include brings in the infection is called the index case. “status of host immunity”, whether actively or passively (or Thus, naturally or artificially) acquired; Age (In general, extremes of age viz. the very young, i.e. < 2 years and the old, > 65 years are No. of susceptible exposed to index Case, more susceptible); Genetic make up (known to occur in respect who develop the disease, of diseases like tuberculosis and malaria); and Availability & within the duration of maximum utilization of health services (by providing chemoprophylaxis, incubation period of the disease immunization and health education at the primary preventive SAR = X 100 level and early diagnosis and prompt treatment) Total number of susceptibles exposed to the Index case Herd Immunity : Herd immunity refers to the level of immunity that is present in a population against an infectious agent. It Pathogenecity : It is the ability of the agent to produce manifest is, thus, concerned with the protection of a “population” from disease out of those who have been infected. Generally, agents infection, the protection being brought about by the presence which have high pathogenecity have features which protect of immune individuals. It may be defined as “the resistance them from non - specific host defenses, and elaborate toxins of a group to attack by a disease to which a large proportion or similar products (e.g. Diphtheria, Tetanus) or else, may of the members are immune, thus decreasing the probability cause such host immune response that leads to disease (e.g. that a person having the infectious agent will transmit it to Rheumatic fever, Glomerulonephritis). another susceptible person in the same population”. In general, Virulence : Higher in order, from infectivity and pathogenecity, while dealing with childhood infectious diseases amenable to is virulence. It is the ability of the agent to produce severe prevention by immunization, vaccination coverage of about disease. If “serious’ infection is being measured in terms of 85% is likely to provide adequate herd immunity, which will death, then Case Fatality Ratio (CFR) becomes a reasonably effectively block the disease transmission, even if remaining good measure of virulence. 15% children are not immunized (though there may be many exceptions to this generally held belief). Infective Dose : Infective dose is important for certain infectious disease agents like V cholera and S typhi in which, if Factors Affecting the Process of Infection as a Result the inoculum is not adequate, then infection may not settle, or of Interaction Between Agent and Host at least, manifest disease may not occur. On the other hand, in There are certain features which are peculiar to each infectious infections like plague, even a very small dose may be enough disease as follows : to cause infection. • 978 •
  • 6. Incubation Period : Incubation period is the time period between Frequency of Disease : As has been repeatedly stressed in this the entry of infectious agent (or its toxin) into the human chapter, the epidemiologist should not go simply by observed body to the point when the earliest clinical manifestations number of cases of a disease but convert it into some form of of the disease are apparent. During this period, the host does frequency measure (like incidence or prevalence) by relating not exhibit any outwardly clinical manifestations, though the number of cases to a denominator (the population at risk). immunological and histopathological changes within the body Depending on the “frequency” of the disease, the occurrence would definitely occur. If, during this period, the organism is may be also shed from the body of the host, the host qualifies to be an ●● “Epidemic” : This is the occurrence of disease frequency, “incubatory carrier”. Incubation period is usually measured in in a defined population or area, which is clearly in excess terms of “median incubation period”, i.e. the time in which half of the normal expectation. of the infected subjects will develop clinical manifestations, ●● “Endemic” frequency refers to continued transmission of following entry of the organism into the body. Alongwith a disease, in a defined population or area, at a relatively the median incubation period, a “range” is also given which low level (without any importation from an outside area or indicates the minimum and maximum incubation periods. population). It would also be appreciated that the difference Incubation period of a disease is found out by studying the between an epidemic and an endemic situation is dependent time taken for onset of secondary cases following exposure to on two factors - firstly, the high frequency and the “abrupt the index case, in family groups or in closed communities, or increase” which occurs in epidemic situation, compared to else during investigation of “common - vehicle, point source “continued transmission” in endemic settings. Depending epidemics”. Different diseases have different values of median on the “frequency” with which this continued transmission incubation period and range, and a specialist in Public health is going on in an endemic scenario, the endemicity could be should remember them well. described as “hypoendemic” or “low endemic”, (incidence Latent Period : In infectious disease epidemiology, latent being low), mesoendemic, hyperendemic, and holoendemic. period refers to the time that elapses between the entry of the In both hyperendemic as well as holoendemic situations, the agent in the human body to the point when the shedding of transmission continues at a very high frequency; however organism starts. in the latter situation, exposure to infection generally Period of Communicability (Infectious Period) : This is occurs during early childhood so that by the time adulthood the duration for which the host sheds the agent, i.e. remains is achieved, the population becomes immune and a high infectious. This may be very long in case of diseases like leprosy level of herd immunity occurs. For this reason, epidemic and HIV infection. outbreaks of the disease are not likely in holoendemic situations (the classical example being “stable malaria” Generation Time : The generation time is the duration between situations). The epidemiologist should note that half - the entry of infectious agent into the body to the peak infectivity hearted or unscientific measures (e.g. sudden introduction of the host. As a crude calculation, generation time (G) is equal of insecticidal spray programs without full coverage and to (latent period + period of maximum communicability). without concurrent coverage with surveillance for prompt The relationship between the various landmarks of a typical diagnosis and treatment for a disease like Malaria) would infectious disease is depicted as follows : tend to convert a “stable”, holoendemic situation into an “unstable” meso - endemic one, thus increasing the I ----------- I ----------- I ----------- I ----------- I ----------- I ---------- I propensity to epidemic outbreaks. ●● “Sporadic” frequency which refers to few, scattered cases Landmarks : A = Entry of agent into host; B = Shedding of agent starts; C of infection, which do not have any relation to each other = Clinical manifestations start; D = Maximum infectivity of host; E = Clinical disease ends; F =Shedding of agent ends; G = Convalescence ends; A to B = Latent temporally or spatially (i.e. according to place or time). The period; A to C = Incubation period; A to D = Generation time; C to E = Clinical difference between a “low endemic” disease and sporadic phase; E to G = Convalescence phase; B to F = Period of communicability; B to C disease is based on this fine dividing line - that in a low = Incubatory carrier phase; E to F = Convalescent carrier; E to G = convalescent phase; C to F = Subclinical (healthy) carrier phase (if clinical disease did not endemic disease, the frequency of disease is low but the occur). cases would show a reasonable relation to each other Biological Gradient (Gradient of Infection) : Biological according to place or time which will not be the case in gradient of a disease refers to the range of manifestations sporadic situations. that may occur in the host as a result of infection. Thus, it is Channels of Transmission like a “spectrum”, ranging from inapparent infection at one The two end points in the epidemiological chain of infection end, and passing through mild illness, clinical disease, serious are the infectious agent and the (susceptible) host. Now, to forms of disease, to death at the other extreme of the spectrum. complete this link, the infectious agent must be transmitted to Diseases like viral Hepatitis - A, poliomyelitis and cholera the susceptible host. Such establishment of the link between have a classically wide biological gradient with all varieties of agent and host is of two types, viz “direct” and “indirect” severity as outlined above being present. On the other hand, modes of transmission. measles and chicken pox tend to have only the middle part (a) Direct Modes of Transmission : A direct mode of of the spectrum with either subclinical cases or deaths being transmission is one in which the infectious agent has to be in uncommon. Diseases like rabies occupy only the other extreme a state of actual physical or physiological proximity with the of the spectrum, having a very serious biological gradient, with susceptible host, or even if not in such proximity, should be certain death being the only outcome. • 979 •
  • 7. within a very close distance so as to be able to directly come survive environmental adversaries like drying or heat, it can be in contact with the host. There are five methods of such direct carried for long distances by air currents, alongwith the dust transmission or droplet nuclei; and if deposited on the portal of entry of a ●● Contact of host skin or mucous membranes with the susceptible host, can initiate infection. Important examples infectious agent contained in a living tissue; e.g. sexually are legionnaires disease, ‘Q’ fever, tuberculosis, nosocomial transmitted diseases. infections. Air borne infected nuclei and dust should be ●● Contact of skin or mucous membranes with the infectious differentiated from “droplet infection”. As explained, the form of the agent contained in inanimate environment. latter is a ‘direct” method of transmission in which the agent The examples include transmission of hookworm (infective is directly deposited from the immediate source of infection form in soil) and leptospirosis (infective form in water or onto the portal of entry of a susceptible host, the intervening soil contaminated with urine ). distance being very short (maximum 1 meter). On the other ●● Inoculation of the agent, directly from the reservoir into hand, in an air borne transmission the agent is not directly the skin or mucous as in Rabies. deposited from the source of infection on to the portal of entry ●● “Vertical transmission” from mother to child, through the of susceptible host but transported indirectly by air over long placenta, e.g. HIV, syphilis, “TORCH” agents etc. distances. ●● Direct transmission due to the agent being within a Vector Borne Indirect Transmission : A vector is a living reasonably close distance of the host, as occurs in “droplet invertebrate which transfers the infectious agent from the infection”. Droplets are actually very finely dispersed source of infection to another susceptible host. Usually the term aerosol containing the infectious agent, which are formed encompasses arthropods, and to a smaller extent, molluscs when a person harbouring the agent in his respiratory tract like snails. Such transmission by a vector could be either undertakes such activities like coughing, sneezing, talking “mechanical”, in which the vector simply acts as a “fomite”, etc. if another susceptible host is within a ‘reasonably transferring the infectious agent from the host on to another close’ distance (usually taken to be 1 meter at the most), vehicle like food, by carrying the agent on its body surface or such infective droplets can be directly deposited on to the in the gut (finally excreting them in the faeces). The common mucous membrane of oral cavity or respiratory passage example is of the housefly, which mechanically transmits a (i.e. the relevant portal of the respiratory tract infections). number of oro - faecal disease agents from the faeces to the TB, common cold, influenza, measles, mumps, pertusis, food. Secondly, it could be a “biological” transmission, wherein diphtheria, meningococcal infection, leprosy etc. are the infectious agent is transmitted, not simply in a mechanical transmitted by such mode. form, but undergoes, within the body of the vector, one or more (b) Indirect Modes of Transmission : An indirect mode of of the biological changes pertaining to the stages in its life transmission can be defined as one in which its infectious agent cycle. Such biological changes may occur in one of the following requires an “intermediary agency” to convey it from the source three ways : of infection to the susceptible host. Like for direct modes, there ●● Take the example of plague bacillus. After being taken up can be five types of indirect modes of transmission : by the rat flea following a blood meal on the rodent, the Vehicle Borne : The various types of “vehicles” which can bacilli so taken up with the blood, multiply enormously, convey the infectious agent, from the source of infection to the increasing in number, in the mouth parts of the rat flea. susceptible host include anything which is eaten (e.g. food, However, there is no developmental change as regards sweets, milk products, confectioneries and so on, or anything stages of life cycle of the bacillus. Such a method of which is drunk (e.g. milk, ice, water, beverages etc). Infections biological transmission in which the agent “multiplies” of the gastrointestinal tract are classically transmitted by this but does not “develop” in the body of the vector before mode and include such common examples as cholera, typhoid, being finally transmitted to the susceptible host, is known hepatitis - A, ascarisis, amoebiasis and so on. A vehicle also as “propagative” mode. would include anything which can be “injected” (e.g. blood and ●● As another example, once a female culex mosquito takes in blood products, drugs, vaccines, diluents; examples are HIV, a microfilaria along with the blood meal, the microfilaria so Hepatitis B, Malaria etc). taken up will undergo developmental changes of life cycle “Fomites” : These are defined as inanimate objects of general in the body of the mosquito (the three larval stages, finally use by the infected person (e.g. utensils, linen, fountain becoming the infective stage larva). However, there is no pens, tooth brushes etc.) The infectious agent may remain multiplication and for each one microfilaria taken up with on the surface of such fomites and may be transmitted to the blood meal, there will be, finally, only one infective form susceptible host usually when such objects are put into the larva. Thus, if the agent undergoes developmental changes mouth or come in contact with conjunctiva. in the body of the vector but no multiplication, the same is known as “developmental” or “cyclo developmental” Fingers : Fingers form a very important mode of indirect method. transmission. If Contaminated, they can transport a number ●● Finally, let us consider the sequence of events that occur of gastrointestinal infection (especially, shigella, Salmonella following ingestion of malarial male and female gametocytes typhi, vibrio and Entamoeba). along with blood meal by a mosquito. The gametocytes Air : Often droplets containing the infectious agent may dry transform into gametes, form a zygote, followed by oocyst up, or may settle down on the dust. Now, if the agent can and sporozoites. Thus, there are developmental changes • 980 •
  • 8. pertaining to the life cycle of the agent. In addition, for The “human reservoir” of infectious agents can occur in two one each of male and female gametocyte taken in by the forms, viz. Cases and Carriers. Those who have clinically mosquito, there will be formed, not one but thousands of apparent disease are cases, whereas a carrier is a human sporozoites; thus, if in addition to developmental changes, being who harbours an infectious agent and sheds it, thus there is multiplication, it is know as “cyclo - propogative”. becoming a potential source of infection for other human beings, but does not exhibit any manifestation of the disease. Summary Carriers are of various types - subclinical, incubatory and so Infection/ Infectious disease refers to the entry and development on. Infectiousness is the relative ease with which the agent is or multiplication of an infectious agent in the human (or animal) transmitted to the host ; whereas Infectivity is the ability of body, with an implied response (e.g. immunological response) the agent to cause infection, a useful measure being Secondary on the part of the human or animal. An infectious disease Attack Rate (SAR). Pathogenecity is the ability of the agent to is that part of the spectrum of “infection” which is clinically produce manifest disease out of those who have been infected. apparent. Colonization indicates presence of infectious agent Virulence is the ability of the agent to produce severe disease. in the human body but without any evidence of specific host The host factors which determine the dynamics of infection immune responses to the agent. Infection due to a colonizing fall into two broad categories - Host attributes which affect agent is called endogenous infection. Contamination refers to the probability of being exposed to the infectious agent (like an infectious agent being present on inanimate articles. age, sex, SES etc.) and host factors that influence occurrence Pollution refers to presence of either infectious agent or such of infection and disease ( like status of host immunity, genetic other disease causing noxious or mechanical agents, usually make - up etc.). Herd immunity refers to the level of immunity in the general environment, air or water. Infestation may refer that is present in a population against an infectious agent. to human beings, animals or personal usage items, wherein it Certain features which are peculiar to each infectious disease implies either the presence and development of insect vectors are as follows : Incubation period is the time period between on the body or linen or on the mucous membranes. the entry of infectious agent (or its toxin) into the human body A communicable disease is one that is caused by an infectious to the point when the earliest clinical manifestations of the agent or its toxic products which can be transmitted to a human disease are apparent; whereas, Latent period refers to the time being either directly, or indirectly . Dead - end infection is a state that elapses between the entry of the agent in the human body when an infectious disease, which is usually “communicable”, to the point when the shedding of organism starts. cannot be transmitted any further between human beings or Infectious period is the duration for which the host sheds the from humans to animals or vice versa, for various agent, host agent. Generation time is the duration between the entry of and environmental reasons. Subclinical infection is a state when infectious agent into the body to the peak infectivity of the host. the agent may also multiply in the host body, but there are no Depending on the “frequency” of the disease, the occurrence clinical manifestations of the disease; whereas Latent infection may be either Epidemic, which is the occurrence of disease refers to a state when the infectious agent lies “dormant” frequency, in a defined population or area, which is clearly in within the host body, without any clinical manifestations but excess of the normal expectation; or Endemic frequency refers does not come out of the human body. Zoonoses are infections to continued transmission of a disease, in a defined population which are normally transmitted between vertebrate animals, or area, at a relatively low level (without any importation from either directly, or indirectly through a vehicle or insect vector. an outside area or population). Depending on the “frequency” Opportunistic infection refers to disease, caused by infectious with which this continued transmission is going on, the agents, which are normally not pathogenic, due to a decline in endemicity could be described as hypoendemic, mesoendemic, the general or specific immune status of the host . hyperendemic and holoendemic. Sporadic frequency refers to Nosocomial infections are those contracted while in hospital, few, scattered cases of infection, which do not have any relation as a result of health care or related procedure. The term to each other temporally or spatially. Eradication refers to a complete cessation of transmission of the There are two broad modes of disease transmission - direct infectious agent. Control refers to reducing the transmission of and indirect; A direct mode of transmission is one in which a disease to a level when it no longer remains a “public health the infectious agent has to be in a state of actual physical or problem”. Elimination implies either a ‘regional eradication” physiological proximity with the susceptible host (for example, or else reduction of disease to zero without total removal of inoculation or vertical transmission), whereas an indirect mode infectious agent . of transmission can be defined as one in which its infectious Four inter-related factors are together referred to as the agent requires an “intermediary agency” to convey it from the “epidemiologic chain of infection” - these are : agent, host, source of infection to the susceptible host (for example, vehicle interaction between agent and host; and modes of transmission. or vector - borne). Vector - borne transmission may be of many There are three broad groups of characteristics that are important types - cyclo - developmental, propagative or cyclo - propagative, in respect of infectious disease agent, viz. the reservoir and depending on whether only development or multiplication or immediate sources of the agent; the characteristics of an agent both (of the causative organism) occurs in the vector. that are connected with its survival in environment; and, the characteristics of agent which determine the production of infection and, consequent to infection, the production of disease. • 981 •
  • 9. Study Exercises 8. Case Fatality Ratio (CFR) is a reasonably good measure of (a) Pathogenecity (b) Infectivity (c) Virulence Long Question : Discuss, with suitable examples, the various (d) Infectiousness modes of transmission of infectious diseases. 9. Epidemiologic chain of infection usually involves all of the Short Notes : (1) Herd Immunity (2) Survival of infectious following factors except (a) Disinfectatnts (b) Infectious agent in nature (3) Nosocomial infections (4) Incubation period agent (c) Human host (d) Modes of transmission (5) Carriers. 10. The presence and development of insect vectors on MCQs & Exercises the body or linen e.g. louse is known as (a) Infection 1. Presence of an infectious agent in an inanimate article or (b) Infestation (c) Infectiousness (d) Infectivity on skin surface, particularly hands, is called (a) pollution 11. A significantly large amount of subclinical infection occurs (b) contamination (c) infection (d) infestation in all of the following diseases except (a) Hepatitis A 2. Which mode of transmission is followed in transmission (b) Hepatitis B (c) Rubella (d) Measles of microfilaria through female culex mosquito (a) cyclo 12. All of the following diseases are examples of - propagative (b) propagative (c) cyclo - developmental Anthropozoonoses except (a) Tryponosoma cruzi (d) vehicle - borne (b) Hydatid disease (c) Trichinosis (d) Plague. 3. Malaria and Filariasis are mainly transmitted through 13. All of the following organisms are quite sturdy and vehicle - borne mode of transmission . Yes/ No can withstand adverse environment very well, except 4. All of the following are examples of direct modes of (a) Clostridal spores (b) Cysts of intestinal protozoans transmission except (a) Fomites (b) inoculation into skin (c) Ova of helminths (d) Hepatitis A virus or mucus membranes (c) droplet infection (d) vertical 14. The time in which half of the infected subjects will develop transmission clinical manifestations, following entry of the organism 5. Latent period + period of maximum communicability into the body, is known as (a) Lead time (b) Median Latent will give a crude estimate of the (a) lead time (b) lag time period (c) Median Incubation Period (d) Generation time (c) generation time (d) incubation period 15. That subset of Endemic frequency, wherein exposure to 6. The level of immunity that is present in a population infection generally occurs during early childhood so that against an infectious agent is known as (a) innate by the time adulthood is achieved, the population becomes immunity (b) acquired immunity (c) selective immunity (d) immune and a high level of herd immunity occurs, is herd immunity known as (a) Hyper - endemic (b) Holo - endemic (c) Meso 7. In calculation of secondary attack rate, exposure to which - endemic(d) Hypo - endemic case is being taken into account (a) primary case (b) index Answers : (1) b; (2) c; (3) No; (4) a; (5).c; (6) d; (7) b; (8) c; case (c) secondary case (d) subclinical case (9) a; (10) b; (11) d; (12) a; (13) d; (14) c; (15) b. fatal result” (3). The term “immunes”, is also found in the epic 168 Immunization poem “Pharsalia” written around 60 B.C. by the poet Marcus Annaeus Lucanus to describe a North African tribe’s resistance to snake venom (2). The first clinical description of immunity Rajesh Vaidya which arose from a specific disease causing organism is probably Kitab fi al-jadari wa-al-hasbah (4) written by the History Islamic physician Al-Razi in the 9th century. However, it was The concept of immunity has intrigued mankind for thousands with Louis Pasteur’s Germ theory of disease that the fledgling of years. According to the prehistoric views, disease was caused science of immunology began to explain how bacteria caused by supernatural forces and illness was a form of punishment disease, and how, following infection, the human body gained for “bad deeds” or “evil thoughts” visited upon the soul by the the ability to resist further insults (3). Gods or by one’s enemies (1). The first written descriptions of Burnet and Medawar, Nobel Prize winners in 1960 put forth the the concept of immunity may have been made by the Athenian concept that man had learnt to tolerate his own tissues (self) Thucydides who, in 430 BC, described that when the plague and was intolerant to foreign tissues (i.e. not self). The concept hit Athens “the sick and the dying were tended by the pitying of ‘self’ and ‘not self’, therefore, means that under normal care of those who had recovered, because they knew the course conditions the body tolerates its own tissues (immunological of the disease and were themselves free from apprehensions. tolerance), and recognizes and destroys foreign tissues. In the For no one was ever attacked a second time, or not with a • 982 •
  • 10. modern sense, therefore, immunity has been defined as the with the same antigen, which provokes its production. The ability of the body to recognize, destroy and eliminate antigenic sites of maximum antibody formation are the lymph nodes material foreign to its own (5, 6). and spleen. Smaller collections of antibody producing cells are widely scattered in various tissues throughout the body. Plasma The Immune System cells also produce antibodies. Antibodies may be antitoxic The immune system is a collection of mechanisms within an such as diphtheria and tetanus, antibacterial like typhoid or organism that protects against infection by identifying and antiviral such as polio. killing pathogens and tumour cells. Immunoglobulins Structure and Function of Immune System These comprise of families of closely related globulin molecules, Tissues and organs important for the immune function which are synthesized by cells of reticulo-endothelial system include: (RES). The human immunoglobulin system is divided into five ●● Cells derived from stem cells : liver, bone marrow major classes IgG, IgA, IgM, IgD and IgE. The molecule of each ●● Cells that are stored, multiply, interact and mature in : immunoglobulin is understood to consist of K (Kappa) and L thymus, spleen, lymph nodes, blood (Lamda) polypeptide chain (10). ●● Transport : lymphatic vessels (a) IgG : Repeated exposure to antigen leads to its accumulation ●● Accessory organs in serum. It comprises about 80 per cent of serum antibodies ●● Appendix, tonsils, intestines in an adult. Antibodies to gram positive pyogenic bacteria, The immune system protects organisms from infection antiviral and antitoxic antibodies are found exclusively among with layered defenses of increasing specificity. Most simply, IgG globulins. This is the immunoglobulin, which is transported physical barriers prevent pathogens such as bacteria and across the placenta. Maternally derived IgG is slowly replaced viruses from entering the body. If a pathogen breaches these by actively synthesized IgG which appears at 1-3 months of age barriers, the innate immune system provides an immediate, and then rapidly rises and adult level is reached by the age of but non-specific response. Innate immune systems are found one or two years. Normal adult serum level of IgG is 600-1800 in all plants and animals. However, if pathogens successfully mg/100 ml. evade the innate response, vertebrates possess a third layer (b) IgA : This fraction has been found to contain of protection, the adaptive immune system. Here, the immune isohaemagglutinins, anti-brucella, anti-diphtheria antibodies system adapts its response during an infection to improve its and comprises about 10 per cent of the serum antibodies. recognition of the pathogen. This improved response is then Saliva, colostrum and tears are relatively rich in this fraction. retained after the pathogen has been eliminated, in the form Nasal and bronchial secretions, bile, intestinal juices and of an immunological memory, and allows the adaptive immune prostatic fluid also contain IgA. It seems to play a decisive role system to mount faster and stronger attacks each time this in local immunity. IgA synthesis begins two weeks after birth. pathogen is encountered (7,8). Normal adult serum level is 70-380 mg/100 ml. Antigen (c) IgM : This fraction is found to have high agglutinating Antigen is defined as a substance which when introduced into and complement fixation ability. Wasserman antibodies and the tissues stimulates the production of specific antibodies and bactericidal antibodies against Gram negative organisms combines specifically with the antibody so produced (3). By far (endotoxins) are almost exclusively found in IgM. It accounts the best antigens are proteins (e.g. diphtheria toxin, tetanus for 5 to 10 per cent of serum antibodies. It cannot pass through toxin); others are polysaccharides (e.g. blood group antigens), placenta. Normal adult serum level is 20-130 mg/100 ml. lipids and nucleic acids. There are also incomplete antigens (d) IgD : Not much is known about it. Normal adult serum level called ‘haptens’ which by themselves are not antigenic but can is 4-40 mg/100 ml. provoke an immune response by combining with one of the (e) IgE : The antibodies in this fraction have the ability to fix body’s proteins in such a way that the protein becomes ‘foreign’ themselves firmly to tissues and remain so. They are likely to to the body. Penicillin is an example of ‘hapten’. On contact play an important role in allergic reactions. with an antigen the host can respond in three different ways : (a) Circulating antibody is formed. Immunity (b) A delayed-type cell mediated hypersensitivity reaction may The word “immunity” derives from the latin immunis, meaning result on second contact with the antigen. exemption from military service, tax payments or other public (c) Tolerance, which means that on second contact with the services and is defined as “Ability of an organism to recognize same antigen no response will be provoked. and defend itself against specific pathogens or antigens (11) The type of response in a particular case will depend largely on (Box - 1). the antigen itself, the dosage, and the route of application and Types of Immunity possibly on other lesser-known factors (9). The normal individual has two levels of defence against foreign Antibody agents. Natural or innate immunity, - which is present in Antibody is a protein substance that appears in the body as a neonatal animals and in invertebrates. Adaptive or acquired result of invasion of antigen. It is capable of reacting specifically immunity - that is confined to vertebrates (Box - 2). • 983 •
  • 11. Acquired (Adaptive) immunity : This Box - 1 develops only after exposure to inducing Specific Defense Mechanisms agents such as microbes, toxins, or other Nonspecific Defense Mechanisms (Immune System) foreign substances. First line of defense Second line of defense Third line of defense Active Immunity ●● Skin ●● Phagocytic White ●● Lymphocytes Naturally acquired active immunity ●● Mucous blood cells ●● Antibodies : It occurs when a person is exposed membranes ●● Antimicrobial to a live pathogen, and develops a ●● Secretions of proteins primary immune response, which leads skin and mucous ●● The inflammatory to immunological memory. This type of membranes response immunity is “natural” because it is not induced by man. Box - 2 : Types of immune defenses (12,13) Artificially acquired active immunity : It can be induced by a vaccine, a substance that contains antigen. A vaccine Immunity stimulates a primary response against the antigen without causing symptoms of the disease. Innate Acquired Passive Immunity : Passive immunity is the transfer of active immunity, in the form of readymade antibodies, from one Passive Active individual to another. Naturally acquired passive immunity : Passive immunity can Artificial Natural Artificial Natural occur naturally, when maternal antibodies are transferred to the fetus through the placenta or through breast milk (14,15). Innate (natural) Immunity : This is made up of several Artificially acquired passive immunity : This is a short-term components. immunization induced by the transfer of antibodies, which can ●● Physical barriers are the first line of defense against be administered in several forms; as human or animal plasma infection. The skin and mucous membranes provide a or serum, as pooled human immunoglobulin (16). continuous surface which must be breached and back this Active versus Passive Immunity : Some differentiating points up with mechanical protection through cilia and mucous. between active and passive immunity are given in Table - 1. ●● Physiological factors such as pH, temperature and oxygen tension limit microbial growth. The acid environment of Host Defenses the stomach combined with microbial competition from There are two different types of host defenses that the body the commensal flora inhibits gut infection. exhibits as a result of exposure to an antigen. These are : ●● Protein secretions into external body fluids such as ●● The humoral immune response involves the activation and lysozyme also help resist invasion. Soluble factors within clonal selection of B cells, resulting in the production of the body such as complement, interferons and other antibodies. molecules such as C-reactive protein are of considerable ●● The cell-mediated immune response involves the activation importance in protection against infection. and clonal selection of cytotoxic T cells (17). ●● Phagocytic cells are critical in the defense against Humoral Immunity : An immunocompetent but as yet bacterial and simple eukaryotic pathogens. Macrophages immature B-lymphocyte is stimulated to maturity when an and Polymorphonuclear leucocytes (PMN) can recognise antigen binds to its surface receptors and there is a T helper bacterial and yeast cell walls through broadly specific cell nearby (to release a cytokine). This sensitizes or primes the receptors (usually for carbohydrate structures) and this B cell and it undergoes clonal selection. Most of the family of recognition is greatly enhanced by activated complement clones becomes plasma cells. These cells, after an initial lag, (opsonin) (7). produce highly specific antibodies at a rate of as many as 2000 Table-1: Comparison between Active & Passive Immunity Active Immunity Passive Immunity Usually produced in response to bacteria, viruses, toxins or Produced by serum containing already prepared antibodies toxoids. Body cells take an active part in the production of immunity. Cells of body do not take part in the production of antibodies. No time is lapsed to get the antibodies circulating in the It takes sometime to develop the antibody in the system. system. Immunity lasts long Immunity lasts for a short period, usually 10-14 days. Used for pre-pathogenic prophylaxis and treatment of sub- Used for treatment of acute infection and for tiding over the acute or chronic infections in order to increase crisis or incubation period. • 984 •
  • 12. molecules per second for four to five days. The other B cells process weeds out only those T cells with the correct set of become long-lived memory. Humoral immunity is active when receptors that can recognize the MHC molecules responsible the organism generates its own antibodies and passive when for self-recognition. Then a negative selection process begins antibodies are transferred between individuals. Similarly, cell whereby T cells that can recognize MHC molecules complexed mediated immunity is active when the organisms’ own T-cells with foreign peptides are allowed to pass out of the thymus. are stimulated and passive when T cells come from another Cytotoxic or killer T cells (CD8+) do their work by releasing organism (17, 18). lymphotoxins, which cause cell lysis. Helper T cells (CD4+) Cell-mediated Immunity : Macrophages engulf antigens and serve as managers, directing the immune response. The process them internally. This sensitizes the T cells to recognize process by which T cells and B cells interact with antigens is these antigens. T cells are primed in the thymus, where they summarized in Fig. - 1. undergo two selection processes. The first positive selection Fig. - 1 Immature inactive helper and Pathogen Immature inactive B-cells killer T-cells Engulfed by Macrophage In thymus In bone marrow Pieces of pathogen presented Mature inactive helper and on surface of antigen- Mature inactive B-cells Free antigen in blood killer T-cells presenting cell (macrophage) Helper and Killer T-cells are activated by antigen-presenting B-cells are activated by antigen, but only if B-cells recognize macrophage, but only if T-cells recognize specific antigen specific antigen. Active helper T-cell is required for B-cell presented by microphage. activation. Helper T-cell Activates B-cell Active helper and Killer T-cells replicate, including information of memory cells Active B-cells replicate and produce antibody molecules that can bind to specific antigens Killer T-cells require helper T-cells for activation Memory T-cells can respond to Killer T-cells kill any body cell Memory B-cells can respond to Antibody binds to antigen subsequent infection by that infected with that specific kind subsequent infection by that (“tagging”) kind of pathogen of antigen kind of pathogen Complement system destroys Phagocytic cells engulf the the antigen tagged antigen • 985 •
  • 13. Local Immunity : Local immunity is believed to be produced by immunization, it was British dairy farmer Benjamin Jestey fixation of various specific humoral antibodies in tissues, cells; who noticed that “milkmaids” did not become infected with or it may be nonspecific response of local tissues, induced by smallpox, or displayed a milder form. Jestey took the pus from a local application of antigen, against a subsequent infection an infected cow’s udder and inoculated his wife and children threatening systemic disease e.g. oral poliomyelitis vaccine with cowpox, thereby making them immune to smallpox. By (OPV) used for producing immunity against poliomyelitis. injecting a human with the cowpox virus (which was harmless Herd Immunity : Herd Immunity is the immunity of a group of to humans), Jenner swiftly found that the immunized human people or a community taken as a whole. In the epidemiology was then also immune to smallpox. of infectious diseases, consideration of herd immunity is of Vaccines : These are immunobiological substances designed greater importance than that of individual immunity. Epidemics to produce specific protection against diseases by stimulating disappear from a community long before 100 per cent of its production of protective antibody or other immune mechanisms. members become immune, either naturally or artificially A number of agents can be used to provide protection against through mass immunization. Epidemiological immunity is diseases. This protection can be active where antibodies usually established even when, say only 80 to 85 % people in are produced by our own body in response to vaccines or the community become immune. The other 20 % people enjoy passive where antibodies are received in ready made form of freedom from infection by virtue of their belonging to the immunoglobulins or non-human antisera (See Box - 3). ‘herd’. Herd immunity can also develop through the process of natural selection by weeding out of the susceptible successive Box - 3 : Milestones in vaccination generations due to death from disease. The level of herd 1798 Smallpox immunity at a given time depends on the herd structure which is constantly changing. (19). 1885 Rabies Types of Immune Response 1897 Plague The first encounter with an antigen is known as the primary 1923 Diphtheria response. Re-encounter with the same antigen causes a 1926 Pertussis secondary response that is more rapid and powerful (20) 1927 Tuberculosis (BCG) (Fig. - 2). Immune response depends on ●● Nature and dose of antigen 1927 Tetanus ●● Route of administration 1935 Yellow Fever ●● Type of adjuvants used After World War II ●● Nutritional status of the recipient 1955 Injectable Polio Vaccine (IPV) Fig. - 2 : Immune Response 1962 Oral Polio Vaccine (OPV) Secondary immune response 1964 Measles Second exposure to antigen A 104 to antigen A, 1967 Mumps first exposure to 1970 Rubella Antibody concentration antigen B First exposure to antigen A 1981 Hepatitis B (arbitrary units) 10 3 Immune Response to Vaccination : The vaccine mimics 10 2 Primary immune Primary immune infection with the respective pathogen, but without risk of the response to response to antigen A antigen B disease. The consequent immune response may be manifested 101 through antibody (humoral immunity) or cell mediated immunity (CMI), or both. Maternal CMI is not transferred to Antibodies Antibodies to A to B the foetus. Therefore BCG can be given at birth, OPV is given 10 by mouth; it establishes local infection in a proportion of 0 0 7 14 21 28 35 42 49 56 children. Maternal antibody in the infant’s circulation is a Time (Days) very weak inhibitory factor; hence OPV also can be given at birth. Hepatitis B surface antigen is an excellent immunogen, Immunisation overcoming, to a large extent, the inhibiting effect of maternal Immunisation is the process by which an individual is exposed antibody; hence that too can be given at birth. On the other to an agent that is designed to fortify his or her immune system hand, live measles vaccine may be completely inhibited in against that agent. The material is known as an immunogen. the presence of detectable maternal antibody in the infant’s Immunization is the same as inoculation and vaccination in circulation. Therefore measles vaccine is given after a delay of that inoculation and vaccination use a viable infecting agent 9 months from birth and MMR only after 12 months (8). like immunization does. The goal of all vaccines is to promote a primary immune History of Immunization : While Dr. Edward Jenner (1749- reaction so that when the organism is again exposed to the 1823) has been recognized as the first doctor to give sophisticated antigen, a much stronger secondary immune response will • 986 •
  • 14. be elicited. Any subsequent immune response to an antigen Table - 2 : Immunizing Agents is called a secondary response and it exhibits the following features : Live attenuated Vaccines a) A shorter lag time BCG b) More rapid buildup Typhoid, oral Bacterial c) A higher overall level of response d) A more specific or better “fit” to the invading antigen Plague e) Utilizes IgG instead of the large multipurpose antibody Oral polio (Sabin) IgM Yellow fever Types of vaccines : Traditionally, there are four types of vaccines (Table - 2). Measles ●● Live (attenuated) Rubella Viral ●● Inactivated (killed) Mumps ●● Toxoids Influenza ●● Subunit and recombinant Live Vaccines : These are prepared from live attenuated Chickenpox organisms. They are very potent immunizing agents because : Epidemic Typhus Rickettsial ●● Live organisms multiply in the host Inactivated or Killed Vaccines ●● All major and minor antigenic components are present ●● Target organs may be colonized Typhoid ●● May replace wild strains in the community Cholera Drawbacks : Safety is an issue because mutation may take Pertussis Bacterial place resulting in disease. Live vaccines can not be used for C.S. meningitis immuno-deficient patients as well as during pregnancy. Precautions : Two live vaccines are usually not used together. Plague They are to be given at different sites or three weeks apart. Hepatitis A Besides, live vaccines have exacting storage requirements. Hepatitis B Example : Rabies ●● Bacterial Salk (polio) Viral - BCG - Typhoid oral Influenza ●● Viral Japanese Encephalitis - Measles, Mumps, Rubella KFD - Oral Polio Toxoids - Yellow fever, Influenza Diphtheria ●● Rickettsial Bacterial Tetanus - Epidemic typhus Human Immunoglobulins Inactivated (Killed) Vaccines : These are prepared from organisms killed by heat or chemicals. Killed vaccines are Hepatitis A very safe but less efficacious than live vaccines. They require Measles multiple doses which may be administered as a series of Human normal Rabies primary doses followed by regular booster doses. The only Immuno-globulin absolute contraindication is hypersensitivity. Tetanus Example : Mumps ●● Bacterial Hepatitis B - Typhoid, Pertussis, Cholera Human specific Varicella ●● Viral Immuno-globulin Diphtheria - Rabies, Hepatitis B, Japanese encephalitis Non Human (Antisera) Toxoids : These are produced from detoxicated toxins. The body produces antibodies against the toxin in response to Diphtheria toxoids. They offer no protection against infection. Toxoids are Tetanus very safe and highly effective. Bacterial Gas gangrene Example : Diphtheria, Tetanus Botulism Rabies Viral • 987 •
  • 15. Passive Immunisation : Passive immunization may be Storage of Vaccines administered using human or animal products. Conventionally Sensitivity to heat : All vaccines are sensitive to heat to some human products are called immunoglobulins and animal extent, but some are more sensitive than others. The commonly products are called anti-sera. Animal products are cheaper but used EPI vaccines may be ranked according to their sensitivity suffer from the disadvantage of greater chances of immediate to heat as given in Box - 4. or delayed hypersensitivity. Human Immunoglobulins : Non-specific or generalized Box - 4 : Sensitivity to Heat protection is offered by normal immunoglobulins while protection against specific diseases is given by using hyper- Most Sensitive immune immunoglobulins. OPV Normal Immunoglobulins : These provide non specific Measles immediate ready made protection for upto three weeks. No live vaccine should be given for 12 weeks following administration DPT, Yellow Fever of immunoglobulins. They should be administered at least two BCG weeks after a live vaccine Hib, DT Example : Measles, Hepatitis A Td, TT, Hepatitis B Specific Hyperimmune Immunoglobulins : These are made from plasma of recently recovered patients. They are to be given immediately after exposure. Peak blood levels are usually (Note : However, that all freeze-dried vaccines become much more heat- achieved in two days. They have a half life three to five weeks sensitive after they have been reconstituted, and it is then even more important that they are not exposed to heat.) Example : HBIG, VZIG, Rabies, Tetanus Animal anti-sera or anti-toxin : Animal anti-sera are Sensitivity to Cold : Some vaccines are also sensitive to being generally equine in origin. Their biggest draw back is that they too cold. For these vaccines, freezing or exposure to temperatures may cause anaphylactic reactions or serum sickness. < 0°C can also cause loss of potency, and again, the vaccine Examples : Diphtheria, Tetanus, Rabies, Botulism, Gas will become useless. For these vaccines, it is therefore essential gangrene, Snake Bite. to protect them not only from heat, but also from freezing. The National Immunization Schedule vaccines sensitive to freezing (as well as to heat) are as given in Box - 5. Any immunization schedule is drawn up keeping two important factors in mind. Firstly the vaccines need to be administered in doses and schedules which produce an adequate immunological Box - 5 : Sensitivity to Cold response in the recipient. Secondly the schedule should be Most Sensitive administratively convenient and one which is likely to be most Hep B acceptable to the target population. The National Immunization Schedule drawn up for India factors in both these aspects (21) (Table - 3). Hib (Liquid) DTP Table - 3 : Schedule DT At Birth BCG, OPV - 0 Td (Institutional delivery) TT 6 weeks BCG (If not given at birth) DPT - 1, OPV - 1 Least Sensitive Infants 10 Weeks DPT - 2, OPV - 2 Sensitivity to Light : Some vaccines are also very sensitive 14 Weeks DPT - 3, OPV - 3 to strong light, so they must always be protected against 09 months Measles sunlight or fluorescent (neon) light. BCG, measles, MR, MMR and rubella vaccines are sensitive to light (as well as to heat). 16 - 24 mths DPT and OPV Normally, these vaccines are supplied in vials made from dark 5 - 6 yrs DT* brown glass, which gives them some protection against light Children damage, but care must still be taken to keep them covered and 10 yrs TT* protected from strong light at all times (22,23). 16 yrs TT * Recommended Storage Temperatures (If there is no clear evidence of previous immunization two doses one month apart to be given) The recommended conditions for storing vaccines are shown Early pregnancy TT - 1 in Table - 4. This table indicates the maximum times and Pregnant temperatures in each case (24). Women One month later TT - 2 Each time some damage due to heat occurs, the loss of potency (In case of clear evidence of primary immunization or two doses during accumulates, and eventually, if the cold chain is not correctly previous pregnancy, only single dose to be given) • 988 •